State v. HardyState v. Hardy
Patrick Hardy appeals a second degree robbery conviction, asserting a prior drug conviction was improperly admitted into evidence contrary to
FACTS
At trial complaining witness Shamsa Wilkins testified that as she stood on a downtown Seattle street corner at 4:30 in the morning, Hardy approached her, spoke with her for a few minutes, and then robbed her of her jewelry. Wilkins testified Hardy remained for a few minutes trying to strike up a friendly relationship but she refused.
Seattle police officer Stewart testified he was summoned to the scene and arrived within a minute of the call. Officer Stewart testified the alleged victim and her female companion Margaret Smith were “very, very, distraught and upset ... break[ing] down into tears” and “excited” as they told him what allegedly happened. Verbatim Report of Proceedings (Trial)1 (2RP) at 149-50. Over defense counsel‘s objection the trial court admitted the officer‘s testimony under the excited utterance exception to the hearsay rule.
Police also testified Hardy was found a few minutes after the alleged robbery at a nearby intersection passed out in his black Camaro. Wilkins’ jewelry was found in Hardy‘s pockets.
Hardy took the stand and testified to a different version of events. He claimed Wilkins was in a push and shove match with her female friend and he had simply helped out by picking up loose jewelry from the ground. He did not deny he left the scene with the jewelry in his pocket, but such would not constitute robbery.
Before trial the State moved to introduce Hardy‘s prior felony drug conviction for impeachment purposes should he choose to testify. Defense counsel objected claiming the prior drug conviction was not only irrelevant to Hardy‘s credibility but very prejudicial as well. The court stated on the record “[t]he impeachment value of the prior crime is almost nil” and as a drug crime it would be particularly prejudicial given the anti-drug “fever.” 1RP at 31. The court, nevertheless, admitted the prior conviction as an unnamed felony, reasoning “the jury should be entitled to know that there is some prior conviction.” 1RP at 31, 32. Responding to the court‘s ruling, Hardy‘s counsel elicited the unnamed prior conviction on direct.2 The jury convicted Hardy. Hardy appealed to the Court of Appeals, but for naught.
The appellate court affirmed, reasoning all prior drug convictions are relevant to the defеndant‘s credibility because drug convictions necessarily show secrecy and deceit. State v. Hardy, 83 Wash.App. 167, 175-76, 920 P.2d 626 (1996). As to the hearsay offered by Officer Stewart from the complaining witness and her companion, the court found it was properly admitted as an excited
ER 609
Evidence of prior felony convictions is generally inadmissible against a defendant because it is not relevant to the question of guilt yet very prejudicial, as it may lead the jury to believe the defendant has a propensity to commit crimes. Id. 5 Karl B. Tegland, Wash. Prac., Evidence § 114, at 383 (3d ed.1989).
For the purpose of attacking the credibility of a witness in a criminal or civil case, evidence that the witness has been convicted of a crime shall be admitted if elicited from the witness or established by public record during examination of the witness but only if thе crime (1) was punishable by death or imprisonment in excess of 1 year under the law under which the witness was convicted, and the court determines that the probative value of admitting this evidence outweighs the prejudice to the party against whom the evidence is offered, or (2) involved dishonesty or false statement, regardless of the punishment.
Drug convictions are not crimes of “dishonesty or false statement” like perjury or criminal fraud and thus
Probative value
State v. Begin, 59 Wash.App. 755, 759-60, 801 P.2d 269 (1990), review denied, 116 Wash.2d 1019, 811 P.2d 220, declared all prior felonies “‘are evidence of non-law-abiding character‘” and thus “probative” under
Jones held “the trial court must state, for the record, the factors which favor admission or exclusion of prior conviction evidence.” 101 Wash.2d at 122, 677 P.2d 131. The court must consider such factors to assess whether probative value outweighs prejudice. It is imperative the court state, on the record, how the proffered evidence is probative of veracity to allow appellate review. See State v. King, 75 Wash.App. 899, 913, 878 P.2d 466 (1994) (“we explicitly adhere to the Jones rationale and require the trial court to articulate how the specific nature of the prior felony makes it one of the few offenses not involving dishonesty or false statement that nevertheless has probative value.“).
Some of the Jones and Alexis factors may also be useful to assess probative value.8 For example, factor one focuses attention on the nature of the prior crime while factors two (remoteness) and four (age and circumstances) may indicate an otherwise probative conviction is less probative because it is chronologically remote.
