Lead Opinion
¶ 1 Washington's death penalty laws have been declared unconstitutional not once, not twice, but three times. State v. Baker ,
*627The death penalty is invalid because it is imposed in an arbitrary and racially biased manner. While this particular case provides an opportunity to specifically address racial disproportionality, the underlying issues that underpin our holding are rooted in the arbitrary manner in which the death penalty is generally administered. As noted by appellant, the use of the death penalty is unequally applied-sometimes by where the crime took place, or the county of residence, or the available budgetary resources at any given point in time, or the race of the defendant. The death penalty, as administered in our state, fails to serve any legitimate penological goal; thus, it violates article I, section 14 of our state constitution.
I. FACTS AND PROCEDURAL HISTORY
A. Factual background
¶ 2 In 1996, Allen Eugene Gregory raped, robbed, and murdered G.H. in her home.
B. Procedural history
¶ 3 In 2001, a jury convicted Gregory of aggravated first degree murder. Id. at 777, 812,
*628¶ 4 Following remand, the State also prepared for a new rape trial. The State conducted interviews with R.S., but the interviews revealed that she had lied at the first trial. The State moved to dismiss the rape charges because R.S.'s inconsistent statements "ma[d]e it impossible for the State to proceed forward on [count I and count II]" and, given her statements, "the State d[id] not believe there [was] any reasonable probability of proving the defendant is guilty of [count III]." Clerk's Papers at 519. The trial court dismissed the rape charges with prejudice.
II. ISSUES
A. Whether Washington's death penalty is imposed in an arbitrary and racially biased manner.
B. Whether statutory proportionality review of death sentences alleviates the alleged constitutional defects of the death penalty.
C. Whether the court should reconsider arguments pertaining to the guilt phase of Gregory's trial.
III. ANALYSIS
A. Historical background of the death penalty in Washington
¶ 5 A brief history of the various death penalty schemes in Washington serves to illustrate the complex constitutional requirements for capital punishment. See also State v. Bartholomew ,
¶ 6 Our legislature enacted a new capital punishment law, allowing for the imposition of the death penalty where the jury, in a subsequent sentencing proceeding, found an aggravating circumstance, no mitigating factors sufficient to merit leniency, guilt with clear certainty, and a probability of future criminal acts. LAWS OF 1977, 1st Ex. Sess., ch. 206 (codified in chapter 9A.32 RCW and former chapter 10.94 RCW, repealed by LAWS OF 1981, ch. 138, § 24). The statute was found unconstitutional because it allowed imposition of the death penalty for those who pleaded not guilty but did not impose the death penalty when there was a guilty plea. Frampton,
¶ 7 Chapter 10.95 RCW provides for a bifurcated proceeding-first the defendant is found guilty of aggravated first degree murder, and then a special sentencing proceeding is held before either a judge or a jury to determine whether there are sufficient mitigating circumstances to merit leniency. RCW 10.95.050, .060. If there are, the defendant shall be sentenced to life without parole. RCW 10.95.080. If the defendant is sentenced to death, the sentence is automatically reviewed by this court, in addition to any appeal the defendant seeks. RCW 10.95.100. Our statutorily mandated death sentence review proceeding requires this court to determine (a) whether there was sufficient evidence to justify the judge's or jury's finding in the special sentencing proceeding, (b) whether the death sentence is excessive or disproportionate to the penalty imposed in similar cases, considering the crime and the defendant, (c) whether the death sentence was brought about through passion or prejudice, and (d) whether the defendant had an intellectual disability. RCW 10.95.130(2).
¶ 8 Proportionality review "serves as an additional safeguard against arbitrary or capricious sentencing." State v. Pirtle ,
B. Gregory ' s constitutional challenge to the death penalty is intertwined with our statutorily mandated proportionality review
¶ 9 Gregory challenged the constitutionality of the death penalty, supported with numerous reasons. He also presented a statutory argument, that his death sentence is excessive and disproportionate to the penalty imposed in similar cases. RCW 10.95.130(2)(b). Gregory claimed that his death sentence "is random and arbitrary, and, to the extent it is not, it is impermissibly based on his race and the county of conviction." Opening Br. of Appellant at 96 (underlining omitted). These assertions are precisely what proportionality review is designed to avoid. See State v. Brown ,
¶ 10 In Davis, our court grappled with proportionality review of the defendant's death sentence. "How to properly perform proportionality review, and upon what data, is a reoccurring, vexing problem in capital case jurisprudence across the nation." Cross,
*630(Utter, J., dissenting) ). "We can, and must, evaluate the system as a whole."
¶ 11 In light of Davis, Gregory commissioned a study on the effect of race and county on the imposition of the death penalty. Opening Br. of Appellant, App. A ( KATHERINE BECKETT & HEATHER EVANS, THE ROLE OF RACE IN WASHINGTON STATE CAPITAL SENTENCING , 1981-2012 (Jan. 27, 2014) [https://perma.cc/XPS27YTR] ).
