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State v. Harkness
160 N.W.2d 324
Iowa
1968
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*1 indigеnt was unable to afford the serv- ices present attorneys of counsel were his by represent appointed Iowa, Appellee, court to him. STATE pleaA guilty later was entered attorneys application of his an order HARKNESS, Appellant. E. Earl transferring tempor- was defendant entered No. 52506. arily County to the Henry jail from the hospital pur- psychopathic City in Iowa for Supreme of Iowa. Court (cid:127) poses private undergoing psychiatric July 18, 1968. hospital He remained at the examination. patient period private as for a four September he entered addition- weeks. an insanity. plea by al reason of guilty of not all evidence defend- At the conclusion of instructions, requested ant incor- one two porated rule and the Durham other rule American Law tests of Institute insanity. and in- Both were refused rule struction 21 embodying by was given the trial court. appeal challenges

I. Defendant’s adequacy used in current guide jury this as a which the state per- determine charged crime. He contends sons respon- rule for M’Naghten’s the test this sibility replaced by should be either the American Law Institute rule or the Durham presents or both. This contention only question appeal. on this found, jury and there II. The is no evi- Bell, upon upon Thomas F. dence record submitted this Bainter and W. Harlan appeal dispute fact, appellant. Pleasant, shot for Mt. April 18, Edgington and killed Dale Turner, Gen., Atty. A. David Richard C. years pen- He to 40 in the was sentenced Gen., L. Elderkin, Atty. Asst. James itentiary at Fort Madison. Pleasant, Morrison, County Atty., Mt. in a upon Defendant lived one-room cabin appellee. ground farm owned one Arthur Steven- employed Stevenson, son. He MASON, Justice. permitted simply there, to live picking up sticks generally time to time judgment follow- appeal frоm anis (There place. after looking were a convicting defendant ing verdict buildings farm house other in the vi- degree murder Earl E. second Harkness cabin.) cinity of defendant’s Code, 1966. 690.3, contrary section County had hired Dale 1966, Henry grand Edgington Stevenson May 13, (deceased) to do charging bulldozing some indictment jury returned land, clearing part ar- involved murder. At the crime of of which fendant with proximal defendant’s showing defendant’s cabin. raignment upon De- *2 requested complained to Defendant had the trial court fendent Stevenson by pre- too to that if the find a Edgington running was the bulldozer instruct yard, ponderance building, destroying the of the evidence: close to his Doctor Truax, psychiatrist who later “ * * * [1] that his act was prod- defendant, unsoundness, examined testified defendant told uct of mental disease or then argued Edgington legal punishment about he is not amenable to him he had cabin, your guilty by should driving the bulldozer too close to the verdict be not reason Further, away. insanity (the rule). keep and asked him Durham to the front sidewalk and Edgington had driven cabin over. almost close he broke pushed killing he ease or unsoundness and that because of “ * * * was [2] suffering that at the time of the from a mental dis- April 18, unsoundness,

Sunday, prior week said he lack- one to mental disease or ed appreciate ceased and some of his relatives were out substantial to looking wrongfulness the farm and some- or to over observed of his conduct conform law, peering requirements in the farm one out window his conduct explained probably legal punish- house. Deceased it was then he is not amenable squatter your “the in the cabin.” ment guilty old who lived verdict should be not house, They proceeded to the farm walked reason of ALI rule].” [the in and were confronted defendаnt who wholly The III. defense relies almost them from ordered the house. upon testimony of Dr. Richard Allen returned, Monday morning Edgington Truax, presently at- a medical doctor is who apparently tempted bulldozer but psychiatry psychopathic to start his resident in at the and hospital decided because it was too wet Dr. University not to at the of Iowa. then left. Truax first met defendant June psychopathic when he was admitted hos- grabbed many Defendant one of rifles his pital City purposes of evalua- Iowa the creek and walked to to see how much tion. there, it had rained. he observed While psychiatric upon based evaluation is Edgington rapidly him in a driving toward compiled con- following. Data is pickup Edgington stopped ap- truck. history; patient is struct a life then the parently kidding began defendant about given a mental status evaluation to evaluate how much it rаined. Defendant felt had if there is his intellectual function to see being Edging- that he was ridiculed and told any gross He is evidence of mental illness. away. Edgington ton to move When his observed a series interviews as to not, very angry.” defendant “became responses emotional to the examiner and given physical examination. An elec- Defendant told Dr. Truax he remembered linear troencephalogram (a tracing or picking up rifle, lifting firing his it into a generated record of the electric currents position, moving but did not remember brain) as well as brain safety pulling next trigger. The Psychological neurological sean. tests thing he remembered his cabin eight personally are run. Dr. Truax had vague feeling “with the that he killed had period patient conversations over something.” partial He claimed a amnesia weeks, approximately each lasted five periоd shooting for the of the itself. Finally, patient 30 to 90 minutes. hospital Defendant then during stay drove Mount Pleasant observed ward, Finding sheriff’s office. sheriff and see what sort of he is on the deputy gone, he told the sheriff’s he partially stemming wife from his conversation thought he was the man sheriff interrelationship people with other for, looking just that he man. had shot a the ward. people. He from other Basically, history is follows. remained aloof the life suspicious them. farming, seemed to be

