STATE of Minnesota, Respondent, v. Leonard Allen GRECINGER, Sr., Appellant.
No. C1-95-1596.
Supreme Court of Minnesota.
Sept. 18, 1997.
567 N.W.2d 189
In conclusion, therefore, we hold that the trial court did not err in suppressing evidence of the pistol or Holmes’ statements, and consequently reinstate the trial court‘s order dismissing the charge on the basis of insufficiency of the evidence.
Reversed.
Joanna M. Wiegert, Duluth, for appellant.
Paul Kempainen, Asst. Atty. Gen., St. Paul, Alan Mitchell, St. Louis County Atty., Duluth, for respondent.
OPINION
TOMLJANOVICH, Justice.
Defendant Leonard Allen Grecinger, Sr., was convicted of attempted murder in the second degree and assault in the third degree and was sentenced to 153 months in prison. The court of appeals affirmed this conviction. We must determine whether expert testimony on battered woman syndrome is admissible in the prosecution‘s case-in-chief against an alleged batterer. We affirm the court of appeals. We hold that such testimony properly was admitted in the prosecution‘s case-in-chief under
Grecinger had been in an on-and-off relationship with the victim, Barbara Skoglund,
Skoglund further testified that Grecinger followed her into the bathroom, closed the door, and beat her. Grecinger grabbed her by the hair, threw her to the floor, kicked her, and choked her until she lost consciousness. During this time, Grecinger allegedly told her, “[I]f you leave me, I‘m gonna kill you; if I can‘t have you, *** no one‘s gonna.” When Skoglund regained consciousness, she started screaming for help, and Grecinger choked her again until she lost consciousness. When she regained consciousness a second time, Grecinger demanded that she get on her knees, hug him, and apologize for making him angry. Grecinger then told her to walk out of the bathroom with her head up high without crying or looking at anyone. Grecinger followed Skoglund outside and told her to get on his motorcycle. Skoglund started to run away from Grecinger, but he caught her and dragged her back over the dirt road to his motorcycle. Again, he told her to get on the motorcycle. She complied, and they drove off.
Skoglund testified that during the motorcycle ride, Grecinger slapped her in the face. Upon arriving at Grecinger‘s house, Skoglund broke away and ran down the street, screaming for help. Two women stopped and let her into their car.1 Skoglund asked them to take her to the home of her friend, Char Copiskey, where she spent the night. The next morning, Copiskey suggested that they go to the Battered Women‘s Coalition (“Coalition“). At the Coalition, pictures were taken of Skoglund. Skoglund was then taken to the emergency room because she was fading in and out of consciousness.
Skoglund was admitted to the hospital under an assumed name out of concern for her safety, and she remained there for five days. She suffered from numerous injuries, including swelling and bruising around both eyes; a fracture in her left orbital bone; bleeding in her right eye; bruising and abrasions on her face, ear, and neck; a swollen lip; swelling around her vocal cords consistent with choking; bruising and swelling on her shoulders, chest, arms, and legs; an abrasion on her abdomen; and a tender scalp.2
Two law enforcement officers visited Skoglund in the hospital and tried to get a statement from her. Initially, Skoglund refused to talk to them because she did not want to involve the police; however, after being assured that Grecinger would not be arrested except upon her request, she agreed to give a statement. She told one of the officers that the night before the party, Grecinger had choked her until she passed out, and that at the party, he followed her into the bathroom, where he threw her to the floor, slapped her, and again choked her into unconsciousness. When she gave the statement to police, Skoglund asked them not to press charges against Grecinger at that time.
Skoglund also testified that while she was in the hospital, Copiskey brought her a letter from Grecinger in which he apologized for what he did and asked that she speak with him. When Skoglund called Grecinger, he
Skoglund testified that she went back to the Coalition after leaving the hospital to retrieve the pictures that were taken of her. She then gave the pictures to one of her sisters for safekeeping.3 A few weeks later, Skoglund resumed her relationship with Grecinger, after he told her that he had stomach cancer and would not live much longer. At Grecinger‘s insistence, Skoglund called the sheriff‘s department and recanted, claiming that her injuries actually had been inflicted by two unknown men who assaulted her when she left the party.4
In her testimony, Skoglund admitted that she lied to some people about the cause of her injuries because she was afraid of Grecinger.5 However, Skoglund also testified that she had previously identified Grecinger as her assailant to others, including Copiskey, a police investigator, a worker from the Coalition, and two of her sisters.6 On several occasions in 1992 and 1993, Skoglund petitioned for orders for protection against Grecinger; however, she either sought to have the petitions dismissed or failed to follow through on them, because she feared that Grecinger would harm her.7 Finally, in June 1994, Skoglund sought to reopen the investigation against Grecinger for the alleged September 1991 assault, because she was afraid he was going to kill her.
