Lead Opinion
ON PETITION TO TRANSFER
In this case the Court of Appeals interpreted Article 1, Section 11 of the Indiana Constitution to prohibit all sobriety checkpoints as unreasonable seizures. We disagree, but affirm suppression of the evidence obtained from the roadblock in this case because the procedures followed did not satisfy the requirements of Section 11, a part of Indiana's Bill of Rights.
Facts and Procedural History
Late on the night of June 18, 1999, the Indiana State Police and the Mishawaka Police Department jointly conducted a sobriety checkpoint on McKinley Avenue, just west of its intersection with Grape Road, in Mishawaka. Jarrod Gerschoffer was one of seventy drivers pulled aside for observation. The officer who greeted Ger-schoffer smelled alcohol and noted Ger-schoffer's glassy, bloodshot eyes and slurred speech. Gerschoffer failed three sobriety field tests, and a subsequent chemical test showed that his blood alcohol content was 0.11.
This led the State to charge Gerschoffer with operating a vehicle while intoxicated (OWI), as a class D felony based on a previous OW1I conviction.
Gerschoffer moved to suppress all evidence obtained from the checkpoint, elaim-ing improper seizure under both the Fourth Amendment of the U.S. Constitution
The Court of Appeals affirmed, holding that "a sobriety checkpoint ... conducted absent probable cause or reasonable suspicion of illegal activity, constitutes an unreasonable seizure as proscribed by Article
I. Federal Roadblock Jurisprudence: A Brief Refresher
We examine claims under the Indiana Constitution separately from those based on federal constitutional counterparts. Ajabu v. State,
The U.S. Supreme Court first suggested that roadblocks might satisfy the Fourth Amendment when it held random and dis-eretionary stops to check drivers' licenses and vehicle registrations unconstitutional in Delaware v. Prouse,
This holding does not preclude the ... States from developing methods for spot checks that involve less intrusion or that do not involve the unconstrained exercise of discretion. Questioning of all oncoming traffic at roadblock-type stops is one possible alternative. We hold only that persons in automobiles on pub-le roadways may not for that reason alone have their travel and privacy interfered with at the unbridled discretion of police officers.
Id. at 663,
The same year, the Court identified three factors to weigh in assessing the constitutionality of seizures less intrusive than traditional arrests: (1) "the gravity of the public concerns served by the seizure," (2) "the degree to which the seizure advances the public interest," and (8) "the severity of the interference with individual liberty." Brown v. Texas,
Seven years later, we applied these federal principles in a Fourth Amendment challenge to a roadblock designed to check for licenses and registrations as well as OWI. State v. Garcia,
We also considered the degree of discretion involved. Based on a previously communicated plan, one officer flagged vehicles over in blocks of five as soon as the previous five were released. See id. at 160. An officer then asked each driver to produce a license or registration while
This uniformly followed procedure imposed sufficiently "explicit, neutral limitations" upon the individual officers to satisfy the Fourth Amendment. Id. at 162.
The U.S. Supreme Court took a similar approach and reached a similar conclusion in Michigan Department of State Police v. Sitz,
Applying the Brown balancing test, the Site court held that brief, suspicionless seizures at highway checkpoints for the purpose of combating drunk driving do not violate the Fourth Amendment. Id. at 455,
The Court distinguished roving police patrols whose approach might frighten motorists, especially those traveling alone at night on remote roads, from checkpoints where drivers see others being similarly stopped. Sitz,
The U.S. Supreme Court recently clarified federal constitutional limitations in City of Indianapolis v. Edmond,
The key distinction between Sitz and Edmond is that sobriety checkpoints are "designed primarily to serve purposes closely related to ... the necessity of ensuring roadway safety." Edmond,
II. Section 11 and OWI Roadblocks: General Principles
The Indiana Constitution has unique vitality, even where its words parallel federal language
Indiana's founders left few clues about the formulation of Article 1, Section 11. The 1816 constitutional convention adopted this section in remarkably short order with no recorded debate, in nearly the same words we have today.
This is not to say that we are writing on a blank slate. We have previously held that Article 1, Section 11 must be liberally construed to protect Hoosiers from unreasonable police activity in private areas of their lives, Brown v. State,
In Brown, we acknowledged the tension between multiple constitutional objectives. "[It may safely be said that Hoosiers re
We note the existence of some evidence that sobriety checkpoints can be effective. A 1999 study concluded that an extensively publicized, statewide checkpoint program in Tennessee reduced alcohol-related crashes by more than twenty percent, the equivalent of nine fatal accidents per month. John H. Lacey et al., Evaluation of Checkpoint Tenmessee: Tenmessee's Statewide Sobriety Checkpoint Program, Technical Report Prepared for U.S. Department of Transportation, National Highway Traffic Safety Administration (Jan.1999), at http://w ww.nhtsa.dot.gov/people/injury/re-search/ChekTenn/ChkptTN .html.