¶ 12 The State raised many concerns about the reliance on Beckett's statistical analysis, arguing that this was an inappropriate forum for litigating facts and adducing evidence. The State was also concerned because Beckett had not been subject to cross-examination about her involvement with Gregory's counsel, her statistical methodology, and her overall reliability. The State requested an opportunity to challenge the Updated Beckett Report. We granted the request and ordered that a hearing be held before then Supreme Court Commissioner Narda Pierce. No actual hearing was held since the parties agreed on the procedures and Commissioner Pierce was able to solicit additional information through interrogatories. The State filed the report of its expert, and Gregory filed Beckett's response. NICHOLAS SCURICH, EVALUATION OF "THE ROLE OF RACE IN WASHINGTON STATE CAPITAL SENTENCING , 1981-2014" (July 7, 2016); KATHERINE BECKETT & HEATHER EVANS, RESPONSE TO EVALUATION OF "THE ROLE OF RACE IN WASHINGTON STATE CAPITAL SENTENCING , 1981-2014" BY NICHOLAS SCURICH (Aug. 25, 2016). Commissioner Pierce reviewed these filings and then posed follow-up questions in interrogatory form. After receiving answers, Commissioner Pierce filed her report. FINDINGS AND REPORT RELATING TO PARTIES' EXPERT REPORTS (Nov. 21, 2017) (Commissioner's Report). The Commissioner's Report did not make legal conclusions or recommend how this court should weigh the evidence before us. Rather, the Commissioner's Report provided us with an overview of the disagreements between the experts and the overall strength and weakness of Beckett's analysis, which may impact the weight that we accord to her conclusions. The parties (and amici) filed supplemental briefing that shed further light on the issues raised in the Commissioner's Report and the overall assessment of Beckett's analysis. In turn, the Updated Beckett Report and the subsequent rigorous evidentiary process provided this court with far more system-wide information concerning the death penalty, enabling Gregory to use that information to substantiate his constitutional challenge as well. In his supplemental brief, Gregory incorporates the analysis and conclusions from the Updated Beckett Report to support his constitutional claim, arguing that the death penalty is imposed in an arbitrary and racially biased manner.
¶ 13 Given the intertwined nature of Gregory's claims, we have discretion to resolve them on statutory grounds, by solely determining if his death sentence fails the statutorily mandated death sentence review and must be converted to life without parole, *631or on constitutional grounds, by assessing our state's death penalty scheme as a whole. "Where an issue may be resolved on statutory grounds, the court will avoid deciding the issue on constitutional grounds." Tunstall v. Bergeson ,
C. Washington's death penalty scheme is unconstitutional, as administered
1. Standard of review
¶ 14 We review constitutional claims de novo. However, conducting a constitutional analysis in death penalty cases is slightly different from our traditional constitutional review. "The death penalty differs qualitatively from all other punishments, and therefore requires a correspondingly high level of reliability." Pirtle,
¶ 15 Gregory brought challenges under both the state and federal constitutions. We have " 'a duty, where feasible, to resolve constitutional questions first under the provisions of our own state constitution before turning to federal law.' " Collier v. City of Tacoma ,
¶ 16 Article I, section 14 of our state constitution provides, "Excessive bail shall not be required, excessive fines imposed, nor cruel punishment inflicted." Our interpretation of article I, section 14 "is not constrained by the Supreme Court's interpretation of the [Eighth Amendment]." State v. Bartholomew,
Especially where the language of our constitution is different from the analogous federal provision, we are not bound to assume the framers intended an identical interpretation. The historical evidence reveals that the framers of [the Washington Constitution, article I, section 14 ] were of the view that the word "cruel" sufficiently expressed their intent, and refused to adopt an amendment inserting the word "unusual."
State v. Fain ,
*632¶ 17 For example, in Bartholomew II, we adhered to our decision invalidating portions of our capital punishment law on independent state constitutional grounds rather than conforming our analysis to a recent United States Supreme Court case affirming the death penalty against an Eighth Amendment challenge.
2. Our prior decisions upholding Washington's death penalty do not preclude Gregory's claim
¶ 18 We have previously upheld the constitutionality of the death penalty under somewhat similar claims. In Cross, we rejected the defendant's argument that "the death penalty in Washington is effectively standardless and that our proportionality review does not properly police the use of the penalty."
¶ 19 However, "stability should not be confused with perpetuity," and major changes have taken place since our Cross opinion that support our decision to revisit the constitutionality of the death penalty. In re Rights to Waters of Stranger Creek,
¶ 20 In Davis, this court saw "no evidence that racial discrimination pervades the imposition of capital punishment in Washington."
