Lead Opinion
¶ 1. The defendant, Scott M. Hambly, seeks review of a published court of appeals decision affirming a judgment of conviction entered by the Circuit Court for Washington
¶ 2. The issue on review is whether the circuit court erred in denying the defendant's motion to suppress inculpatory statements he made to a law enforcement officer while he was in custody. The defendant contends that the inculpatory statements were obtained in violation of his invocation of his Fifth Amendment Miranda
¶ 3. We conclude as follows:
(1) The defendant effectively invoked his Fifth Amendment Miranda right to counsel when he requested counsel while he was in custody and before the law enforcement officer interrogated him under both a standard requiring only that a suspect be in custody*105 when the request for counsel is made and a standard requiring that interrogation be "imminent or impending when the request for counsel is made." An invocation of the Fifth Amendment Miranda right to counsel is a defendant's request for the assistance of an attorney "in dealing with custodial interrogation by the police."3
(2) The law enforcement officer's statements to the defendant after he effectively invoked his Fifth Amendment Miranda right to counsel and before he was given the Miranda warnings did not constitute interrogation by the officer.
(3) After the defendant effectively invoked his Fifth Amendment Miranda right to counsel, he initiated communication with the law enforcement officer and-then voluntarily, knowingly, and intelligently waived his right to counsel, rendering the inculpatory statements admissible.
¶ 4. The court is divided on the question whether to adopt a temporal standard to determine whether a suspect in custody has effectively invoked his or her Fifth Amendment Miranda right to counsel. Three justices, Justices Prosser, Roggensack, and Butler, adopt the standard that a suspect may effectively invoke the Fifth Amendment Miranda right to counsel when a suspect is in custody and has made "an unequivocal request to speak with an attorney" even before interrogation is imminent or impending. Justice Roggensack's concurrence, ¶ 106.
¶ 6. Accordingly, we affirm the decision of the court of appeals affirming the circuit court's order refusing to suppress the defendant's inculpatory statements and affirming the conviction.
I
¶ 7. We briefly summarize the facts relating to the defendant's inculpatory statements to the officer. Detectives Rindt and Clausing, both of the Washington County Sheriffs Department, approached the defendant in a parking lot outside his apartment and attempted to convince him to speak to them without their taking him into custody.
¶ 8. The defendant repeatedly refused to speak with the detectives. Detective Rindt first requested that the defendant meet with the detectives at the police station to discuss several drug transactions in which he was involved. The defendant said he did not want to go to the station. Rindt then asked whether they could talk inside the defendant's residence. The defendant refused this request as well. Rindt then told the defendant that he and Clausing were investigating drug transactions and informed the defendant that they wanted to speak with him about options available to him. Rindt again asked the defendant if he would converse with the
¶ 9. Rindt then told the defendant that he was under arrest, handcuffed him, and began leading him to the squad car. As Rindt and the defendant walked to the squad car, the defendant said that he wanted to speak with an attorney. Rindt put the defendant in the back of the car and told him that he could call an attorney once they arrived at the Washington County Jail. Rindt then waited with the defendant in the car while Clausing searched the defendant's vehicle incident to arrest. No evidence was produced at trial from this search.
¶ 10. While in the squad car, the defendant told Rindt that he did not understand why he was under arrest. Rindt responded that the defendant had sold cocaine to an informant, Mychal Meyer, on three occasions and that Meyer had been cooperating with the police during those transactions. The defendant again stated he did not understand what was going on and told Rindt that he wanted to speak to him and to find out what his options were.
¶ 11. Rindt read the defendant his Miranda warnings. Rindt testified that the defendant said he understood his rights, did not have any questions, and wanted to speak with Rindt about the drug transactions. Rindt then removed the defendant's handcuffs and placed him in the front seat of the squad car. Rindt asked the defendant to review the Miranda waiver of rights form, which the defendant did. The defendant then signed a Miranda waiver form.
¶ 12. Rindt interviewed the defendant for approximately one hour. During the interview, the defendant admitted to Rindt that he had sold cocaine to Meyer on several occasions. Rindt spent most of the interview determining whether the defendant would
¶ 13. The State charged the defendant with three counts of delivering cocaine to Meyer. The defendant moved to suppress the statements he made to Rindt in the squad car. The circuit court denied this motion after a hearing. The circuit court concluded that the defendant had unequivocally invoked his Fifth Amendment Miranda right to counsel and that under Edwards v. Arizona,
¶ 14. The jury found the defendant guilty of one count of delivering five grams or less of cocaine and not guilty of one charge of delivering one gram or less of cocaine. The jury divided on a second charge of delivering one gram or less of cocaine.
¶ 15. The defendant appealed his conviction, arguing that the circuit court had erred in denying his
II
¶ 16. We consider first the State's argument that the defendant's request for counsel did not constitute an effective invocation of his Fifth Amendment Miranda right to counsel. Whether the defendant effectively invoked his Fifth Amendment Miranda right to counsel is a question of constitutional fact that this court decides under a two-part test.