Early engaged life defendant Basically, he tend to withdraw from would junk and later worked as business friendly ap- watchman, part-time con- He would be night as well as a activities. people tendency proach, but he would withdraw He had a struction worker. *3 stayed by himself.” His He people and lived himself. as soon as he could. avoid him and more less left sister brother following from Dr. Truax related working the home alone while he was during had with defendant conversation night as a preferred farm. He to work arrived, ques- he first I interviews. “When alone, not around watchman where he was murder, and as concerning him tioned his people him. After other who disturbed encounter the details of his he would relate died, spent he all his free time mother angry, deceased, very he became with country away in a shack out in the from flushed, pressure his face was his blood ques- people, avoiding people, seeming to felt the up. Harkness went *. Mr. get wanting their and not tion motives him ridiculing him and told deceased was stated, Dr. Truax involved with them. away. Harkness to move He didn’t. Mr. aspect pattern part “This was an overall very angry. He does said he became history. He learned his life permeating exactly argument remember what the was doing things leave brother in his alone as so * * * been consistеnt about. He has However, go pretty okay. one would much history it me as he has over time he did assault his brother with ham- quite consis- talking. a few hours mer, neighbor.” and took an ax after a tency, course, he an indication that telling the truth.” Defendant’s brother Ival testified about attempt him with defendant’s to assault Dr. Truax then stated conclusions and hammer until his mother intervened psychiatric from the and corre- evaluation Also, called the dis- sheriff. “as to Earl’s already divulged lated them with facts nobody position temper, he bother don’t history. the life him- While Dr. Truax is long nobody as bothers him. When self psychiatrist, not a board he at all him, somebody gets pretty he mad. bothers during times concerned the evaluation under I he wouldn’t know what all would do when supervision Noyes, of Dr. a board gets he mad.” psychiatrist, and in conference with Dr. Huston, Paul hospital. director Also “Q. upon your Based observation rеpresent Dr. Truax testified his views during Earl that com- the time he lived in substantially those at medical staff munity your experience with and. overall hospital. during your early early him life particularly observing him middle life when “Our findings medical and conclusions stress, you would have concerning Mr. Harkness were we opinion A. his mental ? condition dealing eccentric, were suspicious, with an Yes. easily reclusive individual who felt other people annoy were out to him and that he “Q. your opinion, What Mr. Hark- would have to defend himself them. Well, violently ness? get A. he would * ** say mad. I would there some mental gets disorder there when mad.” diagnosis “Our of Mr. Harkness’ con- dition is that he paranoid personality. has a good phys- Defendant was found to be in paranoid Individuals who suffer from a ical health. neurological His examination personality many have of the traits aof early organic damage. revealed some brain personality schizoid coupled an ex- quisite Observations of defendant’s behavior at sensitivity inter-personal rela- hospital tions, following. revealed the “He conspicuous tendency and with a utilize a projection mechanism expressed « [*] [*] [*] [*] » by suspiciousness, envy, jealousy extreme Cross-examination brought the following * * * speak testimony. stubbornness. When of projection, this is a method where “Q. you Do proof have any that Earl thoughts own ac- attributes his Harkness has not malingering, proof, been tions to sources outside of himself. For you may have an opinion belief, example, extremely angry, a man ‍‌​‌​‌‌‌​‌‌​​​​​​​​‌​‌‌‌‌​​‌​‌​​‌​‌​‌‌‌​‌​‌‌​​‌​‌‍proof? A. I proof have to the reasonable but he T am does not think terms of the certainty medical of 85-90%. angry. people angry He ‘other thinks me, angry at people out there are those order, “Toward law basically Mr. something me.’ This is not that an individ- Harkness seems a man who believes himself, signifi- ual any can control not to it, law order comply tries *4 case, cant degree. In this Mr. Harkness’ and it has been he because is so stressed any significant not treatable condition is to by being people gets around that he other degree. placed a If he were to be in simi- away people. from He cannot handle his likely lar same again situation most hostility. He can’t handle closeness with thing happen again. is no would There gets them. away He them rather than par- medical treatment that will cure this get in he trouble. this case felt surround- anoid has. personality that Mr. Harkness apparently by ed this man. was He shack, around the but the man was also n n n n n >fc there, just around and it much for was too or say “We for certain whether cannot him. not state Mr. the mental Harkness n ‡ ‡ n ‡ ifc that conse- he of the nature and was aware suspect “We has cerebral quences or of his act not. arteriosclerosis with reasonable medical personality. “He When suspicious has a certainty based upon findings of the somebody something that stressed psychological that the fact his blood else, somebody would be stress a minor to pressure would rise such tremendous to imagine things he that were easily could only being levels with a little of stress bit happening happening, not that were placed upon Now, just him. what re- episode, then be remember not able to this impediment sults of this the flow of blood happened. proof but we have no that really say. to his brain are we can’t Cer- see, You man that is not Harkness is a Mr. tainly there are that have people other totally totally he is sane insane. If cerebral vascular that don’t com- disease of his enough stressed he loses control mit I murder. that do not wish make * * * * * thought processes. connection here. “Q. Now, Dr. Truax, based a reason- n [11] n n n n Doctor, “Q. you certainty concerning do know medical what able shooting fendant’s attitude you described is toward mental illness or defect another having being regards human A. He Mr. Harkness he lack substan- ? wrong- killing being another appreciate wrong. tial human capacity either However, say this, although his con- fulness or to conform he will of his conduct April point emotions requirements law confused where duct he 16, 1966, crime? feel alleged doesn’t toward human at the time of another honestly say