3. Washington's death penalty is imposed in an arbitrary and racially biased manner
¶ 21 It is now apparent that Washington's death penalty is administered in an arbitrary and racially biased manner. Given the evidence before us, we strike down Washington's death penalty as unconstitutional under article I, section 14. "Where the trial which results in imposition of the death penalty lacks fundamental fairness, the punishment violates article I, section 14 of the state constitution." Bartholomew II,
¶ 22 To reach our conclusion, we afford great weight to Beckett's analysis and conclusions. We refer to Beckett's analysis and conclusions rather than a specific report or model variation filed with this court because there have been numerous updates, corrections, and iterations of her analysis that were conducted since the Updated Beckett Report was first admitted. The State is correct that we cannot explicitly rely on the Updated Beckett Report because of these subsequent changes in Beckett's data file and analysis. As a result of the State's challenge and Commissioner Pierce's fact-finding process, Beckett's analysis became only more refined, more accurate, and ultimately, more reliable.
¶ 23 After running various models, as requested by Commissioner Pierce, Beckett summarized her findings regarding race:
[F]rom December 1981 through May of 2014, special sentencing proceedings in Washington State involving Black defendants were between 3.5 and 4.6 times as likely to result in a death sentence as proceedings involving non-Black defendants after the impact of the other variables included in the model has been taken into account.
Resp. to Comm'r's Suppl. Interrogs. at 16 (Sept. 29, 2017). Though the Updated Beckett Report presented three main conclusions concerning the impact of race, county, and case characteristics on the death penalty, supra at Section III.B, Gregory's constitutional argument does not refer to the county variance, so we do not consider that conclusion in our analysis. Suppl. Br. of Appellant at 25 ("This new evidence [referring to the Updated Beckett Report] shows the death penalty is imposed in an arbitrary and racially biased manner."). With regard to the methodological issues raised by the State, we find that these concerns have no material negative impact on the weight accorded to *634Beckett's analysis and conclusions.
¶ 24 The most important consideration is whether the evidence shows that race has a meaningful impact on imposition of the death penalty. We make this determination by way of legal analysis, not pure science. Davis,
¶ 25 This is consistent with constitutional legal analysis. For example, in Furman, Justice Stewart explained that the death sentences before the court were "cruel and unusual in the same way that being struck by lightning is cruel and unusual.... [T]he petitioners are among a capriciously selected random handful upon whom the sentence of death has in fact been imposed."
¶ 26 Given the evidence before this court and our judicial notice of implicit and overt racial bias against black defendants in this state, we are confident that the association between race and the death penalty is not attributed to random chance. We need not go on a fishing expedition to find evidence external to Beckett's study as a means of validating the results. Our case law and history of racial discrimination provide ample support. See, e.g. , City of Seattle v. Erickson,
¶ 27 The arbitrary and race based imposition of the death penalty cannot withstand the " 'evolving standards of decency that mark the progress of a maturing society.' " Fain,
*636State v. Campbell,
4. The death penalty, as administered, fails to serve legitimate penological goals
¶ 28 Given our conclusion that the death penalty is imposed in an arbitrary and racially biased manner, it logically follows that the death penalty fails to serve penological goals. The principal purposes of capital punishment are "retribution and deterrence of capital crimes by prospective offenders." Gregg,
¶ 29 In Davis, this court was unable to address the defendant's state constitutional claim that the death penalty failed to serve the legislative goal of deterrence because of a "severe lack of information on the death penalty's implementation."
¶ 30 Our capital punishment law was intended to fix the problems identified in Furman, but after decades of experience, we now see the same fatal flaws emerge, despite the legislative attempt to avoid such deficiencies. Yet, the death penalty is not per se unconstitutional. Campbell,
5. Proportionality review fails to alleviate the constitutional defects in our capital punishment law, but it cannot be severed
¶ 31 Imposing the death penalty in an arbitrary and racially biased manner cannot be alleviated through this court's statutory proportionality review. RCW 10.95.130(2)(b). Proportionality review serves as a safeguard against arbitrary sentencing, but it is conducted on an individual basis for each death sentence. "At its heart, proportionality review will always be a subjective judgment as to whether a particular death sentence fairly represents the values inherent in Washington's sentencing scheme for aggravated murder." Pirtle,
¶ 32 Despite this shortcoming, proportionality review cannot be severed. Our capital punishment law contains a severability clause, LAWS OF 1981, ch. 138, § 22, but such clauses are " 'not an inexorable command'." Hall v. Niemer,
"whether the constitutional and unconstitutional provisions are so connected ... that it could not be believed that the legislature would have passed one without the other; or where the part eliminated is so intimately connected with the balance of the act as to make it useless to accomplish the purposes of the legislature."
