STATE OF CONNECTICUT v. GILBERTO GONZALEZ
(SC 16977)
Supreme Court of Connecticut
Argued March 11, 2004—officially released January 25, 2005
272 Conn. 515
Sullivan, C. J., and Borden, Norcott, Katz, Palmer, Vertefeuille and Zarella, Js.
James A. Killen, senior assistant state‘s attorney, with whom, on the brief, were Patricia M. Froehlich, state‘s attorney, and Debra Collins, assistant state‘s attorney, for the appellant (state).
Moira L. Buckley, assistant public defender, for the appellee (defendant).
Opinion
PALMER, J. A jury found the defendant, Gilberto Gonzalez, guilty of two counts of sexual assault in the first degree in violation of
The opinion of the Appellate Court sets forth the following relevant facts and procedural history. “The victim4 was born in 1985. In 1993 and 1994, the victim lived with her mother, the victim‘s two half-sisters and the defendant. The defendant and the victim‘s mother had lived together [since] the victim was two years old.
“The victim testified that the defendant sexually assaulted her at least four times a week during 1993 and 1994. Those assaults occurred in the family home while the victim‘s mother was either absent from the apartment or while she was in another part of the apartment sleeping. The victim testified that she did not cry out or otherwise attempt to tell her mother about the assaults because the defendant had threatened her. One of the victim‘s half-sisters witnessed the assaults on the victim on several occasions. The defendant unsuccessfully attempted to coerce the half-sister into participating in those acts.
“The half-sister eventually disclosed the defendant‘s abuse of the victim to a friend at school. That friend, in turn, told [a] school social worker about the sexual assaults. On March 24, 1994, the [school] social worker spoke with the victim about the assaults. The victim testified that although her half-sister had encouraged her to confide in the school social worker, she initially had lied to the social worker and denied that the defendant had assaulted her. At trial, the victim stated that she had denied that those assaults had occurred because she was afraid of the defendant. The victim
“Following those interviews, the victim and her half-sister confronted the defendant and the victim‘s mother with the allegations of abuse during a meeting at the department‘s offices. After that meeting, the department took the children into its custody. Three days later, the defendant fled to Puerto Rico. On March 2, 2000, a fugitive task force arrested the defendant in Puerto Rico. [The defendant] was extradited to Connecticut on March 22, 2000.
“On April 5, 1994, a physician [Frederick Berrien] examined the victim on the department‘s referral. Although his examination did not establish conclusively that the victim had been sexually assaulted, the physical evidence was sufficient for [Berrien] . . . to form ‘a very high degree of suspicion’ that the victim had been exposed to some form of sexual contact.” State v. Gonzalez, supra, 75 Conn. App. 366-68. At the conclusion of the defendant‘s trial, the jury found him guilty of two counts of sexual assault in the first degree and two counts of risk of injury to a child.
On appeal to the Appellate Court, that court agreed with the defendant that the trial court improperly had permitted two witnesses to testify regarding the details of complaints made by the victim in violation of State v. Troupe, 237 Conn. 284, 304, 677 A.2d 917 (1996).5
I
We first address the state‘s claim that the improperly admitted constancy of accusation evidence was harmless. The following facts and procedural history are relevant to this claim. Prior to trial, the defendant filed a motion in limine seeking to bar the state from introducing any constancy of accusation evidence. The defendant alternatively requested that any such evidence be limited in accordance with the dictates of Troupe. The trial court denied the defendant‘s motion to bar the state from introducing any constancy of accusation evidence with the caveat that, in accordance with the principles set forth in Troupe, such evidence would be limited to the fact that the victim made a complaint, the date and nature of that complaint, and the identity of the assailant.
the time and place of the attack or the identity of the alleged perpetrator.” State v. Troupe, supra, 237 Conn. 304. Subsection (c) of § 6-11 of the Connecticut Code of Evidence, which was applicable to the defendant‘s trial, “reflects [this court‘s holding] . . . in [Troupe] . . . .” Conn. Code Evid. § 6-11 (c), commentary.
