This case presents a confounding question on the scope of the invited error doctrine: Should the doctrine extinguish a criminal defendant’s appeal of a conviction when that challenge rests on a constitutional defect arising from actions the defendant’s lawyer asked the district court to take? In this case, the lawyer for Defendant Sean Amell Hargrove requested and the Johnson County District Court gave a jury instruction that omitted substantive and contested elements of the charged offense—an error compromising the constitutional right to trial by juiy. On balance, policy considerations and the weight of authority favor applying invited error to bar Hargrove’s point in this direct appeal because the record fails to establish whether the request was tactical or inadvertent. We come to that conclusion with the understanding that Hargrove ought to be able to secure judicial review of the lawyer’s actions in a motion for habeas corpus relief.
On appeal, Hargrove also contends the State failed to present sufficient evidence to support his conviction for attempted aggravated burglary. The record evidence, though something less than overwhelming, furnishes a legally adequate basis for the verdict. We, therefore, affirm Hargrove’s conviction.
After a late morning workout on April 26, 2010, John Geither was showering at his home on a relatively secluded residential street in Shawnee when the doorbell rang about 10 times. Geither toweled off, set the home’s alarm system, and looked out an upstairs front window. He saw a stranger walking away from the front door toward a car parked on the street. The stranger turned out to be Hargrove.' Geither assumed the individual was leaving, so he finished getting ready for his day.
Almost immediately, Geither heard the doorbell ring again and the front door handle turn. He called 911 to report a possible break-in. While Geither was on the phone with .the 911 dispatcher, he heard pounding or thumping sounds at the side of the house near the telephone and security alarm box. Geither remained on the line with the dispatcher.
Shawnee Police Sergeant Ben Mendoza arrived about 8 minutes after Geither placed tire call. Officer Thomas Rhomberg got there at almost the same time. Mendoza saw Hargrove getting into a sedan, so he pulled up and activated the emergency lights on his patrol car. Rhomberg then positioned his patrol car to block Har-grove’s vehicle. After doing so, Rhomberg spoke with Hargrove. Hargrove said he did not know who lived in the house but had stopped to ask for directions. Rhomberg looked in the sedan and saw a pair of white cotton gloves and a Phillip’s-head screwdriver. At some point, the officers formally arrested Hargrove, although the trial transcript is less than clear as to when.
Rhomberg walked around Geither’s house and saw the telephone box had been pulled away from the outside wall, the mounting brackets broken, and several wires jerked loose. He also noticed a partial shoeprint in the dirt beneath the telephone box. The shoe-print was preserved and later compared to Hargrove’s footwear. At trial, a forensic examiner from the Kansas Bureau of Investigation testified the shoeprint was consistent with Hargrove’s boots in terms of size and general characteristics. But the examiner told the jury the print lacked sufficient detail to conclude-it matched Har-grove’s boots.
Geither testified that neither the telephone box nor the back door had any damage the day before he saw Hargrove and called the police.
A Shawnee detective interviewed Hargrove at the police station. Hargrove told the detective he lived in Kansas City, Missouri, and had a job interview at a warehouse there. But he could not remember the name of the company. Hargrove explained that he drove to tire Kansas side for another job interview, although he could not remember the name of that company either. The trial evidence showed that the corporate offices of Deffenbaugh Disposal Services, a business that has a large unskilled workforce, is in tire general vicinity of Geither’s home. Hargrove repeated that he had become lost in the residential area and went to Geither’s house to get directions. In response to the detective’s questions, Hargrove acknowledged he saw nothing indicating anyone might be in Geither’s house, such as a car in the driveway. He also agreed he had not gone to the neighboring house in search of directions after getting no response at Geither’s home. Hargrove explained to tire detective that he had decided he could find his way out of the residential area. Hargrove told the detective he had stopped for about 3 minutes and did not go to the side or back of Geither’s house.
The State charged Hargrove with one count of attempted aggravated burglary, in violation of K.S.A. 31-3301 and K.S.A. 21-3716, and misdemeanor criminal damage to property, in violation of K.S.A. 21-3720. At trial, the prosecutor presented Hargrove’s statements to the detective as part of the State’s case. Mendoza and Rhomberg recounted the circumstances of their encounter with Hargrove. Both testified that Hargrove did not ask them for directions when they first approached him. Hargrove chose not to testify and presented no evidence.