like question the rest of He A. I us feel. was able at On this cannot * * times instance laugh if he or not. for about the situa- had substantial opinion, tion he in and but it would about what he had I could venture an done. way feeling be an His other opinion only people an it toward is would distorted, yet that but opinion enough that in a that be firm knows would wrong somebody. sense it is to murder He give I think I should it. ing suspect on it he back on? A. he would have. as he looks I knows now Again speculative question, a this is but I done it. shouldn’t have suspect he would have. n n >j< n n tl legally possible person “It is “Q. you Do feel that he is released then shooting again? sane at the instance of he might If kill A. Yes. by reason of immediately thereafter a sit- weapons and to be in allowed partici- having experience traumatic somebody aggravate uation where could psychotic. him, an event to become pated * * certainly happen again. in such could itself personality paranoid *, « n n n n n n crystalized and more something that is is “Q. you paranoid agree that Would developed. This something is more our thinking degrees very common years in formative something starts out society today ? Not the extent that it A. after possible person life, it is really it is seen in Mr. Harkness. It isn’t may develop aof crime commission very isn’t thinking common. Paranoid would episode but psychotic acute considerably really paranoid- unless like a crystalized disorder develop range out of normal. the commission paranoid personality after n n n n n ‡ aof crime. *5 “Q. you opinion Do have an as to “ * * history that this again now *, great many whether or there are a complex past life is far too gives he of his people today walking around the world per- paranoid person fake a thing, a a can't Well, paranoid personalities? A. period years. This sonality over a percentage great wise there num- aren’t a think don’t just big to fake. I thing a too ber. eccen- There are a certain number of have would psychiatrist do it or a I could tric people get who live themselves thing could doing a time it if such hard a fine along somebody aggravates until them *** be faked. happens. and then Hark- something If Mr. aggravated, you ness hadn’t been don’t {< n n n n n sfc might all gotten along know. He have “Q. you say the defendant Would somebody his life doing without this. If Well, impulses A. possessed ? of anti-social him, aggravated happen again. it would that impulses aggressive Mr. Harkness has controlling. isn’t difficulty This he has n n sjs n n :Jc do, voluntary anti- thing that he wants to a “Q. Doctor, every you agree would things far as we can determine. social breaking point? human A. being has of a category fall He does not under Well, say I has every would human has these he sociopathic personality, but point perhaps breaking that would he has which impulses within urges and sufficiently absolute cir- adverse he can at times controlling, and hard time every degree but not to the cumstances, stressed if he is acts disrupt into anti-social breaking everyday point has a degree. * ato sufficient life. enough most Given stress people people will Most normal break. also you are token “Q. By the same would not Mr. break under the stress that control intend he has and does saying that Harkness breaks under.” A. point? to a impulses at least of these ishe much depends why how Dr. Truax was then point. It asked To anywhere near Certainly not fendant turned himself sheriff stressed. us after Edgington. can. he had shot point where most of Dale n « * * * Well, presume again you “A. I here Doctor, asking judgmental defendant have me “Q. answer. would presume look- were I he policeman shot man —at the time act if committed an control, per- very sophisticated he little emotional when had (including writers some haps quite what he was judges) wasn’t aware of refer to as the ‘right wrong he stopped for a minute doing. History Aftеr test.’ shows that the a mistake. replaced looked back and could see this is test supplanted law against the something ‘right This is that is ancient wrong’ test. Prior away people perhaps that if run England, more than I 1843in a man was held me, he decided to do will be after if at thé time criminal acts he was they find people do if able thing distinguish most would the difference between tragic mistake of they right out have made a wrong. This awas test which type.” grew courts, this from the ancient ecclesiastical but the M’Naghten away test defense of Merit of defendant’s IV. approach abstract and substituted a new responsibility must lack of criminal largely concrete standard influenced testimony. by Dr. Truax’s determined the writings Ray. of Dr. Isaac This test Translating psychiatric evaluations was whether the that the defendant knew facts, impressions lay he established into particular committing act he was certainty within a reasonable medical wrong.” Judge Burger, Warren E. United range percent accuracy of 80-90 Appeals, Washington Court of D. developed, suffering defendant was from a C., Psychiatrists, Courts, Lawyers, persistent and mental disturbance. acute Probation, Federal June testimony, disputed by psychiatric testimony contrary Precisely to the and consistent emerged finally throughout, apply enabled as M’Naghten rule is this: facts to the instructions on standards “ ** * to establish a defense on the legal insanity. or tests of ground proved clearly must be act, that at the committing time of part: Instruction stated in *6 party labouring accused was under such a “Insanity, in these as the word is used reason, defect of from disease the mind of instructions, deranged means a diseased or quality not to know the nature and of per- renders a condition of the mind which it, doing; the act he if was or he know did understanding inсapable knowing son or doing he did he not know was what act, unable quality the or nature and of Jiis case, wrong. M’Naghten’s was and 10 Cl. relation distinguish right wrong in to and 200, 210, 718, Eng.Rep. F. 1843.” 722, to that act. Courts, Psychiatrists, Lawyers, and the supra. First, did insanity is this: “The test of capacity mental the defendant have such It jury placed great is fair to assume the doing, he understand what was know and to emphasis upon testimony Dr. Truax’s second; understand he and and know defendant the generally knew difference the wrong that it was and violation right regarded wrong between and and thus be sane rights of another? To killing wrong in another human the law for the act commit- to Although sense. defendant claim- both

