216 Conn. 282 | Conn. | 1990
Lead Opinion
The defendant, Brian R. Greco, was charged in a substitute information with the crimes of felony murder in violation of General Statutes § 553L-54C,
The defendant pleaded not guilty to all three counts of the substitute information and elected to be tried by a jury. He thereafter filed a motion to dismiss the first degree robbery count and the first degree burglary count pursuant to Practice Book § 815 (4).
Subsequently, the defendant changed his plea on all three counts to guilty pursuant to the doctrine of North Carolina v. Alford, 400 U.S. 25, 91 S. Ct. 160, 27 L. Ed. 2d 162 (1970). Prior to accepting the defendant’s plea, the trial court, Damiani, J., provided the following information to the defendant pursuant to Practice Book § 711:
Before the court accepted his guilty plea the defendant argued that, assuming the validity of his claim that the double jeopardy clause barred punishing him for both felony murder and the predicate offenses, the maximum possible prison term from consecutive sentences was sixty years. The defendant claimed that the uncertain status of his double jeopardy claim and its impact on his possible maximum sentence raised a question as to whether his guilty plea could knowingly be made under such circumstances. The trial court told the defendant that the double jeopardy issue would not be preserved if the defendant were to plead guilty and that he would have to go to trial if he wished to litigate that issue. The defendant rejected this offer and the trial court accepted his guilty plea after finding that it was made voluntarily and with the assistance of counsel.
The defendant subsequently filed a motion to withdraw his guilty plea, claiming that his plea was taken
The court, as it had previously indicated, then sentenced the defendant to fifty years imprisonment on the felony murder count, and concurrent ten year sentences on both the first degree robbery count and the first degree burglary count. The defendant appealed the trial court’s denial of his motion to withdraw his guilty plea to this court pursuant to General Statutes § 51-199 (b) (3).
The defendant claims that he should have been allowed to withdraw his guilty plea under Practice Book W 720 and 721.
The defendant conceded at oral argument that the success of his claim that his guilty plea was involuntary and was accepted without substantial compliance with § 711 (2) and (4) is dependent upon our agreement with his double jeopardy argument. Because we find that the double jeopardy clause would not bar the court from imposing consecutive sentences upon the defendant for the felony murder conviction and for the first
The double jeopardy clause of the fifth amendment to the United States constitution provides: “[N]or shall any person be subject for the same offense to be twice put in jeopardy of life or limb.” The double jeopardy clause is applicable to the states through the due process clause of the fourteenth amendment. Benton v. Maryland, 395 U.S. 784, 794, 89 S. Ct. 2056, 23 L. Ed. 2d 707 (1969); State v. Lonergan, 213 Conn. 74, 78, 566 A.2d 677 (1989), cert. denied, U.S. , 110
The defendant’s claim that the maximum possible prison sentence was sixty years involves that aspect of double jeopardy analysis that protects against multiple punishments for the same offense in a single trial. “With respect to cumulative sentences imposed in a single trial, the Double Jeopardy Clause does no more than prevent the sentencing court from prescribing greater punishment than the legislature intended.” Missouri v. Hunter, 459 U.S. 359, 366, 103 S. Ct. 673, 74 L. Ed. 2d 535 (1983); Garrett v. United States, 471 U.S. 773, 793, 105 S. Ct. 2407, 85 L. Ed. 2d 764 (1985); Albernaz v. United States, 450 U.S. 333, 344, 101 S. Ct. 1137, 67 L. Ed. 2d 275 (1981); State v. Couture, 194 Conn. 530, 566, 482 A.2d 300 (1984), cert. denied, 469 U.S. 1192, 105 S. Ct. 967, 83 L. Ed. 2d 971 (1985). “[T]he role of the constitutional guarantee [against double jeopardy] is limited to assuring that the court does not exceed its legislative authorization by imposing multiple punishments for the same offense.” Brown v. Ohio, supra, 165. “The issue, though essentially constitutional, becomes one of statutory construction.” State v. Rawls, 198 Conn. 111, 120, 502 A.2d 374 (1985); State v. Madera, 198 Conn. 92, 109, 503 A.2d 136 (1985).
