Lead Opinion
Jessica Halbesleben appeals from her judgment of conviction and sentences for two counts of felony injury to a child. Additionally, Halbesleben appeals from the district court’s order denying her I.C.R. 35 motion for reduction of her sentences. For the reasons set forth below, we affirm.
I.
FACTS AND PROCEDURE
Police responded to Halbesleben’s home based on a report that her children had been left alone for several days without supervision. Upon entering the home, police discovered that Halbesleben’s seven children,
Additionally, without necessitating an extensive factual description, all of the children were subjected to years of physical, psychological, and sexual abuse. Halbesleben was either party to or had knowledge of much of this abuse, yet most of it went unreported to authorities. The highly-sexualized behavior then manifested itself in the actions of the children as two of the older boys subjected the younger children to various forms of sexual abuse. Halbesleben’s futile response to this sexual conduct was to padlock the two boys in their room at night, even though there was a history of sexual assault between the two. This resulted in the boys leaving their room through the window and reducing them to wetting their bed in order to relieve themselves in the middle of the night. Halbesleben would also allegedly tie up the boys in order to protect the younger children while she went to the garage to smoke. However, the assaults continued unabated.
Halbesleben was charged with four counts of felony injury to a child. I.C. § 18-1501. She entered a guilty plea to two counts of felony injury to a child, and the state dismissed the other two counts as well as a separate, additional misdemeanor charge for failing to report sexual abuse. One term of the plea agreement provided that the state would recommend a term of imprisonment of ten years, with a minimum period of confinement of one year, for each count and that the defense could argue for lesser sentences. At sentencing, the prosecutor made the requisite recommendation after a recitation of some of the troubling facts of this case. Additionally, the prosecutor argued that any sentences less than the recommendation would depreciate the gravity of the offenses. The district court sentenced Halbesleben to consecutive terms of ten years, with minimum periods of confinement of three years. Halbesleben did not appeal from her judgment of conviction.
Halbesleben filed a Rule 35 motion to reduce her sentences, which the district court denied. While the appeal of the denial of her Rule 35 motion was pending, Halbesleben filed an application for post-conviction relief alleging, among other things, ineffective assistance of counsel for failing to file a direct appeal from her judgment of conviction. The district court granted relief on this claim and re-entered the judgment of conviction. Halbesleben appeals from her judgment of conviction arguing that the prosecutor breached the plea agreement and that her sentences are excessive. This appeal was assigned Docket Number 35037. Halbesleben’s appeal challenging the district court’s order denying her Rule 35 motion for a reduction of her sentences was assigned Docket Number 33578. These two appeals have now been consolidated for our review.
II.
ANALYSIS
A. Breach of the Plea Agreement
Halbesleben argues that the state breached the plea agreement because, at the sentencing hearing, the prosecutor gave the recommendation for a relatively lenient sentence only as an afterthought and effectively renounced the recommendation through vigorous argument against Halbesleben and the graphic details and implications of her crimes. The state responds that the issue was not properly preserved by a timely objection below and that Halbesleben has failed to show fundamental error. Furthermore, the state contends that the prosecutor’s descriptions of the facts of this case followed by her opinion that anything less than the recommended sentences would depreciate the gravity of the crime did not constitute a breach of the plea agreement.
The Supreme Court and this Court have held that breach of a plea agreement constitutes fundamental error. See State v. Jafek,
It is well established that when a plea rests in any significant degree on a promise or agreement of the prosecutor, so that it can be said to be part of the inducement or consideration, such promise must be fulfilled. Santobello v. New York,
The prosecution’s obligation to recommend a sentence promised in a plea agreement does not carry with it the obligation to make the recommendation enthusiastically. United States v. Benchimol,
In this case, the plea agreement required that the prosecution recommend a sentence of ten years, with a minimum period of confinement of one year, for each of the two counts to which Halbesleben pled guilty. The agreement also provided that Halbesleben could argue that the district court impose lesser sentences. At the sentencing hearing, the prosecutor began by arguing:
In the last ten years, there has not been a worse case of child abuse in this county than what [Halbesleben] managed to accomplish in 13 years.