In the instant ease, the Court of Appeals said, "A suspicionless roadblock seizure is inherently random, arbitrary and capricious, and there is nothing in the text or original meaning of Article 1, Section 11 to suggest that the framers would have considered such a seizure as anything other than unreasonable." Gerschoffer,
A minimally intrusive roadblock designed and implemented on neutral criteria that safely and effectively targets a serious danger specific to vehicular operation is constitutionally reasonable, unlike the random and purely discretionary stops we have disapproved. See Baldwin v. Reagan,
We therefore join those jurisdictions rejecting the contention that all roadblocks are per se violations of state constitutional requirements.
III. Reasonableness of This Roadblock
States that have held, as we do today, that sobriety checkpoints do not violate their state constitutions per se have focused on reviewing the implementation of specific roadblocks. See R. Mare Kan-trowitz, Annotation, Validity of Police
Neutral Plan Approved by Appropriate Officials. Some states have looked more favorably upon roadblocks staged pursuant to formal guidelines adopted at an appropriate policy-making level. For example, in Boisvert,
We agree that a properly approved, neutral plan would help support the reasonableness of the sobriety checkpoint. Here, Sergeant Gary Coffie, the officer in charge for the State Police, testified that he followed written federal and state police guidelines. (R. at 85-86, 100-01.) Those guidelines are not part of the record, however, so we cannot assess their efficacy.
Objective, Location and Timing. "A seizure is not reasonable unless it is well calculated to effectuate its purpose." Garcia,
A press release indicated that this checkpoint was intended to catch drunk drivers, seat belt and child restraint violations, and "other violations." (R. at 181.) Corporal Timothy Williams, the officer in charge for the Mishawaka Police Department, indicated that the site selection was intended to reduce speeding and "eruis-ing." (R. at 146.) He said, "[It's a good way to kind of slow traffic down, make sure everybody is doing what they're supposed to." (Id.)
Williams also said that another goal was "[to make sure ... everybody's got all the
Here, the State has offered a montage of objectives, including the generic law enforcement goal of "mak[ing] sure everybody is doing what they're supposed to." (R. at 146.) This sounds more like a generalized dragnet than a minimally intrusive, neutral effort to remove impaired drivers from the roadways before they hurt someone.
The evening's statistics reinforce this conelusion. Seventy stops produced fourteen traffic arrests and thirty-four warnings. (R. at 177.) Only two citations were for OWI.
The location's selection casts further doubt on whether this roadblock was sufficiently related to the public danger of drunk driving. The officers in charge sensibly chose a well-lighted, reasonably busy area that was amenable to traffic control. (R. at 145-46.) They chose this particular site partially because they had conducted a checkpoint in the same location the previous winter and wanted to compare results. (R. at 136.)
When asked the reasons for the site selection, however, neither officer indicated that drunk driving had been a particular problem at this location. (R. at 108-04, 145-46.) Corporal Williams said only that a high volume of general traffic violations occurred in the area. (R. at 145-46.)
The officers operated the roadblock from 11:80 p.m. until 1:80 a.m. because "traffic is easier to handle; it's not exactly that we were going to get a lot of [OWI] arrests." (R. at 107-08.) Also, businesses were closed at that hour and shoppers were no longer out, but it was still early enough for a "substantial amount of traffic." (R. at 108.) Finally, the timing was convenient based upon officer shift changes. (Id.) As with location, the State did not link the timing to the danger being addressed.
To be constitutionally reasonable, the location and timing of sobriety checkpoints should take into account police officer safety, public safety, and public convenience. The roadblock should also effectively target the public danger of impaired driving. Here, the State did not offer any evidence of objective considerations such as an unusually high rate of OWI-related accidents or arrests in the chosen area. The State has therefore not shown that this roadblock was sufficiently related to the legitimate law enforcement purpose of combating drunk driving.
