185 Conn. 402 | Conn. | 1981
Lead Opinion
The defendant was accused of the crime of sexual assault in the first degree in violation of § 53a-70 (a) (2)
The defendant contends that the trial court erred: (1) in ruling that sufficient evidence supported the jury’s verdict; (2) in permitting the victim to testify to her prior identification of the defendant and to identify him in court; (3) in refusing to instruct the jury on larceny in the fourth degree as a lesser included offense within the second count; and (4) in giving three particular instructions to the jury.
The following evidence is relevant to our treatment of the issues: Around 8 a.m. on the morning of May 20, 1977, in a parking lot near Main Street, Glastonbury, an assailant grabbed the victim from behind and put a knife to her stomach. The victim wore eyeglasses. She tried to break free and caught a quick look at her assailant. At trial she testified that her quick look revealed a five foot four inch tall individual who wore a blue shirt and, over his face, an orange ski mask. While telling her that if she didn’t keep quiet he would put a hole in her stomach, he kicked and pushed her towards a
Within minutes of the attack, she reported the incident to the police, who arrived almost immediately. They found the distraught victim, next door to the greenhouse, at her doctor’s home. She
The defendant, a sixteen year old white male, was seen within several blocks of the incident shortly after the description was broadcast. Two off-duty firemen, who heard the description broadcast, saw the defendant start to run when a police car went by. They chased him into a back yard where he sat against a fence, took out a notebook, and apparently began to write his homework. He cried continuously and pounded his fist on the ground repeatedly. Lieutenant Paul Gibbons arrived within minutes. When Gibbons told him to stand, the defendant rose and said, “I don’t know why I touched her.” Gibbons patted him down and felt a hard object in his pants pocket. In response to a request to hand it over, the defendant handed Gibbons a jackknife and a ten dollar bill and said he had stolen the money from her. Gibbons then formally arrested the defendant and took him to the victim’s doctor’s driveway.
Within twenty minutes of the attack, Officer James Thomas asked the victim if she would look at someone who had just been located in the area. From a distance of thirty feet, the victim looked at the defendant who was seated in the back seat of an unmarked police car. She declined to make an identification. Because the victim was upset, the police did not insist that she take a closer look at the defendant. At Thomas’ suggestion, she agreed to go to the police station to look at the defendant through one-way glass in order to avoid a face-to-face confrontation. On the way to the station house,
I
The defendant moved for judgment of acquittal at the close of both the state’s case and all the evidence, and also after the jury returned their verdict of guilty. The portions of the motions relevant to this appeal argued (1) that the state failed to prove beyond a reasonable doubt that the defendant was sane at the time of the crime and (2) that the evidence failed to support the jury’s conclusion that the defendant committed a robbery.
A
The defendant called several lay witnesses who testified to their observation of the defendant prior to and immediately after the incident. Both the
The weight to be given both the opinion evidence of expert witnesses and the lay evidence of sanity is for the jury to determine. State v. Smith, supra, 73-74; State v. Ontra, 178 Conn. 480, 484, 423 A.2d 134 (1979). The evidence enabled the jury to conclude beyond a reasonable doubt that the defendant was sane at the time the crimes were committed.
The defendant contends that no evidence connected the nse of force or threats to use force with the taking of the money and that therefore we must reverse his conviction for robbery. “Without the purpose of ‘(1) [p] reventing or overcoming resistance to the taking of the property or the retention thereof immediately after the taking; or (2) compelling the owner of such property or another person to deliver up the property or to engage in other conduct which aids in the commission of the larceny’; General Statutes § 53a-133; there can be no robbery . . . .”
The use of force and threats of physical force left the victim alone with the defendant in an abandoned cellar, partly naked, and thoroughly shaken. The defendant had told her that if she screamed, he would cut a hole in her stomach. He had subjected her to a fully consummated sexual assault. The intimidation surely contributed to the lack of resistance to the larceny. The evidence allowed the jury to conclude that the defendant intended his use and threats of force to prevent the victim from resisting the taking of her property. A use of force for such a purpose occurs in the course of committing a larceny if it induces in the victim a physical disability or a reasonable emotional response that causes her not to resist the taking of her property. A more substantial interval than the seconds or minutes that may have elapsed here between the time of the intimidation and of the taking would not preclude a jury from finding that the use or threat of force occurred in the course of a larceny. Tipton v. State, 23 Okla. Crim. 86, 96, 212 P. 612 (1923); 2 Wharton, Criminal Law and Procedure § 559; 77 C.J.S., Robbery § 16. Sufficient evidence supported the jury’s verdict on the robbery count.