ted, able defendant must be partial ed amnesia at the time the shoot- quality understand the nature know and ing, shortly when he realized thereafter right distinguish between his act and to something had killed he turned himself the commission wrong at the time of office, lоoking in to the and now sheriff’s stated, this is in sub- As of the offense.” back he did incident realizes what M’Naghten rule. stance This, coupled was wrong. doctor’s inability say any degree a mo- ceitain- digress for might useful to “It be ty that very shooting com- at the time defend- there is a point out that ment to ant doing about did not know what he was widespread error mon wrong, certainly doing what he was was some of M’Naghten Rule which even compelled jury, conduct. It is assumed that one does this one’s enabled if not really unless power at lose self control given, find defendant instructions power has know the nature shooting knew what one also lost moment of distinguish quality sane and wrong, was of one’s acts or doing, that was right wrong. Definitions (2) between guilty. the nature inability under which to know testimony expert Apparently all relevant distinguish quality of one’s acts or re- was defendant’s mental condition right wrong between constitutes mаkes no claim At ceived. least fense, power even but loss of control of self vital deprived information jury standing alone is also a defense. ruling any adverse to their final verdict impulse modification so-called irresistible Truax’s Dr. of the court. He was content class, M’Naghten falls in this as does judge and testimony developed had for the Institute proposed also American Law necessary fact material jury most of the impair- requires definition. The latter adequate for an decision. other, ment but not of one or the total (3) loss of The Durham or differently, de- either. put To his contention Hampshire New definition. ‘An accused the lim- complaint fendant’s is directed to criminally responsible if his unlaw- application jury permitted ited product ful act their was the of mental disease arriving make of this evidence instructions; or mental defect.’ comes This definition vеrdict under the court’s question to con- close to they permitted leaving ultimate have been should sense, comprising in a is not a standard.” and, sider it under an instruction Esser, 567, 586-587, State v. Law In- 16 Wis.2d either the Durham or American 505, N.W.2d 515-516. stitute definition. That we are committed to by whatever “In law ‘insanity’, criminal 3, (April rule at least Buck since State v. ascertained, said to may test it 1028, 1039, 1928), 205 Iowa 219 N.W. dis- degree be that of mental quantity question is conceded. The we consider order the criminal which relieves one of re- whether this rule should continue to responsibility Sollars v. for his actions.” re- main the standard criminal State, 316 P.2d 73 Nev. sponsibility is this state. determined in We irre- Whether defense of mental testing seeking proper criterion case, sponsibility prevail in a should pos- and insofar as degree course, large is determined in a *7 sible between com- one with a fair balance by provides the standard the court peting considerations as the best course degree with which “to measure whether society, (a) protection (b) of illness relationship of between the mental protection (c) the re- of defendant and conduct the accused and his offensive of habilitation and ‍‌​‌​‌‌‌​‌‌​​​​​​​​‌​‌‌‌‌​​‌​‌​​‌​‌​‌‌‌​‌​‌‌​​‌​‌‍restoration of defendant. respon- is sufficient relieve him from Certainty trou- scarcely possible is in this sibility. refer as We standard blesome area. insanity. It is definition of defense of “ * * * man Determination whether a medical not a definition illness or of mental is or is not held for his conduct defense,