Hall,
¶ 33 At the time of enactment, the legislature likely assumed that a constitutional death penalty statute required proportionality review (a component of death sentence review) because the Georgia death penalty statute upheld in Gregg contained a mandatory proportionality review. 428 U.S. at 206,
D. Review of arguments pertaining to the guilt phase of Gregory's trial is precluded
¶ 34 This case is an appeal of Gregory's death sentence, combined with our statutorily mandated death sentence review. Gregory's first degree murder conviction has already been appealed, reviewed by this court, and affirmed.
*638Gregory I,
1. We decline to review Gregory's arguments concerning the admissibility of evidence used at trial or the denied motion for a new trial
¶ 35 Gregory argues that the trial court should have suppressed certain key evidence used at trial (blood samples, DNA, a knife) and should have granted his motion for a new trial. In Gregory's first appeal before this court, we upheld the validity of the blood samples and DNA evidence but reversed his rape conviction on other grounds and remanded the case for resentencing. Gregory I,
¶ 36 Gregory now attempts to reassert many of the same arguments from his first appeal. He claims the State withheld relevant information about R.S. when obtaining the orders to procure a sample of his DNA and a warrant to search his vehicle where the knife was found. Specifically, he asserts that the trial court would not have authorized the warrant or the orders if it was aware that R.S. had a history as a paid confidential informant. We decline to address this argument because reconsideration is barred by law of the case doctrine. Alternatively, review is not warranted under RAP 2.5, nor has Gregory shown grounds for overruling our precedent.
a. Law of the case doctrine bars review
¶ 37 When we have already determined a legal issue in a prior appeal, the law of the case doctrine typically precludes us from redeciding the same legal issue on a subsequent appeal. State v. Clark ,
¶ 38 The primary justification Gregory asserts for revisiting this issue is the information surrounding R.S.'s history as a confidential informant. However, the trial court found that this information was either known or made available to Gregory's attorney prior to the first trial. Gregory does not challenge this finding on appeal. Thus, Gregory failed to timely raise the issue in the trial court either prior to or during his first appeal. See State v. Robinson ,
b. Review is not warranted under RAP 2.5(c)(1)
¶ 39 In an attempt to overcome law of the case doctrine, Gregory argues that review is warranted under RAP 2.5(c)(1) because he raised new grounds in his 2011 motion to the trial court, other than those considered in Gregory I. RAP 2.5(c) provides:
Law of the Case Doctrine Restricted. The following provisions apply if the same case is again before the appellate court following a remand:
(1) Prior Trial Court Action. If a trial court decision is otherwise properly before the appellate court, the appellate court may at the instance of a party review and determine the propriety of a decision of the trial court even though a similar decision was not disputed in an earlier review of the same case.
"This rule does not revive automatically every issue or decision which was not raised in an earlier appeal." State v. Barberio ,
¶ 40 When the trial court ruled on the 2011 motions, the court considered Gregory's argument regarding the history of R.S. and how that may have impacted the validity of the warrant request and blood draw orders. The trial court found that the purported "new" evidence was made available to Gregory before the first trial. VRP at 283. The trial court explained that it was constrained by our analysis surrounding the same evidence in Gregory I and, thus, it did not exercise its "independent judgment" by ruling again on that issue as RAP 2.5(c)(1) requires. See Barberio,
c. Review is not warranted under RAP 2.5(c)(2)
¶ 41 Gregory argues that intervening changes in the law compel our review of the blood draw orders under RAP 2.5(c)(2). RAP 2.5(c) states:
Law of the Case Doctrine Restricted. The following provisions apply if the same case is again before the appellate court following a remand:
....
*640(2) Prior Appellate Court Decision. The appellate court may at the instance of a party review the propriety of an earlier decision of the appellate court in the same case and, where justice would best be served, decide the case on the basis of the appellate court's opinion of the law at the time of the later review.
This rule "allow[s] a prior appellate holding in the same case to be reconsidered where there has been an intervening change in the law." State v. Schwab,
¶ 42 Gregory relies on four different opinions, but none of them establish an intervening change in the law to warrant reconsideration of Gregory I. In State v. Figeroa Martines , we held that the State's warrant authorized the extraction of the defendant's blood sample, which indicated that probable cause existed to believe the blood contained evidence of driving under the influence (DUI).
¶ 43 Gregory next relies on State v. Winterstein ,
d. Cheatam remains good law
¶ 44 Gregory argues that we should reconsider our ruling in *641State v. Cheatam ,
¶ 45 Before we reconsider an established rule of law that is otherwise entitled to stare decisis, there must be a clear showing that the rule is incorrect and harmful. State v. Barber ,
2. Law of the case doctrine bars review of challenges already rejected in Gregory I
¶ 46 Lastly, Gregory raises several federal constitutional challenges
*642IV. CONCLUSION
¶ 47 Under article I, section 14, we hold that Washington's death penalty is unconstitutional, as administered, because it is imposed in an arbitrary and racially biased manner. Given the manner in which it is imposed, the death penalty also fails to serve any legitimate penological goals. Pursuant to RCW 10.95.090, "if the death penalty established by this chapter is held to be invalid by a final judgment of a court which is binding on all courts in the state, the sentence for aggravated first degree murder ... shall be life imprisonment." All death sentences are hereby converted to life imprisonment.
