*1 action, order and the cause is retained for further the order is not final for Rohde v. Farmers Alliance appeal. Co., Mut. Ins. Because the motion to did not disqualify supra. affect a “substantial Schlund under this court’s right” definitions, previous the order defender disqualifying public is not a final order.
An
appellate
jurisdiction
court without
to entertain appeals
Dietz,
from nonfinal orders.
Village
Orleans
248 Neb.
Affirmed.
J.
Nebraska,
appellee,
Hansen,
State
v. Russell
appellant.
William G. & Kerrigan appellant. General, Don Attorney A. Klein for Stenberg, Kimberly appellee.
White, C.J., Caporale, Fahrnbruch, Lanphier, Wright, JJ. Connolly, Gerrard, J.
Connolly, In this we are asked to determine whether the appeal, criminal of a motorist for prosecution under the influence (DUI) intoxicating after motorist’s liquor driver’s license has been revoked administratively violates constitutional double prohibition against jeopardy.
Russell J. Hansen from an order of the district court appeals County court’s Dodge affirming county overruling Hansen’s in bar plea to criminal DUI The court charges. found *3 that the Double Clauses of the Jeopardy U.S. Nebraska Constitutions are not because the applicable administrative revocation of Hansen’s driver’s license was remedial in nature and not We affirm the punitive. district court’s that the finding Double Clauses do not bar the criminal Jeopardy prosecution Hansen for DUI because the administrative revocation of his that, driver’s license for 90 was remedial in nature and days thus, he is not subject the same multiple punishment offense.
I. ASSIGNMENTS OF ERROR Hansen erred in district court not his alleges finding criminal DUI was barred the Double prosecution Jeopardy Clauses of the U.S. and Nebraska Constitutions because the DUI in addition to administrative revocation of prosecution, license, his driver’s him to for the subjects multiple punishment same offense.
n. SCOPE OF REVIEW law, an court is Regarding questions appellate obligated reach a conclusion of determinations reached independent trial court. State v. 248 Neb. Lynch, N.W.2d 905
m. BACKGROUND 12, 1994, On November Hansen was stopped by deputy Scribner, Nebraska, County Sheriffs in Dodge Department at with a burned out night taillight. Upon vehicle, Hansen’s the officer detected the odor of approaching alcohol, flushed, observed that Hansen’s face was and noted that Hansen’s was speech dry mouthed and Hansen chalky. test, to take a breath agreed preliminary the results of which were over the limit of .10 of alcohol 210 liters legal grams per of breath. Hansen was then under arrest and placed transported Fremont, to the County Judicial Center in Dodge Nebraska. At center, an official breath test was administered with a resultant of .143 of alcohol 210 liters reading grams per result, breath. As a Hansen was notice of given revocation of license, license, his driver’s a temporary driver’s and a form to for an petition administrative with an addressed hearing along envelope. 13, 1994,
On December Hansen’s driver’s license was ordered revoked by the Department Motor Vehicles for 90 time, days. At the same Hansen was also criminal facing DUI, prosecution court county for Dodge County for third offense. Hansen filed a plea bar that the alleging criminal DUI prosecution was barred by the Double Jeopardy Constitutions, Clauses of the U.S. and Nebraska he because had been already for the punished same offense by his having driver’s license administratively revoked. The county court bar, overruled Hansen’s and the plea district court affirmed. IV. OVERVIEW OF ADMINISTRATIVE LICENSE
REVOCATION PROCEDURE we Preliminarily, believe it helpful give description statutes, Nebraska’s administrative license revocation Neb. Rev. *4 60-6,205 60-6,208 Stat. (Reissue to 1993). §§ Under the statutes, a who person is arrested for under the influence of alcohol and who submits to a chemical test which discloses the presence of alcohol in of the. any concentrations
[181] 60-6,196 (Reissue 1993), in Neb. Rev. specified Stat. .10 of § a or more of alcohol 100 gram per milliliters of blood or .10 of breath, a or more of gram per alcohol 210 liters of shall be officer, served notice verbal the as an by of the arresting agent Vehicles, of director of the Motor of the intention Department to immediately and revoke driver’s license of impound the such person and that revocation will automatic days after 60-6,205(3). date of the arrest. § The officer to arresting is then take of the required possession license, driver’s license and to issue a which is valid temporary for 60-6,205(4). 30 days. is arresting officer also § required explain to the administrative license revocation procedure and arrested to rights person, and provide an addressed and a envelope petition may form which be used before the director of the request hearing Department Motor Vehicles contest revocation. Id.
The burden of
on the
proof is
State make a
facie
prima
Conrad,
case for
revocation before
director. McPherrin v.
(1995);
Neb.
N.W.2d 498
v. Director
Mackey
Vehicles,
Motor
Department
Neb.