n
The defendant contends that the denial of his motion to strike the testimony of the prior out-of-court identification of the defendant and the denial
The “use of out-of-court police identification procedures may give rise to a claimed violation of due process of law if the conduct of the procedure in a given instance was ‘unnecessarily suggestive and conducive to irreparable mistaken identification,’ a claim whose adjudication, however, ‘depends on the totality of the circumstances surrounding it.’ Stovall v. Denno, 388 U.S. 293, 302, 87 S. Ct. 1967, 18 L. Ed. 2d 1199 [1967].” State v. Hafner, 168 Conn. 230, 235, 362 A.2d 925, cert. denied, 423 U.S. 851, 96 S. Ct. 95, 46 L. Ed. 2d 74 (1975); see State v. Packard, 184 Conn. 258, 261-62, 439 A.2d 983 (1981); State v. Johnson, 183 Conn. 156, 159, 438
“In determining whether indentification procedures violate a defendant’s due process rights, the required inquiry is made on an ad hoe basis and is two-pronged: first, it must be determined whether the identification procedure was unnecessarily suggestive; and second, if it is found to have been so, it must be determined whether the identification was nevertheless reliable based on examination of the ‘totality of the circumstances.’ See State v. Gold, 180 Conn. 619, 656-58, 430 A.2d 501, cert. denied, 449 U.S. 920, 101 S. Ct. 320, 66 L. Ed. 2d 148 (1980); State v. Piskorski, 177 Conn. 677, 741, 419 A.2d 866 (1979); State v. Willin, 177 Conn. 248, 251, 413 A.2d 829 (1979); State v. Smith, 165 Conn. 680, 684, 345 A.2d 41 (1974); see also Manson v. Braithwaite, 432 U.S. 98, 97 S. Ct. 2243, 53 L. Ed. 2d 140 (1977); Neil v. Biggers, 409 U.S. 188, 93 S. Ct. 375, 34 L. Ed. 2d 401 (1972).” State v. Theriault, 182 Conn. 366, 371-72, 438 A.2d 432 (1980); see State v. Packard, supra, 262; State v. Anderson, supra, 292; State v. Willin, supra, 252; State v. Kinsey, supra, 347.
Applying the Theriault test, we must determine first whether the identification procedure used by the police at the station house show-up was unnecessarily suggestive. “Although one man confrontations do not per se constitute a denial of due process; Neil v. Biggers, supra; Simmons v. United States, 390 U.S. 377, 88 S. Ct. 967, 19 L. Ed. 2d 1247
Moreover, the circumstances surrounding the identification do not reveal a need for a one man show-up with' its attendant suggestiveness. Although a suggestive procedure may be permitted if exigent circumstances compel its use; Simmons v. United States, supra, 384-85; this case presented no danger that the opportunity for an identification would be lost unless a speedy show-up was held.
Our determination that the pretrial show-up was unnecessarily suggestive does not end our inquiry into whether the victim’s identification of the defendant at the show-up was admissible at trial. The second prong of the Theriault test is reliability. Because reliability is the “linchpin” in determining the admissibility of identification evidence; State v. Piskorski, supra, 742; we must consider whether the “totality of circumstances” render the identification unreliable. State v. Packard, supra, 265; State v. Theriault, supra, 373. The factors which determine the reliability of an identification include the opportunity of the witness to view the criminal at the time of the crime, the witness’ degree of attention, the accuracy of her prior description of the criminal, the level of certainty demonstrated at the confrontation and the time between the crime and the confrontation. “ ‘Against these factors is to be weighed the corrupting effect of the suggestive identification itself.’ Manson v. Braithwaite, supra, 114 (citing Neil v. Biggers, supra, 199-200).” State
A suggestive identification procedure may cause a witness to believe sincerely that she retains, from an earlier encounter, memories of descriptive details that she actually fixed in her mind at the identification procedure. Therefore, in determining whether, despite an unnecessarily suggestive procedure, an identification is reliable, the trial court’s observation of witnesses carries less weight than in other fact finding contexts. Accordingly, we examine the legal question of reliability with exceptionally close scrutiny and defer less than we normally do to the related fact finding of the trial court.
