State v. HammondState v. Hammond
¶ 1. Defendant Jeffory Hammond appeals his convictions for sexual assault and lewd and lascivious conduct. Defendant argues that: (1) he was entitled to a judgment of acquittal based on the complainant’s contradictory and otherwise incredible testimony; (2) alternatively, he is entitled to a new trial for the same reasons; (3) the court’s jury instructions were erroneous; (4) the court erred under Vermont’s Rape Shield statute, 13 V.S.A. § 3255, by allowing the State to present testimony from the complainant about her lack of sexual experience; and (5) the court erred by allowing nonexpert and expert “anecdotal” testimony about the manner in which teenage victims' sometimes report sexual assault. We affirm.
¶2. In October 2008, defendant lived in Colchester with his wife, daughter, and two stepdaughters, complainant and her sister. On the night of Saturday, October 4, defendant was at home alone with complainant. Complainant, then an eighteen year old high school student, had run a cross-country race and complained that her legs hurt. Defendant offered to give her a leg massage.
¶ 3. At trial, complainant described what happened next as follows. Defendant sat on the couch, and she lay across the couch on her stomach with her legs across his. Defendant began massaging her calves. Defendant then moved his hands up her legs, reached under her shorts, and began massaging her lower buttocks. Complainant was uncomfortable but said nothing. Defendant moved one of his hands toward her inner thigh and then penetrated her vagina with one or two of his fingers, up to
¶ 4. Shortly afterwards, her friend M.W. came to the house to watch a movie. M.W. testified that complainant acted normally. Complainant testified that after M.W. left, defendant asked if she had told. Complainant said she had not, and defendant then said not to tell her mother. Complainant’s version of events included declaring to defendant that “nothing happened” in order to change the subject, and incidents of normalcy such as going to church the next day with defendant and getting a ride to school with him on Monday. When her mother returned home, complainant did not tell her what happened.
¶ 5. Over the following months, complainant began reporting what took place during the massage. She first told her sister, two or three weeks later, that defendant’s leg massage “felt a bit uncomfortable after a little while,” but did not elaborate. Two or three weeks later still, complainant told her friend J.P. that defendant gave her a massage that had gotten “a bit awkward.”
¶ 6. Complainant further testified that following the massage incident her relationship with defendant became evermore contentious and that she “distanced” herself from her mother to avoid telling what happened. Complainant and defendant increasingly fought over house rules. The tension culminated one evening in May 2009 with a major argument over her taking a piece of food. Then hearing her mother and defendant arguing over defendant’s treatment of her, complainant decided to tell.
¶ 7. On the next day, complainant told her mother that defendant gave her a leg massage the previous October and that it became “inappropriate and very uncomfortable.” They .agreed to talk more later because, in complainant’s view, her mother was “still processing” and complainant had to go to work. She testified that the following night she purposely, but inaccurately, told her mother that defendant touched her “butthole” during the massage because it was too awkward to say he touched her vagina.
¶ 8. That same week, unaware of mandatory reporting obligations, complainant told a high school teacher about the massage. The teacher reported it to the guidance counselor, who contacted the police. Complainant spoke with a police officer, and testified that she did not know what the officer meant when asked if defendant penetrated her genitalia. The officer then explained penetration and that defendant could get in significantly more trouble if he penetrated her than if he did not. Complainant testified that, based on the explanation, and to avoid getting defendant into more serious trouble, she said he did not penetrate her.
¶ 9. Complainant next met with a detective from the Chittenden Unit for Special Investigations (CUSI) and gave a sworn statement. According to her testimony, she may have repeated that defendant touched her “butthole” and denied that defendant penetrated her. At this meeting, complainant also said she did not want to proceed with criminal charges, and she testified that, at this point, she wanted only for defendant to get help, admit what he did, and apologize to her.
¶ 10. At some point after this CUSI interview, complainant received a letter from defendant. He wrote that his “actions were wrong, damaging, hurtful, inconsiderate, disrespectful, and embarrassing for all,” that he took “full responsibility” for them, that he was
¶ 11. Complainant requested another meeting with CUSI in late May because of guilt over not disclosing the full truth, and wanted to tell CUSI that defendant did in fact penetrate her. Complainant further testified that even after relating this information, she remained ambivalent about formal charges. Complainant decided otherwise, however, upon learning that defendant started to deny the incident and assert that complainant made up her penetration claim at the behest of her mother.
