State v. GuilezState v. Guilez
Lead Opinion
OPINION
{1} Defendant Concepcion Guilez was charged with and convicted of abandonment or abuse of a child, see NMSA 1978, § 30-6-1(C)(1) (1989), and reckless driving, see NMSA 1978, § 66-8-113(A) (1987). Defendant was also charged with operating a motor vehicle while under the influence of intoxicating liquor or drug, see NMSA 1978, § 66-8-102 (1993), to which he pled guilty. The State now appeals firm an opinion of the New Mexico Court of Appeals, State v. Guilez,
I.
{2} At approximately 10:00 p.m. on April 19, 1997, Officer Richard D. Newman was patrolling a highly traveled portion of Highway 70 when he heard a vehicle on the opposite side of the highway heading towards Tularosa. As the vehicle drew closer, he observed it was a truck, traveling in the inside lane, without operating headlights or taillights. It appeared to be traveling at the posted speed limit or faster; Newman estimated,
{3} Defendant told Newman he knew the lights did not work, but that he had been swimming when it got dark so he had decided to try to make it home without lights. He further admitted to drinking one beer. Newman administered three field sobriety tests; Defendant failed each one. Defendant had slurred speech and balance problems. Newman placed Defendant under arrest. Newman then approached the truck, at which point he noticed that of the two children in the cab, a three-year-old boy and a six-year-old girl, only the girl was wearing a seat belt.
{4} Defendant and his girlfriend, Hope Chavez, gave the following account. Defendant had been having problems with the headlights but had fixed them earlier that day. Defendant, Hope, and her two children attended a picnic on the river. Hope drank one beer and Defendant drank between two and three beers. The group left the picnic sometime between 9:00 and 9:30 p.m. The children were damp from swimming. Defendant acknowledged that the three-year-old boy was not in a child safety seat, which Defendant knew was required by law. He testified, however, that he had buckled both children into one seatbelt on the passenger side of the cab.
{5} At some point on the way home, the truck hit a large bump in the road and the headlights stopped working. The taillights and sidelights continued to work. Defendant pulled over and tried to fix the headlights but was not successful. The group was about a mile and a half from the river where some of their friends still remained. Instead of waiting for help, Defendant and Hope decided to keep driving because they did not want the children to catch cold. Defendant proceeded to drive thirty-five to forty miles per hour on the shoulder. After turning onto Old Mescalero Road, it was so dark that Defendant had to stick his head out the window in order to navigate. Defendant thought he was turning onto the road in which Hope lived but instead turned onto another road hitting a private fence at a speed of five to ten miles per hour. According to Hope, the three-year-old boy wriggled out of the seatbelt by which he and his sister had been secured while they waited in the truck and Newman talked to Defendant.
{6} Defendant was charged in an amended criminal information with child abuse, driving while intoxicated, and reckless driving. Before trial, Defendant filed a motion to dismiss the child abuse count arguing that the reckless driving statute was a more specific statute than the child abuse statute and, therefore, under New Mexico’s general/specific statute rule the prosecutor could only try him under the reckless driving statute. After a hearing, the district court, referring to State v. Arellano,
II.
{7} This Court recently clarified the applicability of the general/specific statute rule in State v. Cleve,
{8} Under Cleve, then, there are two distinct approaches in determining whether the general/specific statute rule applies. One focuses directly on the legislature’s intent. The other arises from express or implied statutory limits on the power of the prosecutor. Both require the application of statutory construction principles. We will call the former a preemption analysis. We will call the latter a quasi-double-jeopardy analysis.
{9} Cleve began with a quasi-double-jeopardy analysis, which it described as follows:
Courts should compare the elements of the two relevant crimes. If the elements of the two crimes are the same, the general/specific statute rule applies, and the prosecution must charge the defendant under the special law absent a clear expression of legislative intent to the contrary. If the elements differ, courts must look to other indicia of legislative intent and determine whether the Legislature intended to limit prosecutorial discretion in the selection of charges for the specific criminal conduct. In ascertaining legislative intent, courts should balance the rule of lenity, which favors applying the general/specific statute rule in cases of ambiguity, with the judiciary’s longstanding deference to prosecutorial discretion, which favors the exercise of caution before applying the general/specific statute rule.
Id. ¶26 (internal citations omitted). The statutes’ language, histories, and stated or implied legislative purposes are also useful factors when ascertaining legislative intent. See id, ¶ 27.
