STATE OF NORTH CAROLINA v. VINCENT LAMONT HARRIS
No. COA03-1071
IN THE COURT OF APPEALS
Filed 5 October 2004
166 N.C. App. 386 (2004)
Many of plaintiff‘s and defendant‘s assignments of error relate to rulings by the trial court that we review under an abuse of discretion standard. Both parties failed to show the trial court abused its discretion. The triаl court‘s order is affirmed.
Affirmed.
Judges HUDSON and BRYANT concur.
1. Evidence— rape shield law—exception—prior sexual contact relevant to injuries
Evidence of a second-degree rape victim‘s prior sexual encounter on the day of the rape should have been admitted because it may have accounted for some of her injuries and was relevant to whether she consented to sex with defendant. A new trial was also granted on a common law robbery charge because the victim‘s credibility was essential to all of the charges.
2. Sentencing— aggravаting factors—underlying facts—requirements for finding
A fact used to aggravate a sentence beyond the presumptive term must be found beyond a reasonable doubt by a jury, stipulated to by the defendant, or be found by a judge after the defendant has waived his right to a jury.
Defendant should not have been found to be a predator as a nonstatutory aggravating factor for second-degree rape. There are procedures for classifying a defendant as a sexually violеnt predator, but that finding is purely for classification (and includes requirements such as registration) but does not have sentencing implications.
Judge LEVINSON dissenting in part and concurring in part.
Appeal by defendant from judgments entered 26 and 27 February 2003 by Judge Abraham Penn Jones in Granville County Superior Court. Heard in the Court of Appeals 20 May 2004.
Attorney General Roy Cooper, by Assistant Attorney General David L. Elliott, for the State.
Thomas R. Sallenger for defendant appellant.
MCCULLOUGH, Judge.
Defendant was found guilty on the charges of common law robbery and second degree rape. The State‘s evidence tended to show the following: On 13 April 2002, Shannon Parrott, a sixteen-year-old high sсhool student and the alleged victim in this case, was meeting her friend Kevin at Southern States to walk together to Johnny‘s house, their mutual friend. When Kevin did not arrive, the victim walked on to Johnny‘s house alone. She alleges she left for Johnny‘s sometime after midnight, and walked in total six or seven miles. En route to Johnny‘s house, she approached a Texaco gas station and saw a group of men hanging around a trash dump. As she walked past these men, defendant approached her and put his arm around her. Defendant asked the victim if she smoked marijuana, and she replied that she no longer did. Defendant asked where the victim was going a number of times, and she replied that she was going home. Defendant then grabbed her by the back of the neck and dragged her in an alleyway between a house and a church. At the time, the victim was wearing a jacket, T-shirt, sweat pants, and carrying her book bag. In the alleyway, he threw her on the ground, yanking down both her underwear and her pants. He then put his penis in the victim‘s vagina without her consent. When the victim tried to scream, defendant put his hand over her mouth and told her to be quiet. He then turnеd her over and put his penis in her rectum. He then made defendant pull her clothes
Defendant‘s evidence tended to show the following: Eugene Latta, a witness on the night in question, observed defendant and victim together just walking and talking. He then saw them and they were all hugged up. Latta did not hear a scream and he did not see a rape. During his cross-examination, Latta admitted to making a statement to police that he saw a male subject pull a girl to the side of the church against her will. He wrote the name of defendant. He claimed this statement was false and that he wrote it so the charge would not be pinned on him.
Defendant was 29 years old, married, and had three children. On the night in question, defendant first saw the victim walking near the Texaco gas station at around 11 o‘clock. Defendant asked her what she was doing, and she said she was going to a friend‘s, and that someone had told her that her boyfriend was mad at her for getting caught having sex in the woods. They talked about hooking up and in fact did so an hour later. Then he and the victim smoked marijuana together before engaging in consensual sexual intercourse lasting twenty minutes. The intercourse was tacitly agreed to in exchange for the marijuana. The victim then offered defendant her rings in exchange for more marijuana. He gave one of the rings to his brother that night for money.