“ ‘ “Double jeopardy analysis in the context of a single trial is a two-step process. First, the charges must arise out of the same act or transaction. Second, it must be determined whether the charged crimes are the
The traditional approach to analyzing whether two offenses constitute the same offense was set forth in Blockburger v. United States, 284 U.S. 299, 52 S. Ct. 180, 76 L. Ed. 306 (1932). “[Wjhere the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.” Id., 304; State v. John, supra, 695. “ Tn conducting this inquiry, we look only to the relevant statutes, the information, and the bill of particulars, not to the evidence presented at trial.’ State v. Wright, 197 Conn. 588, 593, 500 A.2d 547 (1985).” State v. John, supra, 695.
Applying the Blockburger test to this case, we conclude that first degree robbery and first degree burglary constitute the same offense as felony murder under that test, where the felony murder count alleges “robbery and burglary” as the predicate offenses. This conclusion is dictated by our decision in State v. Morin, 180 Conn. 599, 601-605, 430 A.2d 1297 (1980), where we concluded that first degree robbery and first degree burglary are lesser included offenses of felony murder.
The felony murder indictment in State v. Morin, supra, 602, alleged that the defendant “did commit a
The application of the Blockburger test, however, does not end our analysis of the double jeopardy issue. “[T]he Blockburger rule is not controlling when the legislative intent is clear from the face of the statute or the legislative history.” Garrett v. United States, supra, 779; Missouri v. Hunter, supra, 368; Albernaz v. United States, supra, 340; Whalen v. United States, 445 U.S. 684, 691-92, 100 S. Ct. 1432, 63 L. Ed. 2d 715 (1980); State v. John, supra, 695-97; State v. Delgado, 19 Conn. App. 245, 251-52, 562 A.2d 539 (1989).
The language of General Statutes § 53a-54c, the felony murder statute, and the related penalty provi
*294 “(c) Murder is punishable as a class A felony in accordance with subdivision (2) of section 53a-35a unless it is a capital felony.”
“[General Statutes] Sec. 53a-35a. imprisonment for any felony committed ON OR AFTER JULY 1, 1981: DEFINITE SENTENCES; TERMS AUTHORIZED. For any felony committed on or after July 1, 1981, the sentence of imprisonment shall be a definite sentence and the term shall be fixed by the court as follows: (1) For a capital felony, a term of life imprisonment without the possibility of release unless a sentence of death is imposed in accordance with section 53a-46a; (2) for the class A felony of murder, a term not less than twenty-five years nor more than life; (3) for a class A felony other than murder, a term not less than ten years nor more than twenty-five years; (4) for a class B felony, a term not less than one year nor more than twenty years, except that for a conviction under section 53a-55a, 53a-59 (a) (1), 53a-59a, 53a-70a, 53a-94a, 53a-101 (a) (1) or 53a-134 (a) (2), the term shall be not less than five years nor more than twenty years; (5) for a class C felony, a term not less than one year nor more than ten years, except that for a conviction under section 53a-56a, the term shall be not less than three years nor more than ten years; (6) for a class D felony, a term not less than one year nor more than five years, except that for a conviction under section 53a-60b, the term shall be not less than two years nor more than five years, and for a conviction under section 53a-60c, the term shall be not less than three years nor more than five years; (7) for an unclassified felony, a term in accordance with the sentence specified in the section of the general statutes that defines the crime.”
