State v. HardyState v. Hardy
Lead Opinion
Opinion
The defendant, Raymond Hardy, was convicted of robbery in the first degree in violation of
The opinion of the Appellate Court sets forth the following facts and procedural history. “On December 9, 2000, the victim, an employee of Norwalk Taxi, was dispatched to 12 North Taylor Avenue in Norwalk. Upon arrival, Leland Brown approached the victim’s taxicab from the front of the vehicle and got in through the back door on the driver’s side. The victim turned his head to ask Brown where he wanted to go and Brown put the barrel portion of a gun to the victim’s neck. Brown demanded that the victim give him all of his money and, in response, the victim gave him more than $800 in cash. Brown then exited the taxicab, and the victim informed his dispatcher of the incident. The dispatcher notified the police and, shortly thereafter, the police arrived at the scene of the robbery. The victim told the police that the robber was an African-American male who wore dark jeans, a jacket patterned in camouflage or animal print and a wool hat. The victim also told the policе that one of the bills stolen had an order for Chinese food written on it in brown marker.
“After Brown exited the taxicab, he and the defendant, who waited nearby, ran back to the defendant’s apartment at 16 Ferris Avenue. While running, the men were spotted by Tirso Gomez, a United States Postal Service employee who was working in the area. A short time later, Gomez was questioned by the police. Gomez informed the police that he saw the defendant and another man running toward the defendant’s apartment from the direction of the robbery, which was approximately one-half block away. Gomez was familiar with the defendant, provided the police the defendant’s name and address, and told them that the defendant was wearing a yellow jacket or sweater and that one of the men was wearing a cap.
“Eventually, the police forcibly entered the defendant’s apartment. Once inside, the police found a silver Crosman air pistol hidden in a clothes hamper between thе defendant’s bedroom and his mother’s bedroom, an information manual for the air pistol, and the defendant, wearing a yellow and gray sweater, hiding underneath his couch. The defendant was arrested and, after he was in custody, told the police that the rest of the money taken during the robbery was hidden in his videocassette recorder. The police returned to the defendant’s apartment and recovered an additional $555 from inside the videocassette recorder in his bedroom.
“The defendant was tried under the accessory theory of liability and was convicted of robbery in the first degree in violation of § 53a-134 (a) (2) and criminal use of a firearm or electronic defense weapon in violation of [General Statutes] § 53a-216. The court sentenced the defendant to twenty years incarceration, suspended after ten years, on the robbery conviction, five years incarceration to run concurrent to his twenty year sentence on his conviction of criminal use of a firearm or electronic defense weapon, and five years probation.” State v. Hardy, supra,
The following additional facts and procedural history are relevant to our resolution of the certified issue. Evidence presented at trial established that the air pistol found in the defendant’s apartment used carbon dioxide
The Appellate Court, sua sponte, reversed the defendant’s conviction of criminal use of a firearm and directed the trial court to vacate that conviction and to resentence the defendant accordingly. State v. Hardy, supra,
Whether § 53a-3 (6) requires that the shot be discharged by gunpowder is a question of statutory interpretation. “Statutory construction is a question of law and therefore our review is plenary.” (Internal quotation marks omitted.) State v. Ramos,
“The meaning of a statute shall, in the first instance, be ascertained from the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered.”
With these principles in mind, we begin by examining the language of § 53a-3 (6). Section 53a-3 (6) defines a “ ‘[d]eadly weapon’ ” in relevant part as “any weapon, whether loaded or unloaded, from which a shot may be discharged .... The definition of ‘deadly weapon’ in this subdivision shall be deemed not to apply to section 29-38 or 53-206 . . . .” Thus, the legislature has defined deadly weapon to mean any weapon from which a shot may be discharged. The defendant does not claim that the air gun was not a weapon or that it did not fire shots. Instead, he claims that the “discharge” of the weapon, as used in § 53a-3 (6), must take place through the use of gunpowder. We disagree.
