STATE OF OREGON, Respondent, v. RANDY LEE GUZEK, Appellant.
(CC 87-CR-0373-TM; SC S38455)
STATE OF OREGON
November 24, 1995
Reconsideration denied February 13, 1996
906 P2d 272 | 245 Or. 245
Rives Kistler, Assistant Attorney General, Salem, argued the cause on behalf of respondent. With him on the brief were
UNIS, J.
Graber, J., dissented and filed an opinion in which Carson, C. J., and Gillette, J., joined.
This case is before this court on automatic and direct review of defendant‘s sentence of death.
In 1988, defendant was convicted of two counts of aggravated murder and sentenced to death.1 On automatic and direct review of that judgment, this court affirmed defendant‘s convictions, but vacated defendant‘s sentence on the basis of State v. Wagner, 309 Or 5, 14-20, 786 P2d 93, cert den 498 US 879 (1990) (Wagner II), and remanded the case for a new trial of the penalty phase or, at the election of the district attorney, for a life sentence. State v. Guzek, 310 Or 299, 305-06, 797 P2d 1031 (1990) (Guzek I).
In 1991, a new jury was empaneled for the penalty phase pursuant to
“[i]s irrelevant, unduly inflamatory, wholly unrelated to the blameworthiness of this particular defendant, and likely to cause the sentencing decision to turn on irrelevant factors such as the degree to which the victim‘s family is willing and able to articulate its grief, or the relative worth of the defendant‘s character;
“[d]iverts a jury from deciding the case on the relevant evidence and data concerning the crime and defendant; [and]
“[v]iolates the Eighth and Fourteenth Amendments to the United States Constitution[.]”3
After the new sentencing jury was empaneled, but before opening statements were made, the Supreme Court overruled Booth and Gathers in Payne v. Tennessee, 501 US 808, 111 S Ct 2597, 115 L Ed 2d 720 (1991). In Payne, the Supreme Court held that the
“We do not hold today that victim impact evidence must be admitted, or even that it should be admitted. We hold merely that if a State decides to permit consideration of this evidence, ‘the
Eighth Amendment erects no per se bar.’ ” Id. at 831 (O‘Connor, J., concurring) (citations omitted).
Thus, whether victim impact evidence should be admitted during the penalty phase of a capital case is an issue of state law.
Believing that Oregon state law permitted the admission of victim impact evidence, the state timely notified the trial court and defendant that it intended to offer such evidence in this case.
Defendant renewed his objection to the admission of such evidence, arguing that victim impact evidence was not admissible as a matter of Oregon statutory and constitutional law. The trial court overruled defendant‘s objection, ruling that such evidence is admissible.
During the penalty phase on remand, the state called some family members of the two victims in this case, a husband and wife, to testify. The brother of the husband described that victim‘s personal characteristics and background. The couple‘s daughter also described the personal characteristics and background of both victims and the impact of their deaths on the family.
“You will be given three questions that you must answer yes or no. The State has the burden of proving that the first two questions must be answered yes. The State must prove that that is the appropriate answer beyond a reasonable doubt. If the affirmative of the two questions is not proven beyond a reasonable doubt, the questions should be answered no. Neither party has any burden of proof as to the third question.
“In answering each of the three questions, each may be answered yes only if all twelve jurors agree that that should be the answer. If one or more jurors do not agree to a yes answer to any question, then that question must be answered no. In answering these questions, your answers must be based upon the evidence in this case and upon the Court‘s instructions. The three questions that will be submitted to you are as follows.
“First, was the conduct of the [d]efendant that caused the death of the deceased committed deliberately and with the reasonable expectation that the death of the deceased or another would result?
“Two, is there a probability that the [d]efendant would commit criminal acts of violence that would constitute a continuing threat to society? In determining the answer to this question, you shall consider any mitigating circumstances offered in evidence including but not limited to the [d]efendant‘s age, the extent and severity of the [d]efendant‘s prior criminal conduct, and the extent of the mental and emotional pressure under which the [d]efendant was acting at the time the offense was committed.