¶ 48 We decline to reconsider Gregory's arguments pertaining to the guilt phase of his trial. His conviction for aggravated first degree murder has already been appealed and affirmed by this court.
WE CONCUR:
Wiggins, J.
González, J. (result only)
Gordon McCloud, J.
Yu, J.
Arguably, it has occurred four times because a federal district court judge found that our statutory proportionality review of death sentences violated due process. Harris ex rel. Ramseyer v. Blodgett ,
In Gregory's first appeal, we summarized the crime scene as follows:
The evidence suggested that G.H. had been attacked in her kitchen. She was probably stabbed once in the neck and then dragged into her bedroom. G.H.'s work clothes had been cut off of her, and her hands were tied behind her back with apron strings. She was then stabbed three times in the back. In addition, she had three deep slicing wounds to the front of her throat.... The medical examiner concluded that G.H. suffered blunt force trauma to the head and she had several bruises, but the cause of death was multiple sharp force injuries to her back and neck. Semen was found in G.H.'s anal and vaginal swabs, on her thigh, and on the bedspread. The evidence suggested that she was still alive when she was raped. Missing from her home were a pair of diamond earrings, jewelry, and her cash tips from that evening.
State v. Gregory ,
Since we hold that the death penalty is unconstitutional, we decline to address Gregory's other challenges to the penalty imposed or alleged errors that occurred during the penalty phase of the trial.
For readability, we refer to Katherine Beckett and Heather Evans collectively as "Beckett."
State v. Gunwall,
We recognize that article I, section 14 is not per se broader than the Eighth Amendment. Under certain contexts, the court may have good reason to interpret the state and federal constitutions synonymously rather than independently. For example, in State v. Dodd , we found that article I, section 14 was not more protective than the Eighth Amendment when a capital defendant wanted to waive general appellate review in hopes of a speedier execution.
The State argued that Beckett's analysis was based on too small of a data set because she used maximum likelihood estimate procedures, which generally require at least 100 cases to draw from. To the contrary, we agree with Gregory and amici that the concern is inapplicable because Beckett conducted an observational study in which her data set includes all trial reports filed for defendants who underwent a special sentencing procedure from 1981-2014. The data set reflects the population, not a sample.
Additionally, concerns regarding Beckett's coding protocol and data entry have largely been alleviated by the rigorous review process throughout this litigation. Since the coding and data entry are based on the trial judge's qualitative trial report, there will always be some degree of variance or subjectivity when those reports are translated into numerical values. Gregory highlights the more crucial point-the initial regression analysis in the Updated Beckett Report, the regression analysis conducted in response to Commissioner Pierce's interrogatories, and the final regression analysis conducted pursuant to the updated coding protocol all lead to the same conclusion. The subsequent analysis, with corrections, provides even stronger support for the statistical significance of race on the imposition of the death penalty. The State argues that the existence of errors "should give this Court pause." Suppl. Br. of Resp't at 4. Surely we have taken a pause by allowing the State to challenge the Updated Beckett Report and directing Commissioner Pierce to undergo a fact-finding process. We are unpersuaded that the existence of some errors should lead to the conclusion that the rest of the data set is rife with additional errors, especially when professors and social scientist researchers across the field characterize it as a "rigorous and thorough study." Br. of Soc. Scientists & Researchers, at 1.
The most common p-value used for statistical significance is 0.05, but this is not a bright line rule. Commissioner's Report at 57-58. The American Statistical Association (ASA) explains that the " 'mechanical "bright-line" rules (such as "p< 0.05") for justifying scientific claims or conclusions can lead to erroneous beliefs and poor decision making.' " Id. at 58 (quoting Scurich , supra, at 2) " 'A conclusion does not immediately become "true" on one side of the divide and "false" on the other.' " Id. (quoting Ronald L. Wasserstein & Nicole A. Lazar, The ASA's Statement on p-Values: Context, Process, and Purpose, 70 Am. Statistician 129, 131 (2016) ), http://dx.d0i.0rg/10.1080/00031305.2016.1154108.
