State v. HansenState v. Hansen
Defendant, a high school teacher, was indicted for sodomy in the third degree,
We allowed defendant’s petition for review, which raises three issues: (1) Does the common-law method of calculating age, by which a person attains a given age on the day prior to that person’s birthday, apply to
I.
Defendant contends that the circuit court should have granted her motion for judgment of acquittal because the student was, under the common law, 16 years of age on the day the intercourse allegedly occurred. In calculating the passage of time, the common law treated each day as an indivisible unit and excluded the initial day from the computation.
Nelson v.
Sandkamp,
The “common law of England” was adopted prior to statehood or official territorial status by Oregon’s provisional government. Act of July 5, 1843, Art 12,
reprinted in
Harris,
History of the Oregon Code,
1 Or L Rev 129,135 (1922); Act of June 27,1844, Art III, § 1,
reprinted in id.
at 138. The common law, in the sense of an evolving body of law, continues in force insofar as it is not in conflict with legislation or constitutional provisions.
See
Or Const, Art XVIII, § 7;
Peery v. Fletcher,
Unofficial commentary to a separate, albeit related, provision of a code is a thin reed on which to base the interpretation of a statute. Nevertheless, we are convinced that the interpretation is correct because it accords both with the popular method for computing age and with the method by which the passage of time is computed in other areas of the law.
See, e.g., Beardsley v. Hill, supra;
For these reasons, we hold that the student was “under 16 years of age” on December 4,1983. The circuit court properly denied defendant’s motion for judgment of acquittal.
II.
The student testified on direct examination by the state and on cross-examination that she had for several months initially denied having sexual relations with defendant. Because this testimony called into question the student’s credibility, the state presented the expert testimony of a Detective Robson regarding his experiences investigating other child sexual abuse cases. Detective Robson testified over objection that it was normal for child victims of sexual abuse to deny that the abuse occurred because they felt guilty and embarrassed and, where they had an emotional tie to the abuser, because they wished to protect the abuser. On review, defendant does not challenge the admission of this testimony in general, but she does object to the following question and answer given in the course of the testimony:
“Q. [By the prosecutor] Now, do you find certain common factors when you work with both the victims and offenders in these non-family cases? Do you find certain factors or methods that an offender will use to get close to the victim?
<<* * * * *
“A. [By Detective Robson] Yes, there are certain techniques. It’s usually what I term a ‘grooming process.’ Usually, there’s an extensive amount of testing that goes on both physically and psychologically. There is usually a lot of gift giving, a lot of affection, praising, rewards, anything to make the individual more comfortable even to the extent of dealing with lots of people surrounding this particular person, just getting into a comfortable role; in other words, feeling comfortable and being close to an individual. Yes, they often establish some emotional dependency.”
The precise basis of defendant’s objection is not clear but appears to be that the expert testimony concerning the specific techniques that a child abuser “will use to get close to the victim” was not of assistance to the jury because any - probative value the testimony might have had was outweighed by the danger of unfair prejudice to her. 2 Other evidence presented by the state tended to show that defendant had done some of the things described by Detective Robson as “grooming.”
OEC 702 provides:
“If scientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training or education may testify thereto in the form of an opinion or otherwise.”
In
State v. Brown,
The state, relying on
State v. Middleton,
“[I]n this instance we are concerned with a child who states she has been the victim of sexual abuse by a member of her family. The experts testified that in this situation the young victim often feels guilty about testifying against someone she loves and wonders if sbe is doing the right thing in so testifying. It would be useful to the jury to know that not just this victim but many child victims are ambivalent about the forcefulness with which they want to pursue the complaint, and it is not uncommon for them to deny the act ever happened. Explaining this superficially bizarre behavior by identifying its emotional antecedents could help the jury better assess the witness’s credibility.”
The testimony to which defendant objects did nothing to explain the student’s initial denial of sexual relations with defendant. Detective Robson testified that, in his experience, sexually abused children are reluctant to admit the
abuse because, in addition to feelings of guilt and embarrassment, they are often emotionally dependent on the adult abuser. That much
The state has not argued that the testimony to which defendant objected was admissible on any other ground than to explain the student’s initial denial. The only other possible ground would be as evidence that defendant had sexual relations with the student. But the relevance of the testimony for this purpose is practically nil. Detective Robson testified to what might be described as a “profile” of a nonviolent child abuser who is unrelated to the child: physical and psychological “testing” of the child, giving gifts, showing affection, praising, making the child feel comfortable in the abuser’s presence, etc. That child abusers use these techniques has no bearing on whether a person who does these things is a child abuser. For example, it is probably accurate to say that the vast majority of persons who abuse children sexually are male. This says little, if anything, however, about whether a particular male defendant has sexually abused a child.