First, the plain language of § 53a-3 (6) does not require that the shot be discharged by gunpowder. Rather, the statute refers to “any weapon, whether loaded or unloaded . . . from which a shot may be discharged . . . .” (Emphasis added.) Had the legislature intended to include in its definition only those weapons that discharged by use of gunpowder, it could have done so expressly through the language of the statute. See State v. Payne,
Second, although this court previously has not considered the question before us, the Appellate Court has considered it indirectly and has suggested that an air pistol is a deadly weapon. In State v. Osman,
Many other courts that have confronted the question directly also have concluded that an air or pellet gun is both designed for violence and capable of causing death or serious bodily injury. In McCaskill v. State,
Likewise, in Merriweather v. State,
“Thus, based on the statute, there are two categories of deadly weapons: (1) firearms; and (2) weapons capable of causing serious bodily injury. . . . The question of whether a weapon is a deadly weapon is determined from a description of the weapon, the manner of its use, and the circumstances of the case. . . . The fact finder may look to whether the weapon had the actual ability to inflict serious injury under the fact situation and whether the defendant had the apparent ability to injure the victim seriously through use of the object during the crime.” (Citations omitted; internal quotation marks omitted.) Id., 457. Testimony at trial had established that the BB guns could “propel a projectile up to [200] feet per second” and that “a projectile traveling [200] to [250] feet per second can pierce human skin and enter the body.” Id., 458. The court determined that “[t]his evidence shows that the BB guns were actually able to inflict serious bodily injury.” Id. On the basis of this finding, the court concluded that a BB gun is a deadly weapon. Id., 458-59.
In Campbell v. State,
In comparison, in State v. Coauette,
With these authorities in mind, we conclude that the legislature did not intend to restrict the definition of deadly weapon in
The defendant claims, however, that the legislature’s use of “identical language” in defining deadly weapon;
The defendant relies on State v. Brown,
Thus, in Brown, we merely held that the jury, in the absence of an instruction from the trial court, could be presumed to have applied the dictionary definitiоn of firearm, which included the two elements expressly required by statute, namely, that the weapon discharge a shot. There was no claim in that case that the gun used by the defendant was not a firearm because it did not discharge a shot by use of gunpowder. Any misunderstanding by the jury that a discharge by use of gunpowder was a requirement under the statute would, therefore, have been harmless. Accordingly, we reject the defendant’s argument that we held in Brown that all firearms must be discharged by gunpowder. We further note that, in Brown, we referred to the dictionary definition of firearm only because the trial court had failed to provide the statutory definition of the term in its jury instructions, and only for the purpose of resolving whether the dictionary, or commonly used, definition was sufficiently dissimilar to the statutory definition as to affect the jury’s deliberations. Id., 808-809. Our reference to the dictionary definition of the term under these circumstances does not indicate that, as a rule, this court considers the common meanings of terms
Even if it is assumed, however, that, because all of the weapons listed in
The defendant also relies on the genealogy and legislative history of the relevant statutes in support of his interpretation. He points out that the official commentary to
We conclude, however, that this history establishes, at most, that all firearms are deadly weapons. As we have already indicated, it does not follow from the fact that all firearms are deadly weapons that all deadly weapons that discharge shots must be firearms. The legislative history of P.A. 75-380, now codified in part at
The defendant further claims that the state and the trial court were both confused about the nature of the charges before the court rendered its verdict. At trial, the state conceded that, to be considered a firearm, a weapon must use gunpowder to discharge.
The judgment of the Appellate Court is affirmed.
In this opinion NORCOTT and ZARELLA, Js., concurred.
Notes
We granted certification to appeal from the Appellate Court limited to the following two issues: “1. Does a ‘firearm’ as defined in
“2. Does a ‘deadly weapon’ as defined in
The operating manual describes the gun itself as a “pellet pistol,” “airgun,” or “air pistol.” It specifies that the gun has an “8 Shot Revolver” mechanism that shoots .177 caliber “Lead Airgun Pellet” ammunition. The gun is designed to shoot its ammunition at a muzzle velocity of at least 430 feet per second.
The Appellate Court noted that
“While the commission comment hardly has the force of enacted law, it, nevertheless, may furnish guidance.” Valeriano v. Bronson,
Justice Borden states in his concurring opinion that he believes that we place too much emphasis on this portion of the commentary to the Penal Code. He believes that there is no need for the trial court to conduct a case-by-case inquiry into whether a particular item is “ ‘designed for violence’ ” because the legislature merely intended for that phrase to describe, not to limit, the term “deadly weapon.” In other words, Justice Borden believes that all weapons from which a shot may be discharged are “ ‘designed for violence,’ ” provided, “[o]f course, [that] the gun must be a true gun, not a toy; and what is discharged must be a ‘shot,’ not, say, a paintball.”