Our conclusion as to the legislature’s intent is also based upon the distinct nature of the interests protected by the felony murder, robbery and burglary statutes. The United States Supreme Court found support for its conclusion that Congress intended multiple punishment for violations of two conspiracy statutes in the fact that the statutes were “directed to separate evils presented by drug trafficking,” namely importation and distribution. Albernaz v. United States, supra, 343. In State v. Couture, supra, 565-66, we employed similar
An obvious purpose of the felony murder statute, or any murder statute, is to protect human life. See id. In contrast, “[t]he basic rationale [of the robbery statutes] is protection against the terror of the forcible taking”; Commission to Revise the Criminal Statutes, Penal Code Comments, Connecticut General Statutes (1971) p.41; while the primary rationale of the crime of burglary is “protection against invasion of premises likely to terrorize occupants.” Commission to Revise the Criminal Statutes, supra, p. 32. Each of these three statutes penalizes a different type of evil. Since the felony murder statute and the underlying felony statutes are designed to address separate evils, they provide clear evidence that the legislature intended multiple punishments. Talancon v. State, 102 Nev. 294, 300, 721 P.2d 764 (1986) (felony murder and robbery with use of a deadly weapon); State v. Blackburn, 694 S.W.2d 934, 937 (Tenn. 1985) (felony murder and assault with intent to commit rape); Birr v. State, supra, 1121 (felony murder and aggravated robbery).
“The legislative history of the felony murder statute, § 53a-54c, indicates that its purpose was to fill an omission in the statutory definition of murder in § 53a-54a. In restoring the concept of felony murder, which had been omitted from the original enactment of the penal code, the legislature intended to specify another manner in which the crime of murder could
On the basis of our examination of the language, structure and legislative history of § 53a-54c, we conclude that the legislature clearly intended multiple punishments for felony murder and the underlying predicate offenses of robbery and burglary.
The trial court’s denial of the defendant’s motion to withdraw his guilty plea is affirmed.
In this opinion Peters, C. J., Glass and Hull, Js., concurred.
“[General Statutes] Sec. 53a-54c. felony murder. A person is guilty of murder when, acting either alone or with one or more persons, he commits or attempts to commit robbery, burglary, kidnapping, sexual assault in the first degree, sexual assault in the first degree with a firearm, sexual assault in the third degree, sexual assaul in the first degree with a firearm, escape in the first degree, or escape in the second degree and, in the course of and in furtherance of such crime or of flight therefrom, he, or another participant, if any, causes the death of a person other than one of the participants, except that in any prosecution under this section, in which the defendant was not the only participant in the underlying crime, it shall be an affirmative defense that the defendant: (A) Did not commit the homicidal act or in any way solicit, request, command, importune, cause or aid the commission thereof; and (B) was not armed with a deadly weapon,
“[General Statutes] Sec. 53a-134. robbery in the first degree; class b felony, (a) A person is guilty of robbery in the first degree when, in the course of the commission of the crime or of immediate flight therefrom, he or another participant in the crime ... (2) is armed with a deadly weapon . . . .”
“[General Statutes] Sec. 53a-101. burglary in the first degree: class B felony, (a) A person is guilty of burglary in the first degree when he enters or remains unlawfully in a building with intent to commit a crime therein and: (1) He is armed with explosives or a deadly weapon or dangerous instrument . . . .”
The felony murder count stated: “ROLAND D. FASANO, Assistant State’s Attorney for the Judicial District of NEW HAVEN accuses BRIAN GRECO of FELONY MURDER and charges that at the Town or City of HAMDEN on or about the 6th day of SEPTEMBER 1988 at approximately midnight, in the area of 388 Howard Drive the said BRIAN GRECO did commit or attempt to commit a robbery of ROBERT BESSINGER and burglary of his residence, and, in the course of and in furtherance of said crimes he, or another participant in the crimes, caused the death of a person other than one of the participants; to wit, ROBERT BESSINGER, all in violation of Section 53a-54c of the General Statutes.”
Practice Book § 815 (4) provides: “[motion to dismiss]—matters to BE RAISED
“The following defenses or objections, if capable of determination without a trial of the general issue, shall, if made prior to trial, be raised by a motion to dismiss the indictment or information ....
“(4) Absence of jurisdiction of the court over the defendant or the subject matter.”