See State v. Petrich,
101 Wash 2d 566,
III.
Prior to trial, defendant requested an omnibus hearing on the applicability of the psychotherapist-patient privilege, OEC 504, to communications between the student and her private psychologist concerning her relationship with defendant. The prosecution and defense stipulated to the following: the psychologist would invoke the privilege on behalf of the student; the communications were for treatment; the student’s relationship with defendant had been discussed; and the student had initially told the psychologist that she had not had a sexual relationship with defendant. Defendant contended that the privilege was inapplicable to judicial proceedings involving child abuse, citing
“In the case of abuse of a child, * * * the psychotherapist-patient privilege * * * shall not be a ground for excluding evidence regarding a child’s abuse, or the cause thereof, in any judicial proceeding resulting from a report made pursuant toORS 418.750. ”
The circuit court ruled that the communications were protected by the privilege because it held that the exception contained in
The Court of Appeals affirmed on a different ground without reaching the ground relied upon by the circuit court. It held that
“The Legislative Assembly finds that for the purpose of facilitating the use of protective social services to prevent further abuse, safeguard and enhance the welfare of abused children, and preserve family life when consistent with the protection of the child by stabilizing the family and improving parental capacity, it is necessary and in the public interest to require mandatory reports and investigations of abuse of children.”
The state points to this policy in arguing that when the legislature stated in
We cannot accept the state’s arguments. There is no question that the exception to the psychotherapist-patient privilege, as well as the exceptions to the other privileges listed in
The policy stated in
IV.
Having decided that it was error for the circuit court to permit Detective Robson to testify to the “grooming process” and that the student’s communications with her psychologist regarding her relationship with defendant were not protected by the psychotherapist-patient privilege, we must decide whether these errors require that we reverse and remand the case for a new trial.
OEC 103(1) provides: “Evidential error is not presumed to be prejudicial. Error may not be predicated upon a ruling which admits or excludes evidence unless a substantial right of the party is affected.” This court has stated that a substantial right of a criminal defendant is not affected if there is (1) substantial and convincing evidence of guilt and (2) little likelihood that the error affected the verdict.
State v. Miller,
The central factual issue at trial was whether there had been “deviate sexual intercourse” between defendant and the student. The student testified that there was deviate sexual intercourse. Defendant denied that her relationship with the student was sexual. Detective Robson testified that during an interview with him defendant had responded affirmatively to the question, “Are you taking responsibility for
The erroneously admitted testimony of Detective Robson and the question that prompted it were:
“Q. [By the prosecutor] Now, do you find certain common factors when you work with both the victims and offenders in these non-family cases? Do you find certain factors or methods that an offender will use to get close to the victim?
ii* * * * *
“A. [By the witness] Yes, there are certain techniques. It’s usually what I term a ‘grooming process.’ Usually, there’s an extensive amount of testing that goes on both physically and psychologically. There is usually a lot of gift giving, a lot of affection, praising, rewards, anything to make the individual more comfortable even to the extent of dealing with lots of people surrounding this particular person, just getting into a comfortable role; in other words, feeling comfortable and being close to an individual. Yes, they often establish some emotional dependency.”
A sexual relationship might be a reasonable inference from manifestations of affection by a teacher toward a student, but it is not a crime for a teacher to love a student or even to be in love with a student. What is a crime is sexual contact. Detective Robson’s expert testimony concerning “the grooming process” of “offenders” transformed evidence of defendant’s expressions of affection for the student into evidence of the modus operandi of persons who sexually abuse children. In closing argument, the prosecutor called specific attention to this testimony, telling the jurors:
“[Detective Robson] also talked to you about the grooming process, which were his words, that an offender will use with a victim; the process whereby an offender will draw a victim into them to where the victim feels that they are a participant, alleged participant, and unable to stop the conduct that is going on whether they know it to be right or wrong.”
Later in rebuttal, however, the prosecutor told the jurors that Detective Robson’s testimony concerning the character of victims and the methods of offenders was meant only to explain the student’s denial, not to prove that there was sexual contact between defendant and the student.
