State v. HargroveState v. Hargrove
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This case presents a confounding question on the scope of the invited error doctrine: Should the doctrine extinguish a criminal defendant’s appeal of a conviction when that challenge rests on a constitutional defect arising from actions the defendant’s lawyer asked the district court to take? In this case, the lawyer for Defendant Sean Amell Hargrove requested and the Johnson County District Court gave a jury instruction that omitted substantive and contested elements of the charged offense—an error compromising the constitutional right to trial by juiy. On balance, policy considerations and the weight of authority favor applying invited error to bar Hargrove’s point in this direct appeal because the record fails to establish whether the request was tactical or inadvertent.
On appeal, Hargrove also contends the State failed to present sufficient evidence to support his conviction for attempted aggravated burglary. The record evidence, though something less than overwhelming, furnishes a legally adequate basis for the verdict. We, therefore, affirm Hargrove’s conviction.
Facts and Procedural History
After a late morning workout on April 26, 2010, John Geither was showering at his home on a relatively secluded residential street in Shawnee when the doorbell rang about 10 times. Geither toweled off, set the home’s alarm system, and looked out an upstairs front window. He saw a stranger walking away from the front door toward a car parked on the street. The stranger turned out to be Hargrove.’ Geither assumed the individual was leaving, so he finished getting ready for his day.
Almost immediately, Geither heard the doorbell ring again and the front door handle turn. He called 911 to report a possible break-in. While Geither was on the phone with .the 911 dispatcher, he heard pounding or thumping sounds at the side of the house near the telephone and security alarm box. Geither remained on the line with the dispatcher.
Shawnee Police Sergeant Ben Mendoza arrived about 8 minutes after Geither placed tire call. Officer Thomas Rhomberg got there at almost the same time. Mendoza saw Hargrove getting into a sedan, so he pulled up and activated the emergency lights on his patrol car. Rhomberg then positioned his patrol car to block Har-grove’s vehicle. After doing so, Rhomberg spoke with Hargrove. Hargrove said he did not know who lived in the house but had stopped to ask for directions. Rhomberg looked in the sedan and saw a pair of white cotton gloves and a Phillip’s-head screwdriver. At some point, the officers formally arrested Hargrove, although the trial transcript is less than clear as to when.
Rhomberg walked around Geither’s house and saw the telephone box had been pulled away from the outside wall, the mounting brackets broken, and several wires jerked loose. He also noticed a partial shoeprint in the dirt beneath the telephone box. The shoe-print was preserved and later compared to Hargrove’s footwear. At trial, a forensic examiner from the Kansas Bureau of Investigation testified the shoeprint was consistent with Hargrove’s boots in terms of size and general characteristics. But the examiner told the jury the print lacked sufficient detail to conclude-it matched Har-grove’s boots.
Rhomberg also saw piy marks on a- sliding glass door at the rear of Geither’s house. He then unsuccessfully looked for a tool that could have been used to make the marks. At trial; a detective testified that the screwdriver found in Hargrove’s car was inconsistent with the piy marks and was not used to jimmy the door.
Geither testified that neither the telephone box nor the back door had any damage the day before he saw Hargrove and called the police.
A Shawnee detective interviewed Hargrove at the police station. Hargrove told the detective he lived in Kansas City, Missouri, and had a job interview at a warehouse there. But he could not remember the name of the company. Hargrove explained that he drove to tire Kansas side for another job interview, although he could not remember the name of that company either. The trial evidence showed that the corporate offices of Deffenbaugh Disposal Services, a business that has a large unskilled workforce, is in tire general vicinity of Geither’s home. Hargrove repeated that he had become lost in the residential area and went to Geither’s house to get directions. In response to the detective’s questions, Hargrove acknowledged he saw nothing indicating anyone might be in Geither’s house, such as a car in the driveway. He also agreed he had not gone to the neighboring house in search of directions after getting no response at Geither’s home. Hargrove explained to tire detective that he had decided he could find his way out of the residential area. Hargrove told the detective
The State charged Hargrove with one count of attempted aggravated burglary, in violation of
The district court gave the following instruction to the jury as setting forth the elements of attempted aggravated burglary:
“JURY INSTRUCTION NO. 10
“The defendant is charged in count I with the crime of an attempt to commit aggravated burglary. The defendant pleads not guilty.
“To establish this charge, each of the following claims must be proved:
1. That the defendant performed an overt act toward the commission of the crime of aggravated burglary;
2. That die defendant did so widi the intent to commit the crime of aggravated burglary;
3. That the defendant failed to complete commission of the crime of aggravated burglary; and
4. That this act occurred on or about the 26th day of April, 2010, in Johnson County, Kansas.
“An overt act necessarily must extend beyond mere preparations made by the accused and must sufficiently approach consummation of the offense to stand eidier as the first or subsequent step in a direct movement toward the completed offense. Mere preparation is insufficient to constitute an overt act.
“The elements of the completed crime of aggravated burglary are as follows:
1. That the defendant knowingly entered or remained in a residence;
2. That the defendant did so without authority;
3. That die defendant did so with the intent to commit a theft;
4. That at the time there was a human being in the residence; and
5. That this act occurred on or about the 26th day of April, 2010, in Johnson County, Kansas.”
The State requested an instruction that substantively matched the one the district court used. So did Hargrove. The instruction Hargrove requested had slightly different introductory wording, but the operative legal language was identical. The proposed instructions and the instruction given the jury omitted the elements of theft.
The jury convicted Hargrove of attempted aggravated burglary and acquitted him of criminal damage to property. Based on his extensive criminal history, Hargrove faced presumptive imprisonment. The district court imposed an aggravated guidelines sentence of 31 months in prison on Hargrove. Hargrove has timely appealed on grounds that the jury instruction on attempted aggravated burglary omitted essential elements of the offense, thereby depriving him of a fair trial, and that the evidence failed to support the jury’s verdict of guilty on that charge.
Invited Error Supplants Constitutional Defect in Jury Instruction
For his first issue on appeal, Hargrove submits the jury instruction on attempted aggravated burglaiy omitted contested elements of the offense, creating a constitutional error infecting his right to juiy trial. He correctly assesses the problem with the instruction— the elements of theft are missing. But Hargrove, through his counsel, invited the error because he requested the deficient instruction. The procedural posture of this case creates a tension between remedying a trial mistake eroding a criminal defendant’s fundamental rights and enforcing the invited error doctrine preventing a party from crying foul based on his or her deliberate manipulation of that trial process. We have found no controlling authority from either the United
In managing that task, we first look at the nature of the instructional flaw and how it ordinarily would be evaluated in the absence of invited error. We then consider the scope and purpose of the invited error doctrine. Those efforts follow settled paths in the law. Given the gravity of tire insult to Hargrove’s constitutional rights, the task of reconciling them does not.
The reconciliation we reach in this direct appeal properly elevates the invitation of the error to preeminence notwithstanding the undeniable significance of the right compromised through the error. To do otherwise here would permit Hargrove to attack his conviction based on a mistake of the district court that his lawyer plainly helped induce, perhaps with a deliberate tactical purpose. The record on appeal sheds no light on why Hargrove’s lawyer asked for a truncated instruction leaving out elements of attempted aggravated burglary. If the decision were one of colorable trial strategy, then Hargrove should be denied relief. Parties ought not be permitted to speculate on strategic decisions that compromise their rights in hopes of attaining victory from a jury and then seek vindication on appeal based on those decisions after they have failed to yield the desired success.