When Grecinger took the stand, his version of events drastically differed from Skoglund‘s. Grecinger testified that the day before the memorial run, he told Skoglund he did not want her to accompany him to the run because she often embarrassed him in public. Grecinger denied that he was physically violent toward Skoglund that day.
Grecinger testified that at the party following the memorial run, a woman was sitting on his lap when Skoglund walked into the kitchen, grabbed the woman by her hair, and pulled her off of him. Although Grecinger tried to break up the fight, Skoglund wound up with her shirt torn, hair pulled out, scratches on her face, and a bloody lip. After fighting with the woman, Skoglund grabbed Grecinger by his hair and dragged him to the bathroom. According to Grecinger, Skoglund “went completely bananas” in the bathroom and kicked the toilet seat off the toilet, hit him with the toilet tank cover, and ripped the medicine cabinet off the wall. Skoglund then asked him to hug her and tell her he loved her. Grecinger denied hitting or choking Skoglund in the bathroom and maintained that he only tried to prevent her from hurting him and herself.
Grecinger testified that they then left the party to go home. As they neared his house, Skoglund jumped off the motorcycle and started running. Grecinger ran after her out of concern for her, but gave up after she jumped into a car with two men whom he believed she knew.
To support this testimony, numerous friends of Grecinger‘s testified that they did not witness any violence between Grecinger and Skoglund at the party. Several defense witnesses also corroborated Grecinger‘s testimony that Skoglund got into a fight with another woman at that party. The defense also attacked Skoglund‘s credibility, suggesting that the three-year gap between the time the incident occurred and the time Skoglund pursued prosecution demonstrated that she was not credible. For instance, during opening statements, Grecinger‘s attorney stated that for nearly three years, Skoglund had used the alleged incident to control Grecinger. Furthermore, Grecinger‘s attorney
In response to the defense‘s attack on Skoglund‘s credibility, the prosecution sought to introduce expert testimony on battered woman syndrome. The court admitted the expert testimony over Grecinger‘s objection. As foundation for the expert testimony, a psychologist testified that she first treated Skoglund in October 1992. The psychologist testified that Skoglund reported symptoms of anxiety stemming from a physically abusive episode with her boyfriend one year earlier. The psychologist subsequently diagnosed Skoglund as suffering from posttraumatic stress disorder.
After Skoglund and the psychologist who treated her had testified, an expert witness testified regarding battered woman syndrome, which she described as a subset of posttraumatic stress disorder. The expert further testified that the symptoms of a woman suffering from battered woman syndrome can include feelings of terror, acceptance of blame for the battering, a negative self-image, isolation, denial or minimization of the abuse, and depression. She explained that many battered women do not report the abuse out of fear for their safety, denial of the abuse, fear that no one will listen, or hope that the batterer will change.
The jury convicted Grecinger of attempted murder in the second degree and assault in the third degree, and he was sentenced to 153 months in prison. On appeal to the court of appeals, Grecinger argued that the expert testimony should have been excluded because it was irrelevant and lacked proper foundation. The court of appeals affirmed Grecinger‘s conviction, holding that expert testimony on battered woman syndrome was properly admitted because it helped the jury understand the delay in reporting and the inconsistencies in the victim‘s testimony. On appeal to this court, Grecinger argues that the expert testimony was improperly admitted, because it was not helpful to the jury and because it was merely duplicative of other witnesses’ testimony about the reasons for the delayed prosecution.8
We note at the outset that traditionally we have proceeded with great caution when admitting testimony of expert witnesses, especially in criminal cases. An expert with special knowledge has the potential to influence a jury unduly. Special care must be taken by the trial judge to ensure that the defendant‘s presumption of innocence does not get lost in the flurry of expert testimony and, more importantly, that the responsibility for judging credibility and the facts remains with the jury. Thus, the court must ascertain whether such testimony is relevant, see
Under
Although the prosecutor asserted only that battered woman syndrome testimony was being offered to explain the delay in prosecution, such testimony arguably was responsive to other attacks against Skoglund‘s credibility. For instance, Grecinger‘s attorney stated that Skoglund was a liar because of the various stories she had told to explain her injuries. Furthermore, Grecinger‘s attorney questioned Skoglund about why she returned to her relationship with Grecinger after the alleged assault, and why she recanted statements she had made when seeking an order for protection against Grecinger.