If the offender is unable to show cause his why driver’s revoked, license not be should then the director shall revoke his license for a of 90 for a offense period days year first any second and offense within an subsequent 8-year period. 60-6,206(1). who or Any feels himself herself person § may because of such revocation aggrieved petition judicial review therefrom to the district court of the where the county 60-6,208. occurred. alleged events
V. ANALYSIS 1. Plea in Bar Before the double issue raised addressing jeopardy Hansen, we must first address the threshold issue whether this to hear jurisdiction court has an from an order appeal *5 driver’s license in bar after Hansen’s arising a
overruling plea revoked, of his but before the merits administratively was have been litigated. criminal DUI prosecution rule, from final only be taken may a appeals As general 1994). (Cum. Stat. 25-1901 Supp. Neb. Rev. judgments. § his district court’s denial of plea that the Hansen contends entered. The State order when appealable bar was a final final, not a order that the denial was appealable contends merits of his could on the ultimately prevail because Hansen DUI prosecution. reviewed may three of final orders which
There are
types
(1)
order which affects a substantial right
on
an
appeal:
(2) an
a
prevents
judgment,.
which determines
action
made
a
during
special
order
a substantial
affecting
right
(3) an order
a substantial
made
right
affecting
proceeding,
in an action after
is rendered.
summary
judgment
on
application
(Cum.
(Reissue 1989)
25-1902
and 25-1911
Neb. Rev. Stat. §§
Eichler, 244
1994); Jarrett v.
Neb.
However, the fact that the order a special arose during does not end our To be final and proceeding inquiry. appealable, the order made in such must also affect a proceeding Milenkovich, substantial State 236 Neb. right. (1990), N.W.2d this court said there is no that question that , determination of a nonfrivolous double claim affects jeopardy the substantial not to be tried twice for the same offense right bar, and concluded that a denial of a plea filed pursuant (Reissue Neb. Rev. Stat. 1989), 29-1817 is a final order § defined in 25-1902.
However, the State
argues Milenkovich dealt with a plea
in bar filed after one criminal
criminal
while another
charge,
case,
was
whereas in
charge
pending,
the instant
Hansen is
to invoke double
attempting
jeopardy protections from a clearly
civil-administrative
to a criminal
procedure
DUI prosecution.
such,
As
the State
argues
Hansen’s situation is more
Waara,
analogous Gruenewald v.
229 Neb.
428 N.W.2d
*6
case,
(1988).
210
In that
the defendants filed a
in bar
plea
that a default
alleging
in one
judgment
civil case precluded
maintenance of another civil suit
them
against
out of the
arising
same fact pattern. This court found that while the
of a
granting
in
plea
bar is final and
the
appealable,
trial court’s order
overruling
final,
defendants’
in
plea
bar was not a
order
appealable
because the “presently unsuccessful parties
may ultimately prevail
a trial on
following
the merits.” Id. at
621,
It is true that the merits of Hansen’s DUI prosecution have not been litigated that the revocation of his license was accomplished civil-administrative, through criminal, not a However, proceeding. 435, United States v. Halper, U.S. 447-48, 1892, 109 S. Ct. 104 L. Ed. 2d (1989), Court Supreme held: this making assessment whether a sanction [of
constitutes punishment for double jeopardy purposes], labels “criminal” and “civil” are not of paramount . . importance. . The notion of punishment, as we it, commonly understand cuts across the division between law, the civil and the criminal and for the purposes of whether assessing a given sanction constitutes multiple Clause, barred Double Jeopardy we must follow the notion where it leads.
If Hansen were not permitted to appeal denial of his plea in bar until after the merits of his DUI prosecution were he litigated, potentially could be forced to “run the gauntlet” twice—a harm that the constitutional prohibition double against was. jeopardy designed prevent. we conclude in this aon in bar based denying plea order that a pretrial case because is appealable claim double jeopardy nonfrivolous if review lost bemay irreparably rights substantial Hansen’s until final delayed judgment. Jeopardy Double 2. Constitution, made which is Amendment to the U.S.
The 5th Amendment, provides 14th through to the states applicable offense for the same any subject shall person in part: “[N]or Const, I, art. Neb. life or limb.” jeopardy be twice put 12, jeopardy twice put shall ... be person “No provides: same offense.” for the Fifth Court has interpreted U.S. Supreme three to protect against Clause Jeopardy
Amendment’s Double
the same offense
(1) a second
for
prosecution
abuses:
distinct
the same offense
(2) a second prosecution
after acquittal,
conviction,
the same
(3)
multiple punishments
after
North Carolina
United States v. Halper, supra;
offense.
(1969),
Pearce,
Hansen’s double jeopardy United States v. Halper, decided the U.S. Court: Supreme 1892, (1989); 2d S. Ct. 104 L. Ed. 487 490 U.S. 109 States, 125 L. U.S. 113S. Ct. Austin v. United Montana v. (1993); Revenue Department Ed. 2d Ranch, _U.S._, 128 L. Ed. 2d S. Ct. Kurth cases, (1994). In Court Supreme expanded these Clause it to by construing protect the Double Jeopardy scope
185. forfeitures, from individuals of certain imposition penalties, monetary had been impositions traditionally not taxes— Austin, We considered criminal find which was a punishments. case, forfeiture was decided the Eighth Amendment’s upon Clause, Ranch, “Excessive Fines” and Kurth which is fact context, to tax are specific to instant drug inapplicable case. we purposes of Hansen’s analyzing argument, United States begin discussing Halper, supra. the Court held that “under the Halper, Double Jeopardy
Clause a already defendant who has been a punished criminal be an prosecution may subjected not additional civil sanction to the extent that the second sanction not may remedial, characterized as but as a only deterrent or retribution.” at (Emphasis U.S. 448-49. supplied.) case,
In that was Halper convicted of 65 false submitting claims for reimbursement under He medicare. was sentenced to $5,000. 2 years in and fined prison Subsequently, an action government brought for civil against Halper violation Act, of the False Claims and the court granted summary time, for the judgment At that government. False Claims Act $2,000 violation, provided for a penalty per which resulted $130,000 civil Halper’s penalties amounting to for the 65 However, violations for he which had been convicted. the total amount of money Halper actually defrauded was government $600. less than
The Court reasoned:
Where a defendant
has sustained a criminal
previously
penalty and the civil penalty
in the
sought
subsequent
bears
proceeding
no rational relation to the
goal
loss,
the Government for its
compensating
but rather
appears
qualify
“punishment” in the plain meaning
word,
of the
then the defendant is entitled to an accounting
of the Government’s
damages
costs
determine if the
penalty
fact
constitutes
second
sought
punishment.