”The third [question] is, should the [d]efendant receive a death sentence? You answer this question no if you find that there is any aspect of the [d]efendant‘s character or background or any circumstance of the offense that you believe would justify a sentence less than death.
“*****
“In determining the answers to all three of these questions, you may consider any mitigating circumstances that have been offered in evidence. If you do not unanimously answer all three questions yes, then the [d]efendant will be
sentenced to life imprisonment without possibility of parole for at least 30 years on each count of aggravated murder so that there will be a separate sentence imposed for each verdict you return which has a no answer in it. “If you do answer all three questions yes as to the death of either victim, the Court will sentence the [d]efendant to death. The burden of proof is on the State to prove beyond a reasonable doubt the yes answer to each of the first two questions submitted to you, and I just told you that. * * *
”And, as I told you, there is no burden of proof on either party as to the third question. You may consider any aspects of [d]efendant‘s life in your determination of the third question regarding appropriateness of the death penalty, and any aspect of [d]efendant‘s life that may be relevant in your determination in the first two questions. Defendant need not prove the existence of a mitigating circumstance. If you reasonably believe that a mitigating circumstance exists, you may consider it as established.” (Emphasis added.)
The jury deliberated and answered each of the three questions in the affirmative. The trial court scheduled sentencing for five days later and at that time pronounced defendant‘s death sentence.
Defendant raises numerous assignments of error. Defendant first assigns as error the decision of the trial court to admit the victim impact evidence. Defendant makes both statutory and constitutional arguments that the victim impact evidence was not admissible. We begin with defendant‘s subconstitutional arguments. See State v. Stevens, 319 Or 573, 579, 879 P2d 162 (1994) (Stevens II) (court decides subconstitutional issues before addressing constitutional issues).
Defendant argues that the victim impact evidence was not admissible because it was not relevant to any of the substantive issues submitted by the court to the jury pursuant to
The function of the doctrine of relevancy is to require that there be some rational relationship between the item of evidence offered by a litigant and the substantive issues properly provable in the case. 22 Wright & Graham, Federal Practice & Procedure: Evidence § 5164, at 37 (1978). Relevancy under OEC 401 is a relational concept that carries meaning only in context. See Christopher B. Mueller & Laird C. Kirkpatrick, Evidence § 4.1, at 183 (1995) (stating principle). Stated differently, “[r]elevancy is not an inherent characteristic of any item of evidence but exists only as a relation between an item of evidence and a matter properly provable in the case.” OEC 401 Commentary, reprinted in Laird C. Kirkpatrick, Oregon Evidence at 104 (2d ed 1989).
Relevance under OEC 401 merges two traditional concepts — relevance and materiality — into a single definition, using the term “relevant” to embrace the two. OEC 401 Commentary, reprinted in Kirkpatrick, Oregon Evidence at 105. The traditional concept of relevance concerns the relation between the facts in evidence and the conclusions to be drawn from them, while materiality concerns the relation between the proposition for which evidence is offered and the issues in the case. Id. Under OEC 401, an offered item of evidence may be excluded as irrelevant for either of two quite distinct reasons: (1) because it is not probative (i.e., does not have any tendency to prove or disprove, or to make more probable or less probable) of the fact or proposition at which it is directed, or (2) because that fact or proposition at which the item is directed is not provable in the case, i.e., is not “of consequence [‘material‘] to the determination of the action.” OEC 401. Thus, relevance under OEC 401 is not only a relational concept, it is also a legally substantive or definitional one. Whether a fact or proposition is provable in the case is determined not by the rules of evidence, but by the pleadings, the other evidence introduced in the case, and the applicable substantive law. State v. Clowes, 310 Or 686, 691-92, 801 P2d 789 (1990).