Having concluded that expert testimony about battered woman syndrome could properly be admitted to rehabilitate Skoglund‘s credibility under
The question raised by this case is under what circumstances our holding in Hennum should be extended to allow for prosecutorial use of expert testimony on battered woman syndrome. Grecinger does not argue that expert testimony on battered woman syndrome should be categorically excluded from the prosecution‘s case-in-chief against an alleged batterer. Rather, he argues that under
The decision to admit expert testimony is within the trial court‘s discretion, and this court will not reverse such a determination absent an apparent error. See State v. Borchardt, 478 N.W.2d 757, 760 (Minn.1991). This decision is guided by
If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise.
In this case, Grecinger contends that the expert testimony did not meet the helpfulness test because it was cumulative of other evidence in the case. He observes that prior to the expert witness’ testimony, several other witnesses had testified as to why the prosecution was delayed. For example, Skoglund testified that she did not immediately pursue prosecution because Grecinger forced her to recant her statement to the sheriff‘s department. Furthermore, a deputy sheriff testified that he did not pursue prosecution at the time of the alleged incident because he had promised Skoglund he would not arrest Grecinger unless she requested that he do so.
However, such testimony does not explain why Skoglund did not seek prosecution at the time of the assault. Instead, the jury might believe that a woman who is beaten by her mate would immediately seek to have him arrested and that such a woman would not recant such a statement despite threats made by the batterer. Consequently, the expert testimony on battered woman syndrome was not duplicative of prior testimony; rather, it was necessary to explain the complexity of Skoglund‘s behavior and the reasons for her behavior.
The helpfulness of expert testimony on battered woman syndrome was decided by this court in Hennum, where we held that expert testimony on battered woman syndrome would help to explain a phenomenon not within the understanding of an ordinary lay person. Hennum, 441 N.W.2d at 798. Thus, it seems clear that the expert‘s testimony on battered woman syndrome could help the jury understand why Skoglund returned to the relationship with Grecinger after the incident, told contradictory stories about how her injuries were inflicted, waited almost three years to pursue prosecution of Grecinger, and recanted statements she made to the police and the district court regarding Grecinger‘s abuse. As this court recognized in Hennum, the expert testimony on battered woman syndrome would help the jury to understand the behavior of a woman suffering from the syndrome, which might otherwise be interpreted as a lack of credibility. See id.
Our decision today is further supported by the Eighth Circuit Court of Appeals’ decision in Arcoren v. United States, 929 F.2d 1235 (8th Cir.), cert. denied, 502 U.S. 913 (1991).10 In that case, the defendant‘s wife told a federal grand jury that the defendant had beaten and raped her, but she later recanted that testimony at the defendant‘s trial. Id. at 1237-38. Over the defendant‘s objections, the district court permitted the prosecution to present expert testimony on battered woman syndrome, and the jury subsequently convicted the defendant. Id. at 1238-39.
