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State v. Griswold
457 P.2d 331
Ariz.
1969
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*1 P.2d 331 Appellee, Arizona, STATE GRISWOLD, Appellant.

Francis Hamilton 1717.

No. of Arizona. Court

In Banc.

July Gen., Nelson,

Gаry Atty. Norval K. Gen., Atty. Jesperson, Former Asst. C. Gen., Smith, Atty. Darrell F. Former Phoenix, appellee. Giles, Moore, by M. Charles &Giles Haralson, Haralson, by Dale

Barber & Tucson, appellant.

STRUCKMEYER, Justice. October, petitioner, the 4th of On Griswold, killed herein, Hamilton Francis Muriel thirty years, Elsa his wife over charged murder He was Griswold. March, 18th of and on the first the re- plea of entered in the second duced a hear- 30th, gree. On March to a sentenced mitigation, he was ing prison of the state imprisonment in term than for- nor more thirty-six than not less convic- years. From the sentence ty affirmed, This appealed. *2 Griswold, 577, 11, State 101 Ariz. 422 P.2d Federal Rule Federal Rules of Criminal Procedure, 1st, 693. provide did not July until 1966, plea guilty that a of could not be ac- questions presented dispo- Two cepted from a though rep- defendant even appeal, being sition on Griswold’s the first resented “addressing counsel without Superior Apache whether Court of personally” defendant to determine necessary jurisdiction had the County consequences whether he understood “the hear and determine the case the sec- plea.” 2nd, 1969, of the On the Su- ond, whether the sentence was excessive. June preme Boy Court of United question No to the constitu- raised as 238, Alabama, kin v. 89 S.Ct. adequacy procedures tional at the 274, L.Ed.2d where defendant accepted time the trial court Griswold’s represented counsel the Alabama plea guilty of to second murder. Court, procedural require extended the any questions Nor were raised as to ments of Federal Rule 11 to statе courts propriety of the court’s denial of certain holding: pre-trial motions such as for of

venue, pro- for a trial continuance and for error, plain “It on the face of the of duction real evidence. record, accept peti- judge trial for the

Thereafter, April 8th, quilty plea on an affirma- Griswold tioner’s without filed petition showing intelligent with this of court a for writ tive that was coram voluntary.” nobis. We directed that the writ is- At at 89 S.Ct. sue, Superior and ordered the Court of L.Ed.2d Apache County hearing to hold a deter- accepting judge The trial Griswold’s One, questions: mine two whether Gris- not, course, plea guilty could of know of fully rights wold understood his and the constitutionally only permissible consequences plea guilty of prоcedures were to be those which it; Two, time he entered promul- Court had United States plea Griswold entered his practice gated in criminal for use guilty degree mur- crime of second courts. Neither was he the federal district der. necessary precognition to endowed with the A hearing Johns, was held in St. Arizo- anticipate the statements na, May, 1968, on the 28th of the Honora- presence made in the of the accused could Murry, Judge, presiding. ble Porter upon expression of not be relied as a true Twenty-five findings of fact were returned his wishes. questions to this court and both were an- granting trial adversely Judge swered Mur- to Griswold. plea of not fense motion to withdraw the ry defendant, found that “The Francis degree, em- the first Griswold, fully Hamilton understood his upon procedures: these barked consequences plea plea at the time he entered his up Mr. “THE Stand Griswold. COURT: guilty,” defendant, and “The Ham- Francis (Defendant up) stood Francis Hamilton Griswold, voluntarily plea ilton entered his Griswold, charge of murder in the to the to the crime of second felony, your degree, what murder.” plea? At the plea time Griswold entered his Guilty. “MR. GRISWOLD: is, guilty, May Arizona Rules of Criminal provided Procedure Let the record “THE COURT: show quilty Now, accepted entry guilty. not be it, from a then, represented who was not I as understand Mr. by counsel consequences until plea just with- of such entered has been entered explained any regard promises Rule him. out sort Rules of penalty? Criminal 17 A.R.S. Procedure. consequencеs right. rights and the That is