1. The Nature of the Instructional Error
In this case, the district court should have included the elements of theft in the instruction outlining what the State had to prove to convict Hargrove of attempted aggravated burglary. That’s because burglary and aggravated burglary require the perpetrator enter the premises, in this case a house, with the intent to commit certain specified crimes inside. See
The omission of an element of a charged offense from an instruction compromises -the defendant’s -right to trial by jury protected in the Sixth Amendment to the United States Constitution and § 10 of the Kansas Constitution Bill of Rights. See Neder v. United States, 527 U.S. 1, 18, 119 S. Ct. 1827, 144 L. Ed. 2d 35 (1999); Linn, 251 Kan. at 802. It, therefore, erodes a fundamental right. The failure to instruct a jury on an element of a criminal offense may amount to harmless error in some limited circumstances. The United States Supreme Court determined the omission could be treated that way if the element were “uncontested and supported by overwhelming evidence.” Neder, 527 U.S. at 17. The Kansas Supreme Court adopted that standard in Richardson, 290 Kan. at 182-83.
The test
In this case, we are not prepared to say the omission of all the elements of theft from tire attempted aggravated burglary instruction could be dismissed as harmless. First, of course, Hargrove contested the notion that he intended to steal from Geither’s home. The statements he made to the law enforcement officers about wanting directions put his intent in play. We are, likewise, unwilling to say the evidence was overwhelming, although, as we explain later, it was sufficient to support the conviction, a far less demanding standard.
Hargrove, dien, has demonstrated a degradation of his right to jury trial drat cannot be set aside as harmless. But the determination of prejudicial error does not end the matter because Hargrove, through his counsel, bore substantial responsibility for the defective jury instruction.
2. The Invited Error Doctrine/Rule
In broad terms, a party may not invite or prompt error in a case and then complain of that error as a ground for reversing an adverse judgment. State v. Divine, 291 Kan. 738, 742, 246 P.3d 692 (2011). The long-standing rule reflects the common-sense notion that parties cannot complain to an appellate court about their own conduct at trial—or that of their lawyers—or about rulings they have asked (or invited) a judge to make. If parties get what they ask for from district court judges, appellate courts will not reverse judgments against them even though they may think better of their requests on appeal. The invited error rule applies in civil and criminal cases. See State v. Angelo, 287 Kan. 262, 279-80, 197 P.3d 337 (2008) (criminal); Butler County R.W.D. No. 8 v. Yates, 275 Kan. 291, 296, 64 P.3d 357 (2003) (civil). The Kansas Supreme Court described the doctrine in State v. Smith, 232 Kan. 128, Syl. ¶ 2, 652 P.2d 703 (1982), this way: “Where a party procures a court to proceed in a particular way and invites a particular ruling, he is precluded from assailing such proceeding and ruling on appellate review.”
Invited error crops up occasionally with jury instructions. Parties request legally infelicitous instructions that district courts then give, and when the cases turn out badly, they complain on appeal about the instructional error. See State v. Bailey, 292 Kan. 449, 459, 255 P.3d 19 (2011); State v. Schreiner, 46 Kan. App. 2d 778, 788-89, 264 P.3d 1033 (2011), petition for rev. filed December 5, 2011; State v. McCoy, 34 Kan. App. 2d 185, 189-90, 116 P.3d 48 (citing cases), rev. denied 280 Kan. 988 (2005). In Bailey, 292 Kan. at 459, the court recently reiterated the doctrine specifically regarding jury instructions: “When defendant’s requested instruction is given to the jury, the defendant cannot complain the requested instruction was error on appeal.”
The invited error rule effectively binds trial counsel to strategic decisions inducing judicial rulings with the purpose of obtaining favorable judgments for their clients—not guilty verdicts or, in some cases, convictions on lesser charges for criminal defendants. See, e.g., Angelo, 287 Kan. at 279-80. The rule also defeats a disreputable strategy aimed at requesting that a judge act in a particular way to salt the record with error as an end in itself, thereby providing potential grounds for reversal of an adverse judgment. See Schreiner, 46 Kan. App. 2d at 791.
The Kansas Supreme Court has held that invited error will vitiate a criminal defendant’s statutory right to receive jury instructions on lesser included offenses as provided in
Here, however, Hargrove asserts an error of constitutional dimension and, thus, of greater magnitude than the loss of a statutory right. The Schreiner decision acknowledged that difference and declined to consider how the invited error doctrine might be applied to. an asserted constitutional violation. 46 Kan. App. 2d at 791. This case presents the question, and the time has come to provide an answer.
3. Inviting Constitutional Error in Jury Instructions: A Study in Conflict
Multiple considerations bear on how best to reconcile the invited error rule and the degradation of a criminal defendant’s constitutional rights, especially when they arise from a defective jury instruction. Before turning to that assessment, we offer some accepted principles, common observations, and a survey of persuasive authority.
A. General Principles
Persons may relinquish their constitutional rights if they do so knowingly and voluntarily. Criminal defendants are no exception. Maryland v. Shatzer, 559 U.S. 98, 104, 130 S. Ct. 1213, 175 L. Ed. 2d 1045 (2010) (self-incrimination); New York v. Hill, 528 U.S. 110, 114-15, 120 S. Ct. 659, 145 L. Ed. 2d 560 (2000) (acknowledging criminal defendant may waive even fundamental rights); Faretta v. California, 422 U.S. 806, 807, 835, 95 S. Ct. 2525, 45 L. Ed. 2d 562 (1975) (right to counsel). For example, an individual, having been advised in accordance with Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966), may give up the right against self-incrimination and submit to a custodial police interrogation. Shatzer, 130 S. Ct. at 1219. And criminal defendants may forgo their constitutional right to counsel to represent themselves. Faretta, 422 U.S. at 807, 835. But they may not later complain about adverse consequences resulting from their own conduct in waiving those rights. Faretta, 422 U.S. at 834-35 & n.46 (“[Wjhatever else may or may not be open to him on appeal, a defendant who elects to represent himself cannot thereafter complain that the quality of his own defense amounted to a denial of ‘effective assistance of counsel.’ ”); Illinois v. Allen, 397 U.S. 337, 342-43, 90 S. Ct. 1057, 25 L. Ed. 2d 353 (1970) (criminal defendant may lose Sixth Amendment right to be present at trial by continuing disruptive conduct despite trial judge’s warning that persistence will result in removal). That didn’t happen here, since Har-grove did not personally request the deficient jury instruction. Those cases also really don’t involve error—invited or otherwise— because the district courts made no mistakes. They correctly followed the law by giving effect to valid, enforceable waivers.
Criminal defendants are generally bound by the actions of their lawyers, save for decisions on whedier to go to trial, to testify, or to appeal. Hill, 528 U.S. at 114-15 (noting rights personal to a criminal defendant and identifying decisions exemplifying those a lawyer properly may make in the course of representation); see
Because the error arose from a juiy instruction, the answer is less straightforward than it otherwise might be. Most decisions a lawyer makes in trying a case are unilateral. That is, they are made without input from opposing counsel or the trial judge. The lawyer determines, for example, the witnesses to call, the questions to ask, and whether to interpose objections to what his or her counterpart does. While the trial judge must rule on objections, his or her function does not include consulting with counsel for either side about the choice of evidence to present or objections to lodge.
Jury instructions, however, don’t come about that way in a given case. The process is collaborative rather than unilateral, and the trial judge ultimately controls the decision on how to instruct a juiy. Each side may suggest instructions to the trial judge, as happened here. But a trial judge is not bound to give either side’s suggested instructions and has an independent duty to fashion a set of instructions that correctly informs the jurors of the relevant law. As with much else in the adversary process, if the parties agree on a point, a trial judge commonly hasn’t much cause or inclination to disregard their common position. See Perez, 116 F.3d at 844. So it was on the elements instruction in this case. Both the prosecutor and Hargrove’s lawyer submitted proposed instructions that omitted the elements of theft from what the jurors had to find the State proved to convict. The trial judge accepted their communal position and gave that constitutionally infirm instruction.