“JURY INSTRUCTION NO. 10
“The defendant is charged in count I with the crime of an attempt to commit aggravated burglary. The defendant pleads not guilty.
“To establish this charge, each of the following claims must be proved:
1. That the defendant performed an overt act toward the commission of the crime of aggravated burglary;
2. That die defendant did so widi the intent to commit the crime of aggravated burglary;
3. That the defendant failed to complete commission of the crime of aggravated burglary; and
4. That this act occurred on or about the 26th day of April, 2010, in Johnson County, Kansas.
“An overt act necessarily must extend beyond mere preparations made by the accused and must sufficiently approach consummation of the offense to stand eidier as the first or subsequent step in a direct movement toward the completed offense. Mere preparation is insufficient to constitute an overt act.
“The elements of the completed crime of aggravated burglary are as follows:
1. That the defendant knowingly entered or remained in a residence;
2. That the defendant did so without authority;
3. That die defendant did so with the intent to commit a theft;
4. That at the time there was a human being in the residence; and
5. That this act occurred on or about the 26th day of April, 2010, in Johnson County, Kansas.”
The State requested an instruction that substantively matched the one the district court used. So did Hargrove. The instruction Hargrove requested had slightly different introductory wording, but the operative legal language was identical. The proposed instructions and the instruction given the jury omitted the elements of theft.
The jury convicted Hargrove of attempted aggravated burglary and acquitted him of criminal damage to property. Based on his extensive criminal history, Hargrove faced presumptive imprisonment. The district court imposed an aggravated guidelines sentence of 31 months in prison on Hargrove. Hargrove has timely appealed on grounds that the jury instruction on attempted aggravated burglary omitted essential elements of the offense, thereby
Invited Error Supplants Constitutional Defect in Jury Instruction
For his first issue on appeal, Hargrove submits the jury instruction on attempted aggravated burglaiy omitted contested elements of the offense, creating a constitutional error infecting his right to juiy trial. He correctly assesses the problem with the instruction— the elements of theft are missing. But Hargrove, through his counsel, invited the error because he requested the deficient instruction. The procedural posture of this case creates a tension between remedying a trial mistake eroding a criminal defendant’s fundamental rights and enforcing the invited error doctrine preventing a party from crying foul based on his or her deliberate manipulation of that trial process. We have found no controlling authority from either the United States Supreme Court or the Kansas Supreme Court directly addressing and resolving the tension. There may not be a single rule suited to tire task. We do not endeavor to fashion one applicable to every situation. Rather, we draw from the available precedent and reach a conclusion tailored to the factual circumstances of this case.
In managing that task, we first look at the nature of the instructional flaw and how it ordinarily would be evaluated in the absence of invited error. We then consider the scope and purpose of the invited error doctrine. Those efforts follow settled paths in the law. Given the gravity of tire insult to Hargrove’s constitutional rights, the task of reconciling them does not.