"Since five Justices wrote separately in support of the judgments in Furman, the holding of the Court may be viewed as that position taken by those Members who concurred in the judgments on the narrowest grounds-Mr. Justice Stewart and Mr. Justice White." Gregg,
Governor Jay Inslee issued a moratorium on capital punishment in 2014. He explained that "[t]he use of the death penalty in this state is unequally applied.... There are too many flaws in the system. And when the ultimate decision is death there is too much at stake to accept an imperfect system.... When the majority of death penalty sentences lead to reversal, the entire system itself must be called into question." Governor Jay Inslee Remarks Announcing a Capital Punishment Moratorium (Feb. 11, 2014), https://www.governor.wa.gov/sites/default/files /documents/20140211_death_penalty_moratorium.pdf [https://perma.cc/U6VX-9FVH]. While a majority of states have capital punishment laws, the annual number of new death sentences has steadily decreased over the last 20 years, from 315 in 1996 to 39 in 2017. Death Penalty Info. Ctr., the Death Penalty in 2017: Year End Report 1 (Jan. 3, 2018), https://deathpenaltyinfo.org/documents/2017YrEnd.pdf [https://perma.cc/YGV4-XLHV]. Nine states have abolished the death penalty since Gregg, and three other governors issued moratoria. Suppl. Br. of Appellant at 31 (citing States with and without the Death Penalty as of November 9, 2016, Death Penalty Info. Ctr. , https://www.deathpenaltyinfo.org/states-and-without-death-penalty [https://perma.cc/8DT6-H7DG] ). Internationally, dozens of countries have abolished capital punishment, including all European Union nations.
Franks v. Delaware ,
Brady v. Maryland ,
Normally, the trial court's rulings would be reviewed under abuse of discretion. A new trial is necessary only when the defendant " 'has been so prejudiced that nothing short of a new trial can insure that the defendant will be treated fairly.' " State v. Hager ,
"[T]he federal [inevitable discovery] doctrine allows admission of illegally obtained evidence if the State can 'establish by a preponderance of the evidence that the information ultimately or inevitably would have been discovered by lawful means.' " Winterstein,
RAP 2.5(a)(3) provides that "[t]he appellate court may refuse to review any claim of error which was not raised in the trial court. However, a party may raise the following claimed errors for the first time in the appellate court: ... manifest error affecting a constitutional right."
Specifically, Gregory asks us to reconsider the following:
a. The trial court improperly excused prospective Juror No. 1 in violation of Witherspoon v. Illinois [,391 U.S. 510 ,88 S.Ct. 1770 ,20 L.Ed.2d 776 (1968) ], Wainwright v. Witt [,469 U.S. 412 ,105 S.Ct. 844 ,83 L.Ed.2d 841 (1985) ], Morgan v. Illinois [,504 U.S. 719 ,112 S.Ct. 2222 ,119 L.Ed.2d 492 (1992) ], [and] the Eighth and Fourteenth Amendments.
b. There was insufficient evidence of premeditation to support a conviction under the Fourteenth Amendment and Jackson v. Virginia [,443 U.S. 307 ,99 S.Ct. 2781 ,61 L.Ed.2d 560 (1979) ].
c. The State's introduction of evidence that Mr. Gregory declined to be tape recorded during an interrogation and his failure to contact Det. [David] DeVault after DeVault left a message for his grandmother violated Mr. Gregory's right to remain silent and due process of law, protected by the Fifth and Fourteenth Amendments.
d. The trial court's exclusion of Mr. Gregory's aunt from the courtroom violated the right of an open and public trial protected by the First, Sixth and Fourteenth Amendments.
e. Prosecutorial misconduct in closing argument-improperly shifting the burden of proof regarding Mike Barth; denigrating defense counsel's cross-examination of John Brown; commenting on Mr. Gregory's right to remain silent for not returning Det. DeVault's calls; and by arguing facts not in evidence and misstating the facts regarding the DNA evidence-deprived Mr. Gregory of due process protected by the Fourteenth Amendment.
f. Cumulative error at the guilt phase violated Mr. Gregory's rights under the Eighth and Fourteenth Amendments.
Opening Br. of Appellant at 278-79 (some citations omitted).
Concurrence Opinion
¶ 49 While I generally concur with the majority's conclusions and its holding invalidating the death penalty, additional state constitutional principles compel this result. While the conclusions contained in the Beckett report
¶ 50 Article I, section 14
¶ 51 In State v. Cross ,
¶ 52 Based on a current review of the administration and processing of capital cases in this state, what is proved is obvious. A death sentence has become more randomly and arbitrarily sought and imposed, and fraught with uncertainty and unreliability, and it fails state constitutional examination.
¶ 53 Before analyzing the experiences evident in the administration of capital sentencing in this state, it is necessary to establish the required constitutional standard of review. Constitutional analysis is determined de novo. Conducting a constitutional interpretation, as is done in death penalty cases, is slightly different than more traditional constitutional review. As explained more specifically, constitutional analysis in death penalty review requires a broad, comparative approach. What this means is that we engage in a systemic view through a broader lens. In death penalty cases, while our statutory proportionality *643review includes a comparability component, the statutory focus is more case specific as it relates to the defendant, his or her crime, and case specific circumstances, and under the statute it directs us to determine "[w]hether the sentence of death is excessive or disproportionate to the penalty imposed in similar cases, considering both the crime and the defendant."