We test the reliability of the out-of-court identification by the requisite factors. Opportunity to view: The witness had more than one opportunity to view her assailant, but never saw more than a glimpse of him. In the parking lot, where lighting conditions were excellent, she managed to turn once and look at him. He wore a knit ski mask over his face, however, and she saw only the mask, his shirt, and his height. Subsequently her eyeglasses were removed and she was blindfolded. After that, she managed only brief glimpses of her assailant from under the blindfold, all under shadowy and dark conditions. The witness’ opportunity to view her assailant was extremely limited because of the ski mask, blindfold, poor lighting conditions, and the removal of her eyeglasses. Degree of attention: The witness’ degree of attention was limited because she quickly became emotionally upset and
In addition to testing the in-court identification by the same indicia of reliability as the station house identification, we must determine whether the state met its burden of establishing by clear and convincing evidence; State v. Harden, supra, 319 n.2; that the victim based her in-court identification “upon disassociated observation independent of the defective pretrial procedure.” State v. Piskorski, supra, 745; see State v. Gold, supra, 656-58. Some of the circumstances of the in-court identification differ from the station house identification. The in-court identification occurred more than twenty months after the attack; however, in court the victim was totally certain that the defendant was her assailant. We must also consider the corrupting effect of the suggestiveness inherent in the in-court identification procedure used. The procedure consisted of the following exchange between the prosecutor and the victim: “Q. Do you recognize the defendant sitting at the counsel table? A. Yes, I do. Q. And who is he? A. He is the person who assaulted me on May 20,1977.” A prosecutor who directs a witness’ attention to one individual and identifies that individual as the defendant and then asks “Who is he?” suggests how the witness should respond. The victim’s testimony that her in-court testimony was not based upon the unnecessarily
The state urges that even if the trial court erred in admitting both the station house and the in-court identifications of the defendant by the victim, such error would be harmless because of other overwhelming evidence that the defendant was the assailant. “Ordinarily the burden of establishing that harm resulted from a trial court error rests on the appellant. State v. Cooper, 182 Conn. 207, 212, 438 A.2d 418 (1980); State v. Ruth, 181 Conn. 187, 197, 435 A.2d 3 (1980); State v. Pepe, 176 Conn. 75, 81, 405 A.2d 51 (1978). However, ‘there are some constitutional rights so basic to a fair trial that their infraction can never be treated as harmless error.’ Chapman v. California, 386 U.S. 18, 23, 87 S. Ct. 824, 17 L. Ed. 2d 705 (1967). If error touches a less basic constitutional right, we sometimes apply the ‘harmless error’ exception, but only sparingly, in a few, discrete circumstances. State v. Zeko, 177 Conn. 545, 558, 418 A.2d 917 (1979).” State v. Truppi, 182 Conn. 449, 465, 438 A.2d 713 (1980), cert. denied, 451 U.S. 941, 101 S. Ct. 2024, 68 L. Ed. 2d 329 (1981).
Thus we refuse to expand our harmless constitutional error doctrine to the discrete circumstances of unnecessarily suggestive and unreliable identifications, the admission of which significantly impairs
Even if we were to expand our harmless error rule we would not find the error before us to have been harmless. The evidence of the defendant’s guilt is indeed overwhelming. Unchallenged overwhelming evidence of the defendant’s guilt by itself, however, does not allow this court to hold that the unconstitutional erroneous admission of unreliable evidence is harmless. We could find this error harmless only if both the properly admitted evidence of guilt were so overwhelming and the prejudicial effect of the improper evidence were so insignificant by comparison that it was clear beyond a reasonable doubt that the improperly admitted evidence did not influence the jury. Chapman v. California, supra, 23-24; see United States v. Henry, 447 U.S. 264, 269 n.5, 100 S. Ct. 2183, 65 L. Ed. 2d 115 (1980); Parker v. Randolph, 442 U.S. 62, 70-71, 99 S. Ct. 2132, 60 L. Ed. 2d 713 (1979) (4 judge plurality opinion of Rehnquist, J.). The dissent errs by attempting to measure the effect of the untainted evidence on the jury’s decision. Instead “ [t]he focus of appellate inquiry should be
In the present case the tainted evidence includes all the identifications of the defendant by the only eyewitness to the crime, the victim. Such identifications were of a uniquely damaging character. The victim insisted that she was totally certain that the defendant was her assailant. Under these circumstances we could not say beyond a reasonable doubt that the jury totally ignored or decisively rejected these plainly relevant identifications. The trial court’s error, therefore, may have influenced the jury adversely to the defendant. Therefore, we could not say that the error was harmless; Chapman v. California, supra; and we would reverse the convictions even without adopting a per se rule.