The circuit court’s pretrial ruling that the student’s communications with her psychologist were privileged denied defendant the opportunity to question the student or the psychologist at trial concerning those communications and precluded defendant from placing into evidence the psychologist’s files. The state stipulated that the communications included discussions of the student’s relationship with defendant and that the student had initially denied to the psychologist that the relationship was sexual. If the communications contained nothing favorable to defendant other than the initial denial, then defendant was not prejudiced by the circuit court’s erroneous ruling because the student testified at trial that she had initially denied to everyone, including her psychologist, that the relationship had been sexual. The difficulty, however, is that this case turns almost entirely on the credibility of the student,
By its ruling following the omnibus hearing that the communications from the student to the psychologist were privileged and that therefore the psychologist’s file could not be examined by defendant or her counsel, the circuit court effectively precluded defendant from proving the content of the communications, except that the communications concerned, as stipulated, the relationship with defendant. See OEC 104(1).
At the omnibus hearing, defendant had a large envelope marked as an exhibit. The parties stipulated that the exhibit contained the psychologist’s file, among other items. Defendant offered the exhibit “in the sealed condition to be examined in camera by the Court as part of this proceeding.” There is nothing in the record that shows that the exhibit was either received, or rejected by the court or considered by the court either in camera or otherwise. Later, the court did rule that the file and communications with the psychologist were privileged and ordered that the file was not subject to inspection and that “no testimony of the psychotherapist regarding statements of the child that no abuse occurred between her and the defendant will be allowed.” The circuit court further ordered “that the psychotherapist records * * * which have been introduced as exhibits at the omnibus hearing be sealed and transmitted as part of the record on appeal.” (Emphasis added.)
If the exhibit were in the record before us, we could examine it to determine whether it contained material tending to disprove the state’s case, but the exhibit is not here. It is the responsibility of an appellant to designate the record on appeal. Here, defendant designated “the record, in addition to the Trial Court file, in its entirety including the Omnibus Hearing held * * * and the Court’s ruling on the same.” (Emphasis in original.) Despite the order of the circuit court following the omnibus hearing that the exhibit was to be transmitted as part of the record on appeal and despite defendant’s designation of the court’s ruling as part of the record on appeal, the records office of this court (and the Court of Appeals) has no record of ever receiving the exhibit. 7 In these circumstances, we cannot fault defendant for failure to bring the exhibit before us.
On this record we cannot say that the verdict would have likely been the same were it not for error. Although the state in the rebuttal portion of its closing argument at trial disclaimed any reliance on Detective Robson’s testimony concerning the “grooming process” to prove defendant’s guilt, much of the state’s case was devoted to showing the unusually affectionate relationship between defendant and the student. Detective Robson’s expert testimony added a sinister cast to this evidence that it would not otherwise have had. For this we must reverse and remand for a new trial.
We wish to emphasize that in reversing we do not hold that evidence concerning the communications is necessarily admissible or that defendant is necessarily entitled to inspect the psychologist’s files. Nor do we hold that defendant is entitled to pretrial discovery of any materials not available to the prosecution. We hold only that the communications are not protected by the psychotherapist-patient privilege to the extent that they bear on the alleged abuse of the student. The state on remand is entitled to raise any other objection, e.g., irrelevance, to the admissibility of testimony or files concerning the communications.
The decision of the Court of Appeals is reversed in part and affirmed in part; the judgment of the circuit court is reversed and the case is remanded to the circuit court for a new trial.
Notes
The common-law method for calculating age has long been criticized as contrary to reason and common sense.
See
Annot., 5 ALR2d 1143, 1145-46 (1949); 1 Minor’s Institute 472-73 (1876). Only recently, however, have courts begun to reject the rule primarily on this ground rather than on the ground of statutory interpretation.
See United States v. Tucker,
In the Court of Appeals, defendant also challenged Detective Robson’s qualifications as an expert. This challenge was not renewed in defendant’s petition for review.
Defendant also contended in the circuit court and in the Court of Appeals that the privilege was inapplicable because the psychologist, with the student’s permission, had disclosed details of the alleged abuse to a police officer.
See
OEC 511. Neither court addressed that contention, and defendant does not raise it in her petition for review. Because we hold that
In the Court of Appeals, defendant also challenged the circuit court’s ruling that the student’s school records were not subject to inspection and that evidence concerning the contents of the records was inadmissible. The Court of Appeals affirmed this ruling, but defendant has not raised the issue in her petition for review. Accordingly, we express no opinion on the Court of Appeals’ disposition of this issue.
“Any public or private official having reasonable cause to believe that any child with whom the official comes in contact in an official capacity has suffered abuse * * * shall report or cause a report to be made in the manner required inORS 418.755. * * *”
We note, without meaning to suggest the answer we would give were the issues before us, that the state’s interpretation of
Our records office has been unable to locate the exhibit through inquiry of the circuit court and of the district court of another county from which the exhibit was sent to the circuit court.