199 Conn. 255 | Conn. | 1986
Lead Opinion
The defendant, Willie L. Harrell, was convicted, after a jury trial, of burglary in the second degree with a firearm, in violation of General
The defendant raises three issues on appeal. He claims that: (1) the trial court abused its discretion in denying his motion in limine to prevent impeachment by the use of evidence of prior convictions; (2) the ruling on the motion in limine effectively precluded the exercise of his state and federal constitutional right to testify; and (3) the trial court erred in its jury instructions on identification. We find no error.
The jury reasonably could have found the following facts relevant to this appeal: On March 20, 1981, at approximately 7 p.m., the Crawford family returned
Michael, the twelve year old son of Catherine and John Crawford, memorized the license plate number and color of the burglar’s car (“red [with] black roof”) and, once in the kitchen, wrote this information on his hand with a pen. Catherine Crawford also memorized the license plate number. Michael and Catherine were able to give a description of the defendant to the police who arrived at their home immediately afterward. By using the license plate number memorized by Michael, the police were able to determine that the vehicle was registered to the defendant. At a photo array four days later, Michael and Catherine independently selected the defendant’s photo as the man who had burglarized their home.
At trial, after the state had rested, the defendant made a motion for a judgment of acquittal, which the trial court denied. The defendant then filed a written motion in limine
I
The defendant’s first claim of error is that the trial court’s ruling that the defendant could be impeached with his two prior convictions for robbery with violence was an abuse of discretion because of their prejudicial impact and remoteness in time to the present crimes. A criminal defendant who has previously been convicted of a crime carrying a term of imprisonment of more than one year may be impeached by the state if his credibility is in issue. General Statutes § 52-145 (b).
“A trial court’s decision denying a motion to exclude a witness’ prior record, offered to attack his credibility, will be upset only if the court abused its discretion.”
We recognize that “[wjhere the prior crime is quite similar to the offense being tried, a high degree of prejudice is created and a strong showing of probative value would be necessary to warrant admissibility.” Id.; see State v. Carter, 189 Conn. 631, 642-43, 458 A.2d 379 (1983). “There is, of course, no per se rule prohibiting impeachment of a defendant by proof of a prior conviction of a crime similar to that for which he is being tried when that prior conviction is offered to attack his credibility.” State v. Binet, supra, 622. The trial court specifically noted, after the state’s case-in-chief and prior to argument on the motion in limine, that the case “boil[ed] down at this point to a pure question of credibility. That being, was the defendant there that night
While in this case the defendant also argued the third Nardini factor, the remoteness in time of the conviction, the trial court, well within its discretion and in considering all the factors, determined that “remoteness is not really involved here.” Acknowledging that the rule in Connecticut is moving closer to the federal ten year rule, the trial court deemed a nine year old release date to satisfy the remoteness in time factor. See State v. Nardini, supra, 526. In addition, the trial court concluded that “the prejudice is [not] that great,” specifically noting that “the larceny which is the underlying crime in any robbery does go directly to the credibility of the robber or larcener . . . .” See, e.g., State
The trial court sufficiently reflected upon and weighed the three factors enunciated in Nardini and its ruling on the motion in limine cannot be said to have been an abuse of discretion.
II
The defendant’s second claim is that the trial court’s ruling on his motion in limine effectively precluded him from exercising his constitutional right to testify as guaranteed by article first, § 8, of the state constitution and the sixth and fourteenth amendments to the federal constitution. We do not agree. We recognize that a defendant may be faced with the dilemma of either testifying and facing the possibility of impeachment by prior convictions or not taking the stand and thus not personally being able to present his version of the events to the jury. Nevertheless, it has been recognized that the constitutional right to testify does not carry with it a right to prohibit impeachment by prior convictions. See McGautha v. California, 402 U.S. 183, 215, 91 S. Ct. 1454, 28 L. Ed. 2d 711 (1971); Spencer v. Texas, 385 U.S. 554, 561, 87 S. Ct. 648, 17 L. Ed. 2d 606 (1967); Brown v. United States, 356 U.S. 148, 155, 78 S. Ct. 622, 2 L. Ed. 2d 589 (1958); People v. Montez, 197 Colo. 126, 589 P.2d 1368 (1979); State v. Kelley, 413 A.2d 300, 303 (N.H. 1980). In McGautha,
The defendant claims that his decision not to testify at trial was directly related to the trial court’s ruling on the motion in limine. As a result of the ruling, the defendant argues, he was prevented from exercising his fundamental right to present a defense, specifically his alibi defense.
