STATE of Wisconsin, Plaintiff-Respondent, v. Calvin GREGORY, Defendant-Appellant.†
No. 00-0961-CR
Court of Appeals
Submitted on briefs December 7, 2000.—Decided April 5, 2001.
2001 WI App 107 | 630 N.W.2d 711
†Petition to review denied.
Before Vergeront, Roggensack and Deininger, JJ.
¶ 1. ROGGENSACK, J. Because the circuit court‘s finding that Calvin Gregory failed to prove the prosecutor‘s use of a peremptory strike to remove a juror was an act of purposeful racial discrimination is not clearly erroneous, we affirm the judgment.
BACKGROUND
¶ 2. Gregory was charged with possession of heroin with intent to deliver, within 1,000 feet of a school, as a repeater; the operation of a drug house, as a repeater; possession of cocaine, as a repeater; and felony bail jumping, as a repeater. After the jury was selected, but before its members were sworn, Gregory, who is African-American, challenged the prosecutor‘s use of a peremptory strike to remove the sole African-American juror, Dondre Eugene Bell. The circuit court immediately held a hearing on Gregory‘s challenge. Counsel for Gregory accused the prosecutor of using a peremptory challenge to remove all African-Americans from the jury, and the State gave its reasons for the strike. Thereafter, the circuit court found that Gregory had not proved the State‘s removal of Bell was racially motivated.1 The jury was recalled and sworn.
¶ 4. On hearing Gregory‘s postconviction motions, the circuit court agreed with the State and declined to hold a postconviction evidentiary hearing. Instead, it reviewed the record made during voir dire and the State‘s responses at the Batson hearing. It also allowed the parties to file written proffers of evidence showing what they would have sought to prove if an evidentiary hearing had been held.3 The circuit court reaffirmed its finding that Gregory had not made a successful Batson challenge, and this appeal followed.
DISCUSSION
Standard of Review.
¶ 5. We review the circuit court‘s finding of whether the prosecutor had the discriminatory intent necessary to support a challenge under Batson v. Kentucky, 476 U.S. 79 (1986), as a finding of historic fact, which we will not overturn unless it is clearly erroneous. Hernandez v. New York, 500 U.S. 352, 369 (1991).
Batson Challenge.
¶ 6. It is a violation of a defendant‘s right to equal protection of the law for the State to use a peremptory challenge to remove a potential juror from the venire solely because of race. Batson, 476 U.S. at 84. A defendant‘s challenge to the State‘s use of peremptory strikes to deliberately remove jurors from the venire because of race was initially addressed by the United States Supreme Court in Swain v. Alabama, 380 U.S. 202 (1965), where the Court held that systematic exclusion violated African-American defendants’ rights to equal protection of the law.4 Id. at 223. Batson expanded the holding of Swain because it concluded that an individual defendant is denied equal protection of the law when the State uses peremptory challenges to purposefully exclude potential jurors from the petit jury for that defendant solely because they are members of the same race as the defendant. Batson, 476 U.S. at 84.
¶ 8. Once a defendant has made a prima facie case, then the burden shifts to the State to refute the
¶ 9. At the hearing outside of the presence of the jury, and without ruling whether Gregory had made a prima facie case under Batson of purposeful discrimination, the court asked the prosecutor to explain why he struck Bell.6 The prosecutor said that he had several reasons: First, he had asked whether any juror had “police come to their residence for any type of complaint or to make an arrest or what have you.” Bell responded, “They came to our office before to check out they had a burglary.” He mentioned nothing about any police contacts at his residence. However, the prosecutor had received information from another assistant district attorney that police had responded to 1216
¶ 10. After hearing this explanation, counsel for Gregory said he could not refute the prosecutor‘s statements, as some of his reasons were not part of the record. However, he did not seek a brief adjournment to verify any of the prosecutor‘s factual assertions. Accordingly, without determining whether a prima facie case had been made in the first instance, the court found that based on the record before it, Gregory‘s Batson challenge must be denied because Gregory had not
¶ 11. In motions after verdict, Gregory resumed his Batson challenge and requested an evidentiary hearing, for which he made sizeable proffers of evidence which he argued showed: that Bell was unaware of all the police contacts at his residence; that Bell was unrelated to Christopher Bell; and that Bell had answered the questions during voir dire truthfully. The circuit court determined that an evidentiary hearing was unnecessary and that the Batson challenge had to be decided based on what the prosecutor believed when he struck Bell. We agree with the circuit court.
