Lead Opinion
Dеfendant, Johnny Travis Goswick, was convicted and judged guilty of dangerous or deadly assault by a prisoner, A.R.S. § 13-1206, and possession of a deadly weapon by a prisoner, A.R.S. § 31-232. He was sentenced to the mandatory term of life imprisonment without possibility of parole for twenty-five years for the assault under the provisions of A.R.S. § 13-1206, and to a concurrent term of four years for the possession of a weapon, A.R.S. § 13-701. We have jurisdiction pursuant to Ariz. Const. Art. 6, § 5(3) and A.R.S. § 13-4031.
The issues we must resolve in this appeal are:
1. Was the trial court’s failure to allow the defendant to elaborate further on the reаsons for his confession error?
2. Was the defendant denied the effective assistance of counsel?
3. Was there sufficient evidence to support convictions of guilt on both counts?
4. Is the mandatory sentence of life imprisonment for conviction under A.R.S. § 13-1206 cоnstitutional in this case?
The facts follow. Defendant and victim, Gary Ruffing, were inmates at the Arizona State Prison in Florence. On 2 August 1982 Ruffing was stabbed in the back with a sharpened welding rod while lifting weights. Ruffing testified he immediately turned around and saw the defendant who was 1 or 2 feet away. Defendаnt was the only other person in the area and was walking away from the victim. Ruffing said “Johnny, why did you do it,” and started after the defendant, but decided instead to get medical attention. The wound was evidently not serious and only required minor bandaging.
The defendant was questioned by Officer J.D. Morgan of the Department of Corrections investigation unit. Morgan testified he informed the defendant of his Miranda rights and asked him if he wanted to talk. The defendant initially refused but then told Morgan he would talk if Assistant Warden Alfred M. Grijalva was present during the questioning. Grijalva was located and upon his entering the room, the defendant stated “I did him.” Morgan testified he again informed the defendant of his Miranda rights and then questioned the defendant about the crime. Morgan said the defendant told the officers he was
The defendant testified that he would not have talked to Morgan had Morgan not told him there was аn eyewitness to the crime. Also, Morgan told him that if he would cooperate, the defendant would only face prison disciplinary action rather than a trial for deadly assault by a prisoner. Morgan denies this promise was made. Defendant further testified that the stоry he told Morgan and Grijalva about the stabbing was a lie fabricated to keep the investigation inside the prison disciplinary system. The court found the defendant’s statements were voluntarily made and denied his motion to suppress.
Defendant filed an initial brief appealing from the verdicts and judgments of guilt. Subsequently, this court permitted the substitution of counsel who filed a second brief raising additional issues. We consider the issues raised in both briefs.
I. Explanation of the confession
The defendant insists he was not allowed to divulge fully his reasons for giving a confession, including the fact he knew thаt conviction of dangerous or deadly assault would result in a minimum of twenty-five more years in the penitentiary. At trial, the defendant testified:
Q [by Mr. Cardenas, defendant’s attorney] What did you tell Officer Morgan about how you did it?
A [the defendant] Well, I told Officer Morgan that I went out onto the field that morning and went into the — I don’t know the correct name of it, it is a building next to the weight area that they keep athletic supplies in, and I told him I got a piece of metal out of there and I think I told him I went to the southwest corner of the complex and made а knife out of it and then returned and stabbed Ruffing and left.
Q Okay. Did you in fact stab Ruffing?
A No, I did not.
Q Why did you tell Officer Morgan that you did?
A Well, when Officer Morgan first asked me if I had stabbed Inmate Ruffing, I denied it, and due to some recent, I guess you could call them pressures, peer pressures in prison, I decided that since I was close to the board, I only had four months to parole, that when he told me hey, I will leave it to the disciplinary court, I just told myself I can do fifteen days’ isolation, that is nothing, you know, and still make my board instead of getting a twenty-five to life sentence for something I didn’t do.
After a bench conference, it was аgreed not to refer before the jury to the specific punishment imposable under the statute, but only to a long prison sentence. Morgan was later examined concerning the inmates’ knowledge of the penalty for dangerous or deadly assault:
Q [Cardenаs] But it is also true, isn’t it, Investigator Morgan that all inmates at the Arizona State Prison are indoctrinated when they arrive there, and one of the things they are indoctrinated in is if they commit an assault with a deadly weapon they will get a long prison term for which there is no discretiоn, that that long prison term is mandatory?
A [Morgan] I don’t know that there is an indoctrination as such. I do know that the inmates are quite aware of what the possible penalties are for assault with a deadly weapon.
Q It is common knowledge, isn’t it?
A Yes, it is.