As the trial court‘s jury instructions in this case indicate, there were three substantive issues which the jury had to consider. To be relevant, the victim impact evidence must tend to prove one of those three substantive issues. The three issues were presented to the jury pursuant to
“Upon the conclusion of the presentations of the evidence, the court shall submit the following issues to the jury:
“(A) Whether the conduct of the defendant that caused the death of the deceased was committed deliberately and with the reasonable expectation that death of the deceased or another would result;
“(B) Whether there is a probability that the defendant would commit criminal acts of violence that would constitute a continuing threat to society;
“(C) If raised by the evidence, whether the conduct of the defendant in killing the deceased was unreasonable in response to the provocation, if any, by the deceased; and
“(D) If constitutionally required, considering the extent to which the defendant‘s character and background, and the circumstances of the offense may reduce the defendant‘s moral culpability or blameworthiness for the crime, whether a sentence of death be imposed.”4
The state argues that the victim impact evidence tends to prove the existence of an aggravating circumstance under the fourth statutory question,6 “whether a sentence of death [should] be imposed.”
To determine whether victim impact evidence is relevant to the fourth statutory question, we look to the legislature‘s intent in drafting the fourth question. In doing so, the first level of analysis is to examine the text and context of the statute. PGE v. Bureau of Labor and Industries, 317 Or 606, 610, 859 P2d 1143 (1993). The context of the statute includes other provisions of the same statute and other related statutes. Id. at 611.
“(b) Upon the conclusion of the presentation of the evidence, the court shall submit the following issues to the jury:
“*****
“(D) If constitutionally required, considering the extent to which the defendant‘s character and background, and the circumstances of the offense may reduce the defendant‘s moral culpability or blameworthiness for the crime, whether a sentence of death be imposed.” (Emphasis added.)
“The state must prove each issue submitted under subparagraphs (A) to (C) of paragraph (b) of this subsection [i.e., deliberateness, future dangerousness, unreasonable response to provocation] beyond a reasonable doubt, and the jury shall return a special verdict of ‘yes’ or ‘no’ on each issue considered.”
The statute imposed no similar burden on the state to prove beyond a reasonable doubt the issue submitted to the jury under the “fourth question.” See Wagner II, 309 Or at 18 (there is no burden of proof on the fourth question). Thus, for
The statutory requirement that the state must prove beyond a reasonable doubt the issues concerning aggravation submitted under the first three questions indicates that the legislature intended that the death penalty would be imposed only on the basis of the enumerated statutory aggravating factors that the state establishes beyond a reasonable doubt. Interpreting the “fourth question,” on which neither party has any burden of proof, to allow proof of nonenumerated aggravating factors would allow the imposition of the death penalty on the basis of nonenumerated aggravating factors that were not established beyond a reasonable doubt. Such an interpretation would be inconsistent with the legislature‘s intent to require proof beyond a reasonable doubt of the enumerated aggravating circumstances. Thus, the lack of a burden of proof as to the issue submitted to the jury under the “fourth question” indicates that the legislature did not intend that issue to involve a consideration of aggravating circumstances.
The context of a statute also includes this court‘s interpretations of the statute. Gaston v. Parsons, 318 Or 247, 252, 864 P2d 1319 (1994). In Wagner II, this court recognized the lack of grammatical clarity of
“Should defendant receive a death sentence? You should answer this question ‘no’ if you find any aspect of defendant‘s character or background, or any circumstances of the offense, that you believe would justify a sentence less than death.” 309 Or at 19.
Again, the jury instruction formulated by this court focused solely on whether the evidence of mitigating circumstances
Following Wagner II, this court held on several occasions that the fourth question was enacted to permit the jury to consider the existence of mitigating circumstances. In State v. Miranda, 309 Or 121, 131, 786 P2d 155, cert den 498 US 879 (1990), this court observed:
“In the fourth question proposed above we are asking the jury to consider any mitigating aspect of defendant‘s life, alone or in combination, not necessarily related causally to the offense, in making its finding.”