¶ 54 Importantly, under constitutional comparative review, the analysis incorporates an inspection of the entire system of capital sentencing to ensure constitutional requirements are satisfied. Cases from the United States Supreme Court not only establish the required constitutional review but also identify those minimum Eighth Amendment principles that must be satisfied. As noted previously, article I, section 14 can provide no less protection.
¶ 55 Reviewing some of the United States Supreme Court Eighth Amendment cases is helpful in emphasizing constitutional requirements. To begin, the Eighth Amendment case most often cited as establishing a "comparability analysis," i.e., reviewing a specific sentence and comparing that sentence with sentences imposed in other cases, is Weems v. United States ,
¶ 56 An important aspect of Eighth Amendment comparative constitutional review requires this systemic-type analysis. Trop v. Dulles ,
¶ 57 A brief review of how the United States Supreme Court cases have evolved best evidences this standard of review and the factors the Court has identified in its decisions.
¶ 58 In Gregg v. Georgia,
¶ 59 Since Gregg was decided, the United States Supreme Court, in a steady progression of cases, has narrowed its holding and limited the permissible constitutional authority of states to seek the death penalty for specific crimes and for specific defendants. An extensive review is unnecessary; however, *644several cases highlight the reasoning and constitutional requirements.
¶ 60 In Godfrey v. Georgia ,
¶ 61 In Enmund v. Florida ,
In Gregg v. Georgia the [Supreme Court] observed that "[t]he death penalty is said to serve two principal social purposes: retribution and deterrence of capital crimes by prospective offenders." 428 U.S. at 183 [96 S.Ct. 2909 ] (footnote omitted). Unless the death penalty [in a specific case] measurably contributes to one or both of these goals, it "is nothing more than the purposeless and needless imposition of pain and suffering," and hence an unconstitutional punishment. Coker v. Georgia , [433 U.S. 584 , 592,97 S.Ct. 2861 ,53 L.Ed.2d 982 (1977) ].
Enmund,
¶ 62 The United States Supreme Court's constitutional concerns continued to evolve and incorporate this type of inquiry, looking not only to "frequency" among the states' practices but also to identifiable trends.
¶ 63 In Atkins v. Virginia ,
[o]ur independent evaluation of the issue reveals no reason to disagree with the judgment of "the legislatures that have recently addressed the matter" and concluded that death is not a suitable punishment for a mentally retarded criminal. We are not persuaded that the execution of mentally retarded criminals will measurably advance the deterrent or the retributive purpose of the death penalty.
Atkins,
¶ 64 In Roper v. Simmons,
¶ 65 Similar reasoning had supported the Supreme Court's invalidation of the death penalty for rape of an adult woman, Coker v. Georgia ,
¶ 66 More recently, in analyzing mandatory life without possibility of parole sentences for juvenile offenders, the United States Supreme Court declared unconstitutional any such mandatory sentencing scheme for juveniles. In Graham v. Florida,
¶ 67 The lessons these cases teach us is that review of the constitutionality of the death penalty system must analyze the issue in contemporary terms and practices, and the constitutional analysis, at a minimum, must include a systemic determination of randomness, consensus, arbitrariness, frequency, reliability, trends, and penological justifications.
¶ 68 As indicated earlier, the United States Supreme Court cases interpreting the Eighth Amendment guide our state constitutional analysis and cannot be disregarded. Analysis under article I, section 14 must, at a minimum, proceed and apply those same principles. A significant difference when analyzing our state constitution is that we are not constrained by those principles of federalism that limit and guide United States Supreme Court analysis, where the Court considers national trends and practices. An analysis under article I, section 14 focuses on practices, trends, and experiences within our state.
Frequency, Arbitrariness, and Randomness
¶ 69 In order to conduct the article I, section 14 analysis under a similar analytical framework as employed by the United States Supreme Court, it is necessary to review what we know about the administration of our state capital sentencing system.
¶ 70 As referenced earlier in Cross, the dissent raised the concerns in constitutional terms over random, arbitrary, or capricious imposition of a death sentence emphasized in Furman and Cross . In addition to what was analyzed in that opinion, it is important to review what our state's experiences reflected at that time.
¶ 71 Shortly after Cross was decided, the Washington State Bar Association issued a final report of the death penalty subcommittee. See WASH. STATE BAR ASS'N, FINAL REPORT OF THE DEATH PENALTY SUBCOMMITTEE OF THE COMMITTEE ON PUBLIC DEFENSE (Dec. 2006)
¶ 72 The report continues, revealing that of the 30 death sentence cases, 19 were reversed on appellate review and "nearly all have resulted in a sentence of life without the possibility of parole." Final Report at 8. Death sentences, including executions, at that time had arisen in 8 counties out of the 25 counties where death eligible crimes were charged.