Blame for the foul-up could be apportioned in various ways. Our conclusion that the elements instruction as proposed and given was erroneous breaks no new ground. Long before Hargrove’s trial, the Kansas Supreme Court settled how juries should be instructed on the elements of burglary related offenses. See Linn, 251 Kan. at 802. The State, therefore, arguably bears some responsibility because its representative both proposed
The Kansas Code of Criminal Procedure addresses instruction of the jury in considerable detail in
B. Considering the Caselaw
Having outlined those principles, we return to the question of how to assess the invited error of Hargrove’s counsel in soliciting a constitutionally defective elements instruction. One approach would unconditionally bind Hargrove by the actions of his lawyer despite the constitutional dimension of the resulting error and his own lack of responsibility. The counterpoint would wholly untether him from the error precisely because of those considerations. Neither extreme provides a satisfactory response. The parties have supplied no controlling caselaw from either the United States Supreme Court or the Kansas Supreme Court, and we have uncovered none. We discuss some Kansas appellate decisions that consider peripheral points but ultimately do not lend themselves to resolving this issue. A representative sampling of persuasive authority from elsewhere provides some direction, though far from unanimous guidance.
i. Kansas law
In State v. Folley, No. 89,368, 2004 WL 1714918, at *1 (Kan. App. 2004) (unpublished opinion), a panel of this court stated in dicta that “invited error cannot trump a defendant’s constitutional rights,” including a due process requirement that the jury find guilt beyond a reasonable doubt on each element of a charged-offense. The court, however, acknowledged the case before it did not present
In response to a question from Gadelkarim’s lawyer, a law enforcement officer testified that Gadelkarim asserted his right to remain silent after receiving the Miranda warnings. Without explaining why it sidestepped invited error, the Gadelkarim court simply determined on the merits that the testimony amounted to harmless error. 256 Kan. at 685-86. During a hearing on Gadel-karim’s motion for a mistrial, the State argued defense counsel knew or should have known the question would elicit tire impermissible testimony based on the officer’s report. But defense counsel pointed to other portions of the report to suggest he was surprised by the officer’s answer. Perhaps given that wrangling and in the absence of a fully developed evidentiary record on defense counsel’s thinking, the court pragmatically passed over invited error to reach the merits of the point. But nothing in Gadelkarim suggests tire invited error rule customarily ought to be disregarded in the face of a constitutional defect in a criminal proceeding. As an unpublished opinion, Folley is not precedential, and its collateral, undeveloped comment is not persuasive. Neither Winship nor Gadelkarim speaks to the issue at hand.
In State v. Murray, 285 Kan. 503, 521-28, 174 P.3d 407 (2008), the court in fact recognized drat invited error principles had been and could be applied “in a very narrow context” of Doyle violations when the defense attorney effectively has opened the door. In that case, Murray’s lawyer asked investigating officers if they had questioned Murray about circumstances they considered potentially incriminating. The officers responded they had not, thereby fostering the defense theory that investigators failed to fairly look at alternative explanations for those circumstances. But the officers didn’t ask Murray because they couldn’t—he had invoked his right against self-incrimination and declined to speak with them. The court found the trial judge properly allowed tire prosecutor to briefly examine the lead detective about why those questions weren’t put to Murray during the investigation. The examination necessarily revealed Murray’s assertion of his constitutional right not to answer the questions. The court affirmed the ruling “in light of tire specific facts” because defense counsel’s questioning of the lead detective “provided a sufficient justification” for the prosecutor to ask the detective to explain the reason. 285 Kan. at 526. The court found: “[T]he detective’s testimony on redirect examination merely responded to defense counsel’s implications during cross-examination and thus was invited error and cannot be the basis for reversal.” 285 Kan. at 526. A broadly phrased rule drawn from Murray could be stated recognizing that a violation of a defendant’s constitutional rights should be excused as invited error. But teasing out that sort of proposition would exceed any judicious reading of the decision.
The Murray opinion is almost certainly confined to Doyle violations and could not fairly be extended to other constitutional rights. Nothing in the opinion suggests the court intended a broader application, and a good deal of the language points to the veiy opposite. In that case, as the court described the trial proceedings, Murray’s lawyer deceptively portrayed material facts, raising Doyle as an invisible shield against tire prosecutor in an effort to keep out otherwise relevant information that would have
The door-opening scenario of Murray does not come into play with jury instructions. A defendant’s proposed jury instruction opens no door in front of the jury thereby “inviting” or necessitating some response from tire prosecutor to rebalance an impermis-sibly shaded evidentiary presentation that may also tread upon constitutional protections. The lawyers propose, object to, and sort out jury instructions with the trial judge, so the jury only becomes aware of instructions after they have been fully vetted through that process. The error invited is that of the trial judge in giving a defective instruction at tire defendant’s behest—something that does not directly implicate or flow from the prosecutor’s actions at all. Accordingly, Murray offers no directly applicable rule either supporting or rejecting use of the invited error doctrine to discard constitutionally based claims rooted in deficient jury instructions.
ii. Lato in other jurisdictions
Other courts have struggled with this issue over the years with disarmingly varied results. And more than a few courts have split in addressing the circumstances of a single case. The authority we discuss offers an illustrative sampling reflecting both the array of responses reconciling invited error and constitutional right and the intractability of the issue.
For example, the Colorado Supreme Court concluded that invited error precluded appellate review of a jury instruction defense counsel requested and the trial court used that seemed to allow the jurors to convict even though the prosecution failed to prove identity beyond a reasonable doubt. People v. Zapata, 779 P.2d 1307, 1308-09 (Colo. 1989). The court held: “The allegation of constitutional error in the juiy instruction does not require us to abandon the strict preclusion of review of invited error.” 779 P.2d at 1309. But two concurring justices rejected an unyielding application of invited error in the face of a constitutional defect. See 779 P.2d at 1310 (Quinn, C.J., concurring) (“I would not apply the rule in such a manner as to preclude meaningful appellate review of invited errors that raise a substantial question as to the underlying fairness and integrity of the factfinding process.”); 779 P.2d at 1312 (Lohr, J., concurring) (“The circumstances ... are so many and varied, and the potential consequences . . . are so severe, that we would be best advised to address the issue of whether invited error requires reversal on a case by case basis.”). Neither concurring opinion discussed how to treat a defective instruction sought as part of a defense strategy.
The majority opinion from a deeply divided Washington Supreme Court in Henderson typifies those that implacably apply the invited error doctrine, even to constitutionally defective jury instructions. Henderson’s lawyer requested the bad instruction, and the error replicated exactly the one presented here. In a prosecution for attempted burglary, the trial court, contrary to then-existing requirements of Washington law, failed to inform the jury of die elements of the offense Henderson intended to commit had he successfully broken into a home. The factual identity of the error really gives the decision no more persuasive heft dran cases involving otiier constitutionally infirm instructions. Nodiing about a burglary offense makes the omission of some of its elements from a jury instruction any more or less pernicious.[1]
The Henderson majority, in a 5-4 decision, recognized the instruction compromised a criminal defendant’s constitutional right to have the jury decide every element of the charged offense. Henderson, 114 Wash. 2d at 870-71. But the court held the long-standing invited error doctrine precluded review because Henderson’s lawyer proposed the instruction: “[Ejven jf error was committed, of whatever land, it was at the defendant’s invitation and he is therefore precluded from claiming on appeal that it is reversible error.” 114 Wash. 2d at 870. Otherwise, the majority reasoned, the court would reward defendants for misleading trial judges. 114 Wash. 2d at 868.