The victim also testified about the lurid details of other incidents of sexual abuse by the defendant. In describing one such incident, the victim stated that the defendant “was on top of [the] bed . . . and . . . he told me to take off my clothes and my underwear. He had his pants down and his underwear down and put his penis in my vagina and while he was doing that—the time that he was doing that—all this white stuff
One of the victim‘s half sisters, who witnessed some of the abuse perpetrated on the victim by the defendant, also testified for the state. Her testimony, like that of the victim, was detailed and graphic. She explained that she had seen the defendant put “his penis in [the victim‘s] vagina” and “his mouth in her vagina.” She further indicated that she had seen “some white stuff coming out of [the defendant‘s penis],” and that the defendant had put the “white stuff” in the victim‘s vagina with his hand. The victim‘s half sister also testified that the defendant had asked her to participate.
Kornblum, the department intake worker who had interviewed the victim, also testified for the state. In response to questioning by the assistant state‘s attorney regarding Kornblum‘s interview with the victim, Kornblum stated: “[The victim] disclosed that [the defendant] had touched her private parts and that he had inserted his penis, which she called ‘butt’ at that time, into her private parts, which she meant her vagina, and that this had happened on several occasions, and one time she described . . . some white stuff coming out of his butt called ‘penis.’ ” Defense counsel objected to Kornblum‘s testimony on the basis of the trial court‘s ruling on the defendant‘s motion in limine. The court excused the jury and, after entertaining arguments con-
The state also called Herwerth, the sexual assault crisis counselor who had interviewed the victim, as a witness. On direct examination, Herwerth was asked what the victim had told her during the interview, and defense counsel objected on the basis of the court‘s prior ruling on the defendant‘s motion in limine. The court overruled the objection,6 and Herwerth testified in relevant part: “[The victim] disclosed [to me] that, on several occasions . . . [the defendant] had . . . touched her in her private—she also called it a ‘butt.’ We made sure that she was making reference—what those words meant. In other words, diagrams are sometimes used—children point to themselves. She clearly stated that words that she used for her vaginal area was ‘butt’ or ‘private.’ She referred to her rectal area as ‘bottom.’ She referred to a male penis as a ‘butt.’ And she said that [the defendant] put his private in her private on several occasions, that he also would rub his private and touch her private and slimy white stuff would come out into his hand. He would throw it into the toilet.
“[The victim] said on one occasion, in particular, [that] the slimy white stuff went into her private. She got up, went into the bathroom to clean herself with toilet paper. She said, interestingly enough, that her mother almost caught them, but that when her mother came to the bathroom, she was a little nervous. So [the
“[The victim] said that [the defendant] told her not to tell because her mother would hit her if she did tell. She said that her . . . older sister had witnessed this happening. And she said that it would make her throw up. . . . She also said that he put his private in her bottom and that it hurt her, and she had told her mother that her bottom hurt her and her mother gave her medicine to help her go to the bathroom.”
Sergeant John Wackerman of the Willimantic police department also testified for the state. Wackerman properly7 testified that the victim had made a complaint to him on March 24, 1994, regarding certain acts of vaginal, oral and anal intercourse committed against her by the defendant. Wackerman also testified that the defendant had fled to Puerto Rico between three and four days after he had been confronted with the victim‘s allegations but before the police had had an opportunity to speak with him. Wackerman further explained that the defendant was apprehended in and extradited from Puerto Rico nearly six years later.