The reconciliation we reach in this direct appeal properly elevates the invitation of the error to preeminence notwithstanding the undeniable significance of the right compromised through the error. To do otherwise here would permit Hargrove to attack his conviction based on a mistake of the district court that his lawyer plainly helped induce, perhaps with a deliberate tactical purpose. The record on appeal sheds no light on why Hargrove’s lawyer asked for a truncated instruction leaving out elements of attempted aggravated burglary. If the decision were one of colorable trial
1. The Nature of the Instructional Error
In this case, the district court should have included the elements of theft in the instruction outlining what the State had to prove to convict Hargrove of attempted aggravated burglary. That’s because burglary and aggravated burglary require the perpetrator enter the premises, in this case a house, with the intent to commit certain specified crimes inside. See K.S.A. 21-3715; K.S.A. 21-3716. Here, tire State alleged Hargrove harbored the intent to steal property from the house, so the elements instruction refers to theft. But the instruction then omits the particular elements of theft, leaving the jury without any legal measuring stick for determining that aspect of the attempted aggravated burglary charge. The omission is error. See State v. Rush,
The omission of an element of a charged offense from an instruction compromises -the defendant’s -right to trial by jury pro
The test for harmlessness is twofold. Not only must the evidence bearing on the omitted element approach the irrefutable, a defendant effectively has to concede that component of the charged crime. Such a concession might be inferred from the absence of contrary evidence or explanation developed in challenging the government’s case or offered as part of the defense case. The standard is particularly rigorous. A lesser measure would permit a court to impermissibly supplant tire jury’s fact-finding duty in a criminal case by substituting its assessment of the evidence on a contested issue. That would be akin to, though less destructive than, directing a verdict for the government in a criminal case—a clear Sixth Amendment violation. See Neder,
In this case, we are not prepared to say the omission of all the elements of theft from tire attempted aggravated burglary instruction could be dismissed as harmless. First, of course, Hargrove contested the notion that he intended to steal from Geither’s home. The statements he made to the law enforcement officers about wanting directions put his intent in play. We are, likewise, unwilling to say the evidence was overwhelming, although, as we explain later, it was sufficient to support the conviction, a far less demanding standard.
2. The Invited Error Doctrine/Rule
In broad terms, a party may not invite or prompt error in a case and then complain of that error as a ground for reversing an adverse judgment. State v. Divine,
Invited error crops up occasionally with jury instructions. Parties request legally infelicitous instructions that district courts then give, and when the cases turn out badly, they complain on appeal about the instructional error. See State v. Bailey,
The Kansas Supreme Court has held that invited error will vitiate a criminal defendant’s statutory right to receive jury instructions on lesser included offenses as provided in K.S.A. 22-3414(3). See, e.g., Angelo,
Here, however, Hargrove asserts an error of constitutional dimension and, thus, of greater magnitude than the loss of a statutory right. The Schreiner decision acknowledged that difference and declined to consider how the invited error doctrine might be applied to. an asserted constitutional violation.
Multiple considerations bear on how best to reconcile the invited error rule and the degradation of a criminal defendant’s constitutional rights, especially when they arise from a defective jury instruction. Before turning to that assessment, we offer some accepted principles, common observations, and a survey of persuasive authority.
A. General Principles
Persons may relinquish their constitutional rights if they do so knowingly and voluntarily. Criminal defendants are no exception. Maryland v. Shatzer,
Criminal defendants are generally bound by the actions of their lawyers, save for decisions on whedier to go to trial, to testify, or to appeal. Hill,
Because the error arose from a juiy instruction, the answer is less straightforward than it otherwise might be. Most decisions a lawyer makes in trying a case are unilateral. That is, they are made without input from opposing counsel or the trial judge. The lawyer determines, for example, the witnesses to call, the questions to ask, and whether to interpose objections to what his or her counterpart does. While the trial judge must rule on objections, his or her function does not include consulting with counsel for either side about the choice of evidence to present or objections to lodge.
Jury instructions, however, don’t come about that way in a given case. The process is collaborative rather than unilateral, and the trial judge ultimately controls the decision on how to instruct a juiy. Each side may suggest instructions to the trial judge, as happened here. But a trial judge is not bound to give either side’s suggested instructions and has an independent duty to fashion a set of instructions that correctly informs the jurors of the relevant law. As with much else in the adversary process, if the parties agree on a point, a trial judge commonly hasn’t much cause or inclination to disregard their common position. See Perez,
Blame for the foul-up could be apportioned in various ways. Our conclusion that the elements instruction as proposed and given was erroneous breaks no new ground. Long before Hargrove’s trial, the Kansas Supreme Court settled how juries should be instructed on the elements of burglary related offenses. See Linn,
The Kansas Code of Criminal Procedure addresses instruction of the jury in considerable detail in K.S.A. 22-3414(3), governing the order of a trial. The statute provides that a party may not assert error in a jury instruction without having precisely objected to the instruction before it is given, unless the instruction is clearly erroneous. The statute does not explicitly account for a party requesting an instruction and then complaining on appeal because it
B. Considering the Caselaw
Having outlined those principles, we return to the question of how to assess the invited error of Hargrove’s counsel in soliciting a constitutionally defective elements instruction. One approach would unconditionally bind Hargrove by the actions of his lawyer despite the constitutional dimension of the resulting error and his own lack of responsibility. The counterpoint would wholly untether him from the error precisely because of those considerations. Neither extreme provides a satisfactory response. The parties have supplied no controlling caselaw from either the United States Supreme Court or the Kansas Supreme Court, and we have uncovered none. We discuss some Kansas appellate decisions that consider peripheral points but ultimately do not lend themselves to resolving this issue. A representative sampling of persuasive authority from elsewhere provides some direction, though far from unanimous guidance.