Although Halper setting the criminal case followed, came first and the civil case from the of the totality *8 186 issue, the order not it is evident that the
cases discussing
Montana v.
See,
Revenue
Department
e.g.,
significant.
of
of
Ranch,
J.,
(“if
(Scalia,
dissenting)
at
S. Ct.
Kurth
punishments,
on
prohibition
multiple
is a constitutional
there
difference”).
make any
of
cannot
possibly
the order
Sanchez-Escareno,
also,
(5th
See,
Cir.
Unlike Halper, any monetary designed sanctions constitutionality a result State for losses it sustained as compensate Instead, we look at Hansen’s criminal actions. must whether enunciated in to determine principles Halper driver’s a 90-day revocation Hansen’s license constitutes of double jeopardy. second punishment Legislative History Meaning Plain 5. The license revocation is codified at procedure administrative 60-6,205 60-6,208. 60-6,205(1) Section states: §§ influence
Because who drive while under the persons safety alcohol a hazard to the health and all present is needed for the highways, procedure persons using certain revocation of the license of operator’s any swift and has shown himself or herself to be health who person hazard with an excessive safety by driving alcohol in his or her and to deter body concentration of others while under the influence of alcohol. driving from (Emphasis supplied.) statute indicates that the plain language legislative from the public is to health protect safety
hazards associated with drunk those quickly getting *9 who drive under the of while influence alcohol off the people It road. is also clear another the statute is intended purpose is to serve deter others from while under the driving influence of alcohol.
Hansen the that since of the statute argues plain meaning indicates one of its is to deter others from purposes alcohol, under while the influence of its constitutes application for the of double Hansen punishment purposes further jeopardy. 60-6,205 that the history this argues legislative supports claim because some when the debating of the legislators passage statute used the term “deterrent” floor their during speeches.
However, the used by the on the floor language legislators, statute, and in the is not In United States v. controlling. Halper, 435, 447, 490 U.S. Ct. Ed. (1989), 109 S. 104 L. 2d 487 the Court elaborated: structure, recourse to statutory language,
[W]hile intent is the inherent nature appropriate of a identifying or in proceeding, constitutional determining safeguards that must those as a accompany proceedings general matter, the is not to the well suited context approach of the “humane interests” safeguarded the Double Jeopardy Clause’s proscription multiple punishments. [Citation This constitutional is protection intrinsically omitted.] can personal. Its violation be identified only by assessing the character of the actual sanctions imposed on the individual machinery the state. state,
The Court was careful to
is
“This
not to say that
a
whether
sanction
punishment
constitutes
must be determined
from
defendant’s
. . .
perspective.
defendant even
[F]or
remedial
sanctions
carry
sting
490 U.S. at
punishment.”
447 n.7. The Court reiterated that “the determination whether
civil sanction
given
constitutes
punishment
relevant
sense
requires
particularized assessment
the penalty
and the
that the
imposed
purposes
penalty may fairly be said to
serve.”
directed we must assessment by Halper, particularized of the or sanction and the actually penalty imposed be said to serve. may fairly statute Purpose May Fairly 6. Statute Be Said to Serve 60-6,205 Hansen next that the may fairly contends purpose § be said to serve is that of To his punishment. support argument, Hansen cites the from following language Halper:
“Retribution and deterrence are not legitimate nonpunitive
Bell
441 U.
objectives.”
Wolfish,
S.
governmental
n. 20
From these
it follows that a
premises,
civil sanction that cannot fairly
solely
be said
to serve a
remedial
rather
but
can
as also
purpose,
only
explained
either
retributive
serving
or deterrent
purposes,
as we have
punishment,
come to understand the term.
While it
is correct
that some
courts have
appellate
that the revocation of a
acknowledged
driver’s license based on
the driver’s misconduct has a deterrent
none have found
aspect,
that administrative license revocations constitute punishment
Zerkel,
under the Double
Clause. State v.
Jeopardy
900 P.2d
Savard,
(Alaska
1995);
744
State v.
App.
(Me.
We therefore hold that under the Double
Clause
Jeopardy
a defendant who already has been
in a criminal
punished
not be
prosection may
subjected to an additional civil
the extent that the
sanction
not
may
sanction to
second
remedial,
characterized as
but
as a deterrent
only
or retribution.
(Emphasis supplied.) that in stated that It is to note Court important Halper, sanction, in “the we face whether a civil question today [is]: be so divorced from remedial that it may any goal application, constitutes for the of double ‘punishment’ purpose jeopardy U.S. at 443. The the Court framed the issue analysis.” way indicative the view that a statute certain may contain remain remedial for qualities yet punitive purposes double jeopardy. noteworthy It is also that Revenue Department of Ranch, __ _,
Montana v. Kurth
U.S.