At the conclusion of the evidentiary portion of the trial, the court instructed the jury regarding the constancy of accusation evidence. Specifically, the trial court instructed the jury that the victim‘s out-of-court statements could not be considered as proof of the truth of the matters asserted therein but could only be
The defendant appealed from the judgment of conviction to the Appellate Court, claiming, inter alia, that the portions of Herwerth‘s testimony and Kornblum‘s testimony that related details of the accusations made by the victim had been improperly admitted at trial. The Appellate Court agreed with the defendant that the trial court had abused its discretion in allowing the state
We begin our analysis by setting forth the legal principles that govern our review. “The constancy of accusation doctrine is well established in Connecticut and recently has been reaffirmed by this court. . . . The doctrine originally was premised on the arguably inaccurate premise that, if a woman had been sexually assaulted, it would be natural for her to confide in others. . . . Until [Troupe], we permitted witnesses to testify about the details of a victim‘s accounts of the alleged sexual assault on the theory that, if the victim‘s story were true, the evidence would show constancy in the charge even to the details, and the truth would the more clearly appear. . . . In [Troupe], however, we restricted the doctrine so that a constancy of accusation witness could testify only to the fact and the timing of the victim‘s complaint. Even so limited, the evidence would be admissible solely for corroboration of the victim‘s testimony, and not for substantive purposes.” (Citations omitted; internal quotation marks omitted.) State v. Sullivan, 244 Conn. 640, 645, 712 A.2d 919 (1998); see also
Upon consideration of the relevant factors, we conclude that there is no reasonable likelihood that the challenged testimony of Kornblum and Herwerth had any material bearing on the jury‘s finding that the defendant had committed the sexual assaults against the victim as alleged by the state.9 First, the testimony of both witnesses was very brief. The challenged portion of Kornblum‘s testimony consists of only one sentence, and the challenged portion of Herwerth‘s testimony comprises a total of approximately one page of trial transcript. Moreover, the trial court expressly apprised the jury that it was to consider the constancy of accusation testimony of Kornblum and Herwerth solely for the purpose of evaluating the victim‘s credibility and not as substantive evidence establishing the defendant‘s guilt.
Furthermore, and importantly, the victim and her half sister testified graphically and in detail about the sexual abuse that the victim had suffered at the hands of the defendant. Thus, the improper constancy of accusation testimony of Kornblum and Herwerth merely was cumulative of the testimony of the victim and her half sister, both of whom had witnessed the abuse firsthand.10 “It
Finally, the state‘s case against the defendant was very strong. In addition to the explicit and detailed testimony of the victim and her half sister, the state adduced testimony from Berrien, the physician who had examined the victim shortly after her disclosure that she had been sexually abused. Berrien stated that, on the basis of his examination of the victim, he had “a very high degree of suspicion that [the victim] had
that the jury credited the half sister‘s testimony, it is likely that it did so not because of the constancy of accusation evidence adduced by the assistant state‘s attorney in violation of Troupe, but because of her demeanor on the stand and the fact that her account of the defendant‘s conduct—which was subject to extensive cross-examination by defense counsel—was consistent in all material respects with the victim‘s testimony.
In light of the graphic, detailed and firsthand nature of the properly admitted testimony of the victim and her half sister, and the strength of the state‘s evidence establishing that the defendant had sexually assaulted the victim, any possible harm that may have flowed from the brief portions of Kornblum‘s and Herwerth‘s testimony that exceeded the bounds of Troupe was minimal. We therefore disagree with the Appellate Court that the admission of the challenged testimony warrants reversal of the defendant‘s convictions.
The defendant claims, as the Appellate Court concluded, that the graphic details of the sexual abuse related by Kornblum and Herwerth necessarily aroused feelings of antipathy and disgust in the jurors that were so substantial as to make it impossible for the jurors to render a fair and impartial verdict. The testimony of the victim and her half sister, in which they detailed the horrific and repeated sexual abuse perpetrated against the victim by the defendant, however, also was extremely graphic and explicit in nature. Indeed, the testimony of the victim and her half sister was considerably more detailed, and certainly no less graphic, than the challenged testimony of Kornblum and Herwerth. In light of the testimony of the victim and her half sister,
The defendant further asserts that the challenged testimony of Kornblum and Herwerth unfairly bolstered the credibility of the victim. We also reject this claim. Both Kornblum and Herwerth properly testified, in accordance with Troupe, that the victim had told them when and where the sexual abuse had occurred, and that the defendant had committed the abuse. See State v. Troupe, supra, 237 Conn. 304. In addition, Sergeant Wackerman also testified to the fact and timing of the victim‘s complaint. Thus, the credibility of the victim was buttressed by that portion of the constancy of accusation testimony of Kornblum, Herwerth and Wackerman that properly was admitted. Any additional corroborative value of the objectionable testimony of Kornblum and Herwerth was, at best, marginal. Moreover, as we have explained, the victim‘s credibility significantly was bolstered by other evidence adduced at trial, including eyewitness and medical testimony, and the evidence regarding the defendant‘s unexplained flight. In view of this evidence and the constancy of accusation testimony that properly was admitted, we reject the defendant‘s contention that Kornblum‘s and Herwerth‘s brief recitation of some of the details of the victim‘s complaints so significantly buttressed the victim‘s credibility as to taint the verdict.