i. Kansas law
In State v. Folley, No. 89,368,
In response to a question from Gadelkarim’s lawyer, a law enforcement officer testified that Gadelkarim asserted his right to remain silent after receiving the Miranda warnings. Without explaining why it sidestepped invited error, the Gadelkarim court simply determined on the merits that the testimony amounted to harmless error.
In State v. Murray,
The Murray opinion is almost certainly confined to Doyle violations and could not fairly be extended to other constitutional rights. Nothing in the opinion suggests the court intended a broader application, and a good deal of the language points to the veiy opposite. In that case, as the court described the trial proceedings, Murray’s lawyer deceptively portrayed material facts, raising Doyle as an invisible shield against tire prosecutor in an effort to keep out otherwise relevant information that would have fully informed the jury. In effect, the court held that Doyle could not be used to mislead jurors, so the prosecutor’s examination was proper. Looked at that way, there simply was no error. Many other courts have expressly recognized a limited fair-reply exception to Doyle. See Cook v. Schriro,
The door-opening scenario of Murray does not come into play with jury instructions. A defendant’s proposed jury instruction opens no door in front of the jury thereby “inviting” or necessitating some response from tire prosecutor to rebalance an impermis-sibly shaded evidentiary presentation that may also tread upon constitutional protections. The lawyers propose, object to, and sort out jury instructions with the trial judge, so the jury only becomes aware of instructions after they have been fully vetted through that process. The error invited is that of the trial judge in giving a defective instruction at tire defendant’s behest—something that does not directly implicate or flow from the prosecutor’s actions at all. Accordingly, Murray offers no directly applicable rule either supporting or rejecting use of the invited error doctrine to discard constitutionally based claims rooted in deficient jury instructions.
ii. Lato in other jurisdictions
Other courts have struggled with this issue over the years with disarmingly varied results. And more than a few courts have split
For example, the Colorado Supreme Court concluded that invited error precluded appellate review of a jury instruction defense counsel requested and the trial court used that seemed to allow the jurors to convict even though the prosecution failed to prove identity beyond a reasonable doubt. People v. Zapata,
A unanimous Connecticut Supreme Court more recently took the same position as the Zapata majority. See State v. Madigosky,
The majority opinion from a deeply divided Washington Supreme Court in Henderson typifies those that implacably apply the invited error doctrine, even to constitutionally defective jury instructions. Henderson’s lawyer requested the bad instruction, and the error replicated exactly the one presented here. In a prosecution for attempted burglary, the trial court, contrary to then-existing requirements of Washington law, failed to inform the jury of die elements of the offense Henderson intended to commit had he successfully broken into a home. The factual identity of the error really gives the decision no more persuasive heft dran cases involving otiier constitutionally infirm instructions. Nodiing about a burglary offense makes the omission of some of its elements from a jury instruction any more or less pernicious.