¶ 17. The State contends that the instant case raises the question whether a suspect can anticipatorily invoke his Fifth Amendment Miranda right to counsel. The State answers this question in the negative and asserts that a criminal defendant does not effectively
¶ 18. The State rests its position on language in a footnote in McNeil v. Wisconsin,
¶ 20. Indeed, case law acknowledges that the United States Supreme Court has not resolved the effect of a suspect's request for an attorney while in custody but prior to interrogation.
¶ 22. Case law supports the State's position that a suspect's Fifth Amendment Miranda rights are specific to custodial interrogation. The facts in Miranda involved custodial interrogation.
¶ 24. The federal and state cases the State cites do not, however, support its position that a request for counsel before interrogation cannot anticipatorily constitute an effective invocation of the Fifth Amendment Miranda right to counsel even if the request was for assistance of counsel during interrogation.
¶ 25. For example, in United States v. LaGrone,
¶ 26. Second, while in custody,
¶ 27. The LaGrone case makes clear that a suspect in custody can invoke the Fifth Amendment Miranda right to counsel when (1) interrogation is
¶ 28. Other cases the State cites also recognize that an effective invocation of the Fifth Amendment Miranda right to counsel may be made by a suspect in custody requesting counsel when the suspect is faced with impending or imminent interrogation.
¶ 29. Under LaGrone and other cases a suspect may effectively invoke his or her Fifth Amendment Miranda right to counsel by requesting counsel when a reasonable person in the suspect's position would be
¶ 30. Another possible standard for Miranda and Edwards purposes is that a suspect may effectively invoke his or her Fifth Amendment Miranda right to counsel by requesting counsel any time the suspect is in custody, even before Miranda warnings or the onset of questioning.
¶ 31. Collins requested counsel immediately after he was arrested at 2:35 p.m. at his home. He made incriminating statements after law enforcement officers initiated interrogation at 4:05 p.m. at the police station. The court of appeals rejected the State's argument that Collins' request for counsel was an ineffective invocation of his Fifth Amendment Miranda right to counsel because the invocation was made before custodial interrogation had begun and the Miranda rights
¶ 32. The court is divided about whether to adopt a temporal standard to determine whether a suspect in custody who requests counsel has effectively invoked his or her Fifth Amendment Miranda right to counsel. Three justices, Justices Prosser, Roggensack, and Butler, adopt the standard that a suspect may effectively invoke the Fifth Amendment Miranda right to counsel when a suspect is in custody and has made "an unequivocal request to speak with an attorney" even
¶ 33. Three justices, Justices Bradley and Crooks and the author of this opinion, conclude that they need not, and do not, address whether the appropriate temporal standard to adopt to determine whether a suspect in custody has effectively invoked his or her Fifth Amendment right to counsel is the "anytime in custody" standard or the "imminent or impending interrogation" standard. These three justices conclude that the defendant's request for an attorney in the present case constituted an effective invocation of his Fifth Amendment Miranda right to counsel under the temporal standard of "imminent or impending" interrogation. Because the defendant met this standard, these three justices conclude that the defendant's request for an attorney in the present case also constituted an effective invocation of the Fifth Amendment Miranda right to counsel under the "anytime in custody" standard.
¶ 34. Concerned that this court might adopt the "imminent or impending interrogation" temporal standard, the State argues that the defendant has not met this temporal standard for two reasons: First, the defendant had no reason to assume that custodial interrogation was imminent because the drive to the jail would take between fifteen and twenty minutes and Rindt told the defendant he could call a lawyer when they got there. Second, the defendant's simply stated
¶ 35. The record does not reveal when Rindt initially intended to subject the defendant to custodial interrogation. In the minutes leading up to the defendant's request for counsel, Detective Rindt made it clear that he intended to question the defendant. The defendant could have reasonably surmised that because Rindt was persistent in wanting to interrogate him, Rindt would continue to attempt to interrogate him in a custodial setting after he refused to speak with Rindt in a noncustodial setting. The defendant had no reason to believe that Rindt's eagerness to question him dissipated once Rindt took him into custody.
¶ 36. The State's contention that the defendant's request for counsel was directed to secure his release from police custody and that the defendant's request for counsel was not for counsel to help him in dealing with custodial interrogation by the police is unconvincing. When the defendant in the present case requested an attorney, his entire discussion with Rindt had thus far focused on whether the defendant would permit Rindt to interview him. Unlike in LaGrone, the defendant in the present case did not invoke his right to counsel in response to a police officer's request for a consent to search. The defendant instead requested an attorney after Rindt had already made it evident that he wished to interrogate the defendant and had taken the defendant into custody when the defendant rebuffed several of Rindt's offers to conduct a noncustodial interview.
¶ 38. The State cites several cases in addition to McNeil and LaGrone in support of its position that the defendant's request for counsel was not timely, but these cases are easily distinguished from the one at hand.