“MR. POWELL: testified: Griswold you and And after “THE COURT: “Q you considering Defendant At have advised the Schuelke you went ? and ‍‌​‌‌​‌​‌​‌‌‌​‌​‌​‌‌‌​‌​‌​‌​‌‌‌​‌​‌​‌‌‌‌​‌​‌‌‌‌‌​‍at the time actually changed your into court right, and That is “MR. POWELL: your thought plea, what was matter before request a on the *3 you might have to serve amount of time sentencing. Prison ? in the Arizona State Prosecuting Attor- (The “MR. GREER: Well, years ten “A it have been May I was the record further show ney) life.” the Defendant called Counsel and statutory punishment he for sec- repeated it was his will me This is the murder; say attorney, Edwin plea, degree him it His enter this and I did hear ond ” * ** the statute at that that he read time. R. testified degree Griswold second every procedural doWe not view commit not told him that the would automatically giving rise such error as be im- himself as to what sentence required. prejudice that a reversal is Due The record <5f posed. 13-453. A.R.S. § process under the Constitution of Unit degree mur- arraignment on the second be satisfied re ed States can sometimes counsel that both der establishes turning to the trial for the determi had advised Griswold have procedurally nation which should conclusively es- think it is We e.g. See been made at an earlier time. intelligently en- tablished that Griswold States, 218, 388 U.S. 87 Wade v. United guilty to second tered his 1926, 1149, v. 18 S.Ct. L.Ed.2d Jackson 1774, murder. Denno, 12 368, L. 84 S.Ct. court re- question which this The second 908, Ed.2d 1 A.L.R.3rd 1205. Sometimes into Superior examine quested the Court to rights have been where constitutional was the voluntariness wanting holdings found have been compulsive cir- upon many Griswold relies prospectivе only. See Johnson in- his claim grounds for cumstances 882, Jersey, New 16 L.Ed.2d U.S. con- principally but we voluntariness S.Ct. 1772. this court’s decision petition in his averments with the cerned Application Billie, 103 Ariz. 436 P. he was coram nobis for a writ of retroactivity 2d we examined into the guilty because coerced into holding Court’s in In re money attorneys demanded more Gault, L.Ed. U.S. 87 S.Ct. alleged: It was trial. 2d give and decided that we would prospective application only. We hold that (4) days before “Approximately four apply Boykin we will decision Al trial, for the defense the date set abama, supra, prospectively and that conse Johns, Appellant-Petitioner in St. visited quently automatically Griswold is not enti Arizona, re- and informed him tled to reversal of his conviction. We attorneys’ in a fees quired additional also hold that in circumstances such as him at represent amount to substantial these, where in an excess of caution after of civil actions Because trial. appeal, inquire we choose to into the time, Appel- had at that been initiated we will reverse if the reasonably certain lant-Petitioner was upon facts which the rests can be de ability ac- that he did not have favorably termined ap at an state satisfy necessary quire the funds propriate hearing. requests of defense counsel. time, informed evidence at the “At this same coram ' had of- Judge sustains defense counsel that the State the conclusion of Murry plead guilty to fully him to Griswold understоod his fered to allow n .crimeof apparent This It comparison murder. from the time, but petition discussed at the the averments in possibility was Griswold’s During testimony the re- testimony was reached. no decision falls far day, Appellant-Petitioner supporting short mainder of averments. Gris- and, wold his wife contemplated the situation had accumulated a com- munity day, $200,000.00. indicated that he would be estate of in following excess of (County Attorney’s to sec- willing enter a statement of facts on conviction.) this deci- degree murder. He made ond There is no testimony what- not because he was soever sions counsel refused to defend agreed to enter the receipt which he him trial after crime to check. It because he did nоt is clear request that counsel did an addi- attorneys, satisfy money attorneys’ tional gave available fee and that he payment felt under the circumstances check because amount requested. prepared to de- it, The answer that “He was satisfied with *4 * * except fend his at trial my case he couldn’t cash check after I present by his gave On direct examination it to him” has an element of uncer- the coram hearing tainty, at Gris- but we it that take the word “ex- cept” wold testified: was used in its usual sense of a con- junction, Otherwise, meaning “however”. indicated Powell “You have that Mr. Powell would not have been satisfied with you told that he additional wanted an arrangement the fee and would in- $5,000.00. (cid:127) formed Griswold that he сould not contin right. “A is That ue in the defense the case. “Q you, after Did that state- made grounds Griswold sets forth other in ment, attempt get an addi- support of involuntary his claim for $5,000.00 tional to him ? plea. principally These relate to the denial Yes, “A I did. preliminary certain prior motions “Q. by way You that check? ordinarily We would trial. consider way By “A of check. they present these matters on as are Later, face on If the trial rul- cross-examination he record. court’s testified: ings erroneous, they proper- could and stated, “Q you I believe also Mr. Gris- ly assigned grounds should have been on wold, a ago few moments one of rea- However, appeal. direct since Griswold you plead guilty sons decided to to sec- on all relies 'd circum- accumuk ond your murder lack of coercion, briefly stances to establish ex- funds, is that correct ? purpose amine into them not for the of de- “A is correct. termining the correctness of the lower “Q you testify response Did also in ruling, court’s the cumulative show request by your one at- light effect actual facts as torneys, you for additional fees wrote they existed at the time of the $5,- him out a check for an additional First, complains: Griswold that there 000? him, against some seventy witnesses “A it, He was except he satisfied my none whom to talk be- he was able gave couldn’t cash check I it to county jail cause was confined My up. him. had been tied funds lawyers in- and it was difficult “Q you your And I think said terview the witnesses becausе the dis- demanded additional funds before on tances involved terrain the Na- trial, proceed with the is that However, vajo as a mini- Reservation. right? mum, county at- should be noted “A That [Emphasis sup- correct.” torney filed an list of twen- amended plied] ty-eight days the trial names ten n because he was case after always this case. There must knew Griswold why his motion for reasons a defendant argument plead chooses to Further, had been a But this there does not mean that be- continuance. reasons, cause there are hearing at which some day preliminary choice made is two to be involuntary considered important legal witnesses must have within of the most Moreover, contemplation. Every person daily, per- present and testified. been haps momentarily, almost pointed legal justifi- required this out should be choose between judge’s different courses of the trial denial action. cation nearly very choices are continuance, compel- Some five months from motion ling preliminary hearing circumstances in fact may intervened between give the end no reasonable for trial. alternative. and the date set freely made, if is, But Second, part the court denied duress, physical under and with full knowl- produce. exam- motion Griswold’s edge consequences, then it must be ple pointed was his wife’s Griswold said choice is made. needed to de- shoes which stated were testified, thought anything As Griswold “I height. her deem that termine We prеferable would be to the death penalty.” hardly There requires serious comment. ways have been other to establish must note further We one matter be thirty-two years if height of his wife fore we conclude. Powell was asked in the necessary element to a success- this was coram nobis what he told Griswold ful defense. prior to second privileged murder. Powell claimed a com Third, thought it was his *5 munication and Griswold’s in amount of time he would have serve argued attorney-client that privilege Prison would from the Arizona State be pointed could be It should be not waived. get years ten to life. Griswold did privilege personal out that this is a years he of ten which minimum sentence obviously client can and More waived. could, get. hoped But this over, attorney’s representation an when course, bearing on his have no client, under attack his there former voluntary. plea prior sentencing was fully obligation freely and in an to disclose thought “I note that he also testified We protect order to the due administration anything preferable to the death would be justice. Kruchten, 101 State v. Ariz. penalty.” 417 P.2d 510. Fourth, about the that he was concerned quashed ordered Writ coram nobis change motion for of venue. denial his judgment and of conviction affirmed. stranger in the com- he was a He testified it munity and of St. Johns UDALL, J., LOCKWOOD, J., C. C.V. lawyers by his brought to his attention HAYS, J., and concur. very high not held in Indian Traders were esteem. McFARLAND, (dissenting). Justice finally that he had heart trou- Fifth, and (hereinafter re- Francis H. Griswold kidney blе, and ulcers trouble stomach charged defendant) ferred with rap- deteriorating quite health was that his in first wife. the murder his to this and jail. As idly in while Originally pleaded guilty,” sub- “not they item, assume fourth sequently changed “guilty his concern to one very some have been well and, degree,” a the second position. in Griswold’s hearing mitigation, he was sentenced Penitentiary for not a term the State of Griswold’s think summation We thirty-six forty than nor more than arrangement less case, fee than his other Court, raising appealed years. He to this influ- coercive the asserted jurisdic- questions in therein repeatedly occur ences those trial tion of the court and excessiveness of one of the eventually factors which caused petitioner affirmed his сhange plea. this sentence. We conviction. Griswold, State 422 P.2d Ariz. “(6) Petitioner was aware that his mo- granted 693. This Court then defendant’s tion change for of venue was denied. Peti- Nobis, petition a for Coram Writ personally tioner felt he could receive Superior ordered that be referred to Apache County fair trial in and addition- County Apache Court of determina- ally attorney heard his indicate this following tion of facts on the issues: court. The outcome of motion change weighed petitioner’s of venue on “(1) fully Did defendant understand change plea. decision to guilty, at the time he entered the “(6) (a) Apache Had trial outside guilty? (2) Did Defendant County possible, been he would not have enter a changed pleа. charged?” crime “(7) ap- Petitioner was also aware that proximately one week before pertinent his trial was grounds set forth scheduled motion for continuance was finding fendant as a basis for heard and denied. Petitioner was aware involuntary were as and believed that the continuance was im- follows: portant because his had stated to arraignment, At “(1) petitioner en- they him that needed time examine the tered a guilty. Shortly of not there- yet seen; they evidence had not need- after, petitioner was shown the list of wit- witnesses; time to contact ed needed nesses endorsed State believed go legal aspects over the of the approxi- list contained the names of case; they just not have time seventy mately witnesses. Petitioner never prepare the case. The denial of the mo- opportunity had to talk with weighed peti- for continuance also witnesses because of his incarceration. tioner’s decision to “(2) seventy-plus theOf witnesses list- “(8) Before the various motions were ed, approximately sixty of them resided on heard and the statements made defense Navajo Reservation, and for this rea- Defendant, presence counsel in the *6 quite son said witnesses were difficult pleading guilty had never considered locate and talk with. Petitioner was aware charge. a reduced conditions, that weather and road re- “(9) At possibility the time the of a area, moteness of the his distаnce at- charge presented to a reduced was torneys travel, problems had to of petitioner, a request by made was defense obtaining interpreter great would cause fees, petitioner for additional and difficulty interviewing Navajo in wit- that up