The Henderson majority, in a 5-4 decision, recognized the instruction compromised a criminal defendant’s constitutional right to have the jury decide every element of the charged offense. Henderson,
The dissenters in Henderson acknowledged that the invited error doctrine had the primary purpose of discouraging “ 'a party from setting up an error at trial and then complaining of it on appeal' [because] ‘the adversary system cannot countenance such maneuvers.’ ”
Other courts align with the Henderson dissenters to permit review of invited errors to correct “manifest injustice,” unless they result from a waiver—“the intentional relinquishment of a known right.” United States v. Rodriguez,
The West Virginia Supreme Court, in a prototypical decision, declined to apply invited error when defense counsel offered and the trial judge used an instruction containing an unconstitutional presumption as to the elements of murder—contrary to a controlling decision handed down a year before the trial. Dozier,
In two cases, the United States Court of Appeals for the Sixth Circuit entertained challenges to allegedly erroneous jury instructions defining tire charged crimes when the prosecution and defense counsel jointly submitted the instructions. United States v. Savoires,
The Illinois Supreme Court staked out a similar position in People v. Bender,
Much of the federal caselaw has been shaped around Federal Rule of Criminal Procedure 52(b), permitting correction of “plain error that affects substantial rights” even when it has not been called to the attention of the trial court, and the United States Supreme Court’s interpretation of that rule in Olano,
Various courts, however, only loosely define waiver and invited error. Some essentially equate the terms and find either imposes a near absolute bar to appellate review. See Gaya,
Judge Harold Leventhal, of the District of Columbia Circuit Court of Appeals, once described judicial consideration of legislative history as akin to “ looking over a crowd and picking out your friends.’ ” Wald, Some Observations on the Use of Legislative History in the 1981 Supreme Court Term, 68 Iowa L. Rev. 195, 214 (1983); see Exxon Mobil Corp. v. Allapattah Services, Inc.,
4. Forging Reconciliation
In reconciling invited error and resulting constitutional defects in juiy instructions adversely affecting criminal defendants, we balance competing considerations bound up in fairness—individual fairness for the person standing as the accused and institutional fairness for the system as an adjudicatoiy process. See Neder,
The adversary system embodied in this nation’s courts operates on the assumption that justice may best be harnessed when the disputants test each other’s legal theories and factual portrayals before detached observers—judges or jurors—charged with resolving those disputes. See United States v. Cronic,
For example, in criminal cases, the prosecution must disclose exculpatory information to a defendant in advance of trial because the process would otherwise be unfairly skewed. See Giglio v. United States,
The doctrine of judicial estoppel similarly advances notions of fair play by precluding a party from inducing judicial action by talcing one legal position and then taking a contrary position later
Those statutory rules and common-law doctrines advance a process designed to discourage unfair manipulation for tactical advantage and to minimize any effects when it happens. They tend to impose penalties or counterbalances to accomplish that objective. The fair-reply exception engrafted on to Doyle v. Ohio,
If Hargrove’s lawyer made a tactical decision to request a jury instruction on attempted aggravated burglary that omitted the el
In short, the system depends upon holding advocates to their strategic choices and representations. See State v. Schreiner,
The record in this case is silent on why Hargrove’s lawyer requested the defective elements instruction the district court wound up giving the jury. Nothing really points toward a tactical decision to leave out the theft elements over an inadvertent omission of them or the other way around. In some cases, tire record plainly reveals a strategic call. See State v. Angelo,
Although we fail to see any overt tactical advantage to Hargrove in the elements instruction his lawyer tendered and the district court gave, we cannot say the instruction must have been the product of inadvertence or inattention. There may be factors informing the choice that are obscure or wholly invisible in the appellate record. See Strickland v. Washington,
In most cases, civil or criminal, the district court record contains little or no evidence about the advocates’ thought processes shaping their respective legal arguments and factual presentations. In turn, appellate courts typically cannot and do not entertain issues on direct appeal requiring an exploration of a criminal defense lawyer’s tactical decisions or preparation of the case. See Rowland v. State,
Some courts treat a silent record—one failing to disclose that the faulty juiy instruction resulted from a tactical decision of counsel—as insufficient to interpose a waiver or invited error on the assumption that the mistake may as likely have been inadvertent. See Perez,
The more pragmatic approach we adopt would defer review of the flawed instruction until the ambiguity of a silent record has been resolved through an appropriate evidentiary hearing. The review would then be based on facts rather than artificial presumptions. In the absence of a developed record, we have declined to take up the merits of Hargrove’s challenge to the elements instruction on this appeal.
If die record here had established that the defect in the elements instruction were the product of inadvertence or negligence, we recognize a compelling argument could be made for reaching the merits on direct appeal notwithstanding invited error principles. Were our view otherwise, much of the discussion to this point would have been superfluous. A simple, unqualified application of invited error would have sufficed to affirm. But invited error is a judge-made doctrine aimed at curtailing manipulative tactics inducing trial courts to make mistakes that otherwise might require reversal of an adverse verdict. As a judicially created rule, it should be tailored as necessary to serve its particular purpose without unnecessarily thwarting the ends of justice.