114 S. Ct.
(1994),
7. Assessment (a) Not a Privilege, Right held that We have a motor vehicle is not a repeatedly driving [190]
fundamental
but is a
the state. State
right,
privilege granted
Green,
493,
(1988);
427
304
v.
v.
229 Neb.
N.W.2d
Porter
438,
Jensen,
(1986);
223 Neb.
(b)
Remedial
Historically
this court held that the
of the revocation
“purpose
is to
and not
protect
public,
punish
[of
license]
Ress,
,
licensee.”
[191] test are
the
closely
to
the
analogous
principles underlying
disbarment or
of an
or doctor after
suspension
attorney
crime
conviction of a
moral
It has been
involving
turpitude.
held that the
repeatedly
Jeopardy
Double
Clause does not
prevent the revocation of a
license for conduct
professional
See,
which
rise
also
to criminal conviction.
Loui v.
gives
Board
Examiners,
(1995);
Medical
78
705
Haw.
889 P.2d
State,
(Ariz.
Schillerstrom v.
180 Ariz.
Although thus a into “sting” punishment, the administrative incorporated statutes, license revocation this element is loss of present any license or is not the privilege primary focus of statutes. A driver’s license is not to deter the offender or seek suspended retribution, but to protect drunk public against dangerous See, Savard, drivers. v. State State v. 79 Haw. supra; Higa, Zerkel, Nichols, (1995); 897 P.2d State State v. supra; (Ariz. 169 Ariz. 819 P.2d 1991). App. Simply put, fact that a statute to serve remedial designed primarily secondarily serves exemplary purpose deterrence general as well does not necessitate the conclusion that the statute results in for double jeopardy purposes.
(d) Not Excessive The has that a determined Legislature person operates who motor vehicle his when or her blood-alcohol level is .10 percent or to the health higher poses danger public’s A safety. in such person’s willingness conduct engage dangerous justifies the inference that his her or continued authorization to drive will pose likewise a continuous danger public. situation, to this response emergency Legislature requires the director to revoke an administratively offender’s driver’s license for a of 90 a first period days for year offense a second and any offense within an subsequent 8-year period. These swift revocations are the Legislature’s to abate attempt interim period drivers drunk
the dangers posed license 30-day temporary and prosecution. arrest between due process. right the offender’s to protect in order is issued to ensure enacted various guidelines has The Legislature to the in relation not excessive revocation is the period instance, 60-6,196(5) states For objectives. remedial statutes’ *13 not to or order of revocation “[a]ny period in part pertinent any reduced by period shall be under this section drive imposed 60-6,206.” section under imposed 60-6,206 for DUI a conviction states that after Section revoked for driver’s license the offender’s shall order court However, on probation, the offender if the court places months. A days. of 60 license for a period the offender’s it shall revoke or shall have his an 8-year period offender within second-time is unless year probation for 1 license revoked her driver’s ordered; case, revoked license shall be the offender’s in which three or more 60-6,196(2)(b). An offender of for 6 months. § or her driver’s shall have his 8-year within an period times ordered; in is for 15 unless years probation license revoked case, year. revoked for 1 the license shall be which 60-6,196(2)(c). § be may privileges true that an offender’s driving
It is 60-6,206 a of time under for period revoked administratively § if chooses to revoked the trial period judge than greater 60-6,196(2)(a). to For example, probation pursuant impose § her driver’s license offender shall have his or first-time if the for 90 whereas trial administratively days, judge revoked conviction, license after a DUI the offender’s chooses probation circumstances, Under these only days. revoked for shall be cannot be offset 30-day disparity required However, receives 60-6,196(5). or not an offender whether § on the discretionary part revocation is 60-day probationary or If the chooses not to judge give probation, of the trial judge. then reason or another refuses probation, if the offender for one 60-6,196(2)(a) to revoke is judge required § Furthermore, the is to license for 6 months. judge offender’s minimum 7of days’ imprisonment a mandatory penalty impose fine, $200 to a maximum of 60 days’ imprisonment and a up fine, (Cum. 28-106(1) $500 to Neb. Rev. Stat. pursuant and a such, As it 1994). cannot said Supp. 90-day administrative revocation is excessive in to the comparison a DUI period penalty permitted upon revocation conviction.
Furthermore, an administrative license revocation is a in measure that can be administered various temporary degrees. 60-6,206(2) Section states part:
At the
after an order
thirty days
of revocation
expiration
section,
(1)
is entered under
any
subsection
this
person
whose
license
operator’s
has been
revoked
administratively
for a
period
ninety days for
a chemical test
submitting
60-6,197 which
pursuant to section
disclosed the presence
of a
concentration
alcohol
violation
section
60-6,196(a)
make
to the director
may
application
issuance of an employment
driving permit pursuant
60-4,130
(b)
section
an
eligible
pursuant
order
60-6,211.05
to section
vehicle
operate motor
equipped
with an
interlock device.
ignition
stated,
Simply
a motorist who
temporarily removing
fails a
breath test from the
days
road for 90
is not excessive as were
the civil
assessed United States
damages
490 U.S.
Halper,
*14
1892,
109 S.
(1989).
Ct.
L.
2d
Ed.