“[Practice Book] Sec. 711. [plea of guilty oe nolo contendere]— —ADVICE TO DEFENDANT
“The judicial authority shall not accept the plea without first addressing the defendant personally and determining that he fully understands:
“(1) The nature of the charge to which the plea is offered;
“(2) The mandatory minimum sentence, if any;
“(3) The fact that the statute for the particular offense does not permit the sentence to be suspended;
“(4) The maximum possible sentence on the charge, including, if there are several charges, the maximum sentence possible from consecutive sentences and including, when applicable, the fact that a different or additional punishment may be authorized by reason of a previous conviction; and
“(5) The fact that he has the right to plead not guilty or to persist in that plea if it has already been made, and the fact that he has the right to be tried by a jury or a judge and that at that trial he has the right to the assistance of counsel, the right to confront and cross-examine witnesses against him, and the right not be compelled to incriminate himself.”
See General Statutes §§ 53a-54c, 53a-54a (c), 53a-35a (2). The trial court told the defendant that under Connecticut law a life sentence is sixty years. See General Statutes § 53a-35b.
The state asserts that imposing consecutive sentences for felony murder and for both of the predicate felonies is not barred by the double jeopardy clause and thus the defendant could have received a sixty year sentence on the felony murder count, twenty years for the first degree robbery count, and twenty years for the first degree burglary count, for a total sentence of one hundred years. The trial court did not explain how it arrived at the eighty year figure for the maximum possible sentence from consecutive terms.
“[General Statutes] Sec. 51-199. jurisdiction. . . .
“(b) The following matters shall be taken directly to the supreme court ... (3) an appeal in any criminal action involving a conviction for a capital felony, class A felony, or other felony, including any persistent offender status, for which the maximum sentence which may be imposed exceeds twenty years . . . .”
“[Practice Book] Sec. 720. [withdrawal of plea]—when allowed
“A defendant may withdraw his plea of guilty or nolo contendere as a
matter of right until the plea has been accepted. After acceptance, the judicial authority shall allow the defendant to withdraw his plea upon proof of one of the grounds in Sec. 721. A defendant may not withdraw his plea after the conclusion of the proceeding at which the sentence was imposed.
“Sec. 721.—grounds
“The grounds for allowing the defendant to withdraw his plea of guilty after acceptance are as follows:
“(1) The plea was accepted without substantial compliance with Sec. 711;
“(2) The plea was involuntary, or it was entered without knowledge of the nature of the charge or without knowledge that the sentence actually imposed could be imposed;
“(4) The plea resulted from the denial of effective assistance of counsel;
“(5) There was no factual basis for the plea; or
“(6) The plea either was not entered by a person authorized to act for a corporate defendant or was not subsequently ratified by a corporate defendant.”
The defendant also asserts that the trial court incorrectly informed him of the mandatory minimum sentence as a basis for his claim that there was not substantial compliance with Practice Book § 711. Since this claim, like the argument concerning the maximum possible sentence, is based on the defendant’s interpretation of the double jeopardy clause, our analysis of the double jeopardy issue will dispose of this claim as well.
On the basis of our rejection of the defendant’s double jeopardy argument, we need not rule on whether the failure of a trial court correctly to inform a defendant of the maximum possible sentence constitutes grounds for withdrawal of a guilty plea under Practice Book § 721 (1) and (2). See State v. Collins, 207 Conn. 590, 595-96, 542 A.2d 1131 (1988) (concluding that the defendant’s unpreserved claim that the trial court improperly accepted his guilty pleas despite the court’s failure to inform him of the mandatory minimum sentence was not reviewable because the defendant could not claim that the total effective sentence he received was any different from the sentence promised in the plea agreement); State v. Wright, 207 Conn. 276, 289, 542 A.2d 299 (1988) (“the trial court’s omission in failing to advise the defendant of the mandatory minimum sentences did not implicate constitutional rights”).
General Statutes § 53a-54a (c) provides: “murder defined, affirmative defenses, evidence of mental condition, classification. . . .