¶ 12. Defendant was charged in June 2009 with one count of sexual assault under 13 Y.S.A. § 3252. His first trial ended in a hung jury. He was retried on the original sexual assault count, joined with an additional count of lewd and lascivious conduct under 13 V.S.A. § 2601. Defendant was convicted on both counts and appealed.
I.
¶ 13. Defendant made a post-trial motion for judgment of acquittal under V.R.Cr.P. 29(c), arguing that the evidence was insufficient to support his convictions. The criminal division denied the motion as to both counts. As to the sexual assault count, the court explained in part that defendant’s “real complaint” was that complainant’s allegation of an unlawful sexual act was incredible because she “described the [massage] in various ways to various persons at various times.” It reasoned that the jury was free to resolve the question of complainant’s credibility in defendant’s favor, but decided against him. The court confirmed that complainant’s testimony, if believed, was sufficient to show defendant’s conduct was intentional and that there was no evidence that his contact was consensual. The court denied the motion for acquittal on the lewd-and-lascivious-eonduct count on the same basis. Defendant argues this was error, given that complainant’s testimony was rife with unexplained contradictions and lies.
¶ 14. Reviewing a motion for judgment of acquittal, the test is whether “the evidence, when viewed in the light most favorable to the State and excluding any modifying evidence, fairly and
reasonably tends to convince a reasonable trier of fact that the defendant is guilty beyond a reasonable doubt.”
State v. Boglioli,
¶ 15. The State had to prove sexual assault by nonconsensual digital penetration and lewd and lascivious conduct by handling the complainant’s genitals. The sexual assault charge specified that defendant “engaged in a sexual act with [complainant],” by “compelling her] to participate in a sexual act without her consent by inserting his finger into [her] genital opening.” See 13 V.S.A. § 3252(a)(1). “Sexual act,” defined by the statute in pertinent part, is “conduct between persons
¶ 16. Defendant argues that the State’s principal evidence on both charges, complainant’s testimony, was “objectively” incredible, but our review must examine her testimony — in fact all of the evidence — in the light most favorable to the State.
State v. Boglioli,
II.
¶ 17. Defendant also moved post-verdict for a new trial “in the interest of justice” under Vermont Rule of Criminal Procedure 33. Defendant’s motion raised five grounds, none of which challenged sufficiency of the evidence, and all of which were rejected by the court.
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On appeal, however, defendant asks this Court for a new trial based on insufficiency of the evidence. Not presented below, the argument was not preserved for appeal, and we
III.
¶ 18. Defendant next claims that the jury instructions on the sexual assault count were flawed in two respects. He first argues that the court erred in introducing the notion of anal penetration for the jury’s consideration by reading the entire definition of “sexual act,” which included “intrusion . . . into the genital or anal opening of another,” while the State specifically charged defendant with “inserting his fingers into [complainant’s] genital opening.” Second, defendant asserts the court erred by failing to instruct the jury that defendant had to know complainant did not assent to his sexual contact.
¶ 19. Considering his first claim of error, defendant notes that after retiring to deliberate, the jury requested that the court “clarify the meaning of ‘genital opening’ ” as it related to whether defendant had committed a sexual act, explaining that it was “concerned about the law with regard to the definition of sexual act,” and asking if “the anus qualified] as ‘genital opening.’ ” The court, responding first to the requested clarification of “genital opening,” advised that the parties and the court “agreed that the definition ... is the entrance to the vagina.” As to whether the anus qualified, the court then answered “no.” One juror then asked, “Does that mean it can be interpreted both ways?” The court expressed uncertainty about what the juror meant, but provided the following supplemental instruction:
In other words, a sexual assault that’s charged here, it’s alleged that Mr. Hammond inserted his fingers into [the complainant’s] genital opening. Now, it’s possible if the circumstances alleged support it that it could have been charged as an insertion into the anal opening. But that has not been charged here.
(Emphasis added.) Defendant contends that the discrepancy between the information filed and the full text of the statute, exacerbated by complainant’s conflicting statements about where she was touched, mistakenly allowed the jury “to vote for conviction based upon a finding of insertion into the anal opening.” He argues that the court’s subsequent effort to clarify the instructions failed because “[n]owhere did the Judge clearly and simply state that [defendant] could not be convicted if the State only proved insertion into the anal opening.”