Importantly,
the Supreme Court deemed
“the rare case” and
Halper
was
$130,000
of the
simply
that the
opinion
civil penalty sought was
$600
“overwhelmingly disproportionate”
to the
that
case,
was
government
actually defrauded.
the instant
we do
not find this minimal
period
revocation
to be excessive in
relation to the remedial
of
the public health and
goal
protecting
safety. Because our analysis under Halper overwhelmingly
to the
points
nature
nonpunitive
administrative license
statutes,
revocation
we must defer
to the Legislature’s
determination of what remedial action is necessary to achieve
Ward,
the Legislature’s goals. See United States v.
448 U.S.
100 S.
(1980).
Ct.
VI. CONCLUSION We find when that the State employs system to licensing an regulate activity public that affects the health and safety, the administrative of that license revocation can legitimately -. serve for jeopardy remedial double and still remain
to deter conduct However, must be true the revocation for this to be purposes. to the direct relation government’s on that bears a based conduct enforcement administration and or to the proper remedial goals scheme. regulatory statutes, the revocation license Under our administrative to a for subsequent prosecution a driver’s license revocation of for by our plan developed Legislature an overall part DUI very problem with the serious swiftly surely dealing served Any purpose deterrent drinking driving. an DUI is arrest for following revocation of a driver’s license to the merely secondary overriding purpose providing roadways. with safe public of the Double Clauses Jeopardy we conclude do not bar
U.S. Nebraska Constitutions prosecuting driver’s has been motorist DUI after the motorist’s license revoked, does not because such revocation administratively for the same the offender subject multiple punishment offense.
Affirmed. J., dissenting. Gerrard,
There has an in removing is no doubt the state interest safety. drunk from the road to promote highway drivers However, this interest must be advanced within the framework because, I U.S. and Nebraska Constitutions. dissent in the the driver’s license my opinion, suspension provisions statutes, (ALR) administrative license revocation Rev. Stat. Neb. 60-6,205 60-6,208 (Reissue 1993), constitute a through §§ civil sanction which cannot be characterized as solely a remedial and therefore “is as we serving punishment, have come to understand the term.” United States v. Halper, 435, 448, U.S. S. L. 109 Ct. 104 Ed. 2d 487 since Hansen has been Accordingly, punished by administrative revocation of his driver’s license for driving (DUI), while under the influence he cannot constitutionally subjected to criminal multiple punishment by prosecution *15 the same offense of DUI.
HALPER AND AUSTINANALYSIS
I
that Hansen’s
agree
majority
with
double jeopardy
must be
in
argument
analyzed
of a trio of
light
U.S. Supreme
Court cases: United States v. Halper, supra; Austin v. United
States,
509 U.S.
113 S. Ct.
violations
statute,
of the criminal false-claims
sentenced to
prison,
fined.
to his
Subsequent
criminal conviction and
concerning
same conduct which constituted the criminal
convictions, the
filed
government
65 separate violations of the
civil False Claims Act against Halper and recovered the
$2,000
authorized
statutorily
civil penalty of
for each violation.
$130,000
Halper complained that this
penalty bore no rational
to the
relationship
government’s costs of
investigation
sanction,
prosecution and was thus not a civil
but a second
the same conduct..
The Court identified that the sole question before it was
whether the statutory penalty authorized
False Claims
Act constituted a second punishment for the
of a
i.e.,
double jeopardy
sanction,
analysis,
“whether a civil
application, may be so divorced from any remedial
goal
it
constitutes ‘punishment’ for the
double jeopardy
context,
analysis.”
damages resolution of the Accordingly, at 446. U.S. injustice.” a civil sanction what circumstances and under whether question, of double jeopardy, the purposes be may punishment the actual sanctions “the character of of an assessment requires ” of state. 490 by machinery on the individual imposed Furthermore, the U.S. Court stated: Supreme at 447. U.S. assessment, “criminal” and the labels this making It commonly is importance. are not of paramount “civil” advance may punitive that civil proceedings understood and, that both conversely, punitive well as remedial goals, criminal may penalties. be served and remedial goals The notion of as we punishment, omitted.] [Citation it, across the division between understand cuts commonly law, and for the purposes the civil and the criminal a sanction constitutes multiple whether assessing given Clause, the Double we Jeopardy barred punishment where it leads. must follow the notion [Citation omitted.] end, the determination whether civil given To that constitutes the relevant sense punishment sanction assessment the penalty requires particularized that the be may fairly and the imposed penalty a civil as well as a criminal Simply put, said to serve. when the sanction as punishment sanction constitutes in the individual case serves the applied goals punishment. United States v. 490 U.S. Halper,
(Emphasis supplied.)
447-48,
Applying held as follows: Halper it that a civil
From these follows sanction that premises, cannot be said to serve a remedial fairly solely purpose, but rather can as also either only explained serving retributive or deterrent as we purposes, punishment, come to understand the term. have We [Citation omitted.] therefore hold that under the Double Clause a Jeopardy already defendant who has been in a criminal punished not be to an additional may subjected civil prosecution sanction to the extent that the second sanction not may remedial, be characterized as but as a deterrent only or retribution.