The issues raised by defendant‘s appeal are as follows: that the trial court erred when it did not allow defendant to question the victim concerning other alleged sexual activity she had on the day of the incident; that the trial court erred when it denied defendant‘s motion to dismiss the charge of second degree rape and common law robbery; and that the trial court erred in composing defendant‘s sentence
I. Rape Shield
[1] Defendant, as preserved by objection at trial, now contends that he should have been able to question the victim concerning alleged sexual activity she had on the evening of the day in question. Specifically, defendant argues that the following testimony, elicited by defendant during an in camera voir dire, should have been allowed to be heard by the jury:
Q. [Defense counsel]: [Victim], can you tell what you did earlier in the day on April 13th?
A. [The victim]: I went to a friend‘s house after school.
Q. After school.
A. Yes.
Q. What day of the week was it?
A. I‘m not—
Q. (Interposing) I believe, it was a Friday. So, after school you went to a friends.
A. Yes, ma‘am.
* * * *
Q. Okay, and what did y‘all do?
A. We walked around the neighborhood with some of her friends.
* * * *
Q. Okay. And are there woods nearby?
A. Yes, ma‘am.
Q. Were you in those woods?
A. Yes, ma‘am.
Q. Who were you with?
A. My boyfriend.
* * * *
Q. . . . Do you go to school with him or did you go to school with him . . .?
A. Yes, ma‘am.
Q. Okay, did you have sex with him?
A. Attempted to.
* * * *
Q. . . . [Was] [yоur friend] and her friend with you at that time?
A. Yes, ma‘am.
Q. Did they have sex?
A. They attempted to also.
Q. Okay, so you had your clothes off? Right?
A. I had on a skirt.
* * * *
Q. (Interposing) A skirt, okay.
A. My clothes were still on.
Q. Did he have his pants down?
A. I believe so.
Q. Okay, why did you not have sex?
A. Because it didn‘t—something told me it wasn‘t right. It didn‘t feel right. That it—something told—I had the gut instinct that it would be wrong and that something bad would happen.
Q. Okay, was the fact that he couldn‘t get hard have anything to do with it?
A. No, ma‘am.
Q. Were y‘all smoking pot.
A. No, ma‘am.
Q. How long were y‘all out in the woods?
A. Not long.
Q. All right. Thirty minutes or less?
A. Less.
Q. Okay. Had you taken a towel out there with you so y‘all would have something to lay on?
A. [My friend] did.
Q. Okay. Now, did y‘all get in a little bit of trouble with [your friend]‘s mom because somebody saw y‘all out there?
A. Yes, ma‘am.
Q. All right, tell us what happened.
A. [My friend]‘s mom made me go home and she took [my friend] to the Granville County Hospital.
The State then asked:
Q. [The State]: [Victim], when you attempted to have sex with [your boyfriend], did he hurt you in anyway.
A. No, ma‘am.
Q. Did you attempt any anal intercourse? Did you have anal intercourse with [him]?
A. No ma‘am.
The trial court then asked:
THE COURT: [Victim], when you had the sexual encounter with this other person, prior to the events that you testified to with respect to the defendant, was there sexual penetration? Do you remember? Do you know what I am talking about?
A. [The victim]: No sir.
THE COURT: You don‘t. Let me be more explicit with you, if I can.
The boy with whom you had the—the boy with whom you tried to have sex earlier that day, did he put his penis into your vagina.
A. No, not quite.
THE COURT: Not quite. Did he attempt to?
A. Yes, sir.
The court did not allow any of this testimony to be heard based upon its application of North Carolina‘s rape shield law. Defendant contends one of the exceptions to the law applies.
(2) Is evidence of specific instances of sexual behavior offered for the purpose of showing that the act or acts charged were not committed by the defendant[.]
The State argues that this issue is governed by State v. Fortney, 301 N.C. 31, 269 S.E.2d 110 (1980). Fortney analyzed and found as constitutional the nearly identical rape shield law,
The statute‘s exceptions provide ample safeguards to insure that relevant evidence is not excluded. G.S. 8-58.6(b)(2) specifically provides: “(b) The sexual behavior of the complainant is irrelevant to any issue in the prosecution unless such behavior: . . . (2) Is evidence of specific instances of sexual behavior offered for the purpose of showing that the act or acts charged were not committed by the defendant. . . .” This exception is clearly intended, inter alia, to allow evidence showing
the source of sperm, injuries or pregnаncy to be someone or something other than the defendant. See generally, Tanford & Bocchino, supra at 553.
Id. at 41, 269 S.E.2d at 114 (emphasis added) (footnote omitted).
In the instant case, we find the facts of Fortney distinguishable, and the dicta interpreting
Therefore, we reverse on this issue, and grant a new trial in which the evidence of the prior sexual encounter on the day of the alleged rape should be admitted. See State v. Guthrie, 110 N.C. App. 91, 428 S.E.2d 853, disc. review denied, 333 N.C. 793, 431 S.E.2d 28 (1993). Furthermore, we reverse and grant a new trial on the charge of common law robbery as we believe the victim‘s credibility after cross-examination as to her prior sexual encounter is essential to support all charges stemming from the entire criminal transaction.
