These causes came on to be heard upon "the appeal; the transcript of the docket and journal entries .and the original papers from the Hamilton County Municipal Court; the transcript of the proceedings; the assignments of error; the briefs of the parties; the brief of the •Cincinnati Bar Association, amicus curiae-, and the arguments of counsel.
At 10:31 a. m. on August 1; 1975, a judge of the 'Hamilton Couhtv Municipal Court called the case of Marjorie and William Stovall for a preliminary hearing on a felony •charge. The1 Stovalls were, according to the record, repre-
As a result of such attorneys being absent, the judge asked if the city prosecutor could “* * * dig up a public defender?”
Shortly thereafter, Richard Gasen, a public defender and an appellant herein, although not the attorney of record for the Stovalls, entered the courtroom and was summarily appointed by the court 1o' represent the Stovalls. Gasen declined to accept ■ such appointment, objecting on the grounds that the Stovalls were already represented by other attorneys and that he (Gasen) had neither a.file regarding the case, nor an opportunity to confer with the Stovalls. Gasen further stated that his intervention at that juncture would, in effect, deprive the Stovalls of their Sixth Amendment right to effective representation of counsel. .a -
• The trial court rejected Gasen’s objections and ordered him to proceed with cross-examination, prompting Gasen to again refuse. At 10:40 a. m., Peter Rosenwald, an appellant and a public defender, but not an attorney of record with respect to the Stovalls, entered the courtroom-, whereupon the court stated:
“Mr. Rosenwald, you are appointed to. defend William Stovall and Mr. Gasen is representing Marjorie Stov-all. Just come forward and do the best you can with cross-examination.”
. Both Gasen and Rosenwald refused on the grounds that to do so would constitute violations of the Code of Professional Responsibility and would deny the Stovalls effective representation of counsel. The court again rejected the attorneys’ objections, stating:.
“Now; I want to proceed. I’m appointing each of you. This is not a case where we decide their innocence or guilt. All we’re deciding is whether to proceed with-prosecution. You don’t have to know anything about the..case to. cross-examine.”.. • _ ■ "> ...
Upon their continued refusal to represent the Stovalls,
Gasen and Rosenwald present, respectively, fivó and six assignments of error for our consideration on'these appeals. Although various arguments are made by the appellants in support of their several assignments of error,' we have distilled these contentions into a single' issue; namely, the judgment is contrary to law. We mil therefore apply the arguments presented by the appellants and those advanced by the Cincinnati Bar Association, in. its amicus curiae brief, to that solitary issue.
The argument seeming most germane to us pertains to appellants’-contention that they were held in contempt for refusing to violate the Code of Professional Responsibility. Canon 6 of the Code provides, in EC 6-1, that: '
“Because of his vital role in the legal process, a lawyer should act- with competence and proper care in ^presenting clients. He should strive to become and remain! proficient in his practicó and should accept employment only in matters which he is or intends to become eoihpe-tent to handle.”
EC 2-30'provides in pertinent part that:
“Employment should not be accepted by á lawyer when he is unable to render competent service *. If a lawyer knows a client has previously obtained counsel; he should not accept employment in the matter unless the, other counsel approves or withdraws, or the client terminates the prior employment.” s
Clearly, the ethics of the legal profession demand- that any attorney, private or public; decline to represent á party when such attorney is unable, for valid reasons, tó fully and adequately prepare such party’s case,-or when.'such party is already represented by competent counsel;' Eailúre-of an attorney' to
decline
to perform such representation
In the. cases at bar, both the appellants, the .court, and the prosecutor were aware that the .Stovalls were. already represented-by staff members from the-Public Defender’s office.-Such prior representation;'had not terminated, nor had original counsel' formally approved. of permittting Messrs. Gasen and Rosenwald to intervene, .on their behalf. Moreover, the record is replete- with assertions by the appellants that they were utterly unprepared to offer effective representation to ■ the Stovalls.
It cannot be gainsaid that where, as-here, a court summarily appoints counsel to represent an indigent.defendant who is already represented by- competent counsel, and where such substitute counsel is afforded neither information relative to the charges against the defendant, nor given the opportunity to confer with the defendant, the court has forced upon the interim counsel the -alternative .of-rendering ineffective assistance of- counsel,- conceivably waiving or overlooking the accused’s -possible defenses, or. being- held in contempt, of court for failure to-perform such representation. The court’s assertion to appellants that “you’ll be excused of any problems”, would inevitably be meaningless in a later appellate proceeding, for by the timé such cause reached an appeal on the merits, defects in prior preliminary proceedings would arguably-have been waived and would no longer- be; justicial)¡o issues-upon review. Aside from the questions- raised by the-nature of a preliminary-hearing, no attorney-may be a party to and acquiesce in an-illegal order of the cpurt and then .revive and-raise such illegal order as -error on appeal The problem .herein is -thus magnified-, since only through, a refusal by Gasen and Rosenwald to represent the Stov-alls eo,uld.such objection be preserved. The causé sub judice may thus, be .distinguished from those authorities cited .by appellee dealing with instances where .the. error inherent in attempting to enforce an illegal order, may- be corrected on appellate review.
This Court of Appeals, in
In re Schott
(1968), 16 Ohio
“We view the instant case not as one broaching a question properly to be decided upon appeal but one bringing before us the personal rights of the petitioner himself. His right to protection from deprivation of his liberty is completely separable from the merits of the case in which the petitioner was acting as solicitor representing the people.”
In the instant case, therefore, the right of the appellants to due process of law was a personal right, separable from the rights of the Stovalls. Moreover, by refusing to recognize the appellants’ responsibilities and obligations under the Code of Professional Responsibility, which was adopted by the Supreme Court of Ohio in 1970, the trial court, in effect, ignored the dictate of Schott that “* * * the ground, principle, or reason of a decision made by a higher court is binding authority on the inferior court.” This court concluded in Schott that an inferior court “'* * * whatever may be its own convictions, must in the discharge of its functions be governed by the settled maxims of law and limit itself as such permit and sanction. An arbitrary refusal to do so is a denial of due process of law.”
We hold that the trial court erred as a matter of law in refusing to recognize the appellants’ responsibilities under the Code of Professional Responsibility
*
and con-
■Judgment reversed.
Notes
While we have elected to base this decision on the clear and obvious violation by the trial court under the facts of the case of appellants’ duties under the Code of Professional Responsibility, a caveat is in order: this Court should not be understood as holding that
The overriding obligation of the trial judge to superintend the business of his court in a lawful and expeditious manner, and to control and direct the officers of the court toward the accomplishment of that end, requires that he be given substantial discretion in the governance of proceedings before him, a discretion which is always subject to review for prejudicial abuse. With the existing pressures of time and, numbers at every level of courts, it is difficult to conceive that the system may be made to function under any other rule. Our discussion today should not be taken to represent any retreat from adhereneei to that principle.