¶ 39. In State v. Kramer,
¶ 40. In State v. Hassel,
¶ 41. Kramer and Hassel govern a suspect who is not in custody during police interrogation. The cases stand for the rule that a person who is not in custody cannot anticipatorily invoke a Fifth Amendment Miranda right to counsel or right to remain silent. In the instant case, the defendant was in custody and his request for counsel was an expression of a desire "for the assistance of an attorney in dealing with custodial interrogation by the police."
¶ 42. United States v. Kelsey,
¶ 43. Because the defendant was in custody and had a reasonable belief that interrogation was imminent or impending, his request for counsel was an effective invocation of his Fifth Amendment Miranda right to counsel under both the "anytime in custody" standard and the "imminent or impending interrogation" temporal standard.
¶ 44. The present case illustrates "the type of coercive atmosphere that generates the need for application of the Edwards rule."
III
¶ 45. We now turn to the question whether Detective Rindt's statement to the defendant after the defendant invoked his right to counsel constituted interrogation.
¶ 46. The seminal case interpreting the meaning of interrogation under Miranda is Rhode Island v.
¶ 47. The Innis test for interrogation was summarized in State v. Cunningham,
¶ 48. In interpreting and applying the Innis test of what constitutes interrogation, a court must keep in mind the evils addressed by Miranda. As this court explained in Cunningham, the purpose oí Miranda and Innis is to prevent " 'government officials from using the coercive nature of confinement to extract confessions that would not be given in an unrestrained environment.' "
¶ 49. Whether a suspect was subject to interrogation by the government is a question of constitutional fact. This court will not upset the circuit court's findings of evidentiary or historical fact unless they are clearly erroneous.
¶ 50. The defendant asserts that the interaction between himself and Rindt was either an interrogation in the traditional sense (a question and answer format) or the functional equivalent of express questioning.
¶ 52. We therefore address the defendant's claim that Rindt's response was the functional equivalent of express questioning.
¶ 53.. The case law is instructive, although each case stands on its own facts. In Innis, the Court found no interrogation had taken place when two officers conversed in front of Innis about their desire to locate a gun Innis had supposedly used and discarded, lest any students from a nearby school for handicapped children "find a weapon with shells and ... hurt themselves."
¶ 54. The United States Supreme Court in Innis, determined that no interrogation had taken place, stating that "the entire conversation appears to have consisted of no more than a few offhand remarks"
¶ 56. In State v. Cunningham,
¶ 57. As in the Cunningham case, Rindt made a matter-of-fact communication of the evidence the police possessed. Rindt's comment was not as provocative as that at issue in Easley, in which the investigator not only spoke of evidence against the suspect but álso warned the suspect that he could face the death penalty. Detective Rindt's comment may be favorably distinguished from the police conduct at issue in Innis, Easley, and Cunningham, because Rindt's comment was reasonably responsive to the defendant's own statement that he did not understand why he was under arrest.
¶ 59. The defendant relies heavily on State v. Bond,
¶ 61. The officer in Bond did not make "a matter-of-fact communication of the evidence" against Bond; he made a cryptic remark that made sense only to the person who committed the crime for which Bond was arrested. Consequently, Bond's comment understanding the officer's words was an expected response, and thus the officer's words were the functional equivalent of interrogation. One of the officers testified that the comment "was designed... to elicit a response from" Bond.
¶ 63. The defendant also rests on Hill v. United States,
¶ 64. The Hill court considered the context in which the conversations took place to be significant. The detective had admonished his colleagues not to advise Hill of his Miranda rights and then had left Hill "incommunicado, handcuffed to a chair in an interview room for approximately three and one-half hours... ,"
¶ 65. Hill is significantly different from the present case. Rindt's comment to the defendant was responsive to the defendant's statement. The record does not demonstrate that Rindt's reply was a planned interrogation strategy like the one considered in Hill.
¶ 66. For the reasons set forth, we conclude that Rindt's words and conduct did not constitute interrogation; Rindt did not engage in express questioning of the functional equivalent of express questioning after the defendant effectively invoked his Fifth Amendment Miranda right to counsel. Rindt's statement would not be viewed by an objective observer as the type of comment that would encourage the defendant to make some incriminating remark. A reasonably objective observer could not foresee that Rindt's conduct and words would elicit an incriminating response from the defendant.
¶ 67. Even after a suspect in custody asks to speak with a lawyer, thereby requiring that "all interrogation must cease until a lawyer is present,"
. ¶ 68. In order to establish that a suspect has validly waived the Fifth Amendment Miranda right to counsel after effectively invoking it, the State must meet two criteria:
¶ 69. (A) First, the State has the- burden to show as a preliminary matter that the suspect "initiate[d] further communication, exchanges, or conversations with the police."