Finally, the defendant claims that constancy of accusation evidence that exceeds the strictures of Troupe is inherently prejudicial. This claim also lacks merit. Prior to our decision in Troupe, details of the complaints made by sexual assault victims were routinely and properly admitted under the constancy of accusation doctrine. See, e.g., State v. Rodgers, 207 Conn. 646, 649-50, 542 A.2d 1136 (1988). In Troupe, of course, we
II
The defendant also asserts three alternative grounds for affirming the judgment of the Appellate Court. Specifically, the defendant claims that: (1) he was deprived of his right to a fair trial by virtue of the trial court‘s failure to maintain the appearance of impartiality; (2) the trial court improperly permitted an expert witness to testify in a manner that unfairly bolstered the victim‘s credibility; and (3) the trial court improperly allowed the victim‘s mother to testify as to her belief that the defendant had sexually abused the victim.
A
The defendant contends that his due process right to a fair trial was violated by virtue of the trial court‘s failure to maintain the appearance of impartiality.13 Specifically, the defendant claims that the trial court questioned a witness in the presence of the jury in a manner that suggested that the court was acting as an advocate for the state. The defendant failed to object to the trial court‘s examination of the witness and, therefore, seeks to prevail on his claim under State v. Golding, 213 Conn. 233, 567 A.2d 823 (1989).14 Although the record is
unfounded the assertion that the improper constancy of accusation testimony of Kornblum and Herwerth likely harmed the defendant because that testimony somehow conveyed to the jury that Kornblum and Herwerth personally believed that the victim‘s statements were true.
The following additional facts are necessary to a resolution of this claim. At trial, defense counsel adduced testimony from Eric Galin Mart, a psychologist who specializes in the sexual abuse of children. Mart testified generally regarding the ability of children to recall events and the proper method for interviewing children who allege that they have been victims of sexual abuse. Mart specifically testified, in accordance with certain allegedly relevant professional guidelines, that such interviews should be recorded either on videotape or audiotape or through contemporaneous, verbatim transcription. Defense counsel then asked Mart to give his opinion regarding the manner in which certain interviews of the victim were conducted in the present case. Mart replied that his “biggest difficulty” was the lack of a verbatim record of those interviews. According to Mart, without such a record, it is impossible to tell whether questionable techniques, such as the use of leading questions or repetition of the same question, were utilized by the interviewers in the present case.
After both parties concluded their examinations of Mart, the trial court posed some questions to him.15
Well established principles regarding the responsibilities of the trial judge in conducting a criminal trial guide our resolution of the defendant‘s claim. “Due process requires that a criminal defendant be given a fair trial before an impartial judge and an unprejudiced jury in an atmosphere of judicial calm. . . . In a criminal trial, the judge is more than a mere moderator of the proceedings. It is [the trial judge‘s] responsibility to have the trial conducted in a manner which approaches an atmosphere of perfect impartiality which is so much to be desired in a judicial proceeding. . . . Consistent with his [or her] neutral role, the trial judge is free to question witnesses or otherwise intervene in a case in an effort to clarify testimony and assist the jury in understanding the evidence so long as [the trial judge] does not appear partisan in doing so. . . . Thus,
particular case really was the absence of a verbatim record?
“[Mart]: Yes.
“The Court: That doesn‘t necessarily mean that, in this particular case, the interviewers did a bad job?