The dissenters in Henderson acknowledged that the invited error doctrine had the primary purpose of discouraging “ ‘a party from setting up an error at trial and then complaining of it on appeal’ [because] ‘the adversary system cannot countenance such maneuvers.’ ” 114 Wash. 2d at 873 (Utter, J., dissenting) (quoting State v. Pam, 101 Wash. 2d 507, 511, 680 P.2d 762 [1984]). But they would not have applied the doctrine as an impregnable barrier, thereby allowing “more flexibility when the error is unintentional.” 114 Wash. 2d at 873. The bar of invited error “should . . . give way when constitutional rights are involved and the flawed instruction was not proposed to deliberately create error.” 114 Wash. 2d at 876. The dissenters assumed, without explanation, that defense counsel proposed the defective instruction through inadvertence and, therefore, would have reversed Henderson’s conviction. See 114 Wash. 2d at 878-79.
Other courts align with the Henderson dissenters to permit review of invited errors to correct “manifest injustice,” unless they result from a waiver—“the intentional relinquishment of a known right.” United States v. Rodriguez, 602 F.3d 346, 350-51 (5th Cir. 2010); see Barrow, 118 F.3d at 491 (court recognizes exception to invited error rule “when tire interests of justice demand otherwise” and applies exception to review defective jury instruction jointly submitted by prosecution and defense); Zapata, 779 P.2d at 1310 (Quinn, C.J., concurring) (The invited error doctrine should be discounted to reach trial defects, including instructions, going to “the underlying fairness and integrity” of the proceedings.); Dozier, 163 W. Va. at 196. Waiver renders an asserted error unreviewable. See United States v. Olano, 507 U.S. 725, 733, 113 S. Ct. 1770, 123 L. Ed. 2d 508 (1993) (considering waiver and forfeiture under
The West Virginia Supreme Court, in a prototypical decision, declined to apply invited error when defense counsel offered and the trial judge used an instruction containing an unconstitutional presumption as to the elements of murder—contrary to a controlling decision handed down a year before the trial. Dozier, 163 W. Va. at 194-97. The court held that barring review on that basis “would be a travesty of justice” given the “fundamental constitutional right” compromised in the requested instruction. 163 W. Va. at 196. The court found it “extremely unlikely” that the defendant understood a constitutionally defective instruction had been tendered on her behalf or that she had made any informed waiver of her rights. 163 W. Va. at 196. The court similarly concluded defense counsel had entertained no “deliberate trial strategy or tactic” in requesting the instruction. Rather, the instruction reflected “an unfortunate mistake.” 163 W. Va. at 197. The court, however, suggested, ever so gently, that the decision might have been different if “defense counsel deliberately created error at trial to get a reversal in the event of a conviction.” 163 W. Va. at 197.
In two cases, the United States Court of Appeals for the Sixth Circuit entertained challenges to allegedly erroneous jury instructions defining tire charged crimes when the prosecution and defense counsel jointly submitted the instructions. United States v. Savoires, 430 F.3d 376, 381 (6th Cir. 2005); Barrow, 118 F.3d at 491. The courts excused rigorous application of the invited error doctrine because the government bore essentially equal fault for the defective instructions. Savoires, 430 F.3d at 381; Barrow, 118 F.3d at 491. In neither case did tire court consider whether the defendant’s lawyer knew of the defect or consented to the bad instruction for tactical reasons. Nor did the decisions draw any legal distinction between invited error and waiver, as have some courts. In Savoires, the panel found the instruction substantially misstated what the jury had to find to convict of a federal firearms offense, largely conflating two separate offenses and, thus, disadvantaging the defendant. The panel concluded that “the interests of justice” required review of the error and reversal of the conviction. Savoires, 430 F.3d at 381. In Barrow, an earlier panel similarly concluded invited error would not bar review of a jointly submitted, defective elements instruction. Barrow, 118 F.3d at 491. But anticipating the United States Supreme
The Illinois Supreme Court staked out a similar position in People v. Bender, 20 Ill. 2d 45, 54, 169 N.E.2d 328 (1960), relaxing the invited error bar to consider a constitutional defect in an instruction defense counsel requested because he, the prosecutor, and the trial judge proceeded on the mistaken understanding the instruction correctly described the burden of proof on insanity. In that circumstance, the court held the doctrine yields to a mistake making it “impossible for the defendant to receive a fair and impartial trial.” 20 Ill. 2d at 54.
Much of the federal caselaw has been shaped around
Various courts, however, only loosely define waiver and invited error. Some essentially equate the terms and find either imposes a near absolute bar to appellate review. See Gaya, 647 F.3d at 640 (invited error “is an a fortiori case of waiver”); United States v. Perez, 116 F.3d 840, 845 (9th Cir. 1997). Others draw a distinction finding that waiver results from an intentional relinquishment of a known right. 116 F.3d at 845. An invited error may be a waiver if the lawyer or party asking the court to act in a certain way understands that the action will impair or extinguish a right. United States v. Quinones, 511 F.3d 289, 321 (2d Cir. 2007) (“true waiver applies” when defendant “actively solicited” and received jury instruction “to procure a perceived . . . benefit”). But the lawyer or party may ask without having that understanding. The error is still invited, although some appellate courts will treat it as something short of an impregnable waiver. See United States v. Barrow, 118 F.3d 482, 490-91 (6th Cir. 1997) (Invited error “is a branch of tire doctrine of waiver” that may yield to “the interests of justice,” as where both the government and the defense jointly requested a defective jury instruction.); Perez, 116 F.3d at 845. The Kansas appellate courts often have drawn no particular distinction between waiver and invited error and treat them both as precluding appellate review of claims based on statutory rights. See State v. Dunlap, 46 Kan. App. 2d 924, 934-35, 266 P.3d 1242 (2011), petition for rev. filed December 30, 2011; State v. Romero, No. 105,158, 2012 WL 2924537, at *3-4 (Kan. App. 2012) (unpublished opinion), petition for rev. filed August 13, 2012; State v. Rivera, No. 92,569, 2005 WL 3527001, at *3 (Kan. App. 2005) (unpublished opinion), rev. denied 281 Kan. 1381 (2006).
Judge Harold Leventhal, of the District of Columbia Circuit Court of Appeals, once described judicial consideration of legislative history as akin to “ looking over a crowd and picking out your friends.’ ” Wald, Some Observations on the Use of Legislative History in the 1981 Supreme Court Term, 68 Iowa L. Rev. 195, 214 (1983); see Exxon Mobil Corp. v. Allapattah Services, Inc., 545 U.S. 546, 568, 125 S. Ct. 2611, 162 L. Ed. 2d 502 (2005). The same might be said about the persuasive authority balancing invited error with constitutional defects in jury instructions. There are cases supportive of about any outcome. Some opinions offer little more than rote. Others rest on more developed discussions, though occasionally neglecting
4. Forging Reconciliation
In reconciling invited error and resulting constitutional defects in juiy instructions adversely affecting criminal defendants, we balance competing considerations bound up in fairness—individual fairness for the person standing as the accused and institutional fairness for the system as an adjudicatoiy process. See Neder, 527 U.S. at 18-19. If the lawyer representing a criminal defendant makes a calculated decision to sacrifice certain constitutionally protected interests of his or her client for tactical advantage in attaining an acquittal and in doing so induces the district court to act or rule in particular’ ways, then those actions or rulings generally cannot be asserted as points of error on direct appeal of a conviction. To hold otherwise would invite game-playing and manipulation incompatible with a fair adjudicatoiy process. See Henderson, 114 Wash. 2d at 868 (Less than strict application of the invited error rule to jury instructions “would put a premium on defendants misleading the court; this we decline to encourage.”). At the same time, however, an invited error of constitutional import in a jury instruction should not be immune from review on direct appeal if defense counsel requested the instruction through inadvertence and without strategic designs. To hold otherwise would deprive an accused of individual fairness.