In Austin v. United U.S. 113 S. Ct. (1993), 125 L. Ed. 2d Court revisited the issue of whether a civil sanction constituted when it examined the issue of specific whether Excessive Fines Clause Amendment to civil forfeitures of Eighth applied case, In this Austin was indicted on four property. counts state He ultimately laws. to one count violating drug pled guilty cocaine with intent possessing distribute and was *17 to 7 sentenced years’ imprisonment. to Austin’s Subsequent indictment, the an United States filed in rem action seeking forfeiture of Austin’s mobile home and The body auto shop. States, district court entered summary for the United judgment and this order was the U.S. Court of the upheld Appeals for Circuit. Eighth Court stated: “The Supreme of the Eighth
Amendment, side, the Bail Clause to one putting was to limit . . . government’s power punish. The Excessive Fines Clause limits the Government’s to extract power payments, ” kind, whether cash in or in ‘as for some punishment offense.’ in (Emphasis 509 U.S. at original.) 609-10. The Court that concluded is question not whether forfeiture is a civil sanction, or criminal but whether forfeiture is in “punishment” the constitutional sense. in Court Austin stated: Continuing,
In
this
we
question,
are mindful
considering
of the fact
that sanctions
more
serve
than one
frequently
We
purpose.
need not
exclude
that
possibility
a forfeiture serves
remedial
to conclude that
purposes
it is
subject to
We, however,
limitations of the Excessive Fines Clause.
must
it
only
determine that
can
be
as
in
explained
serving
said
part
punish. We
“a
Halper that
civil sanction
that cannot
be said
to serve a
solely
remedial
but rather can
purpose,
as
only
explained
also serving
or
either retributive
deterrent
is
purposes,
punishment,
we have come to understand the term.”
(Emphasis supplied.)
Similarly, recent federal court of cases have appeals above-stated applying of Austin followed guidance the Double context of in the of “punishment” definition court is Clause, each circuit reasoning and the Jeopardy 1995); Perez, (5th Cir. See, F.3d 345 U.S. v. persuasive. 1995) (6th (holding Cir. 59 F.3d Ursery, U.S. 881(a)(6) constitutes 21 U.S.C. under forfeiture civil Austin because double jeopardy punishment “ to forfeiture with respect issue the “punishment” ‘resolves as the Clause as well Jeopardy of the Double cases for purposes $405,089.23 U.S. ”); U.S. v. Clause’ Fines Excessive 1994) that Austin (9th Cir. (stating F.3d 1210 Currency, deter even in part which is designed that sanction emphasized it of whether regardless constitute punishment, will or punish Amendment under both Eighth purpose, also has remedial Clause in context and Double Jeopardy Fines Clause Excessive Hudson, (10th 14 F.3d forfeitures); U.S. v. of civil sanctions 1994) (in nonparticipation whether analyzing Cir. bank officials constituted imposed against sanctions monetary were also prosecuted when defendants double contend that the above Court stated: “Appellants criminally, ‘solely’ unless a sanction is means that quoted language ends, i.e., remedial, it is deterrent or retributive not serving confirmed the recent Supreme This position punishment. U.S.”). decision in Austin v. Court is, analysis, making conducting Halper forfeiture imposed by assessment of the penalty particularized be said to may fairly that a civil forfeiture and the purposes *18 serve, (1) examined three factors: the Court in Austin forfeitures, (2) of the focus of historical understanding statute, (3) and if forfeiture is in part federal forfeiture forfeiture, nonetheless, can the punishment, remedial. The Court solely eventually characterized as that forfeiture to the federal statute at issue pursuant concluded that, thus, a remedial and it was solely purpose did not serve to the Excessive Fines Clause. subject punishment APPLICATION OF HALPER ANALYSIS Hansen, Thus, make a for Austin us to Halper require aby assessment of driver’s penalty imposed particularized
[199] license and of the suspension such a suspension be said may fairly to serve. a resolution of the Accordingly, present (1) issue requires: an examination of the historical driver’s license in the context of drunk suspensions (2) statutes, an driving, examination of the focus of our ALR (3) if of a driver’s suspension license within the statutes is statutes, nonetheless, in part punishment, may be fairly characterized as remedial. solely
History Driver’s License in Context Suspension Drunk Driving.
An that, examination of our statutes reveals even before the enactment of statute, Nebraska’s first motor vehicle licensing of the suspension to drive had been privilege utilized as a form of for drunk in this state. driving The first laws use of motor governing vehicles our upon highways appeared in In 1919. that year, made it Legislature “unlawful for under any person sixteen years of or age, for any intoxicated person Laws, a motor operate vehicle.” 1919 Neb. 190, 27, ch. (codified p. at (1922)). § Stat. Comp. § The for penalty violation of 27 was a fine $50 not § exceeding offense, for the first $100, $50 not less than nor more than or imprisonment not days exceeding county jail Laws, each 190, subsequent offense. 1919 Neb. ch. p. § (codified at Stat. Comp. (1922)). § In penalty while intoxicated was amended to include of the suspension privilege driving. addition to a fine and possible imprisonment generally applicable violations, for other motor vehicle any person found guilty motor vehicle operating while intoxicated was to be ordered by the court not to drive a motor vehicle of any description within this state for a of 1 period from year the date Laws, judgment. 1927 Neb. ch. 411. These p. laws predate our first motor vehicle statute. licensing it is evident that even this state enacted its first motor vehicle before statute, an order licensing not to drive motor vehicle was considered to be an effective punishment for the crime of drank driving. enacted our Legislature first motor vehicle licensing *19 Laws, 148, Section ch. 512-20. pp. 1929 Neb.