¶ 20. Defendant concedes offering no objection to the instruction given at trial, and therefore this Court’s review is limited to whether it was plain error. See V.R.Cr.P. 30 (providing that “[n]o party may assign as error any portion of the charge . . . unless he objects thereto before the jury retires to consider its verdict”);
State v. Erwin,
¶ 22. Looking next to defendant’s complaint about a lack of knowledge instruction, the court advised the jury: “Consent means words or actions by a person indicating a voluntary agreement to engage in a sexual act. Lack of consent does not require proof of resistance.” Defendant argues that his requested instruction, that the jury must find he had “knowledge that he compelled the victim to engage in the sexual act without her consent,” was necessary since the element of nonconsensual sexual contact could be negated by his reasonable belief in complainant’s consent to the alleged contact. Because defendant raised no objection to the court’s instruction as delivered, we again review for plain error only.
¶ 23. There was no plain error. Defendant repeats an argument that failed in
State v. Brown,
¶ 24. As in
Brown
and
Giroux,
whether defendant had a reasonable belief in assent to his contact was irrelevant to this case. The crux of the defense was lack of intentional sexual contact with complainant, not that defendant perceived her as acquiescing to a sexual advance. Defendant testified that he accidentally “bumped [complainant’s] groin” or “butt,” but denied penetrating her vagina with his fingers. Defendant neither claimed nor suggested a misunderstanding about complainant’s volition, so whether consent or mistake was a valid defense was never a real issue at trial. As a result, there was no plain error in the instruction, and we need not address, in this case, the finer points of mens
IV.
¶ 25. Defendant also claims that the court crossed the Rape Shield Act’s barrier against evidence of a complainant’s “prior sexual conduct,” 13 V.S.A. § 3255, by allowing the State to ask complainant about her lack of sexual experience. Complainant testified that she did not initially tell her mother that defendant touched her vagina because she felt “uncomfortable” using such language. Asked by defendant on cross-examination if she ever discussed sex with her mother, complainant answered she had not because sex “was something . . . that has not happened in my life.” Apparently to cast doubt on this claimed discomfort, defendant proceeded to confirm on cross-examination that at the time of her conversation with mother about the massage, complainant was eighteen years old, had taken a high school biology class, and was aware of sex organs. On redirect-examination, ostensibly to bolster complainant’s explanation for her lack of sexual discussion with her mother, and over defendant’s objection, the State asked her how many times “had [she] been penetrated before by someone’s fingers before October 4, 2008,” to which she answered “never.”
¶ 26. Defendant argues that § 3255’s bar against evidence of a complainant’s “prior sexual conduct” should be read to exclude complainant’s lack of sexual experience as well, and that therefore the court erred in allowing the State’s inquiry about her sexual innocence on redirect examination. On the record presented, however, we need not address whether § 3255 precludes evidence of sexual inexperience. Instead, we review the court’s allowance of the State’s questioning using the same standard of deference as with other evidentiary rulings, and reverse “only when there is an abuse of discretion resulting in prejudice.”
State v. Spooner,
¶ 27. Assuming, without ruling, that the statute would exclude evidence of prior sexual experience and innocence alike as irrelevant to whether there was a sexual assault,
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this was not the purpose of the questioning here. The topic of complainant’s chastity was elicited by defendant on cross-examination, who then further inquired into her sexual knowledge, all in an apparent effort to undermine her explained reluctance to disclose details of sexual contact to her mother. Complainant’s sexual innocence was not, as posited by defendant, introduced to suggest or prove rape — the kind of evidentiary abuse recognized and banned by the
Rape Shield Act.
Patnaude,
V.
¶ 28. Defendant claims lastly that the court erred in allowing nonexpert and expert “anecdotal” testimony regarding delayed and piecemeal reporting in sexual offense cases. Three witnesses not formally proffered as experts testified for the State on this topic. Complainant’s guidance counselor testified that “it’s typical of abuse victims that they — you know, they’re ashamed and they’re embarrassed, and they don’t want to — they don’t want to tell the whole story the first time, or even the second time. Sometimes they wait twenty years.” The counselor’s work experience included five years at a group home for abused or neglected children, time as a youth advocate in the detective division of a police department, and nearly fifteen years of school counseling at the high school level. Next, an officer testified that it was no surprise that complainant failed to give a full and true account of the massage during her first interview considering that she spoke with a male police officer and the nature of the conversation. According to the officer, his background included training in the dynamics of victims of sex crimes during his time with CUSI and conducting several interviews with complaining witnesses in sexual assault or abuse cases. Finally, the detective testified that, based on her experience conducting interviews with complainants in thirty to fifty sexual offense cases, victims “sometimes . . . reported] it right away and sometimes it was several years before it would be reported.” There was no objection to the witnesses’ qualifications or to their testimony.