¶ 70. (B) Second, the State has the burden to show that the suspect waived the right to counsel
¶ 71. The standard of review on the questions whether the defendant initiated further communication with Rindt and whether the defendant voluntarily, knowingly, and intelligently waived his Fifth Amendment Miranda right to counsel is as follows: This court will uphold a circuit court's findings of historical or evidentiary fact unless they are clearly erroneous.
A
¶ 72. The defendant asserts that the State has not shown that he initiated a discussion or conversation with Rindt.
¶ 73. Tests for determining whether a suspect initiated a discussion or conversation with law enforcement officers were set forth in Oregon v. Bradshaw,
¶ 74. The four-justice Bradshaw dissent supplied its own competing test, arguing that when the "Court in Edwards spoke of 'initiating] further communication' with the police and 'reopening] the dialogue with the
¶ 75. Thus uncertainty persists about what constitutes a suspect's "initiating" further communication with law enforcement. We are free to choose either the plurality's or the dissent's test. We need not make the choice in the present case. Our analysis and conclusion in the present case would not differ under either the plurality's or dissent's statement of the test for a suspect's "initiation" of further communication or dialogue.
¶ 76. The defendant asserts that for a suspect to "initiate" communication or dialogue there must be a break between the suspect's invocation of the right to counsel and the subsequent communication by the suspect to law enforcement that led to the inculpatory statements. According to the defendant, the dialogue that Rindt had initiated with the defendant had never ceased and no break in the dialogue occurred between
¶ 77. Whether a suspect ''initiates" communication or dialogue does not depend solely on the time elapsing between the invocation of the right to counsel and the suspect's beginning an exchange with law enforcement, although the lapse of time is a factor to consider.
¶ 78. The facts in Oregon v. Bradshaw,
¶ 79. Bradshaw inquired of a police officer, "[e]i-ther just before, or during," a trip from the police station to jail, "Well, what is going to happen to me now?"
¶ 80. The plurality opinion recognized, however, that the fact that Bradshaw initiated further communication in the ordinary dictionary sense was insufficient to establish that he "initiated" further communication evincing a willingness for a generalized discussion about the investigation. The plurality opinion acknowledged that some initial statements may be "so routine that they cannot be fairly said to represent a desire on the part of an accused to open up a more generalized discussion relating directly or indirectly to the investigation."
¶ 82. In contrast to Bradshaw's ambiguous question about what was going to happen to him, the defendant's statement here that he did not understand why he was under arrest was clearly seeking information and constituted an initiation of communication with Rindt in the most ordinary sense of the word. The defendant's statement did not merely relate "to routine incidents of the custodial relationship."
¶ 83. The cases the defendant cites do not persuade us otherwise. The defendant's reliance on United States v. Gomez,
¶ 84. The Gomez court held that the federal agent's initiation of conversation with Gomez after Gomez invoked his Fifth Amendment Miranda right to counsel was likely to elicit an incriminating response and constituted interrogation. That Gomez began conversation with the agent a few moments later about his arrest did not cure the agent's initiation of interrogation after a valid Fifth Amendment Miranda invocation of the right to counsel.
¶ 85. The defendant also errs in relying on McDougal v. State,
¶ 86. In asking to see the detectives, McDougal had not indicated a waiver of his previously invoked right to counsel or the reason he was seeking out the detectives. The court concluded that there was "no
¶ 87. Before McDougal could speak, the detective confronted McDougal, stating that the person whom McDougal had implicated as a shooter had a strong alibi.
¶ 88. The McDougal court held that the detective's statement constituted interrogation, that McDougal had not "reinitiated" communication with law enforcement by his mere request to see the detective, and that McDougal's statements were responses to police interrogation after McDougal effectively invoked his Fifth Amendment Miranda right to counsel.
¶ 89. In contrast to McDougal, in the present case, after the defendant invoked his Fifth Amendment Miranda right to counsel, the detective did not make any provocative statements about the arrest or the crime. Rather, the defendant began an exchange with Rindt with a comment to which the detective made a straightforward response. Under the totality of the circumstances in the present case the defendant's comment evinced a willingness and a desire for a generalized discussion.
¶ 90. For the reasons set forth, we conclude that the defendant "initiated" further communication with Rindt.
¶ 91. We now consider whether the defendant voluntarily, knowingly, and intelligently waived his Fifth Amendment Miranda right to counsel. A Miranda waiver is voluntary if it is "the product of a free and deliberate choice rather than intimidation, coercion, or deception."
¶ 92. A circuit court's determination of the waiver of Miranda rights is reviewed as follows: A circuit court's findings of historical or evidentiary fact will not be disturbed unless clearly erroneous. This court determines the application of constitutional principles to those evidentiary facts independently of the circuit court and court of appeals but benefiting from their analyses.