In Stevens II, 319 Or at 585 (quoting Wagner II, 309 Or at 13), we also stated:
“The fourth question ‘is a mechanism for the sentencing jury to give meaningful effect to its consideration of the entire range of mitigating evidence[.]’ ”
In each of those cases, this court clearly explained that the purpose of the fourth question was to permit consideration of mitigating evidence that weighs against the sentence of death. See also State v. Pinnell, 311 Or 98, 117, 806 P2d 110 (1991) (Pinnell I) (the fourth question permits the jury to spare a defendant‘s life if the jury believes, under all the circumstances, that it is appropriate to do so); State v. Simonsen, 310 Or 412, 414, 798 P2d 241 (1990) (Simonsen I) (the fourth question permits a jury to spare a defendant from the death penalty).
The text and context of
The dissent argues that legislative history of
This court recently examined the legislative history of the “fourth question” in Stevens II, 319 Or at 580-83. In that case, this court recalled that the “fourth question” was enacted to make Oregon‘s death penalty scheme comply with the requirements of the
In Penry, the Supreme Court of the United States held that a death sentence imposed under the Texas three-question statutory sentencing scheme, on which Oregon‘s scheme was based, was unconstitutional, because it did not give the jury a meaningful opportunity to “give effect to any mitigating evidence relevant to a defendant‘s background and character or the circumstances of the crime.”8 Penry, 492 US at 328. In Penry, the Supreme Court stated:
“In contrast to the carefully defined standards that must narrow a sentencer‘s discretion to impose the death sentence, the Constitution limits a State‘s ability to narrow a sentencer‘s discretion to consider relevant evidence that might cause it to decline to impose the death sentence. * * * Indeed, it is precisely because the punishment should be directly related to the personal culpability of the defendant that the jury must be allowed to consider and give effect to mitigating evidence relevant to a defendant‘s character or record or the circumstances of the offense. Rather than creating the risk of an unguided emotional response, full consideration of evidence that mitigates against the death penalty is essential if the jury is to give a reasoned moral response to the defendant‘s background, character, and crime. * * * In order to ensure reliability in the determination that death is the appropriate punishment in a specific case, * * * the jury must be able to consider and give effect to any mitigating evidence relevant to a defendant‘s background, character, or the circumstances of the crime.” 492 US at 327-28 (emphasis in original; citations and internal quotation marks omitted).
Thus, under Penry, the constitution requires that the jury have broad discretion in considering relevant mitigating circumstances, and it imposes “carefully defined standards that must narrow a sentencer‘s discretion to impose the death sentence.”
In enacting
In Wagner II, this court explained how adding a fourth question to Oregon‘s original three-question death penalty scheme was required to satisfy the requirements of Penry. This court explained:
“In June 1989, the United States Supreme Court so held [that the federal constitution requires some avenue for the sentencing jury to give meaningful effect to mitigating evidence relevant outside or beyond the statutory issue] in Penry, a case involving the Texas statute in which the Oregon statute has its roots. In Penry, the Supreme Court appears to have put its imprimatur on a fourth question as one mechanism for the sentencing jury to give meaningful effect to its consideration of the entire range of possible mitigating evidence[.]” 309 Or at 13 (emphasis added).
When Penry was decided,
The Wagner II court‘s discussion of the facial validity of
“Justice Gillette‘s dissent in Wagner [I] states:
” ‘None of the foregoing [discussion of the federal precedents] necessarily requires holding that the Oregon statutory scheme is unconstitutional on its face. This court could so construe the statute as to permit the admission of all mitigating evidence and to require an instruction to the jury delineating the scope of the jury‘s authority to reprieve an otherwise death-eligible defendant on the basis of that [mitigating] evidence.