The adversary system embodied in this nation’s courts operates on the assumption that justice may best be harnessed when the disputants test each other’s legal theories and factual portrayals before detached observers—judges or jurors—charged with resolving those disputes. See United States v. Cronic, 466 U.S. 648, 655, 104 S. Ct. 2039, 80 L. Ed. 2d 657 (1984) (“ ‘The very premise of our adversary system of criminal justice is that partisan advocacy on both sides of a case will best promote the ultimate objective that the guilty be convicted and the innocent go free.’ ”) (quoting Herring v. New York, 422 U.S. 853, 862, 95 S. Ct. 2550, 45 L. Ed. 2d 593 [1975]); GTE Sylvania, Inc. v. Consumers Union, 445 U.S. 375, 382-83, 100 S. Ct. 1194, 63 L. Ed. 2d 467 (1980) (“The clash of adverse parties ‘ “sharpens tire presentation of issues upon which die court so largely depends for illumination of difficult. . . questions.” ’ ”); State v. Bellinger, 47 Kan. App. 2d 776, 787, 278 P.3d 975 (2012) (Atcheson, J., dissenting) (“The judicial process treats an appearance on the witness stand, with the taking of an oath and the rigor of cross-examination, as perhaps the most discerning crucible for separating honesty and accuracy from mendacity and misstatement.”), petition for rev. filed July 23, 2012. But the process is far from a free-for-all. There are distinct rules of engagement designed to promote orderliness and, more importantly, basic fairness. Procedural and evidentiary codes set forth many of those rules; others reflect judge-made requirements born of practical experience. Some—particularly those insuring fairness for the accused—derive from constitutional guarantees, notably in the Fourth, Fifth, Sixth, and Fourteenth Amendments to the United States Constitution and their counterparts in the Kansas Constitution Bill of Rights.
For example, in criminal cases, the prosecution must disclose exculpatory information to a defendant in advance of trial because the process would otherwise be unfairly skewed. See Giglio v. United States, 405 U.S. 150, 153-54, 92 S. Ct. 763, 31 L. Ed. 2d 104 (1972); Brady v. Maryland, 373 U.S. 83, 87-88, 83 S. Ct. 1194, 10 L. Ed. 2d 215 (1963). A defendant must formally identify a limited number of defenses that particularly lend themselves to testing through further investigation. E.g.,
The doctrine of judicial estoppel similarly advances notions of fair play by precluding a party from inducing judicial action by talcing one legal position and then taking a contrary position later to achieve further advantage over the same adverse
Those statutory rules and common-law doctrines advance a process designed to discourage unfair manipulation for tactical advantage and to minimize any effects when it happens. They tend to impose penalties or counterbalances to accomplish that objective. The fair-reply exception engrafted on to Doyle v. Ohio, 426 U.S. 610, 96 S. Ct. 2240, 49 L. Ed. 2d 91 (1976), and the parallel holding in State v. Murray, 285 Kan. 503, 526, 174 P.3d 407 (2008), similarly operate to preserve a fair adjudicatoiy process. They are all of a kind in that service. The invited error doctrine is part and parcel of those safeguards. And it has central attributes comparable to judicial estoppel. See Key Pharmaceuticals v. Hercon Laboratories Corp., 161 F.3d 709, 715 & n.1 (Fed. Cir. 1998) (noting similarity in operation and purpose of invited error and judicial estoppel in “prohibit[ing] a party from asserting as ‘error’ a position that it had advocated at the trial”). Both are premised on one party trying to shift legal arguments on an issue during a case, and both seek to protect the fairness of the process by requiring an advocate to adhere to an argument that has caused the court to act in a particular way. Judicial estoppel simply imposes consistency of position on an advocate who has persuaded the court in conformity with that position. The invited error doctrine prevents a more destructive practice—a party claiming the trial court committed reversible error by acting in the very manner that the party advocated.
If Hargrove’s lawyer made a tactical decision to request a jury instruction on attempted aggravated burglary that omitted the elements of theft, then the invited error doctrine should be applied on direct appeal to bar a claim that the conviction be reversed based on that omission. Lawyers may deploy strategies compromising certain of their client’s rights in pursuit of an ultimate advantage, but they cannot then bank any judicial action they request as a deposit against reversible error when that advantage fails to materialize. A contrary rule would permit manipulation of the adversary process in a way that inflicts a deep wound on the systemic fairness vital to that process. The danger is no less when the rights compromised for strategic purposes rise to a constitutional level.
In short, the system depends upon holding advocates to their strategic choices and representations. See State v. Schreiner, 46 Kan. App. 2d 778, 791, 264 P.3d 1033 (2011) (The criminal justice system ought to discourage at every opportunity unprofessional and destructive game-playing.), petition for rev. filed December 5, 2011; State v. Kitchens, 299 Conn. 447, 470, 10 A.3d 942 (2011) (In considering invited error based on a requested and defective jury instruction, the court, using the bracketed language, observed: “ ‘[T]o allow [a] defendant to seek reversal [after] ... his trial strategy has failed would amount to allowing him to ambush the state [and the trial court] with that claim on appeal/ ”)• Giving full play to the invited error rule in those circumstances comports with tire settled principles that a criminal defense lawyers strategic determinations bind his or her client and that the lawyer may relinquish the client’s constitutional rights, including having a jury decide each element of a charged offense.
The record in this case is silent on why Hargrove’s lawyer requested the defective elements instruction the district court wound up giving the jury. Nothing really points toward a tactical decision to leave out the theft elements over an inadvertent omission of them or the other way around. In some cases, tire record plainly reveals a strategic call. See State v. Angelo, 287 Kan. 262, 279, 197 P.3d 337 (2008) (Defense counsel requested no lesser included offense instructions be given specifically to force tire jurors into a choice between convicting tire defendant of first-degree murder or acquitting him.); Quinones, 511 F.3d at 320-21. Here, however, tire district court seemingly failed to recognize die error, something not entirely surprising, since both the State and Hargrove requested virtually the same flawed instruction. At the instruction conference, the district court neither remarked on the instruction nor asked the lawyers if they intentionally left out the elements of theft. Had the district court realized the irregularity, such an inquiry likely would have helped clear up matters. If we were to assume the omission lacked a tactical basis, then Hargrove’s lawyer would have had an opportunity to reconsider and tender a complete elements instruction. We presumably would not now be addressing this issue. Conversely, if Hargrove’s lawyer considered the abbreviated instruction tactically superior, he would have said as much—at least giving us a plain statement on the record. [2]
Although we fail to see any overt tactical advantage to Hargrove in the elements instruction his lawyer tendered and the district court gave, we cannot say the instruction must have been the product of inadvertence or inattention. There may be factors informing the choice that are obscure or wholly invisible in the appellate record. See Strickland v. Washington, 466 U.S. 668, 689, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984) (“There are countless ways to provide effective assistance in a given case.”). Byway of contrast, some instructional errors could not possibly reflect reasonable strategic choices. See, e.g., State v. Carson, 1 Hawaii App. 214, 215-16, 617 P.2d 573 (1980). In Carson, the trial court gave an instruction defense counsel tendered stating that the defendant had to prove self-defense by a preponderance of the evidence when tire State actually bore the burden of negating that evidence in proving the defendant guilty beyond a reasonable doubt. No sound strategy could warrant a defendant assuming a heavier burden of proof than required under the law in establishing a defense. This is not such a case. The elements instruction here contains no comparable error incontestably devoid of strategic worth. Because the instruction might have been part of Hargrove’s defense strategy and the district court honored Hargrove’s request it be used, we find that the invited error doctrine precludes direct appellate review premised on the constitutional defect in the instruction. See State v. Paul, 285 Kan. 658, 670, 175 P.3d 840 (2008) (A criminal defendant has the obligation to designate a record sufficient to support a claim of reviewable error on appeal.).