¶ 12. Batson requires that jurors not be struck because they are African-Americans. Id. at 84. It does not require that African-American defendants have African-American jurors. See Walker, 154 Wis. 2d at 174 n.7, 453 N.W.2d at 133 n.7. Here, the prosecutor listed numerous racially neutral reasons specifically related to Gregory‘s trial: (1) his concern about Bell‘s truthfulness in answering questions during voir dire, (2) family members who had some relationship to cocaine, a drug Gregory was accused of possessing, (3) close proximity to the alleged drug house,8 and (4) a concern that the uncle to whom Bell referred could have been recently arrested for significant involvement with drug trafficking. While it is true that the prosecutor did not verify much of the
¶ 13. Courts have routinely held that striking a juror because he or she lived in close proximity to some witness or evidence in the case to be tried is a race-neutral reason. United States v. Briscoe, 896 F.2d 1476, 1488-89 (7th Cir. 1990) (removal of an African-American venireperson who lived near two witnesses was race-neutral); United States v. Williams, 936 F.2d 1243, 1247 (11th Cir. 1991) (collecting cases upholding peremptory challenges based on geographical relationship between facts of the case to be tried and the venireperson). Courts also have upheld peremptory strikes based on a familial relationship to individuals involved in the criminal justice system. United States v. Johnson, 941 F.2d 1102, 1109 (10th Cir. 1991) (upholding strike of an African-American juror because family member was convicted of a crime and family history suggested disregard for the law); United States v. Bennett, 928 F.2d 1548, 1551 (11th Cir. 1991) (strike upheld due to prior family involvement with drug-related offenses). Accordingly, we conclude that the circuit court‘s finding that Gregory had failed to show that the prosecutor excluded Bell from the jury because both he and Gregory are African-Americans is not clearly erroneous.
¶ 14. Additionally, we also conclude that a postconviction evidentiary hearing was properly denied because a circuit court‘s decision on a Batson challenge must be made before the jury is sworn. Furthermore, none of the proffers provided proof that was relevant to the prosecutor‘s intent when he struck Bell. For exam-
CONCLUSION
¶ 15. Because the circuit court‘s finding that Gregory failed to prove the prosecutor‘s use of a peremptory strike to remove a juror was an act of purposeful racial discrimination is not clearly erroneous, we affirm the judgment of the circuit court.
By the Court.—Judgment affirmed.
¶ 16. VERGERONT, J. (dissenting). I conclude that the trial court erred in its application of the Batson analysis. I do not agree with the majority that defense counsel waived the right to object to the prosecutor‘s proffered reasons for using a peremptory strike to remove Dondre Bell by not requesting an adjournment, nor do I agree that an evidentiary hearing is not required. Therefore, I would remand for an evidentiary hearing.
¶ 17. During voir dire, the prosecutor asked the potential jurors whether any had used a controlled substance such as marijuana, cocaine, or heroin. Seven answered they had used marijuana, ranging from twenty years ago to two years ago, and all seven said there was nothing about that fact that would make them unable to be a fair juror. The prosecutor then asked whether the family members of any potential jurors had used a controlled substance. Bell answered that his uncle had used cocaine approximately seven years ago; another potential juror answered that his brother used cocaine fourteen or fifteen years ago; and four answered that relatives had used marijuana between ten and twenty years ago. Five of these six persons, including Bell, said there was nothing about this that would make them unable to be a fair juror;
¶ 18. After asking whether any potential juror had been arrested for any reason (one had, not Bell), the prosecutor asked whether a close family member had been arrested for any type of criminal offense. Four potential jurors, not including Bell, answered in the affirmative. When the prosecutor asked whether the police had come to the residence of any other potential juror for “any type of complaint or to make an arrest or what have you?” Bell answered: “They came to our office before to check out they had a burglary,”1 and he said he was satisfied with the way the police handled the complaint. Seven other potential jurors related visits to their homes by police officers for various reasons—noise complaints, a domestic dispute, vandalism to a juror‘s home, and burglary or theft of a juror‘s residence or possessions. Six of these seven potential jurors were satisfied with the police response; one was not but apparently indicated no to the question of whether anything about that incident would lead her to be unable to be fair.
¶ 19. Defense counsel began by asking the potential jurors if any lived near 1604 Wisconsin in Beloit. Bell answered yes and gave his address as “1200.”2 In response to a follow-up question, Bell said that nothing
¶ 20. After defense counsel completed his questions and the attorneys made their peremptory strikes, defense counsel made a motion that was heard in chambers. This is the record of that hearing:
[DEFENSE COUNSEL]: Your Honor, I believe that my client is entitled to a jury of his peers. There was one black person in the jury panel. [The prosecutor] struck that person. Under Batson, [the prosecutor] has to have a nondiscriminatory reason for having struck him, and I would request that he show cause as to why he did so.