From the minute she began having children, these babies were at risk. None of these children ever had a chance because they were born to [Halbesleben] and her husband.
The prosecutor then described how the two oldest children were temporarily removed from Halbesleben’s custody in another state for maltreatment. When the children were returned to the Halbeslebens, they moved to Idaho.
Next, the prosecutor described how she believed the system failed the Halbesleben children because the children were brainwashed by their parents not to speak to anyone and to keep it all in the family so that they would not be taken away forever. The prosecutor described the events that
Following the comments relating to these events, the prosecutor described the school records and a report from a preschool teacher regarding the numerous intellectual deficits and learning delays facing the children and their “desperate need of interaction, nurturing, stimulation, and routine.” The preschool teacher alleged that the Halbeslebens then moved to escape scrutiny from the Department of Health and Welfare. The prosecutor argued that Halbesleben began to remove the children from school, against school recommendations, in order to isolate the problems and avoid suspicion. However, the children were not adequately instructed at home and all of the leisure time allowed a greater frequency of sexual abuse among the siblings. The prosecutor described the sexual abuse that had occurred between Halbesleben’s husband and their oldest daughter, as well as sexual abuse between the siblings. The prosecutor argued that Halbesleben would leave the children unattended while she smoked methamphetamine in the garage.
The conclusion of the prosecutor’s argument summarized the state’s views and recommendations of this case and is best considered in context, as follows:
We have eight children now who are orphans because of [Halbesleben’s] crimes. Her contribution in the world is making eight wards of the state for the next 16 years. So, not only do we get to pay financially, but the hours these social workers and foster parents and teachers will spend driving them and encouraging them through counseling and school and comforting them in the night when their parents who were supposed to be there for them weren’t, reassuring them there is enough to eat and constantly trying to bolster their self-esteem. Those costs and harm that she caused are truly incalculable. And these are children that came from her flesh- — that she carried all eight of these babies.
The magnitude of the harm [Halbesleben] has caused by her crimes, I try not to think about, but it’s haunting. We need to be protected, obviously, from [Halbesleben], but I think the most significant piece of this case for [Halbesleben] is that anything less than what the state recommends — and we encourage you to follow our recommendation — would depreciate the seriousness of what she has done over a long period of time.
This didn’t happen overnight. This didn’t happen because she is poor. We live in a county where our children’s hospitals are like palaces. We have resources available for food and free dental care and all of those things. And she sat in the garage and smoked meth.
Anything less than 1 year fixed followed by 9 indeterminate for 10, consecutive to 1 plus nine for 10, would depreciate the seriousness of what she did. We are not requesting restitution in this case because I can’t even begin to calculate, and I don’t think she has the means to ever pay.
Halbesleben argues that the prosecutor’s vigorous argument, taken as a whole, was inconsistent with the state’s relatively lenient recommendation of a term of ten years, with a minimum period of confinement of one year, for each count. This inconsistency, she contends, effectively disavowed the state’s recommended sentences. In support of her argument, Halbesleben cites to Daubs,
In Jones, the prosecutor agreed to recommend probation after the defendant served a period of retained jurisdiction. However, while the prosecutor made the requisite recommendation, she argued to the district court that the presentenee investigator advised against supervised probation, in part, out of concern for the safety of the victims and defendant’s poor prospects for rehabilitation. Additionally, the prosecutor added that, while she was bound to her recommendation, she did not have all of the aggravating information at the time of the plea agreement and, thus, left it up to the court’s discretion. Jones,
In Wills, the prosecutor agreed to recommend a unified term of fifteen years, with a minimum period of confinement of three years, for each of two counts of lewd conduct. At the sentencing hearing, the prosecutor emphasized the defendant’s pedophilia and insatiable hunger for young victims which would make it difficult to treat him and lead to a high-risk of repeat offenses of escalating severity upon his release. The prosecutor then argued:
“What he did to these two little ones is just completely horrendous and almost unthinkable. And I think, at a very minimum, he should get three years fixed followed by twelve indeterminate for fifteen. I think the state is showing great restraint by only recommending that sentence.”