In most cases, civil or criminal, the district court record contains little or no evidence about the advocates’ thought processes shaping their respective legal arguments and factual presentations. In turn, appellate courts typically cannot and do not entertain issues on direct appeal requiring an exploration of a criminal defense lawyer’s tactical decisions or preparation of the case. See Rowland v. State, 289 Kan. 1076, 1083-84, 219 P.3d 1212 (2009) (Claims based on counsel’s ineffectiveness and, thus, his or her trial strategies are seldom amenable to review on direct appeal because there has been “no chance to develop facts and present evidence in support of or in derogation of tire quality of the trial representation.”); State v. Van Cleave, 239 Kan. 117, Syl. ¶¶ 1, 2, 716 P.2d 580 (1986) (An appellate court typically will not hear an ineffective assistance claim on direct appeal, but counsel may seek remand to the district court for a hearing to develop the claim.). This appeal falls in that category. Hargrove’s appellate counsel did not request remand to the district court for a hearing to develop that evidence. See Rowland, 289 Kan. at 1084 (appellate counsel may ask for remand to hold Van Cleave hearing).
The more pragmatic approach we adopt would defer review of the flawed instruction until the ambiguity of a silent record has been resolved through an appropriate evidentiary hearing. The review would then be based on facts rather than artificial presumptions. In the absence of a developed record, we have declined to take up the merits of Hargrove’s challenge to the elements instruction on this appeal.
If die record here had established that the defect in the elements instruction were the product of inadvertence or negligence, we recognize a compelling argument could be made for reaching the merits on direct appeal notwithstanding invited error principles. Were our view otherwise, much of the discussion to this point would have been superfluous. A simple, unqualified application of invited error would have sufficed to affirm. But invited error is a judge-made doctrine aimed at curtailing manipulative tactics inducing trial courts to make mistakes that otherwise might require reversal of an adverse verdict. As a judicially created rule, it should be tailored as necessary to serve its particular purpose without unnecessarily thwarting the ends of justice.
Those dual goals are best served in applying invited error to bar review of defective instructions requested for strategic objectives, thereby removing incentives for conduct deliberately destructive of the systemic fairness of the adjudicatory process. The need to maintain the integrity of the process supersedes calculated strategies that gamble for tactical advantage rights securing individual fairness. That sort of gamble amounts to a true waiver. We decline to presume the absence of a tactical motive or purpose from an ambiguous record.
But when the record shows that an instructional defect results from a defense lawyer s negligence or inadvertence and compromises a constitutional right, the reason for invoking the invited error rule has considerably less force. Lawyers have no incentive to act negligently or inadvertently in ways that impair their clients’ constitutional protections. Those actions fall short of a waiver, since carelessness does not amount to a knowing relinquishment. Applying the invited error rule to them has only limited deterrent value, although lawyers might be prompted to craft jury instructions with more care. The defendant, however, loses direct appellate review of unintended errors impairing his or her fundamental rights. And extending the rule to negligent or inadvertent mistakes makes the rule no more effective in preventing deliberate injection of error for tactical advantage, its principal purpose. The outcome, at best, only marginally advances systemic fairness and does so by exacting a heavy price in individual fairness.
Even if the invited error rule might be appropriately applied to common trial decisions that unintentionally compromise a given defendant’s constitutional rights, it ought to be relaxed for those deficiencies in juiy instructions. Absent tactical intent on counsel’s part, the shared responsibility for
We do not consider the intersection of invited error and structural error. It represents quite another place on the judicial map. Although the same general policies and considerations likely inform-that issue, they might well be balanced differently for some or all structural errors. Among constitutional defects, structural errors stand apart because, by definition, they undermine the integrity of the adjudicatory process and, therefore, cannot be excused even if a defendant may be unable to demonstrate actual harm. See Neder, 527 U.S. at 8-9 (Structural errors “infect the entire trial process” and “deprive defendants of ‘basic protections’ ” essential to the reliable functioning of the criminal justice process; as such, they “defy harmless-error review.”) (quoting Rose v. Clark, 478 U.S. 570, 577-78, 106 S. Ct. 3101, 92 L. Ed. 2d 460 [1986]). Invited structural errors exist, see State v. Banks, No. 105,953, 2012 WL 6061553, at *3-5 (Kan. App. 2012) (unpublished opinion), but they are rare birds. The constitutional error in this case is not structural, rendering our analysis plainly distinguishable on that basis. See 2012 WL 6061553, at *3-5 (panel declines to apply invited error rule and reviews defective reasonable doubt instruction that effectively permits State to convict by proving one element of the charged offense rather than all of them, thereby creating structural error).
By the same token, what we have decided today does not change the ironclad application of the invited error rule to preclude direct appellate review of points premised on statutory rights. Because those rights lack the fundamental qualities of constitutional protections, they may be irretrievably lost on direct appeal to invited error. As we have said, that is settled law. See Angelo, 287 Kan. at 279-80; Schreiner, 46 Kan. App. 2d at 789-91. The loss, whether prompted by tactics or inadvertence, sufficiently promotes systemic fairness and some measure of lawyer diligence so as to outweigh the diminution of statutory protections.
5. Hargrove Retains Postconviction Remedies
Although we have rejected Hargrove’s asserted instructional error because the present record fails to show that his lawyer lacked a tactical objective, Hargrove has a way to raise the issue. After concluding his direct appeal, Hargrove may file a motion for habeas corpus relief, under
To obtain
As both the United States Supreme Court and the Kansas Supreme Court have noted, review of the representation should be deferential and hindsight criticism tempered lest the evaluation of a lawyer’s performance be unduly colored by lack of success notwithstanding demonstrable competence. Strickland, 466 U.S. at 689-90; Holmes, 292 Kan. at 275. Rarely should counsel’s representation be treated as substandard when he or she investigates the client’s circumstances and then makes a deliberate strategic choice among multiple options. Strickland, 466 U.S. at 690-91. But that is not invariably so. A defendant may show that trial counsel’s “representation was unreasonable under prevailing professional norms and that the challenged action was not sound strategy.” Kimmelman v. Morrison, 477 U.S. 365, 384, 106 S. Ct. 2574, 91 L. Ed. 2d 305 (1986); see Phoenix v. Matesanz, 233 F.3d 77, 82 n.2 (1st Cir. 2000) (decision of trial counsel not strategic within scope of Strickland if “ ‘the choice was so patently unreasonable that no competent counsel would have made if ”); Hart v. Gomez, 174 F.3d 1067, 1071 (9th Cir. 1999) (ineffectiveness portion of Strickland test satisfied where “no reasonable strategy. . . could account for defense counsel’s failure to introduce this [readily available] corroborating evidence”).
If Hargrove’s counsel had no plausible strategy for requesting the defective instruction or he simply proposed the instruction without recognizing or considering the omission of the elements of theft, tire ineffectiveness portion of Strickland typically would be satisfied. Hargrove then could obtain habeas corpus relief by showing the defect in the instruction undermined the trial process, costing him a reasonable probability of an acquittal. As the Edgar court explained, a defendant has demonstrated adequate prejudice if he or she has been “deprive[d] ... of a fair trial.” 294 Kan. at 837. The “ ‘ “benchmark” ’ ” becomes “ ‘ “whether counsel’s conduct so undermined the proper functioning of the adversarial process that die trial cannot be relied on as having produced a just result.” ’ ” 294 Kan. at 837.