Police Discretion. Many states consider the degree of discretion exercised by field officers conducting the roadblock a critical factor. See, e.g., Downey,
Here, Sergeant Coffie flagged in five vehicles at a time, then allowed other traffic to flow through. (R. at 90-91.) As soon as all five vehicles were cleared, Cof-fie flagged in five more, without regard to vehicle type. (R. at 91, 122-24.) This procedure satisfied the Fourth Amendment in Garcia,
Other procedures, however, were not as carefully controlled. Aside from being told to be "professional and courteous," officers received no specific directive on how to approach and sereen motorists. (R. at 115, 150.) Each individual officer was therefore allowed to decide whether to immediately request license, registration, and/or insurance information from all drivers or only from some of them based on an appearance of impairment or other grounds. (R. at 119, 136, 150.) No standardized instructions were given to ensure that officers addressed drivers in a consistent manner.
The State has therefore not shown that it provided sufficiently explicit guidance to ensure against arbitrary or inconsistent actions by the screening officers. This very important factor weighs against the reasonableness of the roadblock.
Degree of Intrusion. If the officer approaching a car did not detect any violations, the length of detention averaged four minutes. (R. at 180.) In Garcig, stops approximating two to three minutes satisfied the Fourth Amendment.
The reasonableness of this detention period is questionable. Four minutes could certainly seem like a very long time to a law-abiding citizen pulled off the road for observation and questioning by the police. In light of other similar cases where the intrusion has been much briefer, it is not clear that a well-trained officer needs this much time to assess driver sobriety. See id.; see also Trumble,
In evaluating the degree of intrusion, we also consider whether the roadblock was avoidable. The more avoidable a roadblock is, the less it interferes with the liberty of individual drivers. A roadblock need hardly be altogether voluntary, however, or it would have little enforcement or deterrent value.
Because the checkpoint was near an intersection and only cars coming from the direction of the intersection were stopped, drivers could have theoretically turned and
Sergeant Coffie conceded that because the only signage was past the roadblock's entry point, approaching drivers may not have realized the activity ahead (red lights and flares) was a checkpoint until the point of no return, especially if larger vehicles blocked their view. (R. at 113-14.) The lack of demonstrated avoidability therefore weighs slightly against the State.
Safe Conditions. The State offered testimony that the checkpoint was located in a well-lighted area, where vehicles could be pulled off the roadway into an adjacent parking lot without impeding traffic. This weighs in favor of constitutionality.
Effectiveness. The officers stopped seventy of the 198 cars funneled through the checkpoint. (R. at 127.) Fourteen arrests resulted, of which two were for OWI.
Apprehension rates are not, however, the end of the question. As Tennessee's experience proves, roadblocks can effectively deter OWI, such that even a modest arrest rate may simply reflect the fact that advance publicity seared those who would drink and drive off the roads. See Lowe,
Here, however, we have no evidence from which to infer that the low apprehension rate was the effect of a successful media blitz. Sergeant Coffie sent a press release to four television stations two days before the checkpoint date, (R. at 94-95), but sent nothing to radio stations, local newspapers, or other print media, (R. at 106-07). No one ever determined whether the pending roadblock was actually reported by the four stations notified. (R. at 107.)
Law enforcement agencies cannot control what the media chooses to report, of course, and may not have funds to pay for
Summary. In light of the above factors, with particular emphasis on the high level of officer discretion and the very weak link between the public danger posed by OWI and the objectives, location and timing of the checkpoint, the State did not meet its burden to show that this roadblock was constitutionally reasonable under Article 1, Section 11. The trial court therefore correctly suppressed the fruit of this seizure.
Conclusion
We affirm the trial court's ruling granting the motion to suppress.
Notes
. "The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized." U.S. Const. amend. IV.
. Article 1, Section 11's wording is virtually identical: 'The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable search or seizure, shall not be violated; and no warrant shall issue, but upon probable cause, supported by oath or affirmation, and particularly describing the place to be searched, and the person or thing to be seized."
. Garcia did not argue that the Indiana Constitution required suppression of the evidence. Id. at 159.
. The Court noted that suspicionless searches may be justified when special needs exceed normal law enforcement requirements. Edmond,
. "Even where an Indiana constitutional provision is substantially textually coextensive with that from another jurisdiction ... we may part company with the interpretation of the Supreme Court of the United States or any other courts based on the text, history, and decisional law elaborating the Indiana constitutional right." Ajabu,
. The Journal of the Convention of the Indiana Territory, 1816, reprinted in 61 Ind. Mag. Hist. 77, 81 (1965), reports that the delegates convened on Monday, June 10. On Wednesday, June 12, they appointed a dozen drafting committees, including a committee to prepare and report a preamble and bill of rights. Id. at 82, 97. This committee delivered its report: on Friday, June 14. Id. at 106, 111. On June 27, Article 1, Section 11 was adopted on third reading in essentially its current form, without recorded debate. Id. at 122-23, 134-35, 149.