“[Mart]: No. It only means that we don‘t know.
“The Court: And you indicated that there were, I think you said, one or two or three guidelines for assessments and that there was no official guideline?
“[Mart]: Right. Nobody really sort of owns that piece of mental health, as if the organizations that have the well regarded guidelines.
“The Court: All right. And can you tell me, have the protocols changed over the last seven years?
“[Mart]: Yes.
“The Court: Are you aware that in this particular case the interview was done in 1994?
“[Mart]: Yes.
“The Court: And since that time, has it become more common to do the interview by videotape?
“[Mart]: Yes, it has.”
“One of the chief roles of the trial judge is to see that there is no misunderstanding of a [witness‘] testimony. The judge has a duty to comprehend what a witness says as much as it is [the judge‘s] duty to see that the witness communicates with the jury in an intelligible manner. A trial judge can do this in a fair and unbiased way. [The judge‘s] attempt to do so should not be a basis of error. Whe[n] the testimony is confusing or not altogether clear the alleged jeopardy to one side caused by the clarification of a [witness‘] statement is certainly outweighed by the desirability of factual understanding. The trial judge should strive toward verdicts of fact rather than verdicts of confusion.” (Citations omitted; internal quotation marks omitted.) State v. Robertson, 254 Conn. 739, 769-70, 760 A.2d 82 (2000).
The defendant first contends that it was unnecessary for the trial court to question Mart because Mart‘s testimony was not confusing. We reject this claim. Unlike an appellate court, the trial court is able to observe the testimony of witnesses firsthand and, therefore, is better able to assess the relative clarity—or lack thereof—of any particular testimony. On the basis of the printed record alone, we cannot say that Mart‘s testimony was so clear and straightforward that the trial court‘s questioning of him was wholly unnecessary or inappropriate.
The defendant further claims that the manner in which the trial court questioned Mart was improper. The defendant concedes that the majority of the trial court‘s questions and the answers that Mart had given in response were merely cumulative of Mart‘s testi
B
The defendant claims that the trial court improperly permitted Leslie Martin Lothstein, a clinical psychologist who testified for the state regarding the psychological characteristics and behavioral patterns of child victims of sexual abuse, to testify in a manner that unfairly bolstered the credibility of the victim. We conclude that the defendant is not entitled to review of his claim of evidentiary impropriety.16
The following additional facts and procedural history are relevant to this claim. Before Lothstein took the stand, defense counsel objected to any testimony by Lothstein regarding “sexual assault syndrome.” Defense counsel noted that the characteristics of sexual assault syndrome are consistent with the fact that sexual abuse has occurred. Defense counsel thus claimed that any opinion testimony regarding whether the victim had suffered from sexual assault syndrome would embrace an ultimate issue to be decided by the jury,17 namely, whether the defendant had sexually assaulted the victim. The trial court stated that it would “allow the testimony,” concluding that “courts generally allow the admissibility of expert testimony regarding certain types of conduct or syndromes that are beyond the competence of the average person to fully understand.”
Lothstein then proceeded to testify generally regarding the behavioral characteristics of child victims of sexual assault.18 Subsequently, the assistant state‘s attorney asked Lothstein whether an individual with a psychological assessment similar to that of the victim likely would delay reporting sexual abuse. Lothstein
For the first time on appeal, the defendant claims that Lothstein improperly expressed an expert opinion that was based upon the specific characteristics of the victim and that Lothstein improperly assumed the truth of the victim‘s allegations regarding her family life. According to the defendant, this claim properly was preserved by virtue of defense counsel‘s objection at trial. The state contends that the claim that the defendant raises on appeal is different from the claim that defense counsel made at trial in objecting to Lothstein‘s testimony and, therefore, that the defendant‘s claim was not properly preserved. We agree with the state that defense counsel‘s objection at trial did not preserve the defendant‘s claim on appeal.