For the purposes of this appeal and because of our disposition of the first issue, we will follow the ruling of Luce v. United States, 469 U.S. 38, 105 S. Ct. 460, 83 L. Ed. 2d 443 (1984), prospectively only. That ruling is not to be made applicable to our disposition of this case. In the case before us, the defendant was faced with possible impeachment by the introduction of evidence of his convictions of four prior felonies. On appeal, he alleges a constitutional error because the ruling, at least as to the two robbery convictions, caused him to forego testifying. While this court has previously reviewed on appeal trial courts’ rulings on motions in limine on the admissibility of prior convictions; see State v. Binet, supra, 621; State v. Iasevoli, 188 Conn. 325, 326-27, 449 A.2d 996 (1982); State v. Nardini, supra, 529; we have decided to follow the holding of the United States Supreme Court in Luce v. United States, supra.
Although we follow Luce prospectively, reference to the defendant’s trial demonstrates why it is judicious to do so. The defendant did not testify at his trial because, as he now claims, he did not want to be impeached with evidence of his prior crimes. On appeal, he challenges the admissibility of only the two robbery convictions. A reviewing court is unable to determine accurately that the defendant’s decision not to testify was solely the result of the ruling as to the robbery convictions and not because of the ruling as to his convictions for forgery and attempted false pretenses. There was scant evidence that the defendant would have offered any testimony had the motion been granted and no evidence at all that the trial court was unwilling to consider altering the ruling on the basis of the defendant’s actual trial testimony. “Any possible harm flowing from a [trial] court’s in limine ruling permitting impeachment by a prior conviction is wholly specula
We follow Luce prospectively in order that those defendants who have relied on previous decisions of this court that did not require a defendant to testify will not be prejudiced by this rule. We look to the three factors outlined in Chevron Oil Co. v. Huson, 404 U.S. 97, 92 S. Ct. 349, 30 L. Ed. 2d 296 (1971), to demonstrate that a retroactive application of the Luce holding would be substantially unjust. See Linkletter v. Walker, 381 U.S. 618, 639, 85 S. Ct. 1731, 14 L. Ed. 2d 601 (1965)(holding that the rule of Mapp v. Ohio, 367 U.S. 643, 81 S. Ct. 1684, 6 L. Ed. 2d 1081 [1961], does not apply retroactively to state court convictions which were already final before the decision was published). Our ruling today satisfies the first factor delineated in Chevron because it “establishes] a new principle of law . . . by overruling clear past precedent on which litigants may have relied . . . .’ ” Chevron Oil Co. v. Huson, supra, 106; see State v. Johnson, 188 Conn. 515, 518A, 450 A.2d 361 (1982). The second factor is “ ‘whether retrospective operation will further or retard its operation.’ ” Chevron Oil Co. v. Huson, supra, 106-107. The Ninth Circuit case of United States v. Givens, 767 F.2d 574, 578 (9th Cir. 1985), is instructive on this second factor. Cf. United States v. Dunbar, 767 F.2d 72 (3d Cir. 1985) (appeals court applied holding of Luce retroactively for the defendant). The facts
Ill
The defendant’s final claim is that the trial court erred in failing to give the requested “model” Telf aire instruction on identification.