insanity, but a of definition moral legal, is not a medical but a social or concept. and not a medical * * * judgment. psychiatrist It is the types competing “There are three of who informs as to mental state of right- (1) M’Naghten, definitions: or characteristics, potential- accused—his his wrong, capacity stated in terms of ities, loss of capabilities. this infor- But once quality know the one’s acts whole, nature and society is it as disclosed, mation is wrong, distinguish or right to know from or represented by judge jury, which decides or between them. whether It is immaterial characteristics whether a man with the power there has also been loss of to control ac- described should or should not be held

331 Military v. Appeals, by for his acts.” United States highest countable 606, court of Cir.), 357 F.2d 619-620. 20 (2 Freeman states. For collection of these authorities see F.2d 288 footnote 22 trial court V. Defendant asked the at page Judge 866 Burger’s opinion rule. of the Durham instruct on basis similar in Lucas, collection State v. As stated in Durham v. United supra, 152 A.2d 67. 228, (1954), U.S.App.D.C. 214 F.2d 94 862, 874-875, 1430: A.L.R.2d 45 reject We because Durham in ad- winning its lack of success applied must “The rule we now hold herence believe reason what we future retrial this case and in are serious dеficiencies: by the cases is not unlike that followed Hampshire New court since [State inadequate. is term “disease” (1) The Pike, 399, simply is 49 N.H. It 402] prem- on the "is based Durham rule criminally responsible an accused is not issue is threshold ise that critical product men- if his was the unlawful act ‘mental disease has a whether tal disease or mental defect.” * ** opinion defect.’ [The] except say terms not define these adoption 1954, the ‘dis- “Since its is con- ‘condition the former ease-product’ test has been both acclaimed improving or capable either criticized; ‘vague,’ sidered it has called been fixed latter was deteriorating’ while ‘misleading,’ and ‘confusing,’ ‘ambiguous,’ improvement nor subject neither taking it has the fact been condemned as distinguishes merely deterioration. away jurors determination from defining ‘defect’ without experts. Curiously ‘disease’ transferring defined, being judicially either term. Not has even been critics attacked as ‘novel’ what- any case these mean terms origins, who and as overlooked its 1869 mean, say they expert ever the witnesses ‘radical’ un- seemingly some who are * * * disagreement are in Psychiatrists willing scope to allow the medical same disease,’ even is a ‘mental what testimony in a have criminal case such a definable where there exists cases, allowed such historically civil ‘ There classifiable condition. will contests where mental qualify very people who could not few States, at issue.” Blocker v. United 110 ** Savage, Dr. under this test *.’ C. U.S.App.D.C. 41, 288 F.2d 857-858 Discussion, Psychiatry (Burger, J., only.). concurring C. in result Am.J. (1959). For history review of and demon- inadequate. ‘product’ The term “(2) stration defects of Durham see ** assumed, opinion Judge Burger’s opinion Blocker, supra, [The Durham] discussion, mental disease without Lucas, 858-865 State v. 30 N.J. ‘produce’ сriminal acts. can cause 67-68, A.2d and authorities cited opinions. these n n n n n n six-year In the ‘product’ an- ordinary usage interval its “In the term between *8 nouncement and opinion, the mean- Blocker the has a well understood reasonably Durham rule But accepted ing everyday had not matters. been to in relation any jurisdiction. re- only other in It obtains in the is not used Durham word in Columbia, Hamp- the ordinary subjects District of or lation to matters New shire originated where it to laymen or indeed even in 1870 and familiar to Maine by Harvey judges. statute. See rather v. State There it is used 19, 1968), Miss., 108, quasi-medical causal (February the So.2d sense By 113. pre- March 1961 it had link and the criminal between the ‘disease’ been sented urged courts, spurious upon act is a many charged. used So rejected by term, wholly wholly considered and neither medical nor three courts * * * appeals, by legal the partaking United States Court both. [*] “ [*] [*] [*] since it determining a moral (legal) objections issue “Apart other the in its own terms. this from all insulation fallacy psychiatrists ‘product’ of the product aspect Durham is a from the question arguendo keeping symbols assuming this: a crim- we are our that Roche, ‘product’ straight pure.” inal act be of a ‘mental The can the Criminal (1958). per disease’ that fact se ex- Mind 266 Cited in v. should Blocker defendant; exculpate States, supra, cuse the it. should United F.2d only if described as a ‘men- footnote 19. In this connection see M. condition the Capp substantially Company tal him so Hart Manufacturing disease’ affected v. 24, 148 man, 260 Iowa N.W.2d appreciate that he could not the nature of the illegal act or could not control Freeman, supra, v. In United States States, conduct.” supra, Blocker United v. 621-622, Judge Kaufman 357 F.2d at 288 F.2d at 859-862. states: (3) expert testimony per- scope The Dur- significant “The most criticism of mitted tendency under this rule has a ham, however, give the is that it fails to experts. jury transfer the function to any fact-finder standard which experts “The allowing hazards competency accused. measure the of the testify in precisely or even substantially testifying result, psychiatrists aAs when ap- the terms of the ultimate issue that a suffered ‘mental defendant from a parent. which, This a course once usurped disease or in effect defect’ allowed, danger lay jurors, risks the jury’s problem strik- function. expert baffled the intricacies of dis- ingly staff illustrated in when a course jargon, technical unintelligible Washington’s conference at St. Elizabeth’s tempted independent to abdicate Hospital previous its reversed determina- analysis opinion of the facts on which the ‘psychopathic person- tion and reclassified rests; likely opin- this is also where ality’ as а ‘mental disease.’ Because giver performer.” ion ais skilled forensic single provides hospital most of States, Blocker supra, United 288 F.2d psychiatric witnesses in the District at 863. courts, juries in- abruptly Columbia were formed psychiatrists

If that certain defendants had all who agree that de- previously considered fendant has a been “disease” and the act was acquitted. “product” its were au- [Citing now expert literally has told thority], jury It seems a test how to decide the case. We clear permits question upon all to stand fall or soundness of a rule whose very labels employed by tes- require terms classifications encourage if experts tifying psychiatrists hardly to state affords conclusions in the terms opportunity court the perform func- ultimate its issue. tion rendering independent ‘product “The is a subjective test’ and social judgment.” upon termination pivoted which is question responsibility, of moral pen- i. e. refusal court’s to instruct alty, which court can and Durham was not error. should is not resolve. It too much stated, VI. As asked also ask the triers make verdicts in their basis jury be instructed on the terms; own power is within def- American Law Institute (ALI) the courts to I would do so’. submit that Institute, inition. The American Law product question is withheld Code, 4.01, adopted Model Penal section *9 expert triers, to the confined provides: in 1962 psychiatry can properly. The function jury can decide the matter ap- “(1) A responsible for plicable court, law as instructed criminal if conduct at the time of such