THE COURT: Well, as I recall the juror‘s answers he said that the police had been to the premises on one occasion and he felt he was treated fairly and then he also responded that he lives on Wisconsin Avenue at an address not far from the premises that are the premises described in the information in this case. What‘s your reason for striking him, Mr. District Attorney?
[THE PROSECUTOR]: Your Honor, the court presided over the trial yesterday involving State versus Nancy Lamon where the State also struck Mr. Bell and Miss Dabson Bollendorf provided various reasons why Mr. Bell was struck by the State. And I would just reiterate those reasons as she relayed them to me prior to the jury selection. First of all, a record check of 1604 Wisconsin indicated that there had been numerous—strike that. A record check of Mr. Bell‘s residence indicated that there had been
numerous police contacts at that residence. Clearly I believe Mr. Bell was not being truthful when he indicated that there was only one police contact at the residence and that was for a complaint of burglary. Miss Dabson Bollendorf also informed me that among the police contacts at Mr. Bell‘s residence included a complaint of cocaine dealing. And that is consistent with Mr. Bell‘s statement that his uncle had been arrested for cocaine, some type of cocaine offense. And given the fact that Mr. Bell‘s—given Mr. Bell‘s last name I have very strong reason to believe that the uncle that Mr. Bell referred to was Christopher Bell which was—who was arrested by the federal government in one of the largest cocaine dealing rings in Rock County. Given that, the fact that he does live close to the defendant‘s residence and as I indicated my belief that he was not being truthful in response to my questions regarding police contacts at the residence and prior arrests and convictions of family relatives, I believe I had more than an ample non-racial basis to strike Mr. Bell.
THE COURT: [Defense counsel]?
[DEFENSE COUNSEL]: Your Honor, I can‘t refute what [the prosecutor] is saying. A lot of what he‘s saying is beyond the record. I wasn‘t here yesterday. I have no idea what happened during the trial. I guess—
THE COURT: Well, that‘s the problem I have, [the prosecutor]. I have to do it on the record you make.
[THE PROSECUTOR]: And I am making the record based upon the information that Miss Dabson Bollendorf informed me and as an officer of the court I believe I certainly can rely on her statements to me as to why she struck Mr. Bell and rely on that
information as being reliable in making my determination as to whether or not to strike a juror.
THE COURT: And he did testify today that there had been an arrest made for cocaine violation at the premises when he was there, did he not?
[THE PROSECUTOR]: I believe that he testified that his uncle had been arrested for cocaine.
[DEFENSE COUNSEL]: I had not personally—
THE COURT: Not he but this had been an arrest made at the premises of his uncle. Well, I think that satisfies the law as it now exists, [defense counsel]. So I will deny your motion. You have exception. And I can give you no more.
[DEFENSE COUNSEL]: Thank you.
THE COURT: Okay.
¶ 21. Although the trial court did not rule that Gregory had made a prima facie showing that the State acted with discriminatory intent, it appears the court concluded Gregory had done so because it proceeded to the second step and asked the prosecutor to explain his peremptory strike. The State does not argue on appeal that we may affirm on the alternative ground that Gregory did not make a prima facie showing, and I take this to be a recognition that the record of the voir dire supports such a showing. Moreover, I conclude that the relevant circumstances as revealed on the record of the voir dire do raise an inference of discrimination, thus satisfying the test for a prima facie showing. State v. Walker, 154 Wis. 2d 158, 172-73, 453 N.W.2d 127 (1990). Although, as the majority points out, the striking of the only African-American juror does not automatically constitute a prima facie showing, id. at 174 n.7, that fact, together with the fact that none of
¶ 22. Considering next the trial court‘s ruling on the second step—whether the State met its burden to come forward with a race-neutral reason for the strike—it is evident that the trial court determined the prosecutor had met this burden. The difficulty here, however, is that what the trial court apparently considered as the race-neutral reason—that there had been an arrest of Bell‘s uncle for cocaine at his uncle‘s premises—was not what the prosecutor stated as his reasons and also was an incorrect statement of Bell‘s answer on voir dire. The prosecutor‘s stated reasons were based in large part on information he had from sources other than the voir dire, which led him to believe Bell was not being truthful and that his family members were more involved in cocaine than Bell had revealed. It appears the trial court may have thought it could not consider reasons that were not part of the record and therefore focused on what the court recalled as one of Bell‘s answers on voir dire—that “there had been an arrest for cocaine at the premises when he was there.” However, this was not a correct statement of Bell‘s response on voir dire, and the prosecutor‘s correction of this statement also was not correct—the prosecutor‘s question to which Bell answered, “Uncle. Cocaine,” was whether any family members had used a controlled substance. Bell did not respond, as did other potential jurors, when asked if close family members had been arrested, and he said nothing about the premises of his uncle.