II. Aggravating Factors
Though defendant has been granted a new trial, we here address those issues relating to defendant‘s sentencing which may
A. The Offense was Especially Heinous, Atrocious, or Cruel
[2] The U.S. Supreme Court recently held that the “statutory maximum” for any offense is “the maximum sentence a judge may impose solely on the basis of the facts reflected in the jury verdict or admitted by thе defendant.” Blakely v. Washington, 542 U.S. 296, 303, 159 L. Ed. 2d 403, 413 (2004). The high Court further explained that “the relevant ‘statutory maximum’ is not the maximum sentence a judge may impose after finding additional facts, but the maximum he may impose without any additional findings.” Blakely, 542 U.S. at 303-04, 159 L. Ed. 2d at 413-14 (emphasis added). Thus, any additional findings that may be used to increase a defendant‘s sentence, but not found by the jury, are otherwise made in violation of defendant‘s Sixth Amendment Right to trial by jury. Id. at 305, 159 L. Ed. 2d at 415. The only exception to this would be if the defendant has stipulated to those facts which have increased his sentence, or waived his right to a jury. Id. at 310, 159 L. Ed. 2d at 417-18.
Our Court, in State v. Allen, 166 N.C. App. 139, 149, 601 S.E.2d 299, 306 (2004), adopted the high Court‘s principles in Blakely to North Carolina‘s sentencing scheme cоncerning a court‘s ability to enhance a defendant‘s sentence by finding factors in aggravation. See
Therefore, pursuant to Allen and Blakely, should the court at any new trial use a factor in aggravation to impose a sentence beyond the presumptive term for which defendant has been found guilty, the fact must be found by the following: beyond a reasonable doubt by the
B. Defendant is a Predator
[3] Turning to the next sentencing issue that may arise at any new trial. The term “predator” in the North Carolina‘s criminal code, as related to sex offenses, is a specifically defined legal classification of sex offenders.
(6) “Sexually violent predator” means a person who has been convicted of a sexually violent offense and who suffers from a mental abnormality or personality disorder that makes the person likely to engage in sexually violent offenses directed at strangers or at a person with whom a relationship has been established or promoted for the primary purpose of victimization.
(a) . . . If the district attorney intends to seek the classification of a sexually violent predator, the district attorney shall within the time provided for the filing of pretrial motions under G.S. 15A-952 file a notice of the district attorney‘s intent. . . .
(b) Prior to sentencing а person as a sexually violent predator, the court shall order a presentence investigation in accordance with G.S. 15A-1332(c). However, the study of the defendant and whether the defendant is a sexually violent predator shall be conducted by a board of experts selected by the Department of Correction. The board of experts shall be composed of at least four people. Two of the board members shall be experts in the field of the behavior and treatment of sexual offenders, one of whom shall be selected from a panel of experts in those fields provided by the North Carolina Medical Society and not employed with the Department of Correction or employed on a full-time basis with any other State agency. One of the board members shall be a victims’ rights advocate, and one of the board members shall be a representative of law enforcement agencies.
(c) When the defendant is returned from the presentence commitment, the court shall hold a sentencing hearing in accord-
ance with G.S. 15A-1334. At the sentencing hеaring, the court shall, after taking the presentencing report under advisement, make written findings as to whether the defendant is classified as a sexually violent predator and the basis for the court‘s findings.
We believe that in the case at bar, in light of the potential misuse and confusion which may be caused due to the other legal implications of the term predator, the court‘s listing “DEFENDANT IS A PREDATOR” as a nonstatutory factor in aggravation was improper and should not be considered at any new trial for such purposes.
After close review of the transcript, record, and briefs, we hereby grant defendant a new trial.
New trial.
Judge HUDSON concurs.
Judge LEVINSON dissents in part and concurs in part.
LEVINSON, Judge, dissenting in part and concurring in part.
I respectfully disagree with the majority оpinion‘s reasoning and conclusion concerning the application of
The trial court did not err by excluding evidence of the victim‘s sexual activity with her boyfriend. The admissibility of evidence of a victim‘s sexual activity with individuals other than the defendant is
Appellate cases finding error in a trial court‘s exclusion of evidence of sexual activity with third parties are those in which there was some evidence tending to support the defense theory that the victim‘s injuries or condition were not сaused by the defendant. See, e.g., State v. Ollis, 318 N.C. 370, 348 S.E.2d 777 (1986) (where victim testified on voir dire that she was raped by a second man on the same night that the defendant raped her, defendant should be allowed to cross-examine victim about the other rape); State v. Wright, 98 N.C. App. 658, 392 S.E.2d 125 (1990) (where doctor testified that victim‘s vaginal irritation might be caused by masturbation, testimony of her grandmother that she frequently saw victim engaged in masturbation was relevant).