Wills,
By presenting the recommended sentences as the minimum to be imposed and indicating that this minimum recommendation was made with “great restraint,” the prosecutor failed to endorse the recommended terms as the ones the district court should accept. Instead, the prosecutor conveyed a reservation regarding the advisability of imposing those sentences and implied that longer terms would be more appropriate. This conduct was fundamentally at odds with what the state agreed to do under the plea agreement.
Id. at 776,
In Daubs, the prosecutor agreed to recommend retained jurisdiction in exchange for defendant’s guilty plea to sexual battery. However, at the sentencing hearing a different prosecutor argued:
“Your honor, I have spoken with [the prosecutor assigned to the case], and the State has agreed to recommend no more than a Rider in this case.
The PSI investigator, however, clearly is recommending prison based on the nature of Mr. Daub’s crimes, his prior record, and his substance abuse problems.
Rather than having me restate the information presented to the Court in the PSI and in the letters from the victims, I would ask that this Court hear from [the victim’s parents], who are here. They’re better able than I am to explain the horrific consequences that this crime has had on them, their daughters, and their entire family.”
Daubs,
Halbesleben next contends that, even if the prosecutor’s vigorous argument served the purpose of rebutting defense counsel’s argument for lesser sentences, the prosecutor’s argument was “overkill.” She alleges that the argument “far exceeded anything even remotely necessary to ensure ... a penitentiary sentence given the circumstances of this case.” Beyond this bare assertion, Halbesleben provides no other argument or authority for this proposition. Furthermore, we disagree with Halbesleben’s conclusion. As stated above, defense counsel had already indicated an intention to seek lesser sentences. When the prosecutor began her argument, she had to dissuade the district court from any downward deviation from the recommended sentences in light of defense counsel’s impending argument. Her vigorous argument and description of the hard facts of this case and their impact on the lives of Halbesleben’s children justified her later statement to the district court that lesser sentences would depreciate the gravity of the crimes and not serve the necessary goal of protecting society. The prosecutor even argued this while encouraging the district court to follow the recommendation. As noted previously, the prosecutor gave no indication of an ulterior motive to seek harsher sentences and the district court’s discretionary decision to deviate from the recommendation in favor of harsher penalties does not prove the existence of one. Therefore, the prosecutor’s vigorous argument detailing the difficult facts of the case and the effect on the lives of the children did not constitute a breach of the plea agreement.
B. Excessive Sentences and Rule 35 Reduction of Sentences
Halbesleben argues that her consecutive sentences of ten years, with minimum periods of confinement of three years, are excessive because she did not have an extensive criminal history and she did not behave abhorrently while incarcerated. Additionally, Halbesleben argues that the district court abused its discretion by denying her Rule 35 motion to reduce her sentences because it did not understand the correct legal standards applicable to its analysis. The state responds that Halbesleben’s argument that the district court failed to understand the correct legal standards applicable to its Rule 35 analysis is unsupported by adequate argument or authority. Additionally, the state responds that Halbesleben has failed to show that her sentences are excessive.