We do not believe that our interpretation differs significantly from Justice Borden’s. We hold only that, if there is some question, as there was in the present case, as to whether the item that the defendant is charged with using was a weapon or, instead, was a toy or some other relatively harmless instrument capable of discharging a shot, that question must be answered by determining whether the item was designed for violence and capable of
The court stated that “[tjhe defendant in the present case could have been charged with first degree robbery under either
Merriam-Webster’s Collegiate Dictionary (10th Ed. 1993) defines a BB in relevant part as “a shot pellet 0.175 inch in diameter for use in an air gun.” The Grosman pellet gun in question is designed to shoot pellets of roughly equivalent size, 0.177 inch in diameter.
Minnesota does not define deadly weapon by statute. It defines dangerous weapon, however, as “any firearm, whether loaded or unloaded, or any device designed as a weapon and capable of producing death or great bodily harm ... or other device or instrumentality that, in the manner it is used or intended to be used, is calculated or likely to produce death or great bodily harm, or any fire that is used to produce death or great bodily harm. . . .”
Thus, items that are dangerous weapons under Minnesota law would be deadly weapons under the laws of many other states. Coauette is instructive in the present case because it supports the conclusion that a weapon that is not discharged by gunpowder is capable of causing death or serious bodily injury.
We recognize that not all items capable of discharging a shot are weapons or designed for violence. Cf. State v. Coauette, supra,
In her dissent, Justice Katz agrees that a fact finder reasonably could conclude that the air pistol at issue in the present case was capable of causing serious ipjury or death to a person. She believes, however, that the legislature intended that the weapon must have been designed for the type of violence that could kill or seriously injure humans and that the trial court reasonably could not have concluded that the gun was designed for that purpose. We see no evidence, however, that the legislature intended to exclude from the definition of “deadly weapon" weaрons that are capable of killing or seriously injuring a human but are designed only to penetrate targets or Mil small animals. Rather, common sense leads to the conclusion that if a “weapon . . . from which a shot may be discharged”; see
To the extent that Justice Katz suggests the addition of yet another requirement to the statutory definition, namely, that a gun is a deadly weapon only if it was designed to inflict the type of violence that could Mil or seriously injure a person when it was used as it was intended to be used, we also disagree. The fact that a pellet gun was intended to be used to penetrate a target at a range of 100 feet and cannot MU or injure a human unless aimed at a vulnerable part of the body at close range does not meaningfully distinguish it from a gun that was intended to be used to penetrate a target at a range of 1000 feet and can kill a human at a range of up to 100 feet. It would have been small comfort to the victim in the present case to know that, although he could have been seriously injured or Mlled if the defendant had followed through on his implied threat to shoot him in the neck at point blank range, he would have been in minimal danger if the defendant had been fifty feet away.
With respect to Justice Katz’ argument that our interpretation would mean that a nail gun or a slingshot is a deadly weapon, we agree with Justice Borden that it is likely that the legislature intended for the phrase “weapon . . . from which a shot may be discharged” to include only items that ordinary persons would characterize as guns. Furthermore, if a nail gun or
We do not suggest that every item that is designed for violence and is capable of causing death or serious bodily injury is a deadly weapon, regardless of whether it is listed in
As we have indicated, we express no opinion on this question in the present case.
The trial transcript includes the following discussion:
“[The Prosecutor]: In speaking with [defense counsel] I think that, so he may adequately prepare for sentencing, the court needs to articulate, if [the defendant] is found guilty of§ 53a-134 [a], [subdivision] (1), (2), (3) or (4), it sounded to me from the court’s ruling it was [subdivision] (2). . . . But I just need — I think we just need that to be clear on the record.
“The Court: Sure. Let me go to the statutes so that we all know what we’re talking about here. But I’m pretty sure about what I did but . . . I’ll make sure that what my understanding is is exactly what... it is. [Section] 53a-134, I’m going right to the statute book. [Subdivision] (2), ‘Robbery in the first degree: Class B felony.’ Subsection (a) (2), references armed with a deadly weapon. Correct . . . ?
“[The Prosecutor]: Yes.
“The Court: All right. All right? Deadly weapon. That’s my . . . finding.
“[The Prosecutor]: Thank you, Your Honor.
“[Defense Counsel]: Thank you, Your Honor.
“The Court: You’re welcome.
“[The Prosecutor]: So [December 12], then, on all matters? [December 12] for imposition of sentence ....
“The Court: Very good.”
Concurrence Opinion
concurring. I agree with the result reached by the majority opinion affirming the conviction of the defendant, Raymond Hardy, of robbery in the first degree, and with much of the reasoning of that
I first note that the determinative issue presented in this certified appeal is whether “a ‘deadly weapon’ as defined in
I part company, however, with both the majority and the dissent in their heavy emphasis on the reference in the commentary to the Penal Code (commentary) to a “deadly weapon” as requiring an inquiry into whether a particular weapon is “designed for violence.”