¶ 93. The defendant summarizes his argument that he did not voluntarily, knowingly, and intelligently waive his right to counsel, stating that at the time of his
¶ 94. This argument is not compelling on the facts of the present case. The defendant was an adult at the time of his arrest. While he casts himself as limited in intelligence and sophistication (and the circuit court acknowledged the defendant's apparent limited intelligence and understanding), the defendant does not claim to be incompetent to exercise or waive his legal rights. Although Detectives Rindt and Clausing did arrest the defendant before he had a chance to eat his breakfast, the defendant does not seem to claim that hunger had somehow deprived him of the ability to make decisions knowingly and intelligently. The defendant was undoubtedly uncomfortable and scared. Most people arrested on suspicion of delivering cocaine would probably be uncomfortable and scared.
¶ 95. The circuit court found that "there was no indication that he was deprived of sleep or intoxicated or that anything in his general physical and emotional condition, as objectively viewed, made him unusually susceptible. He had substantial previous experience with the police (although at the juvenile level)." The circuit court observed that the time in custody and the length of the interrogation were relatively short. The circuit court explained that the defendant was being questioned and interviewed with respect to possible cooperation. According to the circuit court, no threats or promises were made except those relating to possible cooperation. The defendant's claim that Rindt "subtly coerced" the defendant when he rewarded the defendant's decision to speak by removing the handcuffs and putting him in the front seat of the squad car
¶ 96. More pertinent is the defendant's allegation that either Detective Rindt or Detective Clausing told the defendant that it was not necessary for him to obtain legal assistance. The defendant asserts that the law enforcement officer's comment came when the detectives were trying to get him to talk to them prior to his arrest and prior to the defendant's effectively invoking his Fifth Amendment Miranda right to counsel. According to the circuit court's decision, Detective Rindt did not seem to recall this give and take, and the circuit court made no finding specific to the alleged exchange between the defendant and Rindt.
¶ 97. The circuit court made clear that, as a general matter, it found the defendant's "version [of the arrest] . . . full of internal inconsistencies and self-serving statements" and that it "bolsters the State's case." The circuit court also characterized the law enforcement officer's testimony as demonstrating a " 'convenient'" lack of memory as to certain key issues" and characterized the memory lapses as "certainly troubling." The circuit court found., however, that because Rindt was no longer employed by the sheriffs department, he had "no motivation to fabricate."
¶ 99. We agree with the defendant that a court should be wary of viewing a suspect's every statement or question as an invitation to interrogation. A suspect's invocation of the right to counsel should be meticulously honored and should not be set aside lightly. We conclude, however, that in the present case the defendant "initiated" communication with the law enforcement officer after the defendant had invoked his Fifth Amendment Miranda right to counsel and that the waiver of the right to counsel was voluntary, knowing, and intelligent.
* * * ❖
¶ 100. For the reasons set forth, we conclude as follows:
(1) The defendant effectively invoked his Fifth Amendment Miranda right to counsel when he requested counsel while he was in custody and before the law enforcement officer interrogated him under both a standard requiring only that a suspect be in custody when the request for counsel is made and a standard requiring that interrogation be "imminent or impending when the request for counsel is made." An invocation of the Fifth Amendment Miranda right to counsel is a request for the assistance of an attorney in dealing with custodial interrogation by the police.
(2) The law enforcement officer's statements to the defendant after he effectively invoked his Fifth Amend*146 ment Miranda right to counsel and before he was given the Miranda warnings did not constitute interrogation by the officer.
(3) After the defendant effectively invoked his Fifth Amendment Miranda right to counsel, he initiated communication with the law enforcement officer and then voluntarily, knowingly, and intelligently waived his right to counsel, rendering the inculpatory statements admissible.
¶ 101. The court is divided on the question whether to adopt a temporal standard to determine whether a suspect in custody has effectively invoked his or her Fifth Amendment Miranda right to counsel. Three justices, Justices Prosser, Roggensack, and Butler, adopt the standard that a suspect may effectively invoke the Fifth Amendment Miranda right to counsel when a suspect is in custody and has made "an unequivocal request to speak with an attorney" even before interrogation is imminent or impending.
¶ 102. Three justices, Justices Bradley and Crooks and the author of this opinion, conclude that they need not, and do not, address whether the appropriate temporal standard to adopt is the "anytime in custody" standard or the "imminent or impending interrogation" standard. Justice Ziegler did not participate in this case.
¶ 103. Accordingly, we affirm the decision of the court of appeals affirming the circuit court's order refusing to suppress the defendant's inculpatory statements and affirming the conviction.
By the Court. — The decision of the court of appeals is affirmed.
Notes
State v. Hambly,
Miranda v. Arizona,
The Fifth Amendment provides that "no person . .. shall be compelled in any criminal case to be a witness against himself1 and is applicable to the states through the Fourteenth Amendment.