” ’ I do not here propose any particular solution. One solution perhaps would be to instruct the jury that, even if it concludes that all three statutory questions should be [309 Or at 14] answered ‘yes,’ it nonetheless should answer one of them ‘no’ unless it unanimously concludes that the mitigating evidence does not call for a lesser
penalty. A second alternative might have the jury answer a fourth, constitutionally-required question after the three statutory ones: After considering all the mitigating evidence, does the jury still unanimously conclude that the prisoner should be put to death, rather than spared?’ * * * 305 Or at 232-33, 752 P2d 1136 (Gillette, J., dissenting). (Emphasis added.) “In view of what we have learned from Penry, it is now clear that mitigating evidence beyond the scope of the statutory issues is indeed constitutionally “relevant to sentence” and, accordingly, statutorily admissible. See State v. Wagner, 305 Or at 156-67, 752 P2d 1136;
ORS 163.150(1)(a) [(1987)] . The step from admissibility of such evidence to meaningful consideration by the jury, suggested by Justice Gillette as a possibility of statutory construction in Wagner and required by the Supreme Court in Penry for a constitutionally valid death sentence, is the step we now take.” Wagner II, 309 Or at 13-14 (emphasis added).
Thus, the fourth question (whether the defendant should receive a death sentence), which this court created in Wagner II, was developed for the sole purpose of giving effect to the constitutional requirement that the jury must consider mitigating evidence. Indeed, the point of the fourth question was to give the jury an opportunity, after considering all mitigating evidence, to decide to spare a defendant‘s life, notwithstanding affirmative answers to the first three questions which related to the existence of aggravating circumstances.
We now turn to the legislative history that followed this court‘s decisions discussed above.
The dissent contends that the legislative history of
It is curious that the dissent relies so heavily on the testimony of one witness. Recently, the author of the dissenting opinion made a general observation about the use of legislative history. The author stated:
“In general, an examination of legislative history is most useful when it is able to uncover the manifest general legislative intent behind an enactment. By contrast, an examination of legislative history is most fraught with the potential for misconstruction, misattribution of the beliefs of a single legislator or witness to the body as a whole, or abuse in the form of ‘padding the record’ when the views of only a small number of persons on a narrow question can be found.” Errand v. Cascade Steel Rolling Mills, Inc., 320 Or 509, 539 n 4, 888 P2d 544 (1995) (Graber, J., dissenting).
Penn‘s opinions concerning
Even if we were to find Penn‘s views persuasive, they do not support the dissent‘s conclusion that
“allows all the mitigating circumstances to be in there, all kinds of arguments by the state and the defense both for or against death whether or not it --- the other three questions are relevant and that‘s the intent of the Supreme Court‘s opinion [in Penry].” Senate Judiciary Committee, June 29, 1989, Tape 256, Side A at 160-75.
First, we point out what Penn did not say. He did not say that the fourth question permits the state to introduce evidence of
If the intent of Penn‘s testimony was that the state has the right to introduce aggravating evidence under the fourth question, it is curious that he concluded his remarks by stating “that‘s the intent of the Supreme Court‘s opinion [in Penry].” The intent of the Supreme Court‘s opinion in Penry was not to let in more aggravating evidence. In fact, it was just the opposite; the intent of the opinion was to allow the jury to consider mitigating circumstances that may weigh against the imposition of the death sentence. Penry, 492 US at 327-28.
If the dissent believes that we can glean some legislative intent from the statements of witnesses who testified before the legislative committees, the dissent has overlooked the statements of two important witnesses. Both the Attorney General and the Solicitor General, acting in their official capacities, testified as to the purpose of
“It is our judgment that legislative clarification which involves the addition explicitly in the statute of a fourth factor that is a consideration of mitigating circumstances which the United States Supreme Court has suggested may be constitutionally required would be desirable by this Legislative Assembly in order to eliminate lack of clarity or possible concern about the reach and scope of Oregon‘s present capital punishment law.” Senate Judiciary Committee, June 29, 1989, Tape 255, Side A at 45 (emphasis added).
“The language we‘ve chosen is, as, as best we can, a model of what the U.S. Supreme Court really has said in its decision in Penry. Essentially, it [the proposed amendment] would require a fourth question or issue to be submitted to the jury in those circumstances where the constitution requires that some other factor related to a defendant‘s background, character, or circumstances of the offense mitigate against a sentence of death, but that factor is not otherwise encompassed within the three issues that have already statutorily been required.” Id. at 60 (emphasis added).