The Court of Appeals relied upon State v. Thompson, 95 Wash.2d 888, 892, 632 P.2d 50 (1981) for the proposition that prior drug convictions, by their nature, are always probative of veracity. State v. Hardy, 83 Wash. App. at 175-76, 920 P.2d 626 (quoting Thompson, 95 Wash.2d at 892, 632 P.2d 50) (a drug seller lives a life of “secrecy and dissembling” and thus prior drug convictions go to veracity). But we rejected that aspect of Thompson in Jones wherein we stated a prior “felony conviction ... for possession of drugs ... ha[s] little to do with a defendant‘s credibility as a witness.” Jones, 101 Wash.2d at 122, 677 P.2d 131.9
We find nothing inherent in ordinary drug convictions to suggest the person convicted is untruthful and conclude prior drug convictions, in general, are not probative of a witness‘s veracity under
Prejudicial effect
If the prior conviction is probative of veracity under
Additionally, the trial court must assess whether even greater prejudice may result from the particular nature of the prior conviction. Several of the Jones and Alexis factors help identify particularly prejudicial scenarios. For example, factor three points out the more similar the prior crime to the one presently charged, the greater the prejudice. See, e.g., State v. Pam, 98 Wash.2d 748, 762, 659 P.2d 454 (1983) (Utter, J., concurring and joined by four other justices), overruled on other grounds by State v. Brown, 111 Wash.2d 124, 761, P.2d 588 (1988). Likewise, factor six highlights the fact that the longer the record the greater the prejudicial prospect the jury will use such as evidence to infer guilt.
Admissible only if probative value outweighs prejudice
Prior convictions are inadmissible under
With the burden on the party seeking admission the trial court must conduct an on-the-record analysis of probative value versus prejudicial effect. Jones, 101 Wash.2d at 122, 677 P.2d 131 (citing State v. Alexis, 95 Wash.2d 15, 621 P.2d 1269 (1980)). Such requires an articulation of exactly how the prior conviction is probative of the witness‘s truthfulness.
Unnamed felonies
The trial court attempted to lessen the prejudice by admitting the prior conviction under
Remedy
State v. Ray, 116 Wash.2d 531, 546, 806 P.2d 1220 (1991) held the “nonconstitutional harmless error standard ... applies to
ER 609(a) rulings.” Under this standard an erroneous 609(a) ruling is reversible if “‘within reasonable probabilities, had the error not occurred, the outcome of the trial would have been materially affected.‘” Ray, 116 Wash.2d at 546, 806 P.2d 1220 (citations omitted). Applying the harmless error standard the appellate court looks to the evidence at trial, the importance of defendаnt‘s credibility, and the effect the prior convictions may have had on the jury. See, e.g., State v. Roche, 75 Wash.App. 500, 507, 878 P.2d 497 (1994).
Application
The trial court erred when it admitted Hardy‘s prior drug conviction as neither the State nor the trial court articulated how it was probative of Hardy‘s veracity. The trial court even concluded on the record “[t]he impeachment value of the prior crime is almost nil.” 1RP at 31.
Reversal is required if, within reasonable probabilities, the error affected the trial‘s outcome. Ray, 116 Wash.2d at 546, 806 P.2d 1220. Here Hardy‘s credibility was important because it was virtually his word against the alleged victim‘s as to whether he forcefully took the jewelry. The victim was the only other eyewitness to testify. The State did not produce the female companion who was the other alleged eyewitness. There was not overwhelming evidence that Hardy forcefully took the jewelry as alleged. But the prior crime was the only impeachment of Hardy‘s veracity and was thus critical. Wе conclude there was at least a reasonable probability that this improper impeachment affected the jury‘s determination. Accordingly, reversal is the remedy.
EXCITED UTTERANCE
At trial the State sought to admit the statements made to the responding police officer by the alleged victim and her friend immediately after the alleged robbery. Over objection the trial court admitted the hearsay as excited utterance. On appeal Hardy argues admission was error. We disagree. Because the issue may recur on retrial we address it here.
The statements relayed by Officer Stewart in court were hearsay as they were out-of-court statements offered in court to prove the truth of the matter asserted therein.
Three requirements must be met for hearsay to qualify as an excited utterance: (1) a startling event or condition must have occurred; (2) the statement must have
The police officer testified both declarants were visibly shaken and excited when they made the statements just minutes after the alleged robbery. The statements appear to have been spontaneous. See State v. Fleming, 27 Wash.App. 952, 621 P.2d 779 (1980) (robbery victim‘s statement to police shortly after incident qualified as an excited utterance), review denied, 95 Wash.2d 1013 (1981). The trial court did not err when it concluded the hearsay declarations were admissible as excited utterances.
CONCLUSION
Prior drug convictions are generally not probative of a witness‘s veracity and thus are usually inadmissible for impeachment purposes under
DOLLIVER, SMITH, JOHNSON, MADSEN and ALEXANDER, JJ., concur.