Those dual goals are best served in applying invited error to bar review of defective instructions requested for strategic objectives, thereby removing incentives for conduct deliberately destructive of the systemic fairness of the adjudicatory process. The need to maintain the integrity of the process supersedes calculated strategies that gamble for tactical advantage rights securing individual fairness. That sort of gamble amounts to a true waiver. We decline to presume the absence of a tactical motive or purpose from an ambiguous record.
Even if the invited error rule might be appropriately applied to common trial decisions that unintentionally compromise a given defendant’s constitutional rights, it ought to be relaxed for those deficiencies in juiy instructions. Absent tactical intent on counsel’s part, the shared responsibility for preparing final jury instructions weighs against rigid application of invited error to deflect a constitutional challenge. In any particular case, the circumstance still might call for applying invited error to bar review of a defective instruction. The myriad rights at stake and the fact-specific determination of the reasons for and harm caused by the error defy formulaic assessment through generic criteria or some preset mul-tifactor test.
We do not consider the intersection of invited error and structural error. It represents quite another place on the judicial map. Although the same general policies and considerations likely inform-that issue, they might well be balanced differently for some or all structural errors. Among constitutional defects, structural errors stand apart because, by definition, they undermine the integrity of the adjudicatory process and, therefore, cannot be excused even if a defendant may be unable to demonstrate actual harm. See Neder,
By the same token, what we have decided today does not change the ironclad application of the invited error rule to preclude direct appellate review of points premised on statutory rights. Because those rights lack the fundamental qualities of constitutional protections, they may be irretrievably lost on direct appeal to invited error. As we have said, that is settled law. See Angelo,
5. Hargrove Retains Postconviction Remedies
Although we have rejected Hargrove’s asserted instructional error because the present record fails to show that his lawyer lacked a tactical objective, Hargrove has a way to raise the issue. After concluding his direct appeal, Hargrove may file a motion for habeas corpus relief, under K.S.A. 60-1507, based on any denial of his constitutional rights, including the effective assistance of trial or appellate counsel. In that proceeding, Hargrove would have the opportunity to develop a record regarding his trial lawyer’s strategic decision, if any, regarding the elements instruction and other aspects of his district court representation. See Kitchens,
To obtain K.S.A. 60-1507 relief, Hargrove would have to show that trial counsel’s performance, based on the totality of circumstances, “fell below an objective standard of reasonableness.” Bledsoe v. State,
As both the United States Supreme Court and the Kansas Supreme Court have noted, review of the representation should be deferential and hindsight criticism tempered lest the evaluation of a lawyer’s performance be unduly colored by lack of success notwithstanding demonstrable competence. Strickland,
If Hargrove’s counsel had no plausible strategy for requesting the defective instruction or he simply proposed the instruction without recognizing or considering the omission of the elements of theft, tire ineffectiveness portion of Strickland typically would be satisfied. Hargrove then could obtain habeas corpus relief by showing the defect in the instruction undermined the trial process, costing him a reasonable probability of an acquittal. As the Edgar court explained, a defendant has demonstrated adequate prejudice if he or she has been “deprive[d] ... of a fair trial.”
The particular test laid out in Neder v. United States,
We do not mean to imply bow a habeas corpus motion ought to be argued or resolved, especially in the absence of any evidentiary record on trial counsel’s handling of the elements instruction. Our discussion merely points up Hargrove’s avenue for review of the constitutional defect in the instruction, since the very existence of that route figures materially in affording the invited error doctrine primacy over taclding the issue on direct appeal.
Sufficient Evidence Supported Jury Verdict
Hargrove contends the State presented insufficient evidence at trial to support his conviction for attempted aggravated burglary. We disagree and reject that contention.