The comments of the Attorney General and Solicitor General provide additional support to the view that the fourth question was enacted in order to allow the jury to take into account mitigating circumstances that weigh against a sentence of death.
This was the view taken by this court in Wagner II. In Wagner II, 309 Or at 14, we concluded that in order to comply with Penry, Oregon‘s death penalty scheme must include a mechanism that allows the jury an opportunity to spare a defendant‘s life in light of any mitigating circumstances. Accordingly, the “fourth question” was intended as a mechanism to allow the jury to give full effect to any mitigating circumstances.
Based on the text, context, and legislative history of
The victim impact evidence presented in this case was not relevant to any of three substantive issues (deliberateness, future dangerousness, and whether defendant should receive a death sentence) that the court instructed the jury to consider in the penalty phase of defendant‘s capital trial under
“At the time of sentencing, the victim or the victim‘s next of kin has the right to appear personally or by counsel, and has the right to reasonably express any views concerning the crime, the person responsible, the impact of the crime on the victim, and the need for restitution and compensatory fine.”
In essence, the state argues that
Capital cases require our most vigilant and deliberative review. We agree with the United States Supreme Court statement that “[d]eath is a punishment different from all other sanctions in kind rather than degree” so that “there is a difference in the need for reliability in the determination that death is the appropriate punishment in a specific case.” Woodson v. North Carolina, 428 US 280, 303-05, 96 S Ct 2978, 2991, 49 L Ed 2d 944, 961 (1976). Similarly, in this case, because “death is a punishment different from all other[] [sanctions],” we must be certain that the voters in enacting
As previously stated, this court considers the subconstitutional arguments before it examines the state or federal constitutional issues, Stevens II, 319 Or at 579. We begin our analysis, therefore, by interpreting
In interpreting a statute enacted by initiative, the court‘s task is to discern the intent of the voters who passed the initiative. Id. at 610. As we said earlier, to determine the intent of the voters, we first look to the text and context of the statute. Id. at 610. The text of the statute is the starting point because the text is the best evidence of the voters’ intent. Id. at 610. Because
The text of
“In a prosecution for any criminal homicide, a photograph of the victim while alive shall be admissible evidence when offered by the district attorney to show the general appearance and condition of the victim while alive.” (Emphasis added.)
The difference in wording regarding admissibility of evidence is significant. When the legislature uses different terms in related statutes, we presume that the legislature intended different meanings. See PGE, 317 Or at 611 (stating general principle). If the voters intended to require the admission of victim impact evidence in every criminal trial — whether relevant or not — they did not say so explicitly. Indeed, the text of
Nothing in the text of
The voters also did not amend
Construing these two statutes so as to give effect to both, we hold that
This construction also gives effect to
The context of Ballot Measure 10 also indicates that the drafters of that measure were aware that special procedures applied to capital cases because certain sections of the measure expressly apply to capital cases. See Or Laws 1987, ch 2, § 7 (amending
Our analysis of the context of the statute also includes consideration of rules of construction because some
“In the construction of a statute the intention of the legislature is to be pursued if possible; and when a general and particular provision are inconsistent, the latter is paramount to the former. So a particular intent shall control a general one that is inconsistent with it.”
Thus, when one statute deals with a subject in general terms and another deals with the same subject in a more minute and definite way, the two should be read together and harmonized, if possible, while giving effect to a consistent legislative policy. State v. Pearson, 250 Or 54, 58, 440 P2d 229 (1968). However, if the two statutes cannot be harmonized, “the specific statute is considered an exception to the general statute.” Id.; Smith v. Multnomah County Board of Commissioners, 318 Or 302, 309, 865 P2d 356 (1994) (citing Colby v. Larson, 208 Or 121, 126-27, 297 P2d 1073, 299 P2d 1076 (1956)).
This case involves the interpretation of two statutes, a general and specific statute.
If we were to adopt the state‘s interpretation of
Under the state‘s interpretation, therefore, there is an inconsistency between the two statutes.
