STATE OF NEW JERSEY, PLAINTIFF-RESPONDENT, v. ANDERSON GARRON, DEFENDANT-APPELLANT.
A-108-01
Supreme Court of New Jersey
Decided July 23, 2003
827 A.2d 243 | 177 N.J. 147
Argued March 4, 2003
For affirmance in part; reversal in part; remandment—Chief Justice PORITZ and Justices COLEMAN, LONG, VERNIERO, ZAZZALI and ALBIN—6.
For affirmance—Justice LaVECCHIA—1.
827 A.2d 243
STATE OF NEW JERSEY, PLAINTIFF-RESPONDENT, v. ANDERSON GARRON, DEFENDANT-APPELLANT.
Argued March 4, 2003—Decided July 23, 2003.
Paul H. Heinzel, Deputy Attorney General, argued the cause for respondent (Peter C. Harvey, Acting Attorney General of New Jersey, attorney).
Mark H. Friedman, Assistant Deputy Public Defender, argued the cause for amicus curiae, Office of the Public Defender (Yvonne Smith Segars, Public Defender, attorney).
The opinion of the Court was delivered by
A jury convicted defendant of aggravated sexual assault, rejecting his defense that the victim consented to have sexual relations with him. In a split decision, the Appellate Division affirmed. We must determine whether the trial court properly applied the Rape Shield Statute,
I.
A Cumberland County grand jury indicted defendant Anderson Garron for first-degree aggravated sexual assault,
J.S. worked as a secretary in the Cumberland County Prosecutor‘s Office from 1992 until March 1997, and then became a communications operator at Southern State Prison. During that period, defendant was a City of Bridgeton police officer, and his wife, Stephanie Garron (Mrs. Garron), was a detective at the same prosecutor‘s office. While employed at the prosecutor‘s office, J.S. saw defendant several times every month when he visited his wife. J.S. viewed her relationship with both Garrons as “friendly,” until the day defendant “came to [her] house and . . . raped [her].”
A. Rape Shield Hearing
In support of his consent defense, defendant sought to introduce testimony concerning J.S.‘s conduct toward him in the years leading up to what he claims was a voluntary sexual encounter. In accordance with the Rape Shield Statute, the trial court conducted a pretrial hearing to determine the admissibility of evidence concerning the relationship between J.S. and defendant.
Defendant testified that “every time” he visited his wife at the prosecutor‘s office J.S. would “flirt” with him. At times, “she would reach up around [his] neck and pull [him] down and give [him a] hug and brush herself against [him].” When they passed in the hallway, she would “bat her eyes” and “just smiling bump into [him],” and then as they engaged in conversation, she would “rub [his] arm or touch [his] chest.” J.S. would tell defendant that he “spoiled [his] wife,” that he “was too good to [his wife],” and that he “needed somebody like her.” Additionally, she remarked that “she would like to have a white man like [him]” and that his wife “didn‘t deserve all the things she got.” On one occasion, J.S. “grabbed [his] rear end” as he “was walking up the steps at the
In the spring of 1998, defendant learned that a Fairfield Township bench warrant had been issued for J.S.‘s arrest for failure to resolve a seatbelt violation summons. He went to J.S.‘s house and told her that “she had a warrant out for a hundred bucks, to get it taken care of,” and that she could post bail without having to be arrested. Several weeks later, when defendant discovered that the arrest warrant was still active, he returned to J.S.‘s house to tell her “to get this thing taken care of.” In the middle of July, defendant, while on duty, received a dispatch that J.S. was at the municipal building and “wanted to see [him] . . . to pay for the warrant.” Defendant handled the paper work on the warrant and gave J.S. a receipt. Defendant described what happened next:
I stood up to walk her out and she says you know you deserve a big old hug and kiss for this because I didn‘t put her in jail. And she came over like she always did and put her arm around my shoulders and . . . kissed me again like the day she left work. And then she just kind of went hmmm. And that was it she left.