believed his funds were tied nesses. legal various actions. “(3) Petitioner was informed his at- “(10) Petitioner was never informed torneys having were a difficult that, Court, in the discretion of the locating time talking Navajo with the withdraw of problem interviewing witnesses. This of sentencing. petitioner of witnesses was one the reasons “(11) Shelley Had Judge inquired of eventually change decided to petitioner why entering he was “(4) Petitioner aware that was motions second-degree venue, produce, for a murder, his answer would have been the continuance were made defense counsel. difficulty attorneys having in witnesses, “(5) talking Petitioner that the motion knew with the fact that de- produce granted part was and denied in fense counsel were not able to see part. evidence, partial part was evaluate motion the fact that denial That Mr. was aware denied, “9. GRISWOLD the trial was continuance the fact that motion for continuance County, the lack of Apache to occur was counsel, denied. was compensate. with which funds penalty.” death availability That “10. Mr. GRISWOLD was aware proposed witnesses State’s list contentions significant these It approximately seventy was from reducеd coram uncontroverted (70) twenty-eight (28) witnesses wit- ‍‌​‌‌​‌​‌​‌‌‌​‌​‌​‌‌‌​‌​‌​‌​‌‌‌​‌​‌​‌‌‌‌​‌​‌‌‌‌‌​‍Apache Superior Court of hearing. nesses, approximate- and that this occurred Murry presid- County, Honorable Porter ly days ten the date set for (10) before^ 28, 1968, and, May ing, held a trial. Court, compliance the order of “11. That GRISWOLD was Mr. aware follows, re- fact,, findings made fact that his motion for continuance for final deter- them to this Court turned was denied week about one before the trial mination. was to occur. “12. That Mr. GRISWOLD heard his FACT “FINDINGS OF attorneys state and he believed that “1. That FRANCIS HAMILTON were prepared defend him and could had that the State knew GRISWOLD sub- not be the time of trial. witnesses,- naming approxi- a list mitted “13. That one of the reasons Mr. mately seventy witnesses, and that he (70) agreed to GRISWOLD enter his said list. viewed to second murder was the de- nial of his motion for continuance. “2. That was aware Mr. GRISWOLD pro- attorneys that his motions to “14. That Mr. GRISWOLD knew and duce, venue, motion for and a was aware as a result years four (4) Navajo motion continuance. residence on the Indian Reserva- tion that had had and would “3. That Mr. GRISWOLD difficult interviewing time witness- three in Court when all motions were es who Navajo lived on the Indian Reser- argued decided Court and vation. Court. “15. That Mr. GRISWOLD had a car- “4. That was aware Mr. GRISWOLD condition, diac ulcers, and hard produce the fact motion hearing during pendency case, part. part granted and denied and that his health during deteriorated felt “5. GRISWOLD jail. was in the State was not some of items which “16. That produce beforе the motion to produce important ordered to to his was part denied in and the motion for defense. change of venue and motion for continu- *7 denied, ance were Mr. GRISWOLD did “6. That partial the denial of the mo- possibility pleading consider the produce of tion to was one of the reasons Mr. guilty charge. ato reduced agreed GRISWOLD plea enter a to of guilty to charge the degree of second mur- “17. That Mr. felt GRISWOLD at the der. guilty plea he to entered his of second degree murder that under the circumstanc- “7. That Mr. GRISWOLD was aware any preferable es disposition to that his motion for of venue penalty. the death denied. GRISWOLD, “18. That Mr. has had no “8. That Mr. GRISWOLD believed he training in the law. popular was not a person Apache Coun- ty but rather was considered to be an shortly out- “19. That before his trial was sider an itinerant occur, Indian trader. to Mr. for GRISWOLD asked attorneys’ by attorney, felony, being fees his a additional objection made without part State, Edwin Powell. the granted. after, before, during the “20. That “MR. POWELL: ready We stand hearing plea, in- arraignment. on the of quiry his directed to Mr. GRISWOLD was “THE COURT: up Stand Mr. Gris- charge degree plea to the mur- of second (Defendant wold. up) stoood Francis der. Griswold, charge Hamilton to the of mur- der felony, “21. That when Mr. degree, GRISWOLD the second what is a your changed plea guilty plea? from not of first degree guilty degree of murder to second Guilty. “MR. GRISWOLD: murder, inquired to Court “THE COURT: Let the record show counsel had or not defense advised Mr. entry Now, plеa of his of consequences such GRISWOLD of then, it, as I understand plea, response a of said attor- plea just entered has been entered without neys in the affirmative. any promises regard sort with pleading guilty Prior “22. penalty? murder, degree charge amended second right. “MR. POWELL: That is petitioner either read himself or his coun- you “THE COURT: And after and Mr. provision punishment sel read him the Schuelke have advised the Defendant of A.R.S. 13-^453. Petitioner’s counsel § the consequences plea? explained that section him. right, “MR. POWELL: That is and we fairly “23. is a educated Petitioner well request on this matter before testimony person having own sentence. college degree engineer- equivalent “MR. May GREER: the record further ing. show I was Counsel called and the рromises regard pun- “24. No repeated Defendant and he me it was ishment, leniency, possible probation or will enter I hear and did conveyed petitioner made or to the say view, your him it at that time. Court, County Attorney, or Honor, of the Defendant’s to the his counsel. charge murder, second I would “25. Petitioner testified that knew move to strike from the Information jury he had to a trial on the issue premeditated’, ‘and being words in- our guilt innocence.” or tention reduce Information charge the offense of the sec- findings, the then From the above degree. ond fully the defendant under- concluded objection. “MR. POWELL: No rights, of a stood time he entered his “THE COURT: The motion to strike granted, premeditated’ en- guilty; and that ‘and words guilty to the crime of seс- stricken from tered his the Information.” ond-degree murder. Referring proceedings to the above coun- alleges arraignment