“When a proper request is filed pursuant to Practice Book § 852 or exception is taken pursuant to § 854 the test is whether the charge properly covered the substance of the written request or properly and adequately covered the specific subject matter of the exception.” State v. Kurvin, 186 Conn. 555, 561, 442 A.2d 1327 (1982). “The trial court is not under a duty in a criminal proceeding to charge in the identical language requested if its charge is accurate, adequate and, in substance, properly includes material portions of the defendant’s request; its responsibility is performed when it gives instructions to the jury in a manner calculated to give them a clear understanding of the issues presented for their consideration, under the offenses charged and upon the evidence, and when its instructions are suited to their guidance in the determination of those issues.” State v. Harden, 175 Conn. 315, 322-23, 398 A.2d 1169 (1978). The defendant concedes that Telfaire instructions “need not be given verbatim
Further, we do not agree with the defendant’s contention that identification was the “sole material element of the crimes in substantial dispute.” Two witnesses, Catherine Crawford and her son Michael, were independently able to select the defendant from a photographic array as well as to make an in-court identification at trial. The factual circumstances of this case indicate that this is not a case that exhibits “the special difficulties often presented by identification testimony that would require additional information be
There is no error.
In this opinion Dannehy, Santaniello and Callahan, Js., concurred.
General Statutes § 53a-102a provides in relevant part: “(a) A person is guilty of burglary in the second degree with a firearm when he commits burglary in the second degree as provided in section 53a-102, and in the commission of such offense he uses or is armed with and threatens to use or displays or represents by his words or conduct that he possesses a pistol, revolver, rifle, shotgun, machine gun or other firearm. No person shall be convicted of burglary in the second degree and burglary in the second degree with a firearm upon the same transaction but such person may be charged and prosecuted for both such offenses upon the same information.”
General Statutes § 53a-49 (a) provides: “A person is guilty of an attempt to commit a crime if, acting with the kind of mental state required for commission of the crime he: (1) Intentionally engages in conduct which would constitute the crime if attendant circumstances were as he believes them to be; or (2) intentionally does or omits to do anything which, under the circumstances as he believes them to be, is an act or omission constituting a substantial step in a course of conduct planned to culminate in his commission of the crime.”
General Statutes § 53a-134 (a) (4) provides in relevant part: “A person is guilty of robbery in the first degree when, in the course of the commission of the crime or of immediate flight therefrom, he or another participant in the crime ... (4) displays or threatens the use of what he represents by his words or conduct to be a pistol, revolver, rifle, shotgun, machine gun or other firearm; except that in any prosecution under this subdivision, it is an affirmative defense that such pistol, revolver, rifle, shotgun, machine gun or other firearm was not a weapon from which a shot could be discharged. ...”
A motion in limine “in a broad sense [refers] to any motion, whether made before or during trial, to exclude anticipated prejudicial evidence before the evidence is actually offered.” Luce v. United States, 469 U.S. 38, 40 n.2, 105 S. Ct. 460, 83 L. Ed. 2d 443 (1984).
“MOTION IN LIMINE
“Defendant in the above-entitled action moves this Court for an order prohibiting the use of prior felony convictions, to wit, two counts of robbery with violence in 1971 and criminal attempt at burglary in the third degree in 1976, to impeach his credibility should he testify. Defendant, who is desirous of testifying in his own defense, argues that the simitarily [sic] of those felony convictions is too close in substance to the instant crimes
“Alternatively, defendant moves this court to order that mention be made only of the fact that the defendant stands convicted of three felonys [sic], prohibiting mention of what those felonys [sic] are.”
Despite the fact that the defendant’s motion states that one of the convictions he wished to have excluded was a 1976 conviction, it is not at issue here. Although the defendant’s motion in limine included his prior convictions for forgery and attempted false pretenses, he does not raise as error on this appeal the trial court’s ruling as to the admissibility of those two prior convictions. He conceded during oral argument on the motion that the prior convictions for forgery and attempted false pretenses “would have a very strong bearing on credibility.” We do not review, therefore, the trial court’s ruling as to these crimes.
The defendant’s four prior convictions were all for felonies and carried possible terms of imprisonment of more than one year.