Because other sufficient evidence supported the defendant’s convictions, a new trial on the charges for which he was convicted and their included offenses will not constitute double jeopardy.
Ill
The court erred when it refused the defendant’s request to instruct the jury that if they did not find the defendant guilty of some degree of robbery, they could consider finding him guilty of the lesser included offense of larceny in the fourth degree.
A defendant is entitled to an instruction on an included offense if, and only if, the following conditions are met: (1) an appropriate instruction is requested by either the state or the defendant; (2) it is not possible to commit the inclusive offense, in the manner described in the information or bill of particulars, without having first committed the included; (3) the evidence, introduced by either the state or the defendant, or by a combination of their proofs, justifies a conviction for the included offense
The unresolved question posed by this claim of error asks whether the evidence of the defendant’s use or threatened immediate use of'physical force
On the basis of the evidence presented, a reasonable juror could have believed that the defendant formed a larcenous intent only after he ceased to use or threaten to use physical force or that the defendant used and threatened the immediate use of force exclusively for purposes other than those stated in the robbery statute. See People v. Pack, 34 Ill. App. 3d 894, 899, 341 N.E.2d 4 (1976).
There is error, the judgment is set aside and a new trial is ordered.
In this opinion Peters and Parskey, Js., concurred.
At the relevant times General Statutes § 53a-70 provided: “sexual assault in the first degree: class b felony, (a) A person, is guilty of sexual assault in the first degree when such person compels another person to engage in sexual intercourse by the use of force against such other person or a third person, or (2) by the threat of use of force against sueh other person or against a third person which reasonably causes sueh person to fear physical injury to sueh person or a third person.”
At the relevant times General Statutes § 53a-134 provided: “bobbery in the first degree: class b felony, (a) A person is guilty of robbery in the first degree when, in the course of the commission of the crime or of immediate flight therefrom, he or another participant in the crime . . . (3) uses or threatens the use of a dangerous instrument.”
“[General Statutes] See. 53a-136. robbery in the third degree: class D felony, (a) A person is guilty of robbery in the third degree when he commits robbery.”
“[General Statues] See. 53a-133. robbery defined. A person commits robbery when, in the course of committing a larceny, he uses or threatens the immediate use of physical force upon another person for the purpose of: (1) Preventing or overcoming resistance to the taking of the property or to the retention thereof immediately after the taking; or (2) compelling the owner of such property or another person to deliver up the property or to engage in other conduct which aids in the commission of the larceny.”
The Model Penal Code and Commentaries § 222.1, comment, p. 101 n.13 (1980), observes that unlike most of the states’ statutes the use of the word “purpose” in our statute introduces a second specific intent element.
“[General Statues] See. 53a-119. larceny defined. A person commits larceny when, with intent to deprive another of property or to appropriate the same to himself or a third person, he wrongfully takes, obtains or withholds such property from an owner.”
“No person shall ... be deprived of life, liberty or property without due process of law . . . .” Conn. Const., art. I § 8.
“No person shall be arrested, detained or punished, except in cases elearly warranted by law.” Conn. Const., art. I § 9.
“No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law.. . .” U.S. Const., amend. XIV § 1.
“In the area of fundamental civil liberties—which includes all protections of the declaration of rights contained in article first of the Connecticut constitution—we sit as a court of last resort, subject only to the qualification that our interpretations may not restrict the guarantees accorded the national citizenry under the federal charter. In such constitutional adjudication, our first referent is Connecticut law and the full panoply of rights Connecticut residents have come to expect as their due. Accordingly, decisions of the United States Supreme Court defining fundamental rights are persuasive authority to be afforded respectful consideration, but they are to be followed by Connecticut courts only when they provide no less individual protection than is guaranteed by Connecticut law.” Horton v. Meskill, 172 Conn. 615, 641-42, 376 A.2d 359 (1977).
See Vital and Health Statistics: Series 11; Data from, the National Health Survey; Number 165, p. 44 (1977) (based on examination conducted between 1971 and 1974); see also Vital and Health Statistics: Series 11; Data from the National Health Survey; Number 211, p. 11 (1979) (based on examinations conducted between 1971 and 1974).