“The standard for the preservation of a claim alleging an improper evidentiary ruling at trial is well settled. This court is not bound to consider claims of law not made at the trial. . . . In order to preserve an evidentiary ruling for review, trial counsel must object properly. . . . In objecting to evidence, counsel must properly articulate the basis of the objection so as to apprise the trial court of the precise nature of the objection and its real purpose, in order to form an adequate basis for a reviewable ruling. . . . Once counsel states the authority and ground of [the] objection, any appeal will be limited to the ground asserted.” (Internal quotation marks omitted.) Daley v. McClintock, 267 Conn. 399, 404-405, 838 A.2d 972 (2004); see
“These requirements are not simply formalities. They serve to alert the trial court to potential error while there is still time for the court to act. . . . Assigning error to a court‘s evidentiary rulings on the basis of objections never raised at trial unfairly subjects the court and the opposing party to trial by ambush.” (Citation omitted.) State v. Bush, 249 Conn. 423, 428, 735 A.2d 778 (1999).
At trial, defense counsel objected to Lothstein‘s proffered testimony regarding sexual assault syndrome in general on the ground that such testimony would embrace an ultimate issue to be decided by the jury. On appeal, however, the defendant does not challenge the validity of such testimony generally; rather, he claims that Lothstein improperly based some of his opinion testimony on the specific characteristics of the victim and, in addition, that he improperly assumed the truth of the victim‘s allegations about her family life. Defense counsel did not object to Lothstein‘s testimony on these grounds. Although a defendant is entitled to review of unpreserved errors of constitutional magnitude under Golding, the defendant makes no claim that the admission of the testimony that he challenges on appeal rises to the level of a constitutional violation. Accordingly, the defendant is not entitled to review of his claim.
C
Finally, the defendant claims that the trial court abused its discretion in permitting the victim‘s mother, M, to testify, during cross-examination by the state, that she believed that the defendant had sexually abused the victim. The state maintains that defense counsel “opened the door to this line of inquiry” by eliciting testimony from other witnesses regarding M‘s disbelief of the victim‘s allegations. The state further contends that the defendant has not demonstrated that the admis
The following additional facts inform our resolution of the defendant‘s claim. Defense counsel introduced evidence suggesting that M did not believe the victim‘s allegations of sexual abuse. Defense counsel introduced this evidence through his cross-examination of Kornblum20 and through his direct examination of Gloria Rodriguez,21 the defendant‘s wife at the time of trial. Defense counsel later called M as a witness but did not ask her if she believed the victim‘s allegations. On cross-examination, the assistant state‘s attorney asked M if she believed, at the time of her testimony, that the defendant had sexually abused the victim. Defense counsel objected, and the assistant state‘s attorney responded that defense counsel had “opened the door” to the question. The trial court allowed M to answer the question, and M responded affirmatively.
Other evidence adduced at trial indicated that M had physically abused the victim and the victim‘s half sisters while they were in M‘s care. Specifically, the victim testified that M had hit her with her hands, a broom and a belt, and that the beatings had occurred “[a]lmost
Before addressing the merits of the defendant‘s claim, we first set forth the applicable standard of review. “[T]he trial court has broad discretion in ruling on the admissibility . . . of evidence. . . . The trial court‘s ruling on evidentiary matters will be overturned only upon a showing of a clear abuse of the court‘s discretion. . . . We will make every reasonable presumption in favor of upholding the trial court‘s ruling, and only upset it for a manifest abuse of discretion. . . . Moreover, evidentiary rulings will be overturned on appeal only where there was an abuse of discretion and a showing by the defendant of substantial prejudice or injustice. . . .
“[D]eterminations of credibility are for the jury, and not for witnesses. . . . Therefore, it is improper to ask a witness to comment on another witness’ veracity. . . . [Q]uestions that ask a defendant to comment on another witness’ veracity invade the province of the jury. . . . Moreover, [a]s a general rule, [such] questions have no probative value and are improper and argumentative because they do nothing to assist the jury in assessing witness credibility in its fact-finding mission and in determining the ultimate issue of guilt or innocence.” (Citations omitted; internal quotation marks omitted.) State v. Thompson, 266 Conn. 440, 454, 832 A.2d 626 (2003).