333 Pope States, supra, or 372 In United disease v. mental as a result of conduct 737, forth the appendix either an sets capacity F.2d at lacks substantial defect he fed- respective approaches the several [wrongful- criminality appreciate the aрpeals to the issue of his eral courts of to conform or his ‍‌​‌​‌‌‌​‌‌​​​​​​​​‌​‌‌‌‌​​‌​‌​​‌​‌​‌‌‌​‌​‌‌​​‌​‌‍conduct ness] responsibility, current of law. requirements to the conduct 13, 1967, appears February page at 741 article, terms As used in “(2) legal periodicals bearing a collection of include do not disease or defect’ ‘mental the various standards of by re- abnormality manifested only an appears and in 45 A.L.R.2d 1447 there otherwise antisocial peated criminal or annotation, an “Modern status of conduct.” M’Naghten ‘right-and-wrong’ test of crim- listing approaches responsibility” inal substance, circuit, 1961, In the third problem to the state courts. the various although definition, ALI agreed with the express it limited its definition questions “This is not one of those ALI, is, lack of element of volitional find cannot which researcher conform conduct substantial quench enough to his thirst. To con- requirements of law. United States trary there drowns authority is so much (3 1961), 290 F.2d 751. v. Currens Cir. 480, Starkey, him.” Baker Iowa v. 259 ALI, adopted 1963, In the tenth circuit 492, 896, 889, quoting N.W.2d 144 required instructions additional Murray Arthur Dance Cleveland Studios of con jury must be in order to convict 685, Witter, Com.Pl., v. N.E.2d Ohio 105 capable mentally vinced that 687. doing, that knowing what controlling wrong, and of his conduct. supra, Shapiro, In 383 United States v. 1963), (10 Cir. Wion v. United States 688, stated: Judge at F.2d Fairchild 946, 420, F.2d denied U.S. 325 cert. 377 1354, (1964). In 84 12 L.Ed.2d 309 S.Ct. “The function a definition of the 1966, adopted the ALI the second circuit in- insanity, reflected in the fense of definition, substituting for “wrongfulness” deciding structions, to aid “criminality.” United v. Freeman was, States mentally ill whether accused who 606, (2 1966), Cir. 357 F.2d 622-625. the offensive engaging the time of conduct, men- dominated or affected recently repeated eighth circuit has degree that tal illness substantial a to so expression its earlier fol instructions conscience, him society hold good cannot lowing ALI other would be satis forms a crime.” conduct аs required findings factory they positive elements, including capacity on the various This is not a situation where defendant’s Pope (8 control. Cir. v. United States request for an issue instructions involved 710, 1967), petition 372 for certiorari F.2d there concerning tendered pending; Dusky (8 v. States Cir. United testimony Dr. was no evidence. Truax’s 743; 1961), Feguer 295 F.2d v. United out, ample supra, set basis for furnishes (8 States 1962), Cir. 302 F.2d 214. application ALI the Durham of either 1967, re the seventh reversed and circuit definition. manded for trial with instructions new be sub- reflecting Because of what we believe to the ALI the de definition of rejected stantial insanity. deficiencies have fense of Sha United States v. rule, piro 4, (7 Durham even the limitations Cir.), April F.2d 680. 383 1968, approved changes the fourth the ALI made McDonald United circuit States, U.S.App.D.C. 120, 312 F.2d test. United v. Chandler 847, States, (4 Cir.), Washington 393 F.2d 920. The Law v. United Criminal U.S.App.D.C. Reporter, May 390 F.2d 444. Vol. No.