Because other sufficient evidence supported the defendant’s convictions, we need not decide whether the double jeopardy clause prohibits a retrial if the exclusion of evidence improperly admitted at trial would make insufficient what had been sufficient evidence to support a verdict. Compare Matter of M.L.H., 399 A.2d 556, 558-59 (D.C. 1979); State v. Bannister, 60 Hawaii 658, 660-61, 594 P.2d 133 (1979); State v. Alexander, 281 N.W.2d 349 (Minn. 1979); Sloan v. State, 584 S.W.2d 461 (Tenn. Crim. App. 1979) (no retrial allowed), with United States v. Mandel, 591 E.2d 1347, 1373-74 (4th Cir. 1979), cert. denied, 445 U.S. 961, 100 S. Ct. 1647, 64 L. Ed. 2d 236 (1980) ; State v. Boone, 284 Md. 1, 393 A.2d 1361 (1978); State v. Wood, 596 S.W.2d 394 (Mo. 1980); State v. Verdine, 290 Or. 553, 624 P.2d 580 (1981) ; State v. Lamorie, 610 P.2d 342 (Utah 1980) (retrial allowed). Greene v. Massey, 437 U.S. 19, 26 n.9, 98 S. Ct. 2151, 57 L. Ed. 2d 15 (1978), specifically left this question open.
We disapprove of State v. Tinsley, 181 Conn. 388, 398-99, 435 A.2d 1002 (1980), cert. denied, 449 U.S. 1086, 101 S. Ct. 874, 66 L. Ed. 2d 811 (1981), insofar as it did not acknowledge that if the evidence supported a conviction for robbery it necessarily supported a conviction for larceny in the fourth degree.
The test is stated more precisely above than it was in State v. Smith, 185 Conn. 63, 76-79, 441 A.2d 84 (1981).
Concurrence in Part
(dissenting in part; concurring in part). I agree that the trial court’s ruling to admit into evidence the victim’s out-of-court and in-court identifications of the defendant was improper. The analysis, however, does not end there. If we are
An examination of the transcript of the proceedings below discloses overwhelming evidence of the defendant’s guilt. The victim was sexually assaulted during her menstrual cycle by an assailant armed with a knife. Later, she discovered that a ten dollar bill was missing from her purse. The defendant was observed within a few blocks of the scene of the crime shortly after the assault. He matched the general description given by the victim and fled when he observed a police cruiser. When confronted by Lieutenant Paul Gibbons of the Glastonbury police department, the defendant was crying and pounding the ground and said: “I don’t know why I touched her.” As he handed a pocket knife and a ten dollar bill to Gibbons, he said: “I stole the money from her.” The victim testified that the knife was similar to the one used by her assailant. Labor
At the trial the only real issue was the defendant’s sanity at the time of the crime or the lack of it. See General Statutes § 53a-13. To support this defense, the defendant offered the testimony of a psychiatrist and of a psychologist. During the questioning of them at trial, both doctors testified that the defendant not only admitted to the assault and robbery, but also, that he had begun planning them three days prior to the actual commission of the crimes. This evidence was elicited from the defendant’s own witnesses and not from court appointed doctors called by the state. Furthermore the record reveals that some of the incriminating testimony was made during direct and redirect examination of the witnesses and that the defendant’s attorney did not object to similar testimony when elicited by the state on cross- and reeross-examination. Finally, there was neither an instruction nor a request for an instruction that the jury consider the testimony given by the doctors only when deciding the question of the defendant’s sanity at the time of the crime. For these reasons, the defendant’s admissions, as related by his expert witnesses, were pertinent to the issue of the defendant’s guilt as well as to his insanity defense. See Practice Book § 760 (formerly Practice Book, 1963, §2171); 18 U.S.C. Rule 12.2(c); 18 U.S.C. §4244; United States v. Cassidy, 571 F.2d 534, 537 (10th Cir.), cert. denied, 436 U.S. 951, 98 S. Ct.
The testimony pertaining to the identifications by the victim of the defendant is cumulative at best. Its improper admittance into evidence was harmless error beyond a reasonable doubt. Under the circumstances of this case, a new trial for the crime of sexual assault in the first degree is unwarranted.
I concur with the majority’s resolution of the other issues raised in the appeal.
In this opinion Healey, J., concurred.