At defendant on sel that: all charge, lesser Judge Shelley inquired “Had peti- except one questions of the court’s why tioner entering he was pertinent part directed to counsel. proceedings as follows: those *8 murder, his answer would have been the difficulty de- having the in “THE The Motion COURT: talking witnesses, plea not their fact that fense to withdraw fense counsel plea able and enter a to see and murder, part evidence, charge of evaluate the fact reduced second

9 Alford, guilty. been found State v. denied, that the 98 was that the continuance 249, 806; 403 P.2d State v. Ander Apache County, the Ariz. to occur trial was son, 123, 784; 96 392 P.2d compensate Ariz. with which funds lack of 68, Fry, P.2d and State 95 Ariz. 386 availability death v. counsel, Thus, plea is made the 794. once the penalty.” court has to determine whether testimony defend- The uncontradicted plea voluntary. is Benton v. United supports ant at the coram nobis States, Cir., It is 9th 352 F.2d well an- that he would have so this contention any plea understood is invol presume cannot from swered. We untary is of course void. defendant remained si- that because record “The to see that the are careful courts asked questions being lent when plea voluntarily, of guilty made is an- attorney not have proper explanation by advice and the coram nobis hear- swered at as understanding court full of its with a Coсhran, Carnley ing. the case of v. In consequences. v. United Kercheval 70, 884, 506, 8 82 L.Ed.2d 369 S.Ct. U.S. 582, States, 223, 220, 274 47 S.Ct. U.S. Court, Supreme pass- the United States 1009; Johnston, 312 71 L.Ed. v. Walker a ing question of a upon the waiver of 275, 574, 830; U.S. 85 L.Ed. 61 S.Ct. defendant, by stated: to counsel States, Cir., 349 F.2d Scott v. United 6th «He jn * * case, howev- 643; 641, Buccheri, Application 6 er, guilty plea, re- no there was 196, ques- Ariz.App. P.2d 91. 431 allege turn to the writ does an af- case, tion, then, is whether in the instant Therefore, no there is firmative waiver. properly defendant advised of his was disputed question requiring hear- fact a rights by the court and counsel and ing. Presuming from a waiver silent proper a understand- there was impermissible. record is The record happen ing defendant of what show, allega- or there must be an must' guilty plea. as a result of his show, that an and evidence which determining “In must look this we accused was offered counsel but intelli- ” * * * [Emphasis record. added.] understandingly gently rejected Jennings, the Unit- Since our decision in Anything less is not offer. waiver.” Court, McCarthy ed States v. plea of 459, 1166, States, 89 S.Ct. United first-degree guilty” from “not 418, interpreted 22 L.Ed.2d Rule as “guilty of murder” done amended, Rules Crim. the. Federal generally “plea termed under what is as procedure to be Proc. which involves bargaining.” v. 104 Jennings, In State prior followed a federal district court recognized Ariz. P.2d we 448 plea accepting guilty. a danger a defendant Jennings, practically the same re In however, “plea bargaining”; approved we quirements forth determination are set proper bargaining where determinа- voluntariness of tion is made bargaining as is set there where is at the time the 11, as amend under Rule forth the Federal changed. We stated: a line holding followed ed. so bargaining’ e.g., Fultz United ‘plea recognized, federal v. “While cases. See States, (6th Cir.); United guilty plea procured ‘fraud 365 404 or duress’ F.2d ; (6th setting Cir.) ground judgment Diggs, aside v. 304 F.2d 929 States, 292 F.2d 483 Murray, on the State Domenica v. United v. States, 317; 262 Cir.); v. United (1st P.2d Gundlach Ariz. Silver ; United (4th State, Cir.) Ariz. P. 311. F.2d 72 Julian Cir.). There States, (6th Pleading guilty is the same if F.2d 155 defend- McCarthy fore, holding 4s valuable jury ant had been tried before a *9 making a determination as to the realizing volun- out that his does not conduct tariness of the in the actually instant case. fall charge.’ within the The Court ‍‌​‌‌​‌​‌​‌‌‌​‌​‌​‌‌‌​‌​‌​‌​‌‌‌​‌​‌​‌‌‌‌​‌​‌‌‌‌‌​‍said: ****** expressly “Rule 11 directs district prejudice “We thus conclude that inheres judge inquire whether a defendant comply failure to with Rule pleads