As noted in Arcoren, “[i]t would seem anomalous to allow a battered woman, where she is a criminal defendant, to offer this type of expert testimony in order to help the jury understand the actions she took, yet deny her that same opportunity when she is the complaining witness and/or victim and her abuser is the criminal defendant.” Id. (quoting State v. Frost, 242 N.J.Super. 601, 577 A.2d 1282, 1287, certification denied, 127 N.J. 321, 604 A.2d 596 (1990)). Consequently, we hold in the instant case that the prosecutor‘s use of expert testimony on battered woman syndrome was admissible under
Grecinger also argues that the admission of expert testimony on battered woman syndrome was unfairly prejudicial because such testimony shifted attention away from the case and focused on the problem of domestic violence. Unlike circumstances in which expert testimony on battered woman syndrome is presented to support a defendant‘s claim of self-defense, prosecutorial use of such testimony raises the added concern for the rights of the alleged batterer in such a proceeding. Because of the special knowledge that expert witnesses possess, we are concerned about the potential for expert testimony on battered woman syndrome to influence a jury unduly, particularly in cases such as this where there are two entirely different accounts of the events in controversy. Thus, to minimize the potential for unfair prejudice to the defendant, we caution trial judges that careful inquiry and balancing must be made under
Under
We decided in Hennum that the theory underlying battered woman syndrome is beyond the experimental stage and has gained substantial acceptance in the scientific community. Hennum, 441 N.W.2d at 798-99. When the scientific reliability of expert testimony is not at issue, this court has upheld the presentation of expert testimony by the prosecution to explain complainant‘s behavior under
Thus, a defendant need not be unfairly prejudiced by the prosecution‘s use of expert testimony on battered woman syndrome, if adequate limitations are placed on the presentation thereof. In Hennum, this
In addition, because of our concern about the impact expert testimony on battered woman syndrome may have on the jury, we emphasize that the expert may not suggest that the complainant was battered, was truthful, or fit the battered woman syndrome. Likewise, the expert may not express an opinion as to whether the defendant was in fact a batterer.
In the case at hand, the expert testimony was adequately limited and was not unfairly prejudicial to Grecinger. Earlier in the trial, the testimony of a psychologist who had treated Skoglund laid the foundation for the expert testimony on battered woman syndrome. The psychologist merely testified to characteristics possessed by Skoglund which were consistent with those found in someone suffering from battered woman syndrome.11 Although the psychologist testified that she diagnosed Skoglund with posttraumatic stress disorder, she did not give testimony on the ultimate fact of whether Skoglund suffered from battered woman syndrome. Similarly, when the expert witness took the stand, her testimony was limited to a definition of battered woman syndrome, an explanation of the general symptoms of posttraumatic stress disorder as exhibited by battered women, and a description of common characteristics shared by battered women. The expert did not testify as to whether Skoglund suffered from battered woman syndrome, whether or when Skoglund had told the truth, or whether Grecinger was a batterer. Consequently, the issue of Skoglund‘s credibility remained in the hands of the jury, and Grecinger was not unfairly prejudiced.
In summary, we hold that expert testimony on battered woman syndrome presented during the prosecution‘s case-in-chief is admissible if it is introduced after the victim‘s credibility has been attacked by the defense, see
Affirmed.
SPECIAL CONCURRENCE
Stringer, Justice (concurring specially).
While I agree with the majority that admitting expert testimony regarding battered woman syndrome was within the broad discretion the trial court exercises over admissibility of evidence, and therefore concur in affirming the conviction, I write separately to express a concern regarding the potential impact of this kind of evidence on the jury, and what the trial court should do to minimize the potential for unfair prejudice to the defendant.1
Here, however, the situation is quite different, as in these circumstances evidence of the syndrome is offered by the state as a prosecutorial sword, and the risk of unduly prejudicing the defendant‘s right to a presumption of innocence and a fair trial is well-illustrated. The complainant, who was in an intimate relationship with the defendant, alleged that the defendant repeatedly and regularly battered her during the course of the relationship; the defendant denied the battering, giving an entirely different account of the events in controversy. Thus, the jury was faced with the question of whom to believe. Defendant challenged the complainant‘s credibility by cross-examining her as to why, if she were so regularly and frequently battered, she continued in her relationship with the defendant, and why for three years she did not complain to law enforcement authorities; further, when she did complain, why she later withdrew her complaint. To rehabilitate the complainant, expert testimony on battered woman syndrome was offered by the prosecution and admitted in evidence to explain how fear, intimidation, and helplessness tend to keep a woman in an abusive relationship.
The admission of the expert testimony on battered woman syndrome could have a profound influence on the jury in its determination as to whom to believe on the basic issue of whether the battering occurred at all—even though the court prohibited the expert witness from testifying as to whether the complainant was in fact a battered woman. The right to a presumption of innocence would soon be an empty epithet unless the trial court exercises extraordinary vigilance in applying
I agree with the majority that because of the potential for severe prejudice, in addition to prohibiting the witness from testifying as