1. Excessive sentences
An appellate review of a sentence is based on an abuse of discretion standard. State v. Burdett,
In this case, the maximum penalty allowed by statute is a term of ten years with fines for each count. As noted above, the district court sentenced Halbesleben to a term of ten years, with a minimum period of confinement of three years, for each count. So long as the sentence is within the statutory limits, the appellant must show that the trial court, when imposing the sentence, clearly abused its discretion. State v. Farwell,
At the sentencing hearing, the district court articulated its reasons for the upward deviation from the sentencing recommendation. The district court noted its grave concern regarding the terrible neglect and abuse suffered by the children over a long period of time and Halbesleben’s utter lack of concern for their welfare. The district court also expressed its apprehension over Halbesleben’s lack of candidness with the court and investigators, as well as her lack of insight, especially regarding her belief that her drug use was not affecting her parenting. While the district court acknowledged that Halbesleben might feel a level of remorse, she had opportunities over many years to take action to improve the situation of her children and did not do so. Additionally, while her husband may have been controlling and treated her like chattel, that did not deprive her of her choice to provide her children with the fundamentals of life — of which she deprived them.
Next, the district court considered the objectives to be served in the imposition of Halbesleben’s sentences, stating:
The court, in fashioning the sentence in this case, looks at, certainly, the circumstances and the facts of this offense. We look at the very nature of this crime. And this is a crime in which children — innocent children through your inaction and, on occasion, your action — are permanently scarred for the rest of their lives.... And it was your duty and obligation as a parent to give them a fair opportunity. I cannot escape, then, looking at the nature and circumstances of this crime.
You’re not a career criminal.... There is not a history here of a prior felony ... as there was with your ex-husband.
Deterrent to others in the community. I’m not going to say that the sentence that I impose will be made public to every person that’s out there that’s not caring for their children in a proper way.
Deterrent to you. Yes, I think that that’s a fair consideration in this respect. I have concluded that you knew better, and you took no action.
But more than any other factor here: the seriousness of this crime. Children, in this great nation with all of the resources that are available, should not have had to go through what these children went through. No matter how you spin it, these children were entitled to better — better parenting, love, nurturing — and you blatantly ignored that responsibility. The seriousness of this crime cannot be overlooked by this court.
I commented earlier that a factor that I am looking at is that overall you’ve led a law-abiding life other than for these very, very serious offenses that you’re here before this court on.
Will these circumstances re-occur? Granted, your children’s — your rights to your children have been terminated by another judge. And, to my knowledge, you’re incapable in having children so the court can and will factor that into consideration.
The facts of this case are extraordinary. Our review of the record reveals a severe degree of abuse and neglect inflicted on Halbesleben’s children over a long period of time. The serious nature of these crimes merits a harsh penalty. While the district court acknowledged Halbesleben’s relatively sparse criminal history, the record in this case does not reveal that she is a person of high moral character who simply acted innocently or ignorantly. Furthermore, there is a strong interest to protect the public, especially those younger members of our society who cannot adequately protect themselves, from the type of conduct underlying the present charges and those who perpetrate these unnatural acts devoid of basic parental affection. This estimation is in accord with the district court’s evaluation of Halbesleben’s crimes. The district court also adequately considered the sentencing objectives of specific and general deterrence, possible rehabilitation, and retribution or punishment. The district court had the discretion to give greater weight to certain of these factors, which it did in this case. The consecutive sentences it ultimately imposed upon Halbesleben are adequate to protect these societal interests and further the sentencing objectives. Thus, having thoroughly reviewed the record in this case, we cannot say that the district court abused its discretion.