In the instant case, the victim testified that defendant forcibly raped her vaginally and also forced her to engage in anal sex. The State presented uncontradicted testimony, from the supervising forensic nurse in the Sexual Assault Program of the hospital where the victim was treated, that the victim suffered multiple “areas of lacerations, skin tears, [and] bruising” of her genital area, including labial lacerations, perineal bruising, and “multiple areas of [rectal] lacerations.” In addition, her cervix was “very bruised and swollen,” and she exhibited “active oozing [and] bleeding” of her anus. The nurse testified further that, although it might be physically “possible” for an individual to receive these injuries by consensual participation in “rough sex,” she found the injuries consistent with sexual assault.
It was in this evidentiary context that the defendant tried to introduce the evidence that the victim had engaged in consensual sexual
The majority opinion indicates that the evidence of the victim‘s other sexual activities with others would be useful to the defense, as a theoretical alternative source of the victim‘s vaginal and anal injuries. However, the test for admissibility is not whether or not the proffered evidence would be helpful to the defense, but whether it is legally relevant to an issue in the case. See
The defendant argues further that evidence that the victim had sex with someone else was “competent to corroborate the testimony of the defendant that there had been no violence nor any force utilized during the course of the encounter and that the defendant was not the cause of the tears and fissures.” Defendant misstates the law in this regard. Such еvidence is admissible only if there is some basis other than the defendant‘s denial that he committed rape, tending to show that the other activity led to vaginal tearing.
Moreover, “to receive a new trial, defendant has the burden of showing that there was a reasonable possibility the jury would have reached a different verdict had the error in question not been com-
First, defendant was able to present evidence that the injuries could have existed before the alleged rape. For example, the forensic nurse acknowledged that the injuries could have occurred 6-12 hours preceding the encounter with the defendant. Secondly, there was uncontradicted expert testimony that the victim‘s multiple, severe vaginal and rectal injuries were consistent with а sexual assault. Because the voir dire testimony actually negates the prospect that she was hurt as a result of the earlier encounter—and suggests there was neither vaginal nor anal intercourse—this testimony would have done nothing to rebut or contradict the State‘s evidence as to the origin of the injuries. Third, a comparison of the uncontradicted evidence concerning the victim‘s injuries with the voir dire testimony leaves little doubt that the jury would have reached the same result.
I would further note that the trial court gave thoughtful consideration to this issue before rendering its ruling. After conducting аn extensive voir dire, the trial court weighed the relevancy and Rule 412 issues very carefully, and stated:
I think the Rape Shield law is designed to protect women from the shotgun defense that if she would do it with Jack, she‘d do it with Jim[.] . . . And I think the only time it really becomes pertinent, this prior sexual behavior if defendant testifies that she was raped and up until that time—well, there is some—something very significant about the physical activity of some prior event that could have caused the same thing. I think here, even if there‘s prior sex, the tearing really is a red—in some way a red herring. It‘s not really—whеther it is tearing during consensual or nonconsensual sex, it‘s not really dispositive of whether there is a consent between her and Mr. Harris, one way or the other. (emphasis added).
The trial court was correct. The fact that the injuries were so significant, together with the absence of any suggestion on voir dire that the victim was injured by her boyfriend, supports the trial court‘s
Finally, I believe that this is precisely the type of evidence that the rape shield law is intended to exclude. Where there is no evidence that places the prior sexual activity within an exception to the statute, its admission serves no valid purpose and is not relevant. In his brief, the defendant states that “the determination of the fact of whether there was forcible penetration is made more probable by evidence of [the victim‘s] sexual encounter with another male within 24 hours of the date of the alleged offense in this cause.” This is, of course, exactly what Rule 412 excludes.
I also dissent from the majority opinion that the common law robbery conviction should be reversed because questions related to the victim‘s prior sexual encounter may bear on defendant‘s common law robbery charge. For the reasons stated above, I disagree. Moreover, defendant does not even make an argument related to whether the trial court‘s failure to admit certain evidence should result in a new trial. Defendant‘s only argument on appeal is nonsuit. ” ‘Common law robbery is defined as the felonious, non-consensual taking of money or personal property from the person or presence of another by means of violence or fear.’ ” State v. Shaw, 164 N.C. App. 723, 728, 596 S.E.2d 884, 888 (2004) (quoting State v. Herring, 322 N.C. 733, 739, 370 S.E.2d 363, 368 (1988)). There is clearly substantial evidence of every element of the common law robbery offense. I would find no error as to common law robbery.