who guilty understands the nature noncompliance deprives the defendant of charge against of the him and whether procedural safeguards, Rule’s which consequences he is aware of the designed are to facilitate a more accu- ** * plea. rate determination of the voluntariness ****** plea. holding Our that a defend- ant whose accepted has been in vio- purposes genesis “These two have their lation of Rule 11 should be afforded the plea. in the nature A de- opportunity, plead anew not will fendant who enters such a simulta- every insure that accused is afforded neously waives several constitutional procedural those safeguards, but alsо rights, including privilege against help will great reduce the judi- waste of compulsory self-incrimination, right cial required process resources the friv- by jury, right to trial and his to confront guilty plea olous attacks on convictions his accusers. this be For waiver to valid encouraged, are and are more diffi- Clause, under the Due Process it must be dispose of, cult original when the ‘an relinquishment intentional or aban- inadequate. is, record is therefore, It privilege.’ donment of a known or require that, too much to before sen- Zerbst, Johnson tencing years imprison- defendants to S.Ct. Con- (1938). 82 L.Ed. ment, judges district take the few min- sequently, guilty plea if a defendant’s necessary utes to inform them their equally voluntary knowing, rights and to determine un- has been in violation of оbtained due derstand the taking.” action process and is therefore void. More- over, McCarthy guilty plea applied only ju- because a is an admis- to the federal system dicial of all of a under Federal But, sion elements formal Rule 11. Boykin Alabama, charge, truly criminal it cannot recent case of volun- tary possesses U.S. unless the defendant an S.Ct. 23 L.Ed.2d 274 (June 2, 1969), understanding the United in relation to law applied Court principles expressed has the facts. McCarthy, safeguards hereto- “Thus, directing judge in addition to fore set forth this in Jennings, Court inquire into the defendant’s under- judicial systems, state proce- not as a mere standing charge of the nature of the requirement dural but as a Constitutional Rule 11 necessity. The Court there said: satisfy requires judgе also himself “* ** error, It plain that there is a factual basis for record, face of the judge the trial must determine ‘that the con- accept petitioner’s guilty plea without an duct admits consti- defendant showing affirmative it was intelli- charged the offense in the indict- tutes gent voluntary. error, under ment or information an offense in- or procedure, Alabama properly before cluded therein to which the court explicitly below considered pleaded guilty.’ Requiring has ex- by majority justices prop- and is amination relation between the erly us on review. law and the acts the defendant admits having designed ‘protect committed is “A more than confes- position a defendant who is in the sion which admits that the accused plеading acts; conviction; understand- various it is itself a ing nothing but give with- remains judgment .of nature