In reviewing a sufficiency challenge in a criminal case, an appellate court construes the evidence in a light most favorable to the party prevailing below, here tire State, and in support of the jury’s verdict. The court will neither reweigh the evidence generally nor make credibility determinations specifically. State v. Raskie,
As outlined in the jury instruction, tire State had to prove that Hargrove undertook an overt act aimed at committing an aggravated burglary and did so with tire particular intent to carry out the burglary but then failed to complete the offense. The instruction correctly informed the jury that overt acts exceed “mere preparation[s]” for a criminal offense and entail “stepfs] in a direct movement toward” perpetrating dre crime. See State v. Martinez,
Hargrove seizes on the split verdict the jury returned to contend evidence indicating he tampered with the telephone box or started prying open the back door cannot be considered in support of the attempted aggravated burglary because he was acquitted of the criminal damage to property charge. But the argument misconstrues tire law. This court may consider evidence relevant to both charges in deciding whether the record supports the jury s guilty verdict on attempted aggravated burglaiy irrespective of the not guilty verdict on the criminal damage to property charge. See State v. Beach,
In Powell, a unanimous Supreme Court acknowledged that a jury's not guilty verdict on one charge may appear inconsistent with its guilty verdict on another charge against the same defendant. But a reviewing court typically should not try to look behind the verdicts to discern a particular motive, purpose, or meaning in the jury’s actions. See
In turn, the Powell Court recognized that inconsistent verdicts should not influence the review of a defendant’s challenge to the sufficiency of the evidence supporting the offense on which a jury brought back a guilty verdict. The Court stated: “Sufficiency-of-the-evidence review involves assessment by the courts of whether the evidence adduced at trial could support any rational determination of guilty beyond a reasonable doubt. [Citations omitted.] This review should be independent of the juiy’s determination that evidence on another count was insufficient.”
Those cases necessarily guide our determination of what evidence we may consider in weighing Hargrove’s sufficiency challenge. In those cases, the juries brought back not guilty verdicts on charges that entailed predicate conduct directly tied, to the charges
If anything, that approach should be more readily applied to a case such as this because the criminal damage to properly charge is not a legally necessary predicate for the attempted aggravated burglary charge. That is, the State may charge and convict of aggravated burglary without showing the defendant criminally damaged property as well. The two charges are linked only in the sense that the evidence used to prove the criminal damage charge—the tampering with the telephone box and the piying of the back door—also provided circumstantial evidence for the attempted aggravated burglaiy charge bearing on Hargrove’s intent and purpose. This court may consider those circumstances in evaluating the sufficiency of the evidence on the burglary charge even though the juiy found Hargrove not guilty of criminal damage. The not guilty verdict creates no legal or practical bar to considering the evidence to the extent it supports the attempted aggravated bur-glaiy.
The State, of course, could have chosen not to charge Hargrove with criminal damage, and there would have been no jury verdict at all on that offense. Under those circumstances, the evidence regarding the telephone box and the back door obviously could have been taken into account in assessing the sufficiency of the State’s proof of the attempted aggravated burglary. As the Powell Court recognized, the interposition of a not guilty verdict doesn’t alter those considerations.
Even if we indulged in an unwarranted assumption that the jury brought back a not gúilty verdict because it was unconvinced beyond a reasonable doubt that Hargrove tampered with the telephone box and pried the back door—the premise of his argument on appeal—our approach would be no different. Jurors need not weigh each piece of evidence and find it true beyond a reasonable doubt to consider it along with the rest of the evidence. Rather,
The not guilty verdict on the criminal damage to property charge cannot be treated as a rejection of the evidence as wholly unreliable or a conclusive determination that Hargrove did not do those acts. The verdict may have been die product of jury confusion or of jury lenity toward Hargrove, as Powell and Beach recognize. Maybe the jurors truly entertained a reasonable doubt that Hargrove ripped open the telephone box and tried to jimmy die back door. We don’t know and can’t speculate in the way Hargrove wants us to. But even if the jurors had a reasonable doubt Hargrove did diose acts and found him not guilty for that reason, diey still could consider that evidence as part of the collective body of evidence on the attempted aggravated burglary charge so long as they deemed it worthy of some credit. There is no legal inconsistency in affording tiiat evidence some weight, along witii the rest of the circumstances, in deciding to convict Hargrove of attempted aggravated burglary but finding it insufficient to prove beyond a reasonable doubt that he damaged the property.