Defendant contends in his brief:
Appellant’s defense was that he did not stab Ruffing. Aside frоm the confession, the State presented no evidence of Appellant’s motive for stabbing Ruffing. Appellant’s credibility, therefore, was critical to his defense to explain why he*585 initially confessed to an offense he had not committed. His credibility would have bеen enhanced had he been allowed to explain that he knew the punishment for deadly assault by a prisoner was a life sentence without the possibility of parole until he had served twenty-five calendar years. It was this knowledge, coupled with the promise that the stabbing incident would be disposed of at a prison disciplinary court, that induced him to confess. The State did not want evidence of the mandated penalty presented to prevent the jury from learning the penalty Appellant would receive if they сonvicted him.
Even if we could agree with the logic of defendant’s argument, we can find no prejudice to the defendant. The matter of the extent of the mandatory nature and length of the sentence was brought out to the jury by the defendant, and other witnesses were allowed to refer to a “very long sentence” for commission of the crime. How the defendant’s counsel handled this in closing argument we do not know, since the closing argument was not designated as part of the record on appeal. Rule 31.8(b), Arizona Rules, of Criminаl Procedure, 17 A.R.S. We find no prejudice to defendant.
Defendant contends, however, that State v. Morales,
That is not the case here. The witness in question is the defendant. Defendant was allowed to present his explanation as to why he confessed to the jury. The jury merely chose to believe Morgan’s testimony that there were no promises made to the defendant in exchange for cooperation. We find no error.
II. Effective Assistance of Counsel
Defendant next argues that he did not receive effective assistance of counsel. An affidavit by thе defendant in support of this contention is included in defendant’s brief. In the affidavit, defendant maintains that he told his attorney, prior to trial, that inmate Frederick Rankin was with him in the exercise yard and could have testified that he did not stab Ruffing. Additionally, inmate Ron Burt would have testified that he and the defendant walked together from the opposite corner of the compound to the basketball court, not directly from the weight lifting area to the basketball court as Ruffing had said. Defendant contends that defense counsel’s failure to cаll these men was a serious error.
We do not agree with the defendant for two reasons. First, there is not a sufficient factual basis to support this allegation. All we have before us is the self-serving affidavit of the defendant. There are no affidavits from Burt and Rankin. Defendаnt may, of course, petition for a hearing pursuant to Rule 32, Arizona Rules of Criminal Procedure, 17 A.R.S., in which the witnesses could be called to testify in support of defendant’s factual allegations. The facts contained in defendant’s affidavit and presented for the first time on appeal, however, are not sufficient to persuade us to set aside the conviction.
Second, we have reviewed the entire record and do not find that the defendant was inadequately represented. We have recently reviewed the standard to be applied in cases involving allegations of ineffective assistance of counsel. In State v. Watson, we stated that “the proper standard is whether under the circumstances the attorney showed at least minimal competence in representing thе criminal defendant.”
Even if we assume that the defendant’s attorney refused to call Rankin and Burt, whether or not to call a witness is a strategic decision, ABA Standards § 4-5.2, and “[w]e have always held that disagreements as to trial strategy * * * will not support an ineffectiveness claim, as long as the challenged conduct could have had some reasoned basis.” Watson, supra. There are a number of reasons why an attorney may choose not to call a witness, including a concern that the witness may perjure himself “or that his participation in the defense may harm the defendant more than his testimony, * * *, will aid him.” State v. Workman,
III. Sufficient Evidence
Defendant next argues that the evidence presented by the state was not sufficient to support convictions of dangerous assault and possession of a deadly weapon.
On appeal, we will not reweigh the evidence to decide whether we would have reached the same conclusion as the jury. State v. Tison,
We find that there was sufficient evidеnce to support convictions on both charges. First, both Morgan and Grijalva testified that defendant had told them that he had obtained a welding rod, sharpened it and stabbed Ruffing. Additionally, Ruffing testified that he had pulled a sharpened welding rod out of his back, turned around and saw defendant walking away from him. This evidence was sufficient for a jury to find that defendant had carried or possessed a deadly weapon, A.R.S. § 31-232, and had committed assault using the deadly weapon. A.R.S. § 13-1206.
IV. Constitutionality of A.R.S. § 13-1206
The defendant’s last contention is that A.R.S. § 13-1206 mandates a constitutionally excessive sentence in this case. He notes the injury inflicted was not serious and therefore claims life imprisonment is disproportionate to the crime. The defendant cites the test set forth by the United States Supreme Court in Solem v. Helm,
We considered a similar question in State v. Garcia,
Affirmed.
Concurrence Opinion
specially concurring.
I do not agree with the analysis involving A.R.S. § 13-1206, the eighth amendment to the United States Constitution and Article 2, § 15 of the Arizona Constitution. My views on that subject are set forth in my concurring opinion in State v. McNair,