Approximately two weeks later, defendant was standing on the porch of the prosecutor‘s office waiting for his wife, when J.S. pulled up in her car. In response to a comment made by J.S., defendant said, “are you ready to have an affair now?” “Now that I don‘t have to look at your wife anymore, you‘re damn right,” replied J.S. With that, defendant told her to give him a call. J.S. left just as defendant‘s wife came onto the porch. Defendant told his wife that she “better watch it, [J.S.] is ready to fool around.”
Defendant‘s wife, Mrs. Garron, a detective at the prosecutor‘s office since 1989, testified about the flirtatious behavior between her husband and J.S. and J.S.‘s “outrageous” conduct. Mrs. Garron described J.S. as a “touchy feely person.” J.S. would always “grab” and “hug” defendant, and “touch” his face, arm, and
On J.S.‘s last day of employment at the prosecutor‘s office in March 1997, J.S., defendant, and Mrs. Garron were on the office porch together, and Mrs. Garron told defendant to kiss (assuming just a peck) J.S. goodbye: “I said the thorn in my side is gone . . . [Y]ou two don‘t ever have to see each other again.” J.S. told Mrs. Garron to go in the building because “I got to kiss your husband goodbye. I‘m never going to see him again.” Mrs. Garron laughed and did go inside. When J.S. returned to the building, with a dramatic flourish, “she threw herself up against the wall”
Mrs. Garron also recalled an incident after one of J.S.‘s visits to the prosecutor‘s office in the summer of 1998. J.S. had been speaking with defendant and Carney on the porch, and Carney told Mrs. Garron as J.S. drove away, “you know [J.S.] says that she‘s going to have an affair with your husband now that she doesn‘t have to look at you every day.” On another visit in September 1998, approximately three months after the Garrons had separated and two weeks before the alleged rape, J.S. spoke with Mrs. Garron on the porch of the prosecutor‘s office. J.S. “was down” and advised Mrs. Garron that “she needed to find a way not to work anymore” and “to find me a man.”
Wendy Frost, a secretary at the prosecutor‘s office throughout J.S.‘s tenure, gave testimony that corroborated to a large degree the accounts of defendant and his wife. In Frost‘s view, J.S.‘s behavior “went beyond flirtation.” Frost estimated that J.S. approached defendant every time he came to visit his wife at the prosecutor‘s office, which was as often as every other week. During defendant‘s visits, “[J.S.] would immediately get up from her desk” and “interact” with him, by “touching his shoulder, [and] grabbing his arm.” When defendant talked with Mrs. Garron, “[J.S.] would get up and stand extremely close to [defendant]” and “make sure she brushed up against him.” On those occasions, “she would grab his arm” and “touch[] his upper shoulder.” J.S. constantly made inappropriate remarks, such as “if your wife‘s never around let me know. . . . I can take care of you.” Frost recalled the remarks by J.S. that stood out most prominently in her mind. One day, Frost, Mrs. Garron, and defendant were out on the porch of the prosecutor‘s office smoking when J.S. appeared. With regard to Mrs. Garron‘s plans to visit her family in Virginia, J.S. commented that “she would have no problems going to see [defendant] while [Mrs. Garron] was away.” Frost opined that Mrs. Garron had always taken J.S.‘s behavior toward defen-
Terri Seay, another secretary at the prosecutor‘s office throughout most of J.S.‘s tenure, also testified about J.S.‘s “very flirtatious behavior” toward defendant. J.S. brushed her “breast area” against defendant‘s arm and chest on more than one occasion. It seemed that “every time [defendant] was [in the prosecutor‘s office] she would be somewhere around him.” J.S. would go over to defendant and “put her arm on his arm” or “give him a hug” with her arms around his neck. J.S. said that “she liked a man in uniform.” Seay had heard that on J.S.‘s last day of work at the prosecutor‘s office, J.S. commented that she was free to “flirt with [defendant]” since she would no longer be working with Mrs. Garron. Nevertheless, Seay believed that J.S. and Mrs. Garron were “friends.” Although the incidents occurred during J.S.‘s tenure, Seay was unable to give specific dates between September 1992 and March 1997.