The particular test laid out in Neder v. United States, 527 U.S. 1, 17, 119 S. Ct. 1827, 144 L. Ed. 2d 35 (1999), and State v. Richardson, 290 Kan. 176, 182-83, 224 P.3d 553 (2010), for prejudice to a criminal defendant when an element of the charged offense has been omitted from the jury instructions would provide an initial measurement. A showing of prejudice based on those criteria would not invariably establish that the trial process had sufficiently misfired to call into question the justness of the result. But when the omitted element has been contested and some evidence offered upon which a jury might find reasonable doubt, little more might be necessary on habeas review. The Heder decision at least suggests as much. See 527 U.S. at 19. The Court pointed out that calibrating the impact of an omitted element may be difficult when the defendant has offered evidence tending to negate it. 527 U.S. at 18. So the decision seems to say that a court reviewing the record could properly conclude “the purposes of the jury trial guarantee” had been scuttled “where the defendant contested the omitted element and raised evidence sufficient to support a contrary finding”—that is, a reasonable doubt as to guilt. 527 U.S. at 19.
We do not mean to imply bow a habeas corpus motion ought to be argued or resolved, especially in the absence of any evidentiary record on trial counsel’s handling of the elements instruction. Our discussion merely points up Hargrove’s avenue for review of the constitutional defect in the instruction, since the very existence of that route figures materially in affording the invited error doctrine primacy over taclding the issue on direct appeal.
Hargrove contends the State presented insufficient evidence at trial to support his conviction for attempted aggravated burglary. We disagree and reject that contention.
In reviewing a sufficiency challenge in a criminal case, an appellate court construes the evidence in a light most favorable to the party prevailing below, here tire State, and in support of the jury’s verdict. The court will neither reweigh the evidence generally nor make credibility determinations specifically. State v. Raskie, 293 Kan. 906, 919-20, 269 P.3d 1268 (2012); State v. Pham, 281 Kan. 1227, 1252, 136 P.3d 919 (2006). The issue for review is simply whether rational jurors could have found the defendant guilty beyond a reasonable doubt. State v. McCaslin, 291 Kan. 697, 710, 245 P.3d 1030 (2011). Circumstantial evidence alone may yield a conviction if each element of the offense can be supported. State v. Richardson, 289 Kan. 118, 127, 209 P.3d 696 (2009).
As outlined in the jury instruction, tire State had to prove that Hargrove undertook an overt act aimed at committing an aggravated burglary and did so with tire particular intent to carry out the burglary but then failed to complete the offense. The instruction correctly informed the jury that overt acts exceed “mere preparation[s]” for a criminal offense and entail “stepfs] in a direct movement toward” perpetrating dre crime. See State v. Martinez, 290 Kan. 992, 1003, 236 P.3d 481 (2010). In turn, the instruction listed the elements of the completed offense of aggravated burglary applicable to Hargrove’s prosecution: (1) knowingly entering or remaining in a residence; (2) Without authority; (3) with the intent to commit a theft; and (4) while a human being was in the building. As we have discussed, the instruction improperly omitted the elements of theft as the underlying crime the State alleged Hargrove intended to commit inside Geither s home. Those elements would have required tire jury to find Hargrove intended to permanently deprive Geither of his property by “exerting unauthorized control” over that property. See
Hargrove seizes on the split verdict the jury returned to contend evidence indicating he tampered with the telephone box or started prying open the back door cannot be considered in support of the attempted aggravated burglary because he was acquitted of the criminal damage to property charge. But the argument misconstrues tire law. This court may consider evidence relevant to both charges in deciding whether the record supports the jury s guilty verdict on attempted aggravated burglaiy irrespective of the not guilty verdict on the criminal damage to property charge. See State v. Beach, 275 Kan. 603, 614-20, 622, 67 P.3d 121 (2003) (court reviews sufficiency of the evidence challenge to felony-murder conviction based on all of the record evidence even though jury acquitted defendant of predicate crime of aggravated robbery); State v. Chaffee, 36 Kan. App. 2d 132, 136-38, 137 P.3d 1070 (2006). The United States Supreme Court addressed the same issue in United States v. Powell, 469 U.S. 57, 67, 105 S. Ct. 471, 83 L. Ed. 2d 461 (1984), and came to tire same conclusion. The Court largely relied on reasoning Justice Holmes set forth half a century earlier in Dunn v. United States, 284 U.S. 390, 393, 52 S. Ct. 189, 76 L. Ed. 356 (1932). Powell, 469 U.S. at 62-65. Hargrove points to nothing suggesting the
In Powell, a unanimous Supreme Court acknowledged that a jury‘s not guilty verdict on one charge may appear inconsistent with its guilty verdict on another charge against the same defendant. But a reviewing court typically should not try to look behind the verdicts to discern a particular motive, purpose, or meaning in the jury’s actions. See 469 U.S. at 64-65. The jurors might have been confused about how to perform their duty, resulting in seemingly discordant verdicts. Or they may have chosen to show lenity toward the defendant by returning a not guilty verdict on one or more charges despite the evidence and tire instructions—exercising the absolute, if unsanctioned, power of nullification afforded juries in criminal cases. A court, however, cannot insightfully analyze the basis for the.result and, therefore, ought not impute a particularized meaning to it. 469 U.S. at 65-67. Delving into a jury’s verdicts to accurately discern what may have prompted them insinuates the court into processes that have typically and traditionally been treated as nearly sacrosanct. 469 U.S. at 67.
In turn, the Powell Court recognized that inconsistent verdicts should not influence the review of a defendant’s challenge to the sufficiency of the evidence supporting the offense on which a jury brought back a guilty verdict. The Court stated: “Sufficiency-of-the-evidence review involves assessment by the courts of whether the evidence adduced at trial could support any rational determination of guilty beyond a reasonable doubt. [Citations omitted.] This review should be independent of the juiy’s determination that evidence on another count was insufficient.” 469 U.S. at 67. The Kansas Supreme Court embraced the reasoning of Powell and drew heavily from that decision in Beach, 275 Kan. at 618-20.
Those cases necessarily guide our determination of what evidence we may consider in weighing Hargrove’s sufficiency challenge. In those cases, the juries brought back not guilty verdicts on charges that entailed predicate conduct directly tied, to the charges on which they returned guilty verdicts. The not guilty verdicts were truly inconsistent with the guilty verdicts. But the inconsistency did not curtail the scope of evidence properly considered in deciding a defendant’s claim that insufficient evidence supported his or her conviction.
If anything, that approach should be more readily applied to a case such as this because the criminal damage to properly charge is not a legally necessary predicate for the attempted aggravated burglary charge. That is, the State may charge and convict of aggravated burglary without showing the defendant criminally damaged property as well. The two charges are linked only in the sense that the evidence used to prove the criminal damage charge—the tampering with the telephone box and the piying of the back door—also provided circumstantial evidence for the attempted aggravated burglaiy charge bearing on Hargrove’s intent and purpose. This court may consider those circumstances in evaluating the sufficiency of the evidence on the burglary charge even though the juiy found Hargrove not guilty of criminal damage. The not guilty verdict creates no legal or practical bar to considering the evidence to the extent it supports the attempted aggravated bur-glaiy.
The State, of course, could have chosen not to charge Hargrove with criminal damage, and there would have been no jury verdict at all on that offense. Under those circumstances, the evidence regarding the telephone box and the back door obviously could have been taken into account in assessing the sufficiency of the State’s proof of the attempted aggravated burglary. As the Powell Court recognized, the interposition of a not guilty verdict doesn’t alter those considerations. 469 U.S. at 67; see Beach, 275 Kan. at 619-20 (quoting Powell, 469 U.S. at 67).