2. Rule 35 motion
A motion for reduction of sentence under I.C.R. 35 is essentially a plea for leniency, addressed to the sound discretion of the court. State v. Knighton,
In Halbesleben’s Rule 35 motion, she argued that the district court should reduce her sentences based upon the extent of the plea negotiations, the avoidance of the trauma and expense of trial for the children and the state, the difficulty that failure to follow the plea agreement would create for future plea negotiations, and the state’s determination that the recommended sentences were adequate. Additionally, Halbesleben argued various sentencing factors as well as parity between her sentences and her husband’s because he received his recommended sentence of a term of thirty years, with a minimum period of confinement of fifteen years. Arguably, even though not all of this information was specifically mentioned by trial counsel at the sentencing hearing, Halbesleben’s motion presented no new information for the district court to consider in reducing her sentences. However, even granting Hal
Regardless of the extent of the plea negotiations or whether the state believed the recommendation to be adequate, the district court was not required to follow the recommendation. The only authority which Halbesleben now cites in support of her argument that the district court misunderstood the role of the plea bargain in the criminal justice system is Schoger v. State,
Halbesleben argues that the district court abused its discretion by allegedly refusing to consider the sentence imposed upon her husband. She argues that the district court incorrectly labeled her argument as disingenuous. Halbesleben’s argument is belied by the record. At the sentencing hearing, the district court stated:
This is a case in which the court could impose up to 20 years in the state penitentiary with fines. The court imposed a 15-year sentence that was fixed and a 15-year indeterminate sentence to your former husband. And as was pointed out by your counsel and what the court certainly took into consideration is that Thomas Halbesleben had been in the criminal justice system on an earlier time and date for a charge very similar, if not identical, to the charge that brought him before this court. And that’s certainly a — was an aggravating factor that the court looked at in sentencing.
That being said, I concur with the state in terms of their description of the terrible neglect and abuse of these children over a long period of time. And many children. This was gross neglect.
The district court was aware of and considered the sentence of Halbesleben’s husband and the aggravating factors that led to a harsher penalty for him than was warranted in her case. Halbesleben’s argument in her Rule 35 motion was not that the district court should consider her husband’s sentence as compared with her own. Rather she argued that the district court should consider that her husband received the sentence recommended by his plea agreement and, therefore, so should she. This argument, as the district court held, is irrelevant. Halbesleben now offers no authority for the proposition that a district court that imposes a sentence recommended by a plea agreement upon one defendant must also follow the recommended sentence of a separate plea agreement for another defendant charged with crimes arising out of the same conduct. A party waives an issue on appeal if either authority or argument is lacking. State v.
Halbesleben also argues that because the district court knew the difficult facts of this case before it was presented with the plea bargain at the change of plea hearing, it should not have accepted the guilty plea if it felt that the recommended sentences were inappropriate. Halbesleben offers little argument other than this bare assertion and offers no authority in support of this proposition. We note that, if the parties wanted the district court to be bound by their sentencing recommendations, I.C.R. 11 provides a mechanism to do so. Additionally, Halbesleben argues that the district court should have reduced her sentences pursuant to her Rule 35 motion because they were unreasonably harsh. We have concluded above that Halbesleben’s sentences are not unreasonably excessive. Therefore, we do not further address this argument. The district court did not abuse its discretion when it denied Halbesleben’s Rule 35 motion for a reduction of her sentences.
III.
CONCLUSION
The prosecutor’s argument at the sentencing hearing did not undermine the sentencing recommendation and did not breach the plea agreement. Halbesleben’s sentences are not excessive. The district court did not abuse its discretion by denying Halbesleben’s Rule 35 motion for a reduction of her sentences. Therefore, Halbesleben’s judgment of conviction and sentences for two counts of felony injury to a child, as well as the district court’s order denying Halbesleben’s Rule 35 motion for a reduction of her sentences, are affirmed.
Notes
. Halbesleben has eight biological children, but Halbesleben and her husband had previously lost custody of one of them.
. Halbesleben then attempts to argue that her plea was not knowing and voluntary because, while she knew that the district court did not have to follow the recommendation, she did not know that the court may not even consider it. This appeal does not concern the voluntariness of Halbesleben’s plea and, therefore, we need not address this argument. Even were we to address it, the argument has little merit. The district court did consider the plea agreement’s recommended sentences, it simply chose not to follow it.
Dissenting Opinion
dissenting.
I respectfully dissent. The lengthy argument presented at sentencing by the state, with repeated vigorous emphasis on the horrendous abuse and neglect suffered by the children, can only be viewed as disavowing the plea agreement sentencing recommendation. Therefore, I would vacate the sentence and remand for resentencing before a different judge.