{10} The two statutes at issue in Cleve were a prohibition against cruelty to animals and an unlawful hunting statute. The Court compared the elements of the statutes, determined they were different, and concluded there was a presumption under the double jeopardy analysis that the legislature intended to separately punish the offenses. See id. ¶ 30. The opinion then looked to other indicia of legislative intent. See id. ¶ 31. First, the opinion addressed whether the violation of one statute would normally result in violation of another. See id. The answer was no, because unlawful hunting would not necessarily meet the elements of cruelty to animals if, for example, a person was hunting out of season. See id. The Court then looked at the purposes served by the statutes and determined they were also different. See id. The Court concluded there was no double jeopardy violation and therefore did not further address the application of the general/specific statute rule as it relates to multiple punishment. See id.
{11} Cleve then considered whether one statute preempted the other. See id. ¶¶ 32-36. In Cleve, the defendant argued “the overall statutory scheme governing hunting and fishing demonstrate[d] a legislative intent to preempt the application of [the cruelty to animals statute] ... with respect to conduct contemplated by game and fish laws.” Id. ¶32. This Court agreed. We held that despite the lack of conflict between the two particular statutes at issue, the two statutory schemes, as a whole, irreconcilably conflicted. See id. This conclusion was supported by a few examples, one being that snaring deer falls within the hunting activity contemplated by the game and fish statutes, yet it supported Defendant’s convictions under the cruelty to animals statute. See id. ¶ 34. The Court stated, “[W]e believe the comprehensive nature of the game and fish laws with respect to hunting activity demonstrates a legislative intent to preempt application of [the cruelty to animals statute] to the hunting of game animals.” Id. ¶ 36.
{12} As in Cleve, we begin by applying the double jeopardy analysis, and thus our first task is to determine whether there is unitary conduct. See Swafford v. State,
{13} The conduct supporting child abuse began when Defendant placed the younger child in the truck without a child restraint device and was completed, although continuing, when Defendant initially began to drive after having consumed alcohol. On the other hand, the conduct supporting reckless driving did not begin until Defendant began driving carelessly and heedlessly. Reckless driving was established at least by the time the lights ceased to work and Defendant continued to drive on the highway. The act required to commit child abuse was completed, although continuing, before the act of reckless driving began. Under our cases this conduct is not unitary. See State v. Foster,
{14} In Swafford, we stated that “similar statutory provisions sharing certain elements may support separate convictions and punishments where examination of the facts presented at trial establish that the jury reasonably could have inferred independent factual bases for the charged offenses.”
{15} When applying the preemption analysis, the question is “whether the Legislature intended to create an exception to a general statute by enacting another law dealing with the matter in a more specific way.” Cleve,
{16} First, we look to the plain language of two statutes to determine whether it indicates a legislative intent to preempt one statute with another. See Cleve,
{17} The purposes behind the statutes do not reflect an intent to preempt; the legislative goals of these two statutes are clearly different. The child abuse statute was designed to give greater protection to children than adults. The statute recognizes that adults owe a greater responsibility to minors, who are more vulnerable than adults. The child abuse statute provides, in general, for greater penalties when a child is the victim; for instance, child abuse resulting in great bodily harm is a first degree felony, see § 30-6-1 (C), whereas aggravated battery resulting in great bodily harm is a third degree felony, see NMSA 1978, § 30-3-5(0) (1969). The penalties imposed by the child abuse statute recognize that children are under the care and responsibility of adults. When an adult, without justification, endangers a child’s safety, the adult is more culpable than when the safety of another adult is jeopardized. On the other hand, the reckless driving statute punishes conduct that might harm either a member of the general public or any property.
{18} A review of the history of these two statutes further supports a finding that there was no intent to preempt. In 1973, the legislature adopted the child abuse statute, § 30-6-l(C)(l), and specified that abuse not resulting in great bodily harm or death was a fourth degree felony; abuse that did inflict great bodily harm or death was a second degree felony. See 1973 N.M.Laws, ch. 360, § 10. In 1984, the legislature increased the penalty for all subsequent offenses under the statute. See 1984 N.M.Laws, ch. 92, § 5. In 1989, the legislature again increased the penalties, this time making a first offense of child abuse, not inflicting great bodily harm or death, a third degree felony; abuse resulting in great bodily harm or death became a first degree felony. See 1989 N.M.Laws, ch. 351, § 1. In 1978, the legislature enacted the reckless driving statute, § 66-8-113(A). The penalty for a first offense is five to ninety days in jail and/or a fine between twenty-five and one hundred dollars. See 1978 N.M.Laws, ch. 35, § 521. The statute was amended in 1987, but the penalty remained unchanged. See 1987 N.M.Laws, ch. 97, § 4. The history of the child abuse statute compared with the history of the reckless driving statute compels the conclusion that the legislature has expanded protection for children. The legislature has steadily increased the penalty for conduct harmful to children, while leaving alone the reckless driving statute’s penalties and providing no extra protection for children under this statute. We believe this history clearly shows the legislature’s intent to protect children from abuse.