Turning to the sufficiency of the evidence, the trial record, taken most favorably to the State as the prevailing party, supports the conviction for attempted aggravated burglary. Identity is not at issue in that Hargrove indisputably went to Geither’s front door and admitted as much to the police, although he denied some of
Tampering with the alarm system or jimmying of the back door would amount to distinct overt acts in the commission of a burglary. One is a direct step to avoid detection while carrying out the crime, and the other is a direct step in entering tire premises to commit the crime. The divide between an overt act and mere preparation isn’t always well marked; it often depends upon the facts of the case and the nature of the crime. State v. Garner,
Apart from that conduct, a jury could reasonably find Hargrove engaged in an overt act when he rang the doorbell about 10 times, went to his car, and returned to ring the bell again and to try the door handle. Those efforts could be logically and readily construed as a means to determine if the house were unoccupied, making it
Hargrove attempts to defuse that evidence based on Geither’s testimony that he “thought” he made eye contact with Hargrove when he looked out the upstairs front window. On appeal, Har-grove contends the conduct attributed to him in attempting to break into the house knowing it to be occupied would have been nonsensical. And, he says, the return to the front door would have been consistent with an effort to contact the occupant to get directions. But the argument requires this court to reweigh the evidence in a manner contrary to the verdict—something this court cannot do. See Raskie,
In short, a reasonable jury could find Hargrove took one or more overt acts toward the commission of a burglary.
Hargrove also argues the evidence fails to show he had an intent to commit a theft when he approached the house. Gauging intent is often an imprecise task. Jurors must determine what is going on inside a person’s head, and criminals routinely disavow any bad purpose. Jurors are left to survey the circumstances to discern a defendant’s actual intent. So it is in ferreting out whether someone has the requisite intent to commit a theft, thereby supporting a conviction for burglary, aggravated burglary, or, in this case, an attempt. See State v. Harper,
In Harper, the court found sufficient evidence to support an intent to commit a theft where the defendant broke into a school in the middle of tire night, headed toward the secretary’s office where valuable property was kept, attempted to enter that inner office, and then fled as police arrived.
The circumstances here are comparable, although Hargrove was thwarted before he actually entered the house. Hargrove was on a secluded residential street at midday, when most homes likely would be empty/ His conduct in ringing the doorbell repeatedly for two extended periods squares with making sure the house was, in fact, unoccupied. The jury could consider the evidence that the alarm system had been tampered with and the back door jimmied—again, conduct consistent with an intent to enter the house without being detected. Hargrove’s possession of a screwdriver and cotton gloves falls in line with housebreaking. Finally, as we have noted, Hargrove’s explanation of his purpose had aspects that didn’t square with his conduct and, thus, suggested a lack of candor.
From those circumstances, the jurors could have reasonably concluded Hargrove meant to enter Geither’s home believing it to be empty and to do so for a nefarious purpose. Consistent with Harper, those jurors fairly could have inferred Hargrove intended to steal valuable (and portable) property from the house. Nothing suggested some other bad intent or purpose. For example, Har-grove did not have the tools of an arsonist—an accelerant and rags—or a vandal—spray paint and a sledgehammer. Reasoned inferences drawn from circumstantial evidence will support a jury verdict requiring proof of criminal intent, including commission of a theft. See Harper,
Affirmed.
Notes
Washington no longer requires that sort of instruction in burglary cases. See State v. Bergeron,
The district court would not have had to do any more than secure tire lawyer s acknowledgement that he tendered the instruction to confer some advantage on Hargrove. And the district court probably would have intruded unduly into work-product and possibly attorney-client privileges to require the lawyer to divulge the particular strategic attributes he imputed to the instruction.
The crime of aggravated burglary is not limited to residences and extends to other occupied structures or vehicles. See K.S.A. 21-3716. The underlying crime need not be a theft. Many other offenses, including any felony, will elevate an unlawful entry into a burglary or aggravated burglary. See K.S.A. 21-3715; K.S.A. 21-3716. And a defendant need not know that tire building is occupied to commit an aggravated burglary. State v. Watson,