Even if we indulged in an unwarranted assumption that the jury brought back a not gúilty verdict because it was unconvinced beyond a reasonable doubt that Hargrove tampered with the telephone box
The not guilty verdict on the criminal damage to property charge cannot be treated as a rejection of the evidence as wholly unreliable or a conclusive determination that Hargrove did not do those acts. The verdict may have been die product of jury confusion or of jury lenity toward Hargrove, as Powell and Beach recognize. Maybe the jurors truly entertained a reasonable doubt that Hargrove ripped open the telephone box and tried to jimmy die back door. We don’t know and can’t speculate in the way Hargrove wants us to. But even if the jurors had a reasonable doubt Hargrove did diose acts and found him not guilty for that reason, diey still could consider that evidence as part of the collective body of evidence on the attempted aggravated burglary charge so long as they deemed it worthy of some credit. There is no legal inconsistency in affording tiiat evidence some weight, along witii the rest of the circumstances, in deciding to convict Hargrove of attempted aggravated burglary but finding it insufficient to prove beyond a reasonable doubt that he damaged the property.
Turning to the sufficiency of the evidence, the trial record, taken most favorably to the State as the prevailing party, supports the conviction for attempted aggravated burglary. Identity is not at issue in that Hargrove indisputably went to Geither’s front door and admitted as much to the police, although he denied some of the activity. Nor does Hargrove contest that Geither was in the house at the time. On appeal, Hargrove contends the evidence fails to show both an overt act taken in commission of burglaiy and an intent to commit a theft. As we have noted, Hargrove contends that the tampering with the telephone box and tire prying of the back door cannot be considered for those purposes. But Powell and Beach reject that argument, since the not guilty verdict may have resulted from lenity or nullification. If we were to ignore the holdings in those cases and then to treat that verdict as establishing a reasonable doubt that Hargrove damaged tire telephone box or the back door, we would have to reject those circumstances as overt acts. That’s because an overt act is an element of an attempt— something the State specifically must prove beyond a reasonable doubt—and not merely evidence to be weighed in support of one or more elements of the crime. Ultimately, however, Hargrove comes up short whichever way we look at the evidence.
Tampering with the alarm system or jimmying of the back door would amount to distinct overt acts in the commission of a burglary. One is a direct step to avoid detection while carrying out the crime, and the other is a direct step in entering tire premises to commit the crime. The divide between an overt act and mere preparation isn’t always well marked; it often depends upon the facts of the case and the nature of the crime. State v. Garner, 237 Kan. 227, 238, 699 P.2d 468 (1985) (“no definitive rule as to what constitutes an overt act for purposes of attempt”; “[ejach case must depend largely on its particular facts and the inferences which a jury may reasonably draw”). Here, a jury reasonably could conclude drose actions exceeded mere preparation. See
Apart from that conduct, a jury could reasonably find Hargrove engaged in an overt act when he rang the doorbell about 10 times, went to his car, and returned to ring the bell again and to try the door handle. Those efforts could be logically and readily construed as a means to determine if the house were unoccupied, making it a suitable target for a break-in and theft. And Hargrove might well have tried the front door to see if it were unlocked so he could avoid forcing his way in after disabling the alarm. Again, that activity goes well beyond mere preparation, such as placing the gloves, screwdriver, or other burglary tools in tire car.
Hargrove attempts to defuse that evidence based on Geither’s testimony that he “thought” he made eye contact with Hargrove when he looked out the upstairs front window. On appeal, Har-grove contends the conduct attributed to him in attempting to break into the house knowing it to be occupied would have been nonsensical. And, he says, the return to the front door would have been consistent with an effort to contact the occupant to get directions. But the argument requires this court to reweigh the evidence in a manner contrary to the verdict—something this court cannot do. See Raskie, 293 Kan. at 919-20. The jury certainly could have discounted Geither’s surmise that he and Hargrove made eye contact. The jury also had reason to reject the explanation Har-grove offered the police about trying to get directions. He never asked the uniformed officers on the scene about directions, and he suggested he had been at the house only a couple of minutes when tire actual time was considerably longer—enough of a variance that the jury could conclude the statement amounted to a prevarication and not just a mistake.
In short, a reasonable jury could find Hargrove took one or more overt acts toward the commission of a burglary.
Hargrove also argues the evidence fails to show he had an intent to commit a theft when he approached the house. Gauging intent is often an imprecise task. Jurors must determine what is going on inside a person’s head, and criminals routinely disavow any bad purpose. Jurors are left to survey the circumstances to discern a defendant’s actual intent. So it is in ferreting out whether someone has the requisite intent to commit a theft, thereby supporting a conviction for burglary, aggravated burglary, or, in this case, an attempt. See State v. Harper, 235 Kan. 825, Syl. ¶ 2, 685 P.2d 850 (1984); State v. Wilson, 45 Kan. App. 2d 282, 288, 246 P.3d 1008, rev. denied 292 Kan. 969 (2011). The jurors may consider “the totality of the surrounding circumstances,” in a burglary prosecution, including “the manner of the entry, tire time of day, the character and contents of the building, the person’s actions after entry . . ., and tire intruder’s explanation, if he or she decides to give one.” Harper, 235 Kan. 825, Syl. ¶ 2.
In Harper, the court found sufficient evidence to support an intent to commit a theft where the defendant broke into a school in the middle of tire night, headed toward the secretary’s office where valuable property was kept, attempted to enter that inner office, and then fled as police arrived. 235 Kan. at 832-33. After he was caught, the defendant offered a story that failed to reasonably explain his presence in the school or to dispel guilt.
The circumstances here are comparable, although Hargrove was thwarted before he actually entered the house. Hargrove was on a secluded residential street at midday, when most homes likely would be empty/ His conduct in ringing the doorbell repeatedly for two extended periods squares with making sure the house was, in fact, unoccupied. The jury could consider the evidence that the alarm system had been tampered with and the back door jimmied—again, conduct consistent with an intent to enter the house without being detected. Hargrove’s possession of a screwdriver and cotton gloves falls in line with housebreaking. Finally, as we have noted, Hargrove’s explanation of his purpose had aspects that didn’t square with
From those circumstances, the jurors could have reasonably concluded Hargrove meant to enter Geither’s home believing it to be empty and to do so for a nefarious purpose. Consistent with Harper, those jurors fairly could have inferred Hargrove intended to steal valuable (and portable) property from the house. Nothing suggested some other bad intent or purpose. For example, Har-grove did not have the tools of an arsonist—an accelerant and rags—or a vandal—spray paint and a sledgehammer. Reasoned inferences drawn from circumstantial evidence will support a jury verdict requiring proof of criminal intent, including commission of a theft. See Harper, 235 Kan. 825, Syl. ¶ 2 (The criminal intent necessary to support a burglary conviction “is rarely susceptible of direct proof; it is usually inferred from the surrounding facts and circumstances.). Sufficient evidence supported the verdict convicting Hargrove of attempted aggravated burglary.
Affirmed.
Notes
Washington no longer requires that sort of instruction in burglary cases. See State v. Bergeron, 105 Wash. 2d 1, 4, 711 P.2d 1000 (1985). In State v. Johnson, 100 Wash. 2d 607, 625, 674 P.2d 145 (1983), the Washington Supreme Court ruled that jury instructions had to specify die elements of die intended offense making an unlawful entry a burglary and made them part of the prosecution’s required proof to convict. The ruling bears similarities to Kansas law. See State v. Rush, 255 Kan. 672, Syl. ¶ 5, 877 P.2d 386 (1994). But the Washington Supreme Court overruled diat position in Bergeron, 105 Wash. 2d at 4, given die broad definition of second-degree burglary requiring that the perpetrator intend to commit any crime against a person or property upon entering the premises. See
The district court would not have had to do any more than secure tire lawyer s acknowledgement that he tendered the instruction to confer some advantage on Hargrove. And the district court probably would have intruded unduly into work-product and possibly attorney-client privileges to require the lawyer to divulge the particular strategic attributes he imputed to the instruction.
The crime of aggravated burglary is not limited to residences and extends to other occupied structures or vehicles. See