*646¶ 73 In Davis,
¶ 74 Since 2006, about 131 additional death eligible aggravated murder cases have been brought. Executions themselves are extremely rare. Since 1987, five executions have occurred, three of which occurred when the defendants waived their right to challenge their convictions and sentences. No executions will take place in the near or foreseeable future based on Governor Jay Inslee's issuance of a reprieve against executions during his tenure.
¶ 75 No death penalties have been imposed since 2011. Currently, no pending prosecutions seeking the death penalty exist. During that same time, dozens, if not tens of dozens, of aggravated murder prosecutions have occurred. Since 2000, only three county prosecutors have filed death notices, and in two counties, death was imposed: Snohomish County in State v. Scherf (No. 95-1-02242-2) and King County in State v. Schierman (No. 06-1-06563-4). Apparently, based on many reasons, seeking the death penalty is not an option in the other 36 counties. Where a crime is committed is the deciding factor, and not the facts or the defendant.
¶ 76 The phrase often used where such infrequency is concerned is "the odds are similar to lightning striking an individual." This presents constitutional problems.
¶ 77 As is also revealed in the Final Report of 2006, approximately 300 aggravated murder convictions have been entered since 1981. Of this group, about 270 were death eligible. In about 80 cases, the prosecutor filed the death notice, and in about 30 cases, the jury imposed death. Five executions have taken place. Of the remaining cases, 19 were reversed on appeal and, on remand, the defendants were sentenced to life without parole (leaving 6 out of approximately 300).
¶ 78 Based on this report and what additional information we now have, it cannot be said that trials resulting in death sentences are reliable. Where the vast majority of death sentences are reversed on appeal and ultimately result in life without parole, reliability and confidence in the process evaporates.
¶ 79 What this systemic analysis discloses is clear. Since the opinions in Cross, and again in Davis, were filed, we know more about the administration of capital cases today. Importantly, a much more complete set of trial court reports exists. We also have death penalty prosecutions where the penalty was not imposed and others where the notice was withdrawn or never filed. We also have the governor's "reprieve," effectively halting executions for the foreseeable future. In the majority of our 39 counties, no death penalty has ever been sought. The current death row population arose from just 6 counties.
¶ 80 The trend is apparent and the indication clear that fewer county prosecutors elect to file a death notice. The death penalty simply does not exist as an option in the majority of the state's counties.
¶ 81 The concerns expressed in the dissents in Cross and Davis have grown and expanded. The number of counties where a death penalty prosecution is an option has been narrowed to, at most, three and may have currently been abandoned altogether by all counties.
¶ 82 The delay inherent in death sentence cases raises additional concerns, although much of the delay is a result of court review procedures. For example, Cal Brown, the most recent execution in 2010, committed his crime in 1991. Excepting the cases involving Schierman and Scherf, all other death row crimes arose in the 1990s. The governor's action means no executions will occur in the foreseeable future. Where such delay exists, penological purposes in a death sentence are diminished. We often say, "Justice delayed is justice denied," especially for the victims' surviving family. The unfortunate result of delay diminishes whatever sense of justice is *647provided through an execution. As quoted earlier, the United States Supreme Court has recognized that where penological purposes cease to be promoted, the constitutional concerns expand.
¶ 83 Based on a review of the administration of death penalty cases, constitutional flaws have now become obvious. Under article I, section 14 of our state constitution, where a system exists permeated with arbitrary decision-making, random imposition of the death penalty, unreliability, geographic rarity, and excessive delays, such a system cannot constitutionally stand. The combination of these flaws in the system support our conclusion that the death penalty is unconstitutional. Although this analysis applies the constitutional principles analysis and requirements established by the United States Supreme Court, as it must, this analysis and conclusion rests on adequate and independent state constitutional principles. See Michigan v. Long ,
Owens, J.
Madsen, J.
Stephens, J.
Katherine Beckett & Heather Evans, The Role of Race in Washington State Capital Sentencing , 1981-2014 (Oct. 13, 2014) [https://perma.cc/XPS2-74TR].
"EXCESSIVE BAIL, FINES AND PUNISHMENTS. Excessive bail shall not be required, excessive fines imposed, nor cruel punishment inflicted."
"BAILS, FINES, AND PUNISHMENTS. Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted."
RCW 10.95.130(2)(b).
Furman v. Georgia ,
https://www.wsba.org/docs/default-source/legal-community/committees/council-onpublic-defense/death-penalty-report.pdf?sfvrsn=120301f1_14 [https://perma.cc/S6C2-MUJK].
Report of Trial Judge (TR) 194 (Covell Thomas); TR 216 (Allen Gregory); TR 220 (Dayva Cross); TR 251 (Robert Yates Jr.); TR 303 (Conner Schierman).