This does not mean, however, that none of the commentary is useful in deciding this case. The commentary states: “The 1971 General Assembly eliminated the prior requirement, in the definition of ‘deadly weapon’ that a gun be loaded; thus, any gun ‘from which a shot may be discharged,’ whether loaded at the time or not, would be a ‘deadly weapon.’ ” Id. This commentary indicates that, when the drafters and the legislature used the word “weapon” in the definition of “deadly weapon,” they intended it to mean a “gun,” of whatever type, from which a shot may be discharged. That intent is fully consistent with the structure of the robbery sections of
To sum up, in my view, a “deadly weapon” within the meaning of
I recognize, of course, the usefulness of the commentary to the interpretation of the language of the Penal Code, as do both the majority and the dissent in the present case. I also recognize the irony in the fact that I am questioning the degree of reliance that both the majority and dissent appear to place on that commentary, because, as the executive director of the commission to revise the Penal Code in 1963 through 1971, I was heavily involved in drafting both the Penal Code and its commentary.
Dissenting Opinion
dissenting. I agree with the majority’s conclusion that the state need not demonstrate that a weapon utilizes gunpowder to discharge a shot in order to establish that it is a deadly weapon as defined by
“The United States Supreme Court has explicitly held that the due process clause requires that every fact
In reaching its determination that the trial court reasonably found the defendant guilty of robbery in the first degree under
The majority also notes that the state argued to the trial court that, “as a matter of common sense, the gun, particularly when used at close range, could be a deadly weapon and could cause serious physical injury.”
Although it is certainly true that “[i]t is the right and the duty of the [trier of fact] to draw reasonable and logical inferences from the evidence . . . [i]n considering thе evidence introduced in a case, [triers of fact] are not required to leave common sense at the courtroom door . . . nor are they expected to lay aside matters of common knowledge or their own observations and experience of the affairs of life . . . .” (Internal quotation marks omitted.) State v. Chapman,
Because the field of common knowledge is limited to obvious facts, it can be considered common knowledge that an air gun is designed for violence only when the question actually has been examined and the results are largely undisputed as well as widely distributed. The majority’s conclusion that such common knowledge exists seems to rest on the premise that it is an obvious fact that the air gun at issue here, specifically, a Crosman model 1008 repeater C02 pellet pistol, and indeed all air guns, are designed for violence. Such a conclusion is unwarranted. Unlike the effects of marijuana smoking addressed in State v. Clark, supra,
Turning to reference materials readily available to the public, I note that one encyclopedia describes an air gun as: “[A] small-caliber weapon, either a handgun or a shoulder weapon, from which pellets, bullets, or darts are discharged by the expanding force of compressed air or gas. Some air guns are little more than toys, others have considerable penetrating power.” 1 Encyclopedia Americana, International Edition (Grolier, Inc., 1998) p. 383.
Indeed, one buyer’s guide, listing more than 400 types of air guns, demonstratеs the expansive variety of guns, with varying power and accuracy, that are encompassed in this category. See J. Walter, The Airgun Book (3d Ed. 1984). There is also a variety of shots available for use in the various air guns: “The target shooter, for example, selects stable, flat-head ‘wadcutter’ pellets to cut neat, easily gauged holes in his targets, while many fieldsmen prefer English-style round-heads, which perform better at long range — or the . . . pointed-head ‘hunting’ pellets which promise better penetration.”
In State v. Smith, supra,
The majority also cites cases from other jurisdictions concerning air guns, but these do little to support the conclusion that it is common knowledge that air guns are designed for violence to humans.
In other cases addressing air guns used in crimes, however, fact finders have concluded that the air guns at issue were not designed for violence. See, e.g., Holder v. State,
The state, however, requests, in the alternative, that we conclude that there was sufficient evidence to support the lesser charge of robbery in the third degree in violation of
Although the Penal Code does not provide a definition for “serious bodily harm,”
The legislature does not define violence; nor does the majority. One dictionary includes the following definitions for violence: “[EJxertion of physical force so as to injure or abuse (as in effecting an entrance to a house),” “injury by or as if by distortion, infringement, or profanation” and “intense, turbulent, or furious and often destructive action or force.” Merriam-Webster’s Collegiate Dictionary (10th Ed. 1993). As I hope to demonstrate in this dissent, a simple application of this definition, divorced from the context of the Penal Code, would lead to absurd and unworkable results.