11 can- 1065, L.Ed.2d 923. We 13 85 S.Ct. Ker- punishment. See determine and im- these three 220, waiver presume a States, U.S. 274 cheval v. United silent rights from a portant federal 582, Admis L.Ed. 1009. 223, 71 47 S.Ct. record. be based on must sibility of a confession on the volun determination a ‘reliable facing an accused is at stake for “What the consti satisfies issue which

tariness utmost imprisonment death demands or defendant.’ rights tutional capable Jack solicitude which courts 387, Denno, 368, 84 S.Ct. 378 U.S. son canvassing v. the matter the accused requirement 1774, 908. 12 L.Ed.2d understanding he has a full to make sure the record spread prosecution and of its con- connotes of what no waiver is of a valid prerequisites discharges sequence. When Carnley v. In innovation. constitutional function, ade- he leaves a record 884, 516, 506, Cochran, 82 S.Ct. 369 U.S. may quate any later review be problem of 70, dealt with 8 L.Ed.2d Louisiana, sought. (Garner v. 368 U.S. counsel, a right to Sixth 207; waiver 157, 173, 248, L.Ed.2d 7 82 S.Ct. ‘Presum held: right. We Amendment Patterson, 605, 610, Specht v. imper record is from a silent ing waiver 1209, fore- L.Ed.2d 326), 87 S.Ct. 18 show, or must The record missible. spin-off proceed- of collateral stalls the allegation and evidence must be an there murky ings probe memories. that seek show, was offered that an accused which dissenting in the Al- justices “The three intelligently and understand counsel the law ac- abama Court stated Anything less rejected offer. ingly curately that there when concluded is not waiver.’ the record was reversible error ‘because does nоt defendant vol- disclose must that the same standard think “We untarily understandingly entered his determining applied be 663, pleas guilty.’ 281 Ala. For, voluntarily as guilty plea made. is 207 So.2d at 415. said, guilty more plea of is we have conduct; it ais than an admission Reversed.” incomprehension, Ignorance, conviction. opinion Boykin I am the sets to terror, inducements, or coercion, subtle any lingering rest doubts that the convic- might perfect cover be a blatant threats in the instant tion case must be reversed question unconstitutionality. The up of record, and remanded since even con a federal of an effective waiver supplemented by the coram hearing, proceeding is right in a stitutional is silent as to the defendant’s waiver standards. governed federal course federal therein mentioned. 415, 422, Alabama, Douglas 380 v. U.S. 1074, 13 Jennings, McCarthy, Boykin, 934. In 85 L.Ed.2d is S.Ct. court, mandatory that the in addition to its rights are constitutional federal “Several counsel, discussion with inquiry address its place takes in a waiver involved personally. Jennings in a entered is when safeguards necessary case set forth be privi trial. First criminal state protection followed for the of a defend- compulsory against self-incrimina lege rights. States, ant’s v. United Julian Fifth Amend guaranteed supra, preceded McCarthy and Jen- by rea applicable ment and nings, the inquiry court indicated that the Malloy Ho v. Fourteenth. son does have to follow ritual in order L.Ed. gan, U.S. 84 S.Ct. plea: insure voluntariness of a trial right 2d 653. Second “ * * * Louisiana, U.S. A of guilty, Duncan v. jury. unlikе a 1444, 20 L.Ed.2d mere admission extrajudicial or confes- S.Ct. sion, one’s ac every confront admits Third, charged material fact is the Texas, 380 accepted U.S. should not cusers. Pointer v. the court 457; ad 2d proper Alaway States, unless United 280 F. Supp. 326 (C.D.Cal.). with full understánd vice He also stated that grounds one ing consequences. was that Johnson *11 775, 777, Ky. Commonwealth, demanding 72 S. were money, 254 more and his the up. to with comply funds were tied In W.2d order The statement of the county attorney, not need follow rule the District Court referred majori- to the ty prerequisite opinion, The any particular ritual. that defendant and his wife had the understands the defendant accumulated an estate is $200,000 excess of immaterial, the United is since the record is clear that Cir., A F.2d 875. the Swаggerty, gave 218 check to his counsel was not re the defendant with honored brief discussion because all his funds up. were tied may charges For garding the nature the this reason he was unable comply to direct normally simplest and most the with their request. be It not explained to his ascertaining the state him that means if he did not have sufficient Davis, knowledge. States v. funds to employ United an attorney it would be the * * *” Cir., duty of 212 F.2d 264. the appoint court attorney to an for him. ar- apparent at defendant’s It outlined raignment safeguards the All of Jen- these matters which undoubt- Boykin not were uti- nings, McCarthy and edly could by have been following avoided accused, protection the the lized for safeguards the set Jennings. forth in No- and, record, the defect аs I read the where in the entire record there a clear the the on writ. not cured showing that of, the defendant was advised why defend- reasons record shows several intelligently waived, privilege his second- changed plea ant his against compulsory self-incrimination and the fact Among them was degree murder. rights his by jury, trial to confront his had not his case the continuance of accusers, to assigned have counsel and to lawyers had in- granted, been and that his appeal rulings from the Had court. prepared, and formed him explained the trial the waiver in court that he had heard them state rights proper inquiry de- the set; by the also prepared could not be date fendant he would have learned of the de- prо- a denial the court motion fendant’s plea. reasons for the The court had heard duce certain which he evidence sought then could away clear impor- open state in his counsel problems fendant’s or could have taken gave as tant He likewise ‍‌​‌‌​‌​‌​‌‌‌​‌​‌​‌‌‌​‌​‌​‌​‌‌‌​‌​‌​‌‌‌‌​‌​‌‌‌‌‌​‍his defense. procedures other consistent the cir- plea one reasons to developed by inquiry. cumstances At grant the motion for failure of court to very least court would have had he was of venue because spread necessary on the record the facts get opinion concerning fair that he could voluntariness of the County. thereby avoiding necessity impartial Apache trial in a coram hearing. Therefore, virtuе of the important, More does not record findings nobis, court on coram defendant, explained show that was or herein, under the entire record set forth understood, that defendant that he was cannot agree I with the conclusions waiving appeal on these reached trial On the court. contra- grounds if changed ry, safeguards under the set forth majority indicate if the court Jennings, necessary court to follow rulings erred in its the de- motions protect rights in plea defendant’s bar- alleged fendant could have such on his di- cases, and, gaining as set forth in Mc- not, appeal. rect He since Carthy Boykin, say I am unable to right. he waived such justifies record Sparks, finding State -or 97 Ariz. 400 P.2d conclusion 586; Harrison, In re voluntary. Ariz. P. findings defendant’s Constitutional ade- fact, the court’s three of quately safeguarded. contrary conclusion: justify