Any inconsistency between those two statutes can be resolved, however, if we construe
That construction also preserves the legislative policy of
“Whenever a presentence report is made, the preparer of the report shall make a reasonable effort to contact the victim and obtain a statement describing the effect of the defendant‘s offense upon the victim. * * * The preparer of the report shall include the statement of the victim in the presentence investigation report.”
Our analysis of the text and context of
In summary, the victim impact evidence presented during the sentencing proceeding in this case was not relevant to any fact or proposition provable under
The error in this case was not harmless. We cannot say that there was little likelihood that the error affected the verdict. See State v. Johnson, 313 Or 189, 201, 832 P2d 443 (1992) (standard for determining whether evidentiary error
The sentence of death is vacated. This case is remanded to the circuit court for further proceedings.
GRABER, J., dissenting.
Because evidence of the victims’ character and background was admissible, I dissent. The majority distorts the applicable statutes and thereby thwarts the will of the people.
PERTINENT TRIAL PROCEEDINGS
Before the penalty phase of defendant‘s trial began, defendant moved in limine to prevent the admission of so-called “victim impact” evidence. He relied on the Eighth and Fourteenth Amendments to the United States Constitution and also asserted that such evidence would “[v]iolate[] the right to an impartial jury secured by
After voir dire, but before opening statements, the Supreme Court of the United States overruled Booth in Payne v. Tennessee, 501 US 808, 111 S Ct 2597, 115 L Ed 2d 720 (1991). The next day, the state informed defendant and the court that it intended to introduce evidence from the victims’ family about the victims that was consistent with Payne. The state asserted that it intended to present evidence on two issues: (1) “What kind of people were [the victims],” and (2) “how did the manner of their deaths affect the people directly impacted by them.” The state also told the court that it did not intend to ask the family members their opinions of the crime or what the sentence ought to be.1
The testimony now challenged fell within the parameters described by the state to the trial court. In addition to testifying about facts of the crime (such as the children‘s description of discovering their parents’ bodies and the family members’ identification of the victims’ personal property that was found in defendant‘s possession), the family members described what kind of people the victims were and what they did for a living. Defendant did not ask the court to reconsider its initial ruling in the light of that testimony, nor did he argue that the testimony went beyond what
ORS 137.013
In my view, the statute on which the trial court relied supports the trial court‘s ruling. In construing a statute, this court first examines its text and context and, if the legislative intent is clear from that examination, the court inquires no further. PGE v. Bureau of Labor and Industries, 317 Or 606, 610-11, 859 P2d 1143 (1993). The same method of analysis applies to initiated statutes. Id. at 612 n 4. In the present case, the text and context of
“At the time of sentencing, the victim or the victim‘s next of kin has the right to appear personally or by counsel, and has the right to reasonably express any views concerning
the crime, the person responsible, the impact of the crime on the victim, and the need for restitution and compensatory fine.”
By its terms, that statute applies at the time of any sentencing whatsoever, including a sentencing that may (or, of course, may not) lead to imposition of the death penalty.
The phrase “next of kin” suggests strongly that the statute applies in homicide cases. Any doubt in that regard is dispelled by
It is equally clear that the “Crime Victims’ Bill of Rights” did not single out for fewer rights the relatives of victims of the most serious of homicides — those in which the death penalty is sought. Other sections of Ballot Measure 10 demonstrate that the initiative as a whole encompasses capital cases.
For example, Section 7 of Ballot Measure 10 added to
In addition, Section 8 of Ballot Measure 10 adopted
It also is clear that “sentencing” occurs in capital cases.
Even if the text and context of
In summary, the intent of the people is clear.
ORS 163.150 (1989)2
Because
In State v. Stevens, 319 Or 573, 580-84, 879 P2d 162 (1994) (Stevens II), this court considered the legislature‘s intent in adding the fourth question to
Stevens II construed the requirements of
“We agree that testimony by the relatives of a capital defendant may be informative about certain aspects of the defendant‘s character. Cf. Payne v. Tennessee, 501 US 808, 111 S
Ct 2597, 115 L Ed 2d 720 (1991) (recognizing that testimony by loved ones about impact of loss of murder victim says something about the character of the victim).” Id. at 583-84.