McNeil v. Wisconsin,
This concurring opinion refers "to an in-custody request for counsel invoked to protect the Fifth Amendment's right against compelled self-incrimination as the Fifth Amendment
Edwards v. Arizona,
State v. Jennings,
See Wis. Stat. § 805.17(2) (2005-06). The "clearly erroneous" standard of review for findings of fact made by a circuit court is essentially the same as the "great weight and clear preponderance" test. Noll v. Dimiceli's, Inc.,
Jennings,
As an alternative position, the State argues that if a suspect is in custody, an invocation of the Fifth Amendment Miranda right to counsel is effective so long as interrogation is imminent.
The McNeil Court held that invocation of the Sixth Amendment right to counsel does not act as an invocation of the Fifth Amendment Miranda right to counsel. The suspect in McNeil had never invoked his Fifth Amendment Miranda right to counsel. He had instead invoked his Sixth Amendment right to the assistance of counsel at a preliminary hearing on a charge unrelated to the one for which he was later interrogated in custody. See McNeil,
While not reaching any conclusion on the issue of an anticipatory invocation of the Fifth Amendment Miranda right to counsel, the United States Supreme Court declared in McNeil that ”[i]f the Miranda right to counsel can be invoked at a preliminary hearing, it could be argued, there is no logical reason why it could not he invoked by a letter prior to arrest, or indeed even prior to identification as a suspect.... The fact that we have allowed the Miranda right to counsel, once asserted, to be effective with respect to future custodial interrogation does not mean that we will allow it to be asserted initially outside the context of custodial interrogation, with similar future effect." McNeil,
Compare Smith v. Illinois,
The defendant in Smith requested the assistance of counsel while in a police interrogation room and just after a law enforcement officer had informed the defendant that he had a right to consult with a lawyer and to have a lawyer present with him during questioning.
Miranda,
See, e.g., Alston v. Redman,
McNeil,
The Miranda Court described its holding as follows: "[T]he prosecution may not use statements, whether exculpatory or inculpatory, stemming from custodial interrogation of the defendant unless it demonstrates the use of procedural safeguards effective to secure the privilege against self-incrimination." Miranda,
The Miranda court defined custodial interrogation as follows: "By custodial interrogation, we mean questioning initiated by law enforcement officers after a person has been taken into custody or otherwise deprived of his freedom of action in any significant way." Miranda,
The Miranda Court drew upon its prior decision in Escobedo v. Illinois,
The Escobedo Court stated the issue before the Court as follows: "The critical question in this case is whether, under the circumstances, the refusal by the police to honor petitioner's request to consult with his lawyer during the course of an interrogation constitutes a denial of 'the Assistance of Counsel' in violation of the Sixth Amendment to the Constitution ...." Escobedo,
Professor LaFave summarizes Escobedo as follows:
Indeed, the Supreme Court itself ultimately came to treat Escobedo as nothing more than a "false start" toward the new approach to the confessions problem undertaken later in Miranda.... The Court in retrospect concluded [in Kirby v. Illinois,406 U.S. 682 , 689 (1972)] that the " 'prime purpose' of Escobedo was not to vindicate the constitutional right to counsel as such, but, like Miranda, 'to guarantee full effectuation of the privilege against self-incrimination'." Moreover, added the Kirby Court [406 U.S. at 689 ], Escobedo is now limited in its "holding... to its own facts."
2 LaFave et al., supra note 14, § 6.4(c) at 665-66. See also id. at 664-65.
Illinois v. Perkins,
Rhode Island v. Innis,
The third circuit federal court of appeals has concluded that allowing a suspect in custody "to invoke the right to counsel
The State's brief relies on Alston,
For additional cases cited for the proposition that the Fifth Amendment Miranda right to counsel may be validly asserted only when the authorities are conducting custodial interrogation or such interrogation is imminent and the request for counsel is for the assistance of counsel during interrogation, see 2 LaFave et al., supra note 14, § 6.9(g) at 869, n.200.
LaGrone,
Id. at 339-40.
Id. at 339.
"At the time LaGrone asked to talk to his attorney, he was not in a custodial interrogation atmosphere." LaGrone,
7d.
Id. (quoting McNeil,
LaGrone,
See Nguyen,
The objective standard of the reasonable person in the defendant's position to determine whether interrogation is imminent or impending is the same objective reasonable person standard used to determine whether the person is in custody for purposes of Miranda warnings. See State v. Swanson,
See, e.g., Villalobos,
The Collins court quotes Miranda for the rule that an invocation of counsel is effective if it comes at any stage of the process. State v. Collins,
Collins,
There is no indication in either Miranda v. Arizona,384 U.S. 436 (1966), or Edwards that a request for counsel must be made after the warnings are given in order to be valid. On the contrary, the Miranda Court said: "If... [the suspect] indicates in any manner and at any stage of the process that he wishes to consult with an attorney before speaking there can be no questioning."384 U.S. at 444-45 . The Court also said that a pre-interrogation request for a lawyer "affirmatively secures [a suspect's] right to have one_" Id. at 470. The Court emphasized that an effective waiver of the right to counsel can occur only after warnings are given. Id. It did not indicate, however, that the same rule applies to an effective assertion of the right to counsel.