334 “ * * * problem M’Naghten’s single em- is be- track remaining

The chоice phasis aspect per- M’Nagh- cognitive the competing tween considerations of the of of incapac- sonality recognizes degrees ten the ALI no of standard. ity. right Either defendant knows from “necessarily abbreviated” historical For a only wrong the does not that is M’Naghten see States v. account of United jury choice is given.” 618, Freeman, supra, Harvey v. 357 at F.2d State, M’Naghten’s 112-113. rule said supra, So.2d at to be defective expressed in failing give recognition to to M’Naghten The essence is a demand of is, disorders, disorders, volitional that that is, proof in cognition, of of defect that deprive be- of control over his capacity whether defendant had to know Allen, havior. of Francis Professor A. the nature quality of his acts dis- Law, Rule of University Chicago, of right wrong. tinction Bernard between Penal American Institute’s Law Model Diamond, D., M’Naghten L. to M. From Code, Mаrq.L.Rev. 494, 45^-6 498. Beyond, Currens and 189. 50 Cal.L.Rev. problem rule traditional resolves impairment In addressing to itself irresponsibility defining criterion cognitive capacity, M’Naghten demands regard solely capacity to in- of the that impairment complete: actor dividual to what to doing know So, too, must not know. irresistible that wrong. know Comment to impulse presupposes complete criterion ALI, 4.01, Code, page Model section Penal impairment for control. Com- 156. ALI, Code, supra, ment to Model Penal page 158. Freeman, In United supra, says: Judge F.2d at Kaufman “* wrong What with M’Naghten approach rule lies not in “* * * its objection principal [T]he problem legal insanity, but rather is not that it was arrived at that it calls, demands much. too It for all extraordinary Rather, process. purposes, for impairment total cogni- of the because it seri- faulted has several powers, tive and when the ‘irresistible im- in the ous which stem main deficiencies pulse’ test is it, added on to demands com- scope. its M’Nagh- from narrow Because plete impairment power of the volitional aspect ten focuses only cognitive well.” Oley Cutler, S. J., Insanity S. aas e., the personality, ability i. know Law, Defense Criminal 5-6 The Catholic right wrong, we are eminent told Lawyer permit medical that it scholars does not identify distinguish those who can recognize “The law must that when there good between evil but cannot who con- is no black and white it must content itself trol their in- result is that behavior. The with different shades gray. The draft appropriate stead of mental being treated standard], accordingly, [ALI not de- does period sufficiently long institutions complete mand impairment capacity. It bring improve- about a or sufficient cure asks instead for substantial impairment. ment the accused return that all, think, This is witnеsses, that candid safety relative himself commu- called on infer the nature the situa- nity, ordinarily prison he is to a sentenced tion at observe, time they did not criminally term if and then can ever confidently say, they even when society a potential released as recidivist know that a disorder was extreme.” Com- at his mercy. To the these extent ment on Institute, American Law Model released from continue to be individuals Code, Penal supra, page 158. prison scope because of M’ narrow Naghten, poses danger serious Gramenz, State v. 134, 140, 256 Iowa society’s welfare. N.W.2d charged

335 Chandler, supra, the In United 393 degree asserted in the first murder the Judge Haynsworth says F.2d the of him full benefit of had court not its in ALI formulation: of doctrine diminished urged jury. the had instruction He “It meets all- the criticism substantially of testi- defense, introduced insanity but as a presently the of rules and remedies their old psy- and a mony psychologist a clinical of apparent the mis- deficiencies. It avoids his mental condition. relating chiatrist in understandings inherent an undiscrim- “different recognized that there We inating prescription. the Durham use of to mental gray” of reference shades present, applica- For the for indiscriminate said: mind. We illness or unsoundness of tion, is, opinion, preferred it in our be- appropriate formulation. balance With recognize believe that failure to “We cognition an volition, tween it demands mind there can be an unsoundness of of inquiry person- unrestricted into the whole specific negative as such a character a ality of defendant who surmounts a particular tois intent to commit a crime question responsi- threshold doubt of of his have ignore great which advancements bility. verbiage Its is understandable psychiatry. of been made the field psyсhiatrists; upon imposes it limitation * * no pretend do not that there We testimony, their a yet, substantial except mental those which no disorders extent, diagnostic approach it a avoids test, qualify under this [M’Naghten] findings free to make its leaves the rather limit the defense of society pre- terms standard of a types mental of illness which may apply.” scribes and juries comprehend the nature or conse- cannot quences in his text his act. Weihofen of McHoul, Commonwealth v. 352 Mass. Defense Mental Disorder as Criminal a court said: N.E.2d prin- recognize states that if basic “Perhaps single point greatest made ciple person punished that a should not be for Code definition that under [ALI] a crime entertain if he it, experts stating will be all unrestricted mind, logical requisite ‘there is no state of that is ill- relevant to defendant’s mental escape proposition person frоm the ness.” guilty cannot deliberate and held premeditated when he did not killing Judge Burger suggests “that the Ameri- premeditate, and liberate indeed was can Law essentially Institute test is a re- incapable deliberating premeditating. statement, psychiatric terms, modern If, however, he was able to understand M’Naghten cognition concept—de- nature he committing of the act ‘capacity appreciate’ as scribed act, he to do that should be intended —combined with the volition element degree guilty held of murder in the second impulse irresistible in mod- also stated manslaughter. logic There in the is no ern medical terms as control capacity to nothing” assumption underlying “all or so Certainly behavior. lie these two factors opinions subject many court on the —that at the problem.” Psychiatrists, heart re- wholly is either “sane” and Lawyers, Courts, supra. and the sponsible acts, for all his or “insane” and concept prevails The same in Massachu- ” irresponsible.’ wholly setts regarded where ALI definition is

We the distinction between Gram- evolutionary believe restatement their enz is that there we were rule rather case than a substantive new which, responsibility” course, considering jurisdic- “diminished inis those partial adopted tions that replace defense on ‍‌​‌​‌‌‌​‌‌​​​​​​​​‌​‌‌‌‌​​‌​‌​​‌​‌​‌‌‌​‌​‌‌​​‌​‌‍the issue defendant’s dual its test to intent; specific single cognitive here form test of the irresponsi- considering McHoul, we are “absolute rule. See Commonwealth v. bility” supra, complete as a defense. at 558. N.E.2d conflict the rules of the over