In State v. Nardini, 187 Conn. 513, 524, 447 A.2d 396 (1982), we noted that rule 609 of the federal rules of evidence attempts to accommodate “these conflicting views of human nature” concerning the impact on a jury of prior conviction evidence. In that regard, we note that “[ajbout forty states have taken a position similar to Fed. R. Evid. 609, providing for the exercise of discretion in the admission of evidence of most prior convictions. See 3 J. Weinstein & M. Berger, Evidence, par. 609 [12], at 609-109 to 609-137 (1982 & Supp. 1984).” Commonwealth v. Maguire, 392 Mass. 466, 468, 467 N.E.2d 112 (1984).
The defendant’s alibi, that two hitchhikers that he had picked up had stolen his automobile early on the evening of the robbery and that he had called his girlfriend and asked her to report the theft to the police, did come in through the testimony of his girlfriend and the arresting police officer to whom he had given this alibi story.
The defendant cites State v. Iasevoli, 188 Conn. 325, 328 n.3, 449 A.2d 996 (1982), as supporting his claim that there was a sufficient indication that he wanted to testify at his trial.
Luce v. United States, 469 U.S. 38, 105 S. Ct. 460, 83 L. Ed. 2d 443 (1984), construed federal rule of evidence 609 (a) which provides: “General Rule.—For the purpose of attacking the credibility of a witness, evidence that he has been convicted of a crime shall be admitted if elicited from him or established by public record during cross-examination but only if the crime (1) was punishable by death or imprisonment in excess of one year under the law under which he was convicted, and the court determines that the probative value of admitting this evidence outweighs its prejudicial effect to the defendant, or (2) involved dishonesty or false statement, regardless of the punishment.”
While we do not have this rule specifically articulated in our procedure, its amenability to our practice and the rationale of the Luce court in construing it is persuasive so that we have determined to follow Luce.
“The charge requested by the defendant emphasized four basic considerations: (1) the capacity and opportunity of the witnesses to observe the offender; (2) whether the identification made by the witnesses was from their own recollection; (3) the failure or inconsistency of the identification; and (4) the credibility of the witnesses.” State v. McKnight, 191 Conn. 564, 582 n.16, 469 A.2d 397 (1983).
After the instructions were given to the jury and the jury was excused, the following discussion took place: “Mr. Sturman: Your Honor, I am going to take an exception to your Honor’s not including in total the Telfaire instruction.
“The Court: Very well. I don’t think I mentioned on the record that granting both of your requests of charge as charged [sic].”
Practice Book § 852 provides in pertinent part: “If a request to charge is granted, the judicial authority shall apply the proposition of law to the facts of the case. A principle of law should be stated in but one request and in but one way. Requests attempting to state in different forms the same principle of law as applied to a single issue are improper.”
The trial court charged the jury as follows: “You have heard testimony from eyewitnesses in this case. The vagaries of eyewitness identifications are well known and you should receive with caution any identification testimony from an eyewitness and consider carefully whether or not that witness is accurate in his belief and in his testimony. You should scrutinize with care all such eyewitness identification. You should consider what opportunity each person had to make an observation, whether or not that person had seen the defendant before and all of the other circumstances surrounding such observation. Eyewitness identification is sometimes unreliable but its weight like the weight of any testimony is ultimately for you to decide.”
Concurrence Opinion
concurring. I disagree with part I of the opinion, which finds no error in the denial of the motion
The forgery and false pretense convictions clearly involved dishonesty and falsehood and, therefore, were highly significant upon the credibility of the defendant. State v. Carter, supra, 644. The slight additional significance on credibility the remote convictions for robbery may have had was clearly outweighed by the substantial prejudice their use entailed because of their similarity to the crimes on trial. Since the substantial prejudicial effect of the robbery convictions cannot be gainsaid and their probative value on the issue of the defendant’s credibility is only marginal at best, a proper application of the balancing test, with all due deference to trial court discretion, plainly required exclusion of those convictions from evidence.
Accordingly, I concur in the result.