¶ 23. We defer to the trial court‘s determination at each of the three Batson steps, reversing only if the
¶ 24. Turning to the third step, it appears the trial court did not distinguish between the second and third steps of the Batson analysis. Rather, it appears that, having determined the State had met its burden on the second step, the court immediately denied the motion, implicitly deciding Gregory had not met his burden of establishing purposeful discrimination—for example, by showing that the prosecutor‘s explanation was a pretext. See Walker, 154 Wis. 2d at 176 n.11. However, the third step in the Batson analysis is not satisfied by a conclusory statement that the prosecutor‘s explanation is race-neutral. Jordan v. Lefevre, 206 F.3d 196, 200 (2nd Cir. 2000). At the third step, the trial court has the duty to determine if the defendant has established purposeful discrimination. Batson v. Kentucky, 476 U.S. 79, 98 (1986). The duty of assessing the credibility of the prosecutor‘s race-neutral reasons embodies the “decisive question” in the Batson analysis, Hernandez v. New York, 500 U.S. 352, 365 (1991), and requires the trial court to consider all the facts and circumstances. Jordan, 206 F.3d at 200.
¶ 25. In this case the prosecutor‘s explanation for the challenged strike was based on information about Bell beyond that produced in voir dire. I conclude the prosecutor may rely on information that is not produced in voir dire, and, when that occurs, the trial court should decide at the second step whether that explanation is race-neutral. If the trial court decides that it is, I conclude that at the third step the defendant is entitled
¶ 26. I also do not agree with the majority that affirmance is appropriate because defense counsel did not request an adjournment in order to obtain the additional information that the prosecutor stated was the basis for the strike. Defense counsel did, immediately after hearing the prosecutor‘s explanation, state that it was based on matters not of record. Defense counsel may have intended to ask for an adjournment when the trial court interrupted to say to the prosecutor “I have to do it on the record you make.” When the trial court then focused on what it believed Bell said in voir dire, defense counsel‘s response was again interrupted by the court in a manner conveying the court did not wish further argument. Moreover, the court did not separately consider the third step in the Batson analysis, which is the point at which a request for an adjourn-
¶ 27. When a trial court has not engaged in the required analysis in response to a Batson challenge and the record does not permit review by this court as a matter of law, the proper remedy is a remand to allow that to occur. See, e.g., Jordan, 206 F.3d at 201-02; State v. Donaghy, 769 A.2d 10 (Vt. 2000). In my view, at the postconviction hearing the trial court adequately addressed the prosecutor‘s stated reasons for the strike (that is, the information he was relying on that was not produced at voir dire) and determined they were race-neutral, and I conclude that determination is not clearly erroneous. Therefore, there is no need for a remand to address the second step.
¶ 28. However, I do not agree with the majority that the offer of proof made at the postconviction hearing shows no evidence relevant to the third step. I do agree that the focus in proving that the reasons given by the prosecutor are pretextual is on what the prosecutor knew about the potential juror when he or she made the strike; therefore, the accuracy of what the prosecutor knew is not necessarily relevant. Because I am writing in dissent, I do not analyze in detail what evidence Gregory would be allowed to present at an evidentiary hearing. However, I am persuaded that at least some of the material submitted by way of offer of proof is relevant to the prosecutor‘s intent.
¶ 29. For example, the reports of visits by law enforcement personnel to 1216 Wisconsin Avenue, upon which the prosecutor apparently relied,3 do not
¶ 30. Were I writing for the majority, I would remand to allow the trial court to conduct a hearing at which Gregory would have the opportunity to establish that the prosecutor‘s stated reasons were a pretext for purposeful discrimination based on race and the trial court could then engage in the analysis required at the third Batson step. If the court determined that there were no purposeful discrimination based on race, it would affirm Gregory‘s conviction. If it determined that there were purposeful discrimination, the required remedy would be a reversal of the conviction and a new trial. King, 215 Wis. 2d at 309.