TALMADGE, Justice (dissenting).
While I agree with the majority‘s disposition of the admission of hearsay evidence under the excited utterance exception, I write separately to emphasize my concern with the majority‘s treatment of the admissibility of prior convictions under
A. ER 609(1)(a)
The majority opinion rangеs far beyond the necessities of this case and confuses the law in Washington on the operation of
With only a slight nod in the direction of State v. Alexis, 95 Wash.2d 15, 621 P.2d 1269 (1980), the majority goes astray by using language suggestive of adoption by this Court of a per se rule of inadmissibility of evidence of prior drug convictions. The majority says: “We find nothing inherent in ordinary drug convictions to suggest the person convicted is untruthful and conclude prior drug convictions, in general, are not probative of a witness‘s veracity under
Trial courts and practitioners should note that despite the strong languagе, the majority opinion expressly does not adopt a per se rule of inadmissibility of evidence of prior convictions. Moreover, the majority opinion expressly does not overrule our established approach to this issue.
The Court‘s settled method for deciding the admissibility of prior convictions under
B. No Prejudicial Error
I disagree with the majority that any error associated with the admission of Hardy‘s prior felony drug conviction was prejudicial. The majority simply assumes prejudicial error was present here. Majority op. at 1181.
It is very difficult for me to discern a reasonable probability that a passing reference to a prior unnamed felony conviction designed to impeach Hardy‘s testimony in this case would constitute prejudicial error. First, Hardy‘s version of the facts is rather incredible. In effect, Hardy testified that while the victim and her friend were engaged in a shoving match, their jewelry “simply fell to the ground” and he snatched the jewelry and exited the scene. Thus, he was guilty of theft, but not robbery.
Second, the majority has already determined the circumstances of the crime in this case were of such a startling or significant nature that the report by the victim to the investigating police officers constituted an excited utterance and therefore was an exception to the hearsay rule. Plainly, Hardy‘s version of the facts would hardly constitute a startling event that would prompt the admission of hearsay statements made to a police officer. If Hardy robbed the victim, her statements made to the police officer indeed were based on a startling event, i.e., the robbery. Hardy‘s version of the facts would startle no one. This glaring inconsistency in the majority‘s treatment of the fаcts in this case only indicates why the admission of any reference to Hardy‘s prior felony drug convictions for his impeachment was not prejudicial.
I would affirm the Court of Appeals and the trial court‘s conviction of Patrick Hardy for second degree robbery.
DURHAM, C.J., and GUY, J., concur.
Notes
Prior convictions are inadmissible under
Majority op. at 1180. This passage misstates the law. To the contrary, the rule is stated in the positive: “For the purpose of attacking the credibility of a witness in a criminal or civil case, evidence that the witness has been convicted of a crime shall be admitted if elicited from the witness...” with the exceptions then stated. ER 609(1) (emphasis added). The “burden is on the State to show that the probative value is greater.” Jones, 101 Wash.2d at 120, 677 P.2d 131.
We question the underlying premise expressed here that all those convicted of delivery crimes participate in a web of lies and deceit. Common experience bеlies this assumption. Otherwise, police “buy-bust” operations targeted at street sales would need to be more elaborate than the usual “You looking?” and brief negotiations that characterize most transactions. The possibility of dissembling and secrecy certainly exists, especially at higher levels of the delivery hierarchy, but for the street seller, such secrecy is most likely a means to avoid detection and arrest rather than part of the сrime itself.
We also note some jurisdictions have held the reverse. See, e.g., United States v. Ortiz, 553 F.2d 782, 784 (2d Cir.), cert. denied, 434 U.S. 897, 98 S.Ct. 277, 54 L.Ed.2d 183 (1977). However, these cases “typically do not examine the impact on veracity at any length, if at all.” State v. Zaehringer, 325 N.W.2d 754, 757 (Iowa 1982).
“Either he can refuse to take the stand, as he is entitled to under the fifth amendment, and let the case go, or else he takes the stand and they crucify him with these previous irrelevant crimes which have nothing to do with what he is now on trial fоr.”
Victor Gold, Impeachment by Conviction Evidence: Judicial Discretion and the Politics of Rule 609, 15 Cardozo L.Rev. 2295, 2303 n. 46 (1994) (quoting 120 Cong. Rec. 2377 (Feb. 6, 1974) (comments of Representative Dennis)).
(a) Specific Exceptions. The following are not excluded by the hearsay rule, even though the declarant is available as a witness:
. . . .
(2) Excited Utterance. A statement relating to a startling event or condition made while the declarant was under the stress of excitement caused by the event or condition.