Id. at 328-29.
See State v. Torres,
The State's contention that the defendant's request for counsel was merely anticipatory because custodial interroga
See McNeil,
State v. Kramer,
Hassel,
Id., ¶ 20.
See McNeil,
United States v. Kelsey,
Id.
In Alston,
Kelsey,
Kelsey,
Id.
Innis,
Id.
Id. at 300.
Cunningham,
Innis,
Cunningham,
Id. at 281-82; State v. Fischer,
Cunningham,
Innis,
Id. at 303.
Id. at 302-03.
Easley,
Easley,
Cunningham,
Id. at 282.
Id. at 283.
The defendant's confusion may have been justifiable, given that the defendant Was taken into custody in September 2003; the three transactions involving the defendant and Meyer occurred in November 2002, February 2003, and April 2003.
For cases holding that an officer's explanation of the reason for an arrest in response to a suspect's inquiry is not the functional equivalent of express questioning, see, e.g., United States v. Taylor,
Cunningham,
United State v. Crisco,
State v. Bond,
Bond,
Id., ¶¶ 4-5.
Id., ¶¶ 4-5 & n.4.
Id., ¶¶ 5-6.
Id., ¶ 18.
Hill v. United States,
Id.
Id. at 443-44, 447.
Id. at 443.
Id. at 447.
Id.
Id. at 444.
Id.
Id. at 447.
Innis,
Edwards v. Arizona,
Id.
Oregon v. Bradshaw,
See also Bradshaw,
Miranda,
The defendant's brief sometimes articulates the test as whether a suspect "knowingly and intelligently" waived his or her rights but at other times uses the phrase "voluntarily and intelligently." The circuit court also used different phrases. Both the defendant and the circuit court seem to be discussing a single test, only phrasing it differently at different points in the discussion.
Edwards,
Jennings,
See Turner,
Bradshaw,
Id. at 1053 (Marshall, J., dissenting) (emphasis and alterations in original).
The ninth Bradshaw justice rejected the two-step approach and deemed the confession admissible because there was a knowing and intelligent waiver by Bradshaw of his rights. Bradshaw,
See State v. Chew,
For a discussion of the Bradshaw case, see 2 LaFave et al., supra note 14, § 6.9(f) at 849 (concluding that "an objective assessment of the circumstances in [Bradshaw] would seem to justify only one conclusion .... [The suspect's] question would not amount to 'initiation' under either of the tests.... ").
Bradshaw,
Id. at 1045.
Id.
Id. at 1045-46.
Id.
See id. at 1045. As examples of inquiries related to routine incidents of the custodial relationship, the Bradshaw plurality suggests "a request for a drink of water or a request to use a telephone." Id.
See United States v. Gomez,
Id. at 1539.
McDougal v. State,
Id. (quoting Bradshaw,
Id. at 794-95.
Moran v. Burbine,
State v. Santiago,
Turner,
Santiago,
Circuit court decision, Brief and Appendix of Defendant-Appellant-Petitioner at App. 117. The circuit court commented at sentencing that the State's witness "seemed to remember very well the things that protected the State's interest and then [had an] utter lack of memory as to virtually any other detail. It was very bizarre. Not very credible." The circuit court also viewed the police practices here as "not professional" and stated that the officers "created the offense" to get the defendant to give them some names.
Concurrence Opinion
¶ 105. {concurring). Although I agree that the court of appeals decision should be affirmed because Hambly's statements were given after he had invoked and then waived his Fifth Amendment right to counsel,
I. BACKGROUND
¶ 106. Scott Hambly requested the assistance of counsel after he was arrested, handcuffed and led to a squad ear for transport to jail. There is no question that he was in custody when he asked to see a lawyer before speaking to law enforcement any further. However, instead of simply concluding that Hambly effectively invoked his Fifth Amendment right to counsel because he was in custody and had made an unequivocal request to speak with an attorney, the lead opinion creates a test wherein "a suspect may effectively invoke his or her Fifth Amendment Miranda right to counsel by requesting counsel when a reasonable person in the suspect's
II. DISCUSSION
A. Standard of Review
¶ 107. The facts before us are undisputed. With undisputed facts, we independently review whether a suspect has effectively invoked his right to counsel, as a question of constitutional fact. State v. Jennings,
B. Conditions on Timeliness of Invocation
1. Conflict with Miranda
¶ 108. The lead opinion sets out restrictions on the timeliness of a suspect's invocation of his or her
¶ 109. The right to counsel pursuant to the Fifth Amendment was first described in Miranda. There, the United States Supreme Court reviewed statements obtained from Miranda, who was subjected to custodial police interrogation. The Court examined the procedures that it concluded would be necessary to accord Miranda his Fifth Amendment privilege
¶ 110. In order to "guarantee" the Fifth Amendment right to remain silent, the Court in Miranda reasoned that the consequences that could follow custodial interrogation must be explained to a defendant before any questioning could commence. Id. at 471. It also determined that only by according a suspect the opportunity to request the assistance of counsel could the intimidating atmosphere of custodial interrogation conform to the Fifth Amendment privilege against compelled self-incrimination. Id. at 466. In so concluding, the Court relied on an earlier decision, Escobedo v. Illinois,
¶ 111. Escobedo is relevant to the case before us for at least two reasons: (1) the request for counsel in
¶ 112. Escobedo was arrested and taken into custody as a suspect in a homicide case. Escobedo,
¶ 113. Escobedo's reasoning underlies Miranda's establishment of the Fifth Amendment right to counsel. Miranda,
[Wjhere.. . the suspect has been taken into police custody, the police carry out a process of interrogations that lends itself to eliciting incriminating statements, the suspect has requested and been denied an opportunity to consult with his lawyer, and the police have not effectively warned him of his absolute constitutional right to remain silent, the accused has been denied "the Assistance of Counsel" in violation of the Sixth Amendment to the Constitution as "made obligatory upon the States by the Fourteenth Amendment,"... and that no statement elicited by the police during the interrogation may be used against him at a criminal trial.