The state concedes that, if defense counsel had not adduced testimony indicating that M disbelieved the victim‘s allegations, it would have been improper for the assistant state‘s attorney to ask M whether she
Generally, “[t]he party who initiates discussion on [an] issue is said to have opened the door to rebuttal by the opposing party. Even though the rebuttal evidence would ordinarily be inadmissible on other grounds, the [trial] court may, in its discretion, allow it whe[n] the party initiating inquiry has made unfair use of the evidence.” (Internal quotation marks omitted.) State v. Colon, 272 Conn. 106, 186-87, 864 A.2d 666 (2004). Because defense counsel had adduced evidence regarding M‘s disbelief of the victim‘s allegations of sexual abuse, the trial court reasonably permitted the state to rebut that evidence through the testimony of M.22
The defendant contends that he did not open the door to M‘s testimony because he introduced evidence of M‘s disbelief of the victim‘s allegations of sexual abuse through the testimony of Kornblum and Rodriguez and not through any testimony of M herself.23 Con-
Even if the admission of the challenged testimony was improper, the defendant has not demonstrated that the impropriety was harmful. The jurors had ample opportunity to assess for themselves the credibility of all the witnesses, including the victim and M, and the court repeatedly instructed the jurors that they alone were to determine the credibility of the witnesses. Moreover, it is highly improbable that the jury placed much weight on the challenged testimony of M because the evidence established that M had expressed differing opinions, over time, about whether the defendant had
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to affirm the judgment of the trial court.
In this opinion SULLIVAN, C. J., and BORDEN, NORCOTT, KATZ and ZARELLA, Js., concurred.
VERTEFEUILLE, J., dissenting. I respectfully disagree with the majority‘s determination that the Appellate Court improperly concluded that the state‘s use of constancy of accusation testimony, although beyond the scope of State v. Troupe, 237 Conn. 284, 677 A.2d 917 (1996), constituted harmful impropriety warranting reversal of the defendant‘s conviction. After a careful review of the evidence, I am persuaded that, in the present case, the iteration of the graphic details of the sexual assaults on the victim, as well as the additional details not testified to by the victim or her half sister, who had witnessed some of the sexual assaults, may have had a tendency to influence the jury by improperly bolstering the credibility of the victim and her half sister and by unfairly arousing in the jury feelings of antipathy toward the defendant. Accordingly, I would affirm the Appellate Court‘s judgment that reversed the trial court‘s judgment of conviction and ordered a new trial. I therefore dissent.1
Prior to addressing the substance of the testimony in question, I believe that it is important to take note of the credentials of the two witnesses whose testimony was improperly admitted. The testimony at issue came from two highly qualified individuals who had substantial professional skill and experience in dealing with cases of alleged child molestation, thereby giving their testimony greater weight in the eyes of the jury. Rita Kornblum, an intake worker for the department of children and families (department) at the time of the investigation of the alleged incidents in this case, had worked for the department for over three and one-half years and for the New Jersey equivalent of the department for more than eight years. She testified that she had experience in social work, investigatory practices, and counseling services, and had received special training in handling cases of child molestation. Similarly, Kimberly Herwerth, a sexual assault crisis counselor, was a state certified child crisis counselor for more than ten years, and had worked at both the Northeastern Connecticut Sexual Assault Crisis Services and Saint Francis Hospital Children‘s Center in that capacity. She testified that,
I turn next to the substance of the testimony in question. Following the testimony of the victim and her half sister, both Kornblum and Herwerth reiterated horribly graphic details of the sexual assaults as related to them by the victim. In my view, the harmfulness of the testimony of Kornblum and Herwerth2 derives from their repetition of the most lurid details of the sexual abuse of the victim: the defendant‘s multiple penetrations of the victim‘s vagina and anus with his penis and the defendant‘s multiple ejaculations resulting from his abuse of the seven year old victim. The witnesses testified that the victim had told them that the defendant, “on several occasions,” had “inserted his penis . . . into her private parts” or had “put his private in her private. . . .” Moreover, Kornblum testified that the victim “described some white stuff coming out of [the defendant‘s] . . . ‘penis.’ ” Herwerth testified that the victim had told her that “slimy white stuff would come out into his hand. He would throw it into the toilet.”