statute 1929. streets, alleys, a motor vehicle on the proscribed operation a license obtained from without or public highways (1929). If Stat. 60-401 Comp. of Public Works. Department § under the influence of convicted of driving a motorist was that a motorist’s 12 mandated alcohol or a narcotic drug, § date of of 1 from the year for a period license be suspended also the Legislature gave conviction. Importantly, § of Public Department director of an administrative agency, Works, a driver’s license discretionary suspend power a if the was convicted of year, operating a period person influence of alcohol or narcotic vehicle while under the motor discretionary This Stat. 60-413 Comp. drags. § director in 1937 vested in the was authority department repealed to revoke a mandatory with the responsibility replaced a record of the operator’s driver’s license upon receiving influence of criminal conviction of while under the driving Laws, alcohol. Neb. ch. 506-26. pp. scheme, course, had the under this courts statutory option
Of an individual on probation, a sentence suspend place and, therefore, the convicted drank driver did not facé always loss of In sanction of mandatory driving privileges. Laws, 1982 Neb. L.B. response, Legislature passed which mandated that courts impound driving privileges conviction, certain minimum time after a DUI whether periods or in a case. particular not probation granted drank driver’s license the context of historically, suspensions have been an DUI criminal predicated upon underlying conviction. our scheme license revocation statutory regarding with the enactment of the ALR statutes. dramatically
changed statutes, 60-6,205 60-6,208 Unlike our vest prior through §§ in the director of the of Motor Vehicles the Department to revoke a license to a motorist’s authority driver’s prior Moreover, criminal conviction for DUI. the statutes require director to a sanction of license revocation upon impose that is in excess of the sanction imposed upon motorist if he or she is convicted of a criminal subsequently motorist of DUI as a first- or second-time offender and charge sentenced probation. 60-6,206
For requires the director to revoke the example, *20 driver’s license of a first-time offender for a 90 period days and to revoke the a license of second-time offender for a period contrast, of 1 criminal year. to a for subsequent conviction DUI, a first-time offender who is on with a placed probation minimum is subject sentence his or her license having impounded by the court a A period days. of 60 second-time offender who is a placed on with minimum sentence probation is her subject to his or license having impounded the court for a of 6 period months. “remedial” sanction under this scenario is 30 than days longer the “criminal” sanction for offender, 6 first-time months the second-time longer offender. Given this and the fact that the practical reality revocation arbitrarily increases from 90 to 1 period days year offender, between a first-time offender a second-time it is difficult to the “remedial” of the ALR glean portion sanction.
This of result is not when we type consider surprising legislative history behind federal that statute encouraged states to ALR 408(e)(1)(A) statutes. 23 U.S.C. adopt Chapter § (1994) to states for alcohol traffic provides grants safety if the state programs for the . provides . . “prompt suspension of the driver’s license minimum of 90 days for first [for offender 1 year for a repeat individual who any offender] a law enforcement officer has ... probable cause to believe has committed an alcohol-related traffic offense.” intent of is this statute illustrated Congressional clearly throughout legislative history statements such as: license revocation been “Historically, has treated as a bill, however, criminal sanction. This discretionary recognizes that license revocation ais effective highly deterrent against drunk that should not be used as a criminal exclusively penalty after imposed only court lengthy proceedings.” (1982) (statement Danforth). Rec. of Sen. Cong. Further illustration comes from the statement “the main aim of the bill is deterrence is after fact.” [p]unishment justified [and] (1982) (statement Rec. Howard). Cong. Rep. when the debated Finally, Senate amendments to 23 U.S.C. 408, it noted “in was 1982 we enacted Public § Law detect and punish ... prevent, U.S.C.
97-364 § 408] [23 (statement of (1984) Rec. 18657 130 Cong. drunk driving.” Mathias). Sen. in mind when it had what Congress
There little question ALR statutes to the states pass inducements handed out and astute Seasoned prosecutors drunk driving. to combat order are among, license revocations know that driver’s legislators from and deter drivers offenders tools to punish most effective will context that we It is this when drunk. vehicles operating ALR statutes. the focus of Nebraska’s analyze Focus ALR Statutes. can be found ALR statutes of Nebraska’s The focus 60-6,205(1), as follows: influence of under the who drive while
Because persons
all
safety
health and
a hazard to the
alcohol present
is needed for the
a procedure
using
highways,
persons
of any
revocation of the operator’s
swift and certain
license
*21
to be a
himself or herself
health
who has shown
person
an excessive
with
and
hazard
safety
driving
her
and to deter
body
of alcohol
his or
concentration
the influence of alcohol.
from
while under
others
of the statutes is
the focus
(Emphasis supplied.)
drivers and
the
from unsafe
twofold: to
ostensibly
protect
public
when drunk.
deter drivers from
vehicle
operating
to
I am unable to come to the conclusion
Unlike the majority,
statement,
intent is
to
primarily
this
the
legislative
that
drunk
to deter
secondarily
driving.
and
public
protect
Moreover,
secondary,
intent to deter was
even if the legislative
The relevant
for our
is irrelevant.
inquiry
such an inquiry
the civil
sanction can
is whether
.