{19} The State has argued on appeal that, because neither the reckless driving statute nor the child abuse statute cover the entire course of Defendant’s conduct, the general/specifie statute rule cannot apply. In other words, the State argues that, because reckless driving does not include Defendant’s failure to secure his son in a car seat and because child abuse does not include the damage inflicted upon the fence, the general/specific statute rule is inapplicable. The State’s argument misapprehends our holding in Cleve. In a preemption analysis, the issue is not only whether the reckless driving statute preempts the child abuse statute, but also whether the Motor Vehicle Code as a whole preempts the child abuse statute.
{20} In this case, in fact, it could be argued that the State should have prosecuted Defendant for driving while intoxicated, reckless driving, and violation of the child restraint statute, see NMSA 1978, § 66-7-369(A)(2) (1991) (requiring that children between the age of one and five be secured in either a child passenger restraint device or by a seatbelt in the rear seat). Under the facts of this case, this result would be inappropriate, because the Motor Vehicle Code as a whole does not appear to preempt the child abuse statute. The Code does not generally
{21} The Court of Appeals held and Defendant contends on appeal that where two statutes proscribe the same conduct and one statute can be found in the Motor Vehicle Code the enactment of the Motor Vehicle Code indicates a legislative intent to preempt. See Guilez,
{22} We recognize that Cleve quoted State v. Yarborough,
{23} In fact, Yarborough held “that the legislature intended to preempt the crime of involuntary manslaughter with the specific crime of homicide by vehicle when the predicate offence is a violation of the Motor Vehicle Code.”
{24} The holding of the Court of Appeals contravenes the intent of the child abuse statute by decreasing the protection for children when the abuse suffered is a result of driving offenses. We therefore conclude that the child abuse statute is neither preempted by the reckless driving statute, specifically, nor by the Motor Vehicle Code, generally. This holding does not overrule Yarborough and should not be construed to mean there
IV.
{25} We conclude that under the facts of this case, the general/specific statute rule is inapplicable. We therefore reverse the Court of Appeals and affirm the judgment and sentence of the district court.
{26} IT IS SO ORDERED.
Dissenting Opinion
(Dissenting)
{27} This is a case of statutory interpretation and the statute should be interpreted by the Court as the legislature understood it at the time it was passed. Doe v. State ex rel. Governor’s Organized Crime Prevention Commission,
{28} In 1973, the legislature passed the predecessor statute to Section 30-6-1 defining child abuse and neglect. This version is identical to the current statute and differs only in the penalty provision which was increased in 1989. In 1978, five years after the child abuse statute, the legislature enacted the current reckless driving statute. From the plain meaning of the language, the conduct addressed by the two statutes is strikingly similar. The child abuse statute, as applied to Guilez, addressed conduct of “knowingly, intentionally, or negligently, and without justifiable cause, causing or permitting a child to be ... placed in a situation that may endanger the child’s life or health.” See § 30-6-1(0(1) (emphasis added). The reckless driving statute referred to the driving of any vehicle “carelessly and heedlessly in willful or wanton disregard of the rights or safety of others and without due caution ... and at a speed or in a manner so as to endanger or be likely to endanger any person or property.” See § 66-8-113(A) (emphasis added).
{29} Thus, both statutes refer to conduct endangering a person. Further, the Legislature did not choose to exclude children from the definition of persons in the reckless driving statute. That would have clarified the two. Since this was not done, the resulting overlap alone makes the Legislature’s intent ambiguous. The general/specific rule of statutory interpretation applies when the statutory intent is ambiguous. See State v. Trujillo,
{30} As a general principle of statutory interpretation, a comprehensive statutory scheme passed subsequent to a statute that addresses the same area will supersede the prior statute. Cf. State v. Arellano,
{32} In Yarborough, we held: “We agree with amici that the history of this statute leads to the conclusion that the legislature intended to preempt involuntary manslaughter when the predicate offense is a misdemeanor contained within the Motor Vehicle Code.”
{33} The majority opinion does not overrule either Yarborough or Cleve. Therefore they are controlling here and, since they are, the end result in the majority opinion cannot be reached.
{34} In this case, we see the same situation as in Yarborough. Child abuse does not require the use of a vehicle but when the predicate offense is a misdemeanor contained within the Motor Vehicle Code (reckless driving) the Motor Vehicle Code must preempt the charge of child abuse. I see no difference in the preemption rule simply because the felony here is child abuse rather than involuntary manslaughter. That, in my view, is a distinction without a real difference.
{35} In my opinion, the Court of Appeals was correct in applying the general/specific rule of statutory interpretation in this matter.
{36} For these reasons, I respectfully dissent.