Escobedo,
¶ 114. The protections accorded to Escobedo were clear and unambiguous. That clarity was echoed in Miranda where the Fifth Amendment right to counsel was first explained as being necessary to protect a suspect's Fifth Amendment right to remain silent. The Court stated, "Our holding ... is this: The prosecution may not use statements, whether exculpatory or inculpatory, stemming from custodial interrogation of the defendant unless it demonstrates the use of procedural safeguards effective to secure the privilege against self-incrimination." Miranda,
¶ 115. The requirements Miranda outlined formed a bright-line rule. It was not conditioned on the qualities of the individual suspect who was then the subject of a police investigation. As the Court in Miranda explained:
The Fifth Amendment privilege is so fundamental to our system of constitutional rule and the expedient of giving an adequate warning as to the availability of the privilege so simple, we will not pause to inquire in individual cases whether the defendant was aware of his rights without a warning being given. Assessments of the knowledge the defendant possessed, based on information as to his age, education, intelligence, or prior contact with authorities, can never be more than speculation.
Id. at 468-69 (emphasis added).
¶ 116. Smith v. Illinois,
An accused in custody, "having expressed his desire to deal with the police only through counsel, is not subject to further interrogation by the authorities until counsel has been made available to him," unless he validly waives his earlier request for the assistance of counsel.
Id. at 94-95 (quoting Edwards v. Arizona,
¶ 117. The lead opinion places conditions on a suspect's request for counsel by establishing a time before which the invocation of the Fifth Amendment right to counsel may not be effective. The lead opinion asserts that it is possible that invocation may not be effective until "a reasonable person in the suspect's position would [have] believe[d] that interrogation [was] imminent."
2. Blurring Miranda's bright-line rule
¶ 118. It is beyond dispute that Miranda attempted to "give concrete constitutional guidelines for law enforcement agencies and courts to follow." Arizona
¶ 119. In addition, I do not know how a "reasonable person in the suspect's position" would know that "interrogation is imminent."
¶ 120. The teaching of Miranda is simple: once a suspect is in custody and makes an unequivocal request to speak with a lawyer, he or she has effectively invoked the Fifth Amendment right to counsel for the purpose of responding to police questioning. Nothing more or less is needed. A test that the lead opinion
¶ 121. Accordingly, because I cannot join the conditions the lead opinion would permit to be placed on the constitutional right against compelled self-incrimination, I respectfully concur.
¶ 122. I am authorized to state that Justice DAVID T. PROSSER joins in this concurrence and that Justice LOUIS B. BUTLER, JR. joins in this concurrence, with the exception of its discussion of Escobedo v. Illinois,
i refer to an in-custody request for counsel invoked to protect the Fifth Amendment's right against compelled self-incrimination as the Fifth Amendment right to counsel.
Lead op., ¶ 29.
Id.
Id., ¶ 30.
In my view, the court of appeals correctly applied Miranda v. Arizona,
Lead op., ¶ 29.
The Fifth Amendment of the United States Constitution provides in relevant part: "No person ... shall be compelled in any criminal case to be a witness against himself...
The lead opinion states that Escobedo's request for counsel came during, not before, police interrogation. Lead op., ¶ 22 n.14. While, as the lead opinion points out, Rhode Island v. Innis,
Lead op., ¶ 29.
In my view, the conditions the lead opinion adds onto the way in which Miranda chose to protect the Fifth Amendment's right to remain silent provide no benefit for the State, for suspects in custody or for law enforcement. They simply add uncertainty to what the Supreme Court expected would be clear.
Lead op., ¶ 29.
Concurrence Opinion
¶ 123. (concurring). I join Justice Roggensack's concurring opinion, with the exception of its discussion of Escobedo v. Illinois,