States,
See, Austin v. United
as
remedial.
solely
characterized
(1993);
is to be “a hazard to the health presumed of all safety for an persons using arbitrary time highways” 90-day period is not based on sound or evidence in reasoning any this record. Notably, arbitrary of the length administrative law (90 revocation for a first days offender) ensures that it is both than to allow the longer necessary driver time to sober up become a safe driver—and shorter than necessary allow any rehabilitation to meaningful occur. addition, pursuant 60-6,205(4), a license revocation
is not effective until 30 after the date days of the arrest in order to allow the offender an to exercise opportunity his or her rights in an administrative While such a hearing. 30-day waiting period probably it constitutionally necessary, serves hardly the “remedial” of swiftly an goal unsafe driver removing from when he highway or she is to be the likely most unsafe in the hours or days after the immediately arrest.
Moreover, in contrast to several other states that have adopted statutes, ALR our ALR statutes have no requirement of alcohol *22 evaluation, treatment, substance abuse or alcohol abuse education in conjunction with the revocation time or period, to reinstatement prerequisite of a revoked license for first- or 60-6,205 second-time offenders. Neb. Rev. Compare Stat. §§ 60-6,211.05 and (Reissue 1993) with Alaska Stat. 28.35.030(h) (Cum. 1995) Supp. convicted (requiring person § evaluation, referral, and satisfy
of DUI to screening, program of authorized rehabilitation Ariz. Rev. requirements agency); 28-692.01(A) (Cum. 1995) Ann. Stat. Supp. (requiring § convicted of DUI to alcohol complete any person screening treatment); 23161(b) Cal. Veh. necessary additional Code § (West 1996); 286-261(d) (1993) Cum. Haw. Rev. Stat. Supp. § that offender referred to certified substance abuse (mandating counselor assessment of offender’s alcohol abuse or treatment; and need for if dependence counselor recommends offender, treatment for offender may be ordered to comply); 29-A, (West 1995); Me. Rev. Stat. Ann. tit. Supp. § 23, (Cum. 1995) Vt. Stat. Ann. tit. 1209a Supp. (requiring § first-time offenders to submit to alcohol assessment screening to determine whether reinstatement of license should be conditioned on satisfactpry completion therapy even program; ordered, if treatment is not offender must alcohol and complete education at driving own program expense).
If ALR statutory our scheme is really intended to protect form, or public remedy problem of drunk in some driving deterrence, other than swift or punishment it is woefully in that inadequate regard.
ALR Remedial? Solely
One does not have to beyond go plain language 60-6,205(1) to determine that ALR our statutes were intended to serve both a remedial and a punitive goal by to deter acting drivers from a vehicle operating when drunk. While the deterrence of drunk unquestionably societal proper a deterrent goal, a civil sanction is punishment as we States, have come to understand the term. Austin v. United U.S. 113 S. Ct. (1993); L. Ed. 2d 488 United States v. Halper, U.S. S. 109 Ct. 104 L. Ed. is, 2d 487 the final inquiry notwithstanding stated effect, punitive purpose clear punitive whether our ALR statutory scheme is still capable being characterized as solely a remedial serving United purpose. States v. Halper, supra. relies majority to some on degree authority from seven
other states which have held that their particular ALR statutory schemes do not constitute double jeopardy
[205] However, the fails to purposes. majority address the adequately relevant issue. It is not whether another ALR state’s statutory nature, scheme is considered or punitive remedial but whether this state’s ALR can statutory scheme characterized as solely remedial. fact, of the jurisdictions cited all by majority,
administratively a motorist’s license suspend for DUI for the same or a lesser of time and under similar length conditions as the concomitant criminal sanction of driver’s license suspension for DUI. See 28.15.165(d) Alaska Stat. (1994). Compare, § Ariz. Rev. Stat. Ann. (Cum. 28-692.01 with 28-694 Supp. § § 1995); Cal. Veh. (West Code 23160 with 13352 Cum. § Supp. § 1996); Haw. Rev. Stat. 286-261 (1993); with 291-4 La. Rev. § § Stat. Ann. (West 32:414 with 32:667 Cum. 1995); § Supp. § 29-A, Me. Rev. Stat. Ann. tit. 2453 (West with 2411 Supp. § § 23, 1995); Vt. (Cum. Stat. Ann. tit. 1205 1995) with Supp. (1987) (Cum. Also, 1206 and 1995). 1208 Supp. §§ as stated previously, six of the jurisdictions require some type alcohol evaluation and substance abuse education or treatment as part their remedial sanctions.
The also cites majority several pre-1989 cases for the (1) propositions a motor vehicle is not a state, fundamental but a right, privilege granted by (2) of license revocation was historically considered to be remedial in nature. cites to cases that predate United v. States are Halper, supra, of minimal assistance in making particularized assessment of the penalty imposed this case.
The view that it is somehow important to characterize a
driver’s license as a
or a
right
privilege misplaced. The U.S.
Court has referred
Supreme
to the revocation of an operator’s
license,
due
procedural
process
as an
purposes,
“entitlement,” and not as a mere
privilege
could be
Burson,
revoked
a state
summarily
for cause. See Bell v.
402
535,
1586,
U.S.
91 S. Ct.
continues
advance the notion of
it does
nothing
as privileges,
“remedial” or
of a license is considered
the revocation
whether
times.
in these post-Halper
“punitive”
Austin,
Further,
reliance
majority’s
light Halper
Ress,
(1957), and
Neb.
(Emphasis supplied.) and its
Halper mean that the progeny simply government’s interest removing drunk drivers from the road must within advanced the well-established framework the U.S. Nebraska Constitutions.
White, C.J., J., Fahrnbruch, in this dissent. join Nebraska, appellee, Reeder,
State of v. John M.
appellant.