Herwerth‘s testimony highlighted the victim‘s emotional state due to the fact that the abuse had been witnessed by her half sister. Herwerth testified that the victim had told her that “her [half sister] had witnessed 2
In addition, Herwerth related an incident of abuse not mentioned by either the victim or her half sister in their testimony. This additional incident revealed the victim‘s anxiety that her mother might discover the abuse. Herwerth testified that the victim had mentioned an incident in which the victim‘s mother “almost caught” the defendant sexually assaulting the victim when “on one occasion in particular the slimy white stuff went into her [vagina]. [The victim] got up, went to the bathroom to clean herself with toilet paper. [The victim] said . . . that her mother almost caught them, but that when her mother came to the bathroom [the victim] was a little nervous . . . [so she told her mother she] was going to the bathroom.”
In my view, the testimony of Kornblum and Herwerth unfairly influenced the jury in exactly the manner we intended to avoid as we explained in Troupe. In Troupe, we reasoned that “testimony by multiple witnesses about the facts of the victim‘s complaint may so unfairly bolster the victim‘s credibility that, in such cases, cross-examination of the victim is not a sufficient protection from prejudice.” (Emphasis added; internal quotation marks omitted.) State v. Troupe, supra, 237 Conn. 303. We stated therefore that in such circumstances there is an ”enhanced risk that the jury may be unduly swayed by the repeated iteration of the constancy of accusation testimony.” (Emphasis added.) Id. Thus, we concluded that “a person to whom a sexual assault victim has reported the assault may testify only with respect to the fact and timing of the victim‘s complaint . . . .” Id., 304.
Moreover, my conclusion that the improperly admitted testimony of Kornblum and Herwerth may have unfairly influenced the jury is reinforced by the fact that: (1) the defendant raised serious questions about the credibility of both the victim and her half sister; and (2) without the testimony of Kornblum and Herwerth, the state‘s case was not particularly strong. The defendant undermined the credibility of both the victim and her half sister by: (1) eliciting testimony from the victim revealing a possible motive to lie; and (2) revealing prior lies told by the victim‘s half sister. During cross-examination of the victim, she admitted that her mother had physically abused her and her half sister. In particular, the victim testified that her mother would hit her and her half sister with her hand, a broom or a belt on her head, thighs, face, arms, back and legs, almost daily. Thus, defense counsel elicited evidence regarding a possible motive for the victim to fabricate the allegations of sexual abuse, namely, a desire to be removed from the home. Furthermore, during cross-examination, the victim‘s half sister, the state‘s only eyewitness to the abuse, admitted to falsifying an allegation of sexual assault against her mother‘s boyfriend in 1998. The victim‘s half sister admitted that she had fabricated the sexual assault allegation only because her mother‘s boyfriend had been “getting into [her] business” and “snitching” on her to her mother. The jury might well have given additional weight to the testimony of Kornblum and Herwerth in light of these questions about the credibility of the victim and her half sister.
Thus, I am persuaded that in the present case, the testimony of Kornblum and Herwerth, two experienced professionals, concerning the graphic details of the assaults on the victim, as well as the additional details not testified to by the victim or her half sister, may have had a tendency to influence the judgment of the jury by improperly bolstering the credibility of the victim and her half sister and by unfairly arousing feelings of antipathy in the jury. I therefore agree with the Appellate Court‘s conclusion that the defendant was entitled to a new trial and I disagree with the majority‘s determination to reverse the judgment of the Appellate Court.
Accordingly, I respectfully dissent.
ANTHONY D. BOONE, ADMINISTRATOR (ESTATE OF KYLE KALIK BOONE), ET AL. v. WILLIAM W. BACKUS HOSPITAL ET AL. (SC 17204)
Sullivan, C. J., and Katz, Palmer, Vertefeuille and Leheny, Js.