¶ 29. The State also presented a Ph.D.-credentialed clinical psychologist with experience, treating victims of sexual abuse, who was recognized by the court, without objection, as an expert in psychology. The doctor testified that delayed reporting was common in cases of sexual abuse, that he had seen many such instances in his practice, and opined that where the abuse occurs between family members, a “host of . . . logical reasons in [the victim’s] mind” may lead the victim to delay reporting. He also described multiple studies from the medical literature on this issue that support the occurrence of delayed reporting. In response to cross-examination, the doctor confirmed his opinion that delayed reporting was common, but did not speak to the accuracy of such reporting.
¶ 31. We first address defendant’s argument that the witnesses he characterizes as “non-expert” were not qualified to opine on
delayed reporting within the context of Rape Trauma Syndrome. Vermont Rule of Evidence 702 provides that if “scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness
qualified as an expert
by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise.” (Emphasis added.) We assume that familiarity with delayed and inaccurate reporting of sexual assault is not a subject within the ken of most jurors. See
State v. Hicks,
¶ 32. Given the rule’s qualifications for an “expert,” it is not plain that the counselor and police witnesses were nonexperts or otherwise unqualified to testify as they did. No objection was interposed below. The trial court was not required to interrupt direct examination, on its own, to conduct voir dire on the credentials of the three witnesses. The primary “responsibility to exclude objectionable testimony” lay with defendant.
State v. Roberts,
¶ 33. Defendant’s complaint that the State’s testimony was improperly anecdotal is unavailing. None of the State’s witnesses relied on anecdotes, that is, mere stories or isolated and unsubstantiated second-hand information. As detailed above, the counselor, officer and detective each testified based on his or her own professional experience. Likewise, the State’s doctor drew his opinion both from his clinical experience, as well as his knowledge of the medical literature, not to mention his own doctoral research. See V.R.E. 703 (providing that an expert may rely on information “of a type reasonably relied upon by experts in the particular field in forming opinions or inferences upon the subject”); D. Kaye et al., The New Wigmore: A Treatise of Evidence: Expert Evidence § 3.1, at 75 (1st ed. 2004) (“Every expert witness relies on information and understanding acquired through education or experience, for it is education and experience that make her an expert.”).
¶ 34. Defendant was free to cross-examine these witnesses on whether their past observations and knowledge were probative of the delayed reporting observed in this case. Defendant could also argue that, regardless of what was seen in other cases, complainant’s manner of reporting reflected a lack of truthfulness. But this was all fodder for trial, and that this testimony may have been open to such attack establishes no error on appeal.
Affirmed.
Notes
Moreover, complainant’s testimony did not stand in isolation. Though sufficient by itself, her version of events was bolstered by other evidence. While defendant argues that complainant’s gradual reporting of defendant’s conduct undermines her credibility, the State’s expert testified that her manner of disclosure was common with teenage victims of sexual assault. In addition, defendant’s emotional plea for his mother-in-law’s forgiveness combined with his written acknowledgment that his behavior warranted arrest could reasonably be taken as an admission to criminal guilt. Considered together with complainant’s testimony, the aggregate evidence supported the jury’s verdicts.
Defendant argued that he should be granted a new trial because: (1) the court erred under the Rape Shield Act by permitting the State to ask complainant about prior sexual conduct; (2) the jury overheard bench conferences during trial; (3) the court erred in replaying the entirety of complainant’s testimony for the jury, when the jury asked to rehear only cross-examination; (4) the court erred by pressuring the jury to continue deliberating the next morning after they indicated deadlock late in the evening before; and (5) the court erred by accepting a verdict on count two while allowing it to continue deliberating on count one. Defendant appeals only the court’s ruling relating to his Rape Shield Act objection.
See
State v. Patnaude,
To the extent defendant argues that the Rape Shield Act also bars evidence of prior sexual history to counter challenges to complainant’s credibility, the Act is equally inapplicable. The Act does provide that “where it bears on the credibility of the complaining witness or it is material to a fact at issue,” evidence of prior sexual conduct may be admitted only under three limited exceptions not arising in the trial below, 13 V.S.A. § 3255(a)(3)(A)-(C). These are, however, exceptions to the exclusion of prior sexual conduct in the first instance, which, as explained at length in
State v. Patnaude,
is an exclusion of evidence purportedly “proving present conduct by past [sexual] acts.”