See also State v. Wagner, 309 Or 5, 18, 786 P2d 93 (“[t]here is no burden of proof on the fourth question because it does not present an issue subject to proof in the traditional sense, rather, it frames a discretionary determination for the jury“), cert den 498 US 879 (1990).
In short, a reading of the text and context of
The main messages derived from the legislative history of the 1989 amendment to
It also is clear from the legislative history as a whole, however, that (1) the legislature did not intend to exclude any category of evidence, (2) the legislature did not intend to do any more to benefit capital defendants than what Penry required, and (3) it was assumed that “aggravating” as well as “mitigating” facts would be introduced during the penalty phase of a capital trial. The following example reflects the foregoing points.
The following version of the fourth question was proposed:
“If constitutionally required, considering the extent to which the defendant‘s character and background, and the circumstances of the offense may reduce the defendant‘s moral culpability or blameworthiness for the crime, should a sentence of death be imposed?”
Tape Recording, Senate Committee on Judiciary, June 29, 1989, Tape 256, Side A at 86. One of the senators objected that the proposed wording was confusing. Id. at 144 (remarks of Sen. Shoemaker). In response, the witness who was then testifying, Dale Penn, explained how the fourth question worked. He told the committee that the proposed wording allowed both the state and the defendant to present arguments for and against the death penalty, even though such arguments were not already relevant to the first three questions.
“And the issue is, ‘Should the death sentence be imposed?’ That allows all the mitigating circumstances to be in there, all kinds of arguments by the state and the defense both for or against death whether or not it --- the other three questions are relevant and that‘s the intent of the Supreme Court‘s opinion [in Penry].”
Id. at 160-75. Immediately after that explanation, Senator Hill moved to substitute “the language just described” for the prior proposal. Id. at 188. With very minor alterations not pertinent to the issue here, “the language just described” became what was the applicable version of
The legislative history shows, as noted, that the fourth question was intended to allow the jury to give effect to a broad range of mitigating evidence that could not be considered in deciding the first three questions. Stevens II, 319 Or at 582-83. It does not follow, however, that in adding the fourth question the legislature intended to foreclose the jury from considering nonmitigating evidence that another statute makes relevant to the sentencing decision. To the contrary, in explaining to the Senate Judiciary Committee how the fourth question would work, the witness who described it in essentially the form in which it was adopted said that it would allow “all kinds of arguments by the state * * * for * * * death[,] whether or not” relevant to the other three questions. In other words, the legislative history also
In conclusion,
Even if there were some tension between the two statutes,
Defendant‘s subconstitutional arguments are not well taken. Accordingly, I turn to his constitutional arguments.
CONSTITUTIONAL ARGUMENTS
A. State Constitution.
Defendant preserved only one specific state constitutional argument. He asserted at trial, and asserts in conclusory fashion here, that the introduction of victim impact
That clause of
In this court, defendant asserts that the challenged evidence offends
B. Federal Constitution.
1. Eighth Amendment.
Defendant argues that “[a]llowing evidence of the type challenged her[e] would produce wanton and freakish imposition of the death penalty in contravention of the
The Supreme Court also has held that a state avoids the Eighth Amendment‘s prohibition against arbitrary imposition of the death penalty if it genuinely narrows the class of
2. Fourteenth Amendment.
Defendant reiterates the conclusory argument made under the Oregon Constitution, that admission of this evidence was fundamentally unfair, in violation of the
CONCLUSION
The victim impact evidence challenged in the present case is relevant under the mandate of
For the foregoing reasons, I dissent from the majority‘s contrary conclusion.
Carson, C. J., and Gillette, J., join in this dissenting opinion.
Notes
“In all criminal prosecutions, the accused shall have the right to public trial by an impartial jury * * * ”
“Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.”
“[N]or shall any State deprive any person of life, liberty, or property, without due process of law * * * ”
Nothing in our decision prevents the Oregon legislature from amending