Under the majority’s use of the phrase “designed for violence,” proof that a slingshot was carried, without shot in a zipped backpack, and was never used or even referenced during a robbery, would elevate a robbery in the third degree pursuant to
The operating manual for the air gun submitted into evidence pictured the .177 caliber pellets as cylindrical objects tapering in the middle and flat on both ends.
Specifically, in addition to the general warning noted by the majority, the manual contains the following four warnings or cautions also printed in capital letters and red ink: (1) “[CARBON DIOXIDE (C02)] CYLINDERS MAY EXPLODE AT TEMPERATURES ABOVE 120 [DEGREES FAHRENHEIT]. DO NOT MUTILATE OR INCINERATE THEM. DO NOT EXPOSE THEM TO HEAT OR STORE THEM AT TEMPERATURES ABOVE 120 [DEGREES FAHRENHEIT].”; (2) “KEEP HANDS AWAY FROM ESCAPING C02 GAS. IT CAN CAUSE FROSTBITE IF ALLOWED TO COME IN CONTACT WITH SKIN.”; (3) “USE .177 CALIBER PELLETS ONLY. NEVER REUSE PELLETS. USE OF ANY PELLET OTHER THAN .177 CALIBER CAN CAUSE INJURY TO YOU OR DAMAGE TO YOUR AIR PISTOL.”; and (4) “KEEP THE AIR PISTOL ON SAFE UNTIL YOU ARE ACTUALLY READY TO SHOOT. THEN PUSH IT TO SAFE OFF.”
Although these specific warnings suggest that the general warning was nothing more than a standard products liability waiver, I do not dispute that the air pistol at issue was capable, under limited circumstances, of causing serious ipjury or possibly death. See footnote 8 of this opinion (referencing product liability cases arising from use of air guns).
The trial transcript also contained the following exchange:
“The Court: . . . [The] manual for the [Crosman] pellet gun, if I’m not mistaken. I haven’t — they fire at a rate of speed and have a key — they can kill, for example, small animals. We know that for a fact. Don’t we? Don’t we know that pellet guns can kill small animals?
“[State’s Attorney]: I think we do make a common sense finding.
“The Court: Well, I can tell you from my own experience such things occur, you know.”
The Encyclopedia Americana, supra, p. 383, explains that there are two gеneral types of air guns in popular use: one type is powered by air or carbon dioxide gas under pressure within the guns, and the second type is powered by air pressure created by the release of a powerful spring and plunger. These guns are comparable in power and accuracy. 1 The New Encyclopaedia Britannica (15th Ed. 1998) p. 175.
Although certainly not common knowledge, this information would suggest that because the Crosman model 1008 repeater C02 pellet pistol found in the defendant’s apartment utilized the flat head pellets, which are described as the type that are intended for short range target shooting, the gun was not designed for violence.
Other published cases indicate that air guns are given to and used by children. See Haesche v. Kissner,
The definitions of deadly weapon applied in two of the cases did not include a requirement that a deadly weapon be designed or intended for violence — and indeed, the analysis applied was much closer to the analysis of circumstances that we would apply under
Moreover, I note that if we look within Connecticut, as we did in State v. Smith, supra,
In this regard, I note
I note that, even if I were to accept the majority’s interpretation of “designed for violence” to include objects designed to cause violence to small animals, common knowledge still cannot serve to establish whether the Crosman model 1008 repeater C02 pellet pistol is an air gun with the accuracy and velocity required for hunting small prey. One expert has explained that “[t]arget rifles may need to better 0.8 [accuracy unit] to be reasonable for value for money, or 0.5 [accuracy unit] to win competitions if the firer is good enough; good sporting guns probably need to surpass 1 unit; low-price plinking rifles 2.5; cheap pistols, 5 [accuracy unit] (though 5 units would mean that groups at 10m would be 50mm in diameter!).” J. Walter, supra, p. 61. The author explains that a gun with one accuracy unit achieves a one meter diameter group at 1000 meters, a 2.5 centimeter group at 25 meters or a centimeter group at a 10 meter distance. Id. “Plinking” is defined as “to shoot, at especially in a casual manner.” Merriam-Webster’s Collegiate Dictionary (10th Ed. 1993). Where the air gun in this case falls within this range cannot reasonably be said to be common knowledge.
“It is afundamental tenet of our law to resolve doubts in the enforcement of a penal code against the imposition of a harsher punishment.” (Internal quotation marks omitted.) State v. Hinton,