Carney, who worked at the prosecutor‘s office throughout J.S.‘s tenure, claimed that she did not see J.S., defendant, and Mrs. Garron together very often. On those occasions when she did, J.S. just “act[ed] like herself . . . always happy and talkative.” Carney did not recall ever seeing J.S. touch defendant, or ever discussing defendant with J.S. or Mrs. Garron. At trial, however, Carney testified that J.S. told her that defendant had visited her home in the summer of 1998. Two months before the incident at issue, J.S. had asked Carney whether the Garrons were separated. Carney confirmed that they were.
The trial court determined that defendant had presented clear and convincing evidence to dispel the presumption under
Frost and Seay therefore did not testify at trial. Defendant and Mrs. Garron were not permitted to testify to the catalogue of flirtatious and sexual behavior of J.S., including J.S.‘s seeming obsessive attention to defendant, her habit of brushing her body parts against defendant, her constant petting of his arm, chest and face, her many come-on remarks, such as he “needed somebody like her” and was “too good” to his wife, her affirmative response to defendant‘s inquiry, “are you ready to have an affair now,” and her comments that she wanted defendant for her thirtieth birthday and that she was “available” while she was between husbands.
B. Trial
In many ways, the accounts given by J.S. and defendant of their encounter were strikingly similar. How each viewed those events was strikingly different. According to J.S.‘s trial testimony, on September 28, 1998, at approximately 3:30 a.m., she was getting ready for her 4:30 a.m. shift at the prison when she heard a knock at the door that separated her dining and laundry rooms, and served as her home‘s back door. Defendant was at the door, on duty, and in uniform. He informed J.S. that he had been “riding by and noticed that the light was on inside [her] car,” and just
Defendant then followed J.S. back into the laundry room, uninvited, and asked, “Don‘t I get a hug for this?” J.S. hugged and thanked defendant. When he attempted to kiss her, J.S. resisted, saying, “Andy, I got to go. . . . I got to get to work,” and “I don‘t want to do this. I know your wife. I know Stephanie. And I cannot do this.” Defendant grabbed J.S.‘s shoulders, “looked [her] dead in [the] face,” and said, “Look, I want to see what I been missing all this time.” He then pressed her down to her knees with his hands, exposed his erect penis with his right hand, and removed his duty weapon from its holster and placed it within arm‘s-reach on a nearby dresser.1 J.S. stopped protesting and trying to stand up when she noticed that the gun‘s red laser-sight shone against a wall in the laundry room. She believed that meant the gun was fire-ready, and “just needed one little nudge” to shoot.
After defendant tapped J.S.‘s lips with his penis, she put it in her mouth. J.S. gagged and tried to back away, hoping that “if [she] didn‘t do it right and give him what he wanted he would just stop.” He kept one hand on her shoulder, and the other on his penis. When J.S. thought he was about to ejaculate, she attempted to stand up, but defendant told her “to get back down there.” She did, and “just kept [her] eye on the gun, making sure it was still in the same spot.” When she began to gag again, defendant grabbed the back of her head and ejaculated into her mouth. He then “finished himself off” by masturbating, and said, “This is going to be our secret, right?,” and left.
J.S. testified that defendant “stopped by” her home “about five or six times” while he was on daytime duty between the spring of 1998 and July 16, 1998. He never stayed more than three minutes, and was “[j]ust making sure everything was okay.” On one of those occasions, defendant introduced J.S. to his partner. On another occasion, J.S. invited defendant to speak with her ten-year-old son, who had been “acting up in school. . . . [She] asked [defendant] to come in the house to act like he was going to take [her son] to jail if he didn‘t start straightening up.” Defendant spoke briefly with her son and left.
As to prior sexual conduct with defendant, J.S. stated that she had never touched defendant anywhere on his body in a sexual way before the kiss of July 16, 1998. She claimed that defendant had initiated that kiss and put his tongue into her mouth, and that she was “shocked.” She denied ever touching defendant‘s buttocks or having any conversation with Mrs. Garron about