However, rejected ‘irresist- “Much we “have attributable responsibility is except when impulse’ ible modification destroy the nature misconception as to basic mind as to operates upon a diseased *12 legal is problem. responsibility Criminal consequences.” State comprehension the of In- question. [Wechsler, 138, 126 not a medical Gramenz, at supra, Iowa v. 256 Law, of Univ. sanity the 22 Criminal 288, and at and citations. N.W.2d Involved is Chicago L.Rev. 373] 228, Beckwith, 242 Iowa In State v. Indeed, diagnosis. consequence, not medical 30, 245, 20, 46 N.W.2d said: that by recognized authorities we are told ‘insanity’ signifi- medical the has no word “ impulse’ ‘Irresistible can be a factor cance; been no such condition has when, when, only and our decisions found; doubts and ’that are serious there upon operates it mind a diseased as * * * condition such exists. destroy comprehension the of conse- quences; not, itself, it is in and of « n n n n ‡ stands, The law, fense. it ex- Iowa as now test has [M’Naghten] “The it power cludes in cases where dis- the critics, onslaught not be- withstood of tinguish right pres- between is wrong scientifically perfect, but because cause it is ent, overpowеring it that the is claimed regard it as best criteria the courts [sic] passion impossible made it for the defend- re- yet ascertaining articulated for prevent ant to the act.” commission of comports sponsibility the moral community. feelings of adoption

The of ALI standard would be a substantive new rule in extend- Iowa <( n n n n i}c ¾: ing absolute re- immunity from criminal “Perhaps a crim- revision of rules of persons cap- sponsibility who, although responsibility forthcoming inal would be able qual- understanding of the nature place greater felt it could trust law ity (the distinguish of ability acts spec- The psychiatry. and confidence right between wrong), unable only psychiatrists tacle not individual of their control own behavior as result disagreement, but divergent also entire mental disease or defect. State v. See thought schools not an inspiring is one. 551, White, 60 Wash.2d 374 P.2d 963. stated, ‘[P]sychiatry one authority As ” still more of an than science.’ art Sauer “ * * * The function (9 Cir.), United v. 241 F.2d identify is to who, those 648-650. view, calm and sober regarded must be ineligible the processes of criminal A, Appendix page 161 of tentative draft justice stigmatic with their inherent Code, No. 4 thirty of Model Penal lists punitive ingredients who, therefore, jurisdictions using right-wrong test and must be recipients conceived solely plus fourteen more using the irresistible care, custody, therapy. The in- moral impulse test. Mc Commonwealth v. congruity inexpediency subjecting Houl, supra, at 559, 226 N.E.2d footnote persons such to the condemnatory pro- adopting states ALI either cedures of the perception criminal law is a court legislative decision or enactment are has been expres- some form of set White, supra, forth. State v. 374 P.2d sion Anglo-American in the law for 966-967, contains a criticism “irresist ** past seven years. hundred impulse” ible with citation of authorities statеment defense thus must and a suggestion M’Naghten help can even be of anyone concern to interested process by quoting rehabilitation achieving full, rational, and sensible Rubin, from Sol A Approach New formulation of the of criminal liabil- law Durham, Soc’y v. 45 J.Am.Jud. ity.” Marq.L.Rev., 45—46 supra, page 496. (December, 1961). “ * * * Legal cannot be controls response to alleged find-

abandoned Iowa, Appellee, STATE of ings current science until ascer- knowledge tained whether the scientific George WASHINGTON, Appellant. Edward operation effective the new necessary for No. 52787. Hall, Psy- laws available.” actually chiatry Responsibility, Criminal Supreme Court of Iowa. Yale L.J. July 18, 1968. outcry of the ever-increasing Because for modification rules of of conventional *13 attempted

criminal we have responsibility give suggested each of standards

comprehensive review.

However, time until such as we are con-

vinced firm foundation scientific

fact a test for criminal M’Naghten

other than will serve the basic e., jurisprudence, our criminal

end of i.

protection society grievous anti-

social acts, this court has decided to con- question

tinue to submit the

responsibility on the issue of jury by time-tested

expanded theory impulse irresistible

within the restrictions announced State Beckwith, supra, following cases

decision. court not err in in- refusing to

struct ALI under the standard.

The case therefore

Affirmed. concur, except All BECKER and Justices

LeGRAND, JJ., dissent. who

BECKER, Justice.

I dissent. M’Nagh-

The careful consideration of rule,

ten the American Law Institute

rule, nothing and the Durham rule leaves attention ‍‌​‌​‌‌‌​‌‌​​​​​​​​‌​‌‌‌‌​​‌​‌​​‌​‌​‌‌‌​‌​‌‌​​‌​‌‍to the be desired terms of in this mat-

issues and difficulties involved My

ter. own view is this court should

adopt test for the American Law Institute

this state. unnec- Further comment is

essary. preferring The reasons for plain

A.L.I. test made in the have been majority.

authorities cited

LeGRAND, J., joins in dissent.

Case Details

Case Name: State v. Harkness
Court Name: Supreme Court of Iowa
Date Published: Jul 18, 1968
Citation: 160 N.W.2d 324
Docket Number: 52506
Court Abbreviation: Iowa
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