particular Therefore, opinion jus- am of the I mo- partial denial of the “6. permit tice would better served to produce of the reasons was one defendant to withdraw to enter a agreed Mr. GRISWOLD guilty to the murder.

“13. [******] That one of the reasons agreed to enter

GRISWOLD *12 degree murder was the guilty to second P.2d 343 for continuance. denial of his motion “16. [******] denied in venue and motion before part and the motion the motion for continu- produce Robert Francis STATE of No. 1832. Arizona, Appellee, URBANO, Appellant. denied, GRISWOLD ance were Arizona. Court pleading possibility consider In Banc. charge.” reduced to a July 23, 1969. distinctly that I am not to state I want rulings

questioning the correctness arraignment. There

on the matters this Court

are insufficient facts before

pass upon them. Boykin majority states only,

prospective and that the issues were proceedings.

determined the coram nobis only,

Assuming Boykin it is prospective question of the volun-

not decisive plea. indicates

tariness of the record plainly advised

that had the defendant been that, by rights and been made aware action, waiving Constitu- he was vital according defendant’s privileges,

tional answers,

present have he would refused requires

enter the Justice he was not so advised since

time of the he should now have

opportunity jury his case to the

if he so desires.

I am convinced that the record as it ex- prior hearing

isted the coram nobis required ‍‌​‌‌​‌​‌​‌‌‌​‌​‌​‌‌‌​‌​‌​‌​‌‌‌​‌​‌​‌‌‌‌​‌​‌‌‌‌‌​‍granting equally nothing

trial. I am convinced developed on the coram justify

which would a conclusion that

Case Details

Case Name: State v. Griswold
Court Name: Arizona Supreme Court
Date Published: Jul 23, 1969
Citation: 457 P.2d 331
Docket Number: 1717
Court Abbreviation: Ariz.
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