. See, eg., People v. Rister,
. One good example is Commonwealth v. Tarbert,
[The conduct of the roadblock itself can be such that it requires only a momentary stop to allow the police to make a brief but trained observation of a vehicle's driver, without entailing any physical search of the vehicle or its occupants. To avoid unnecessary surprise to motorists, the existence of the roadblock can be so conducted as to be ascertainable from a reasonable distance or otherwise made knowable in advance. The possibility of arbitrary roadblocks can be significantly curtailed by the institution of certain safeguards. First, the very decision to hold a drunk-driver roadblock, as well as the decision as to its time and place, should be matters reserved for prior administrative approval, thus removing the determination of those matters from the discretion of police officers in the field. In this connection it is essential that the route selected for the roadblock be one which, based on local experience, is likely to be travelled by intoxicated drivers. The time of the roadblock should be governed by the same consideration. Additionally, the question of which vehicles to stop at the roadblock should not be left to the unfettered discretion of police officers at the scene, but instead should be in accordance with objective standards prefixed by administrative decision.
Id. at 1043.
. The statistical summary breaks this number down as one "9-30-5-2 (OWI) and one "9-30-5-3 (PRIOR)." (R. at 177-78.) Gerschof-fer was charged under both of these statutes, so it is unclear whether anyone other than Gerschoffer was arrested for OWI during the roadblock.
. Sergeant Coffie testified:
Q: ... So you didn't go through any specific conversation they had to have, an actual step-by-step of what they needed to do as they approached the car, right?
A: No, not step-by-step. There's too many variables as far as what an officer would observe from the occupant of that vehicle.
Q: And ... whether or not they asked to see your license and registration first or whether or not they asked if they had been drinking was basically up to the officer?
A: Basically, it's up to the officer ...
(R. at 119.) Compare to Trumble,
. Compare to "Marion County Traffic Safety Partnership Multi-Agency Sobriety Checkpoint Procedures," filed as an Appendix to the Amici Curiae brief of Bart Peterson, Jerry Barker, Jack Cottey and Scott Newman in Support of State's Petition to Transfer. The Marion County plan calls for a physical layout similar to Mishawaka's, except that the checkpoint sign is on the opposite side of the intersection, so that approaching motorists may turn off before reaching the checkpoint. (Am-ici Curiae App. at 7-8.) Marion County's written procedures state:
Avoiding the Checkpoint
A motorist who wishes to avoid the sobriety checkpoint site by legally turning before entering the checkpoint area shall be allowed to do so unless the driver engages in any unlawful, unusual or dangerous behavior. The act of avoiding a sobriety checkpoint does not constitute the grounds for a stop.
(Id. at 9.)
. Or, possibly, only one. See supra note 9.
. Four of these preliminary tests registered no alcohol at all; three more registered only .01 or .02. (R. at 178.)
. The converse is also true, of course: the end does not justify the means, and a high capture rate will not save a constitutionally unreasonable roadblock.
. Advance publicity serves a secondary purpose as well. The degree of intrusion is less when motorists receive advance warning of potential stops and are not taken by surprise.
Concurrence Opinion
concurring in part and dissenting in part:
I join Part I and, except as noted below, Part II of the majority opinion. I respectfully dissent, however, to Part III, believing that the particular roadblock challenged here was not unreasonable in the totality of the cireumstances.
Quoting from the dissenting opinion in State v. Garcia,
Finally, I do not share the majority's critical view of the Mishawaka roadblock's objective, location, and timing; the lack of compelled uniformity regarding the officers' approaching and screening of motorists; the lack of sufficient avoidability; and the lack of sufficient effectiveness. Notwithstanding the possible excessive average length of detention, I believe that the record establishes that the roadblock was not unreasonable in the totality of the circumstances. In my judgment, the trial court erred in granting the motion to suppress.
. Efficacy is particularly problematic when evaluating police sobriety roadblocks because advance public knowledge may significantly foster responsible alcohol consumption, and thus yield significantly fewer arrests. This deterrent effect cannot be measured and can only be estimated by speculation. Yet it is clearly one of the objectives of law enforcement and, if efficacy is considered, actual deterrence must be included in the determination. On the other hand, extensive advance publicity may motive drivers to take alternate routes rather than to diminish consumption of alcohol. Efficacy is simply an unreliable and immaterial consideration in determining whether a roadblock is unreasonable under the Indiana Constitution.