See General Statutes §§ 53a-56a (a), 53a-59a (b), 53a-60a (a), 53a-60b (b), 53a-60c (b), 53a-61a (b), 53a-70a (a), 53a-72b (a), 53a-92a (a), 53a-94a (a), 53a-102a (a), and 53a-103a (a).
Other courts have concluded that the double jeopardy clause does not prohibit punishment for both felony murder and the underlying offense because the legislature intended multiple punishments. See Gillespie v. Ryan, 837 F.2d 628, 630-32 (3d Cir.), cert. denied, 488 U.S. 833, 109 S. Ct. 90, 102 L. Ed. 2d 66 (1988) (consecutive sentences for felony murder and for underlying felony of robbery do not violate double jeopardy clause because state legislature defines each as a separate crime, applying Pennsylvania law in a case involving felony murder and robbery); Deloach v. Wainwright, 777 F.2d 1524, 1525-26 (11th Cir. 1985) (per curiam) (sentences for both felony murder and underlying felony do not violate double jeopardy clause because Florida legislature intended multiple punishments for offenses); State v. Enmund, 476 So. 2d 165, 167 (Fla. 1985) (felony murder and robbery); Talancon v. State, 102 Nev. 294, 297-302, 721 P.2d 764 (1986) (felony murder and robbery with use of a deadly weapon); State v.
Concurrence Opinion
concurring. Although I agree with the result reached by the majority, I disagree with its declaration that “there are no elements of first degree robbery and first degree burglary which are not also elements of felony murder when the felony murder count alleges ‘robbery and burglary’ as the predicate offenses” and its conclusion that “these offenses constitute the ‘same offense’ as the felony murder charge under the Blockburger test.”
The second count of the information charges the defendant with robbery in the first degree by virtue of having robbed the victim while “he or another participant in the crime was armed with a deadly weapon; to wit, a handgun” in violation of General Statutes § 53a-134 (a) (2). Similarly, the third count alleges that the defendant unlawfully entered the victim’s residence, “with intent to commit a crime therein, and he or another participant in the crime was armed with a deadly weapon; to wit, a handgun,” thus committing burglary in the first degree in violation of General Statutes § 53a-101 (a) (1). The first count, charging felony murder in violation of General Statues § 53a-54c, alleges, without reference to any deadly weapon, that the defendant “did commit or attempt to commit a robbery of [the victim] and burglary of his residence, and, in the course of and in furtherance of said crimes he, or another participant in the crimes, caused the death” of the victim.
As the information plainly sets forth three separate offenses, none of which is included in another, the trial court was authorized to impose the maximum sentence provided by each of the three statutes involved, §§ 53a-54c, 53a-134 (a) (2) and 53a-101 (a) (1), for a cumulative total of one hundred years imprisonment, as the majority has concluded. It is unnecessary, therefore, to consider the ground of affirmance upon which the majority relies, that the legislature has manifested an intention to punish each of these offenses separately
Accordingly, I concur in the judgment.
The majority declares that its “conclusion is dictated by our decision in State v. Morin, 180 Conn. 599, 601-605, 430 A.2d 1297 (1980), where we concluded that first degree robbery and first degree burglary are lesser included offenses of felony murder.” In Morin, both the state and the defendant filed requests to charge on first degree robbery and first degree burglary that this court “characterized as a mutual acknowledgment that the allegations of the indictment supported a charge on those crimes as lesser included offenses under State v. Brown, 163 Conn. 52, 61-62, 301 A.2d 547 (1972).” Id., 602 n.4. The court relied upon that mutual understanding and made no independent Blockburger analysis. See Blockburger v. United, States, 284 U.S. 299, 304, 52 S. Ct. 180, 76 L. Ed. 306 (1932). Furthermore, in Morin there were no separate counts alleging use of a deadly weapon in the commission of first degree robbery and first degree burglary, as in the present case, but only a single count indictment for felony murder alleging a robbery and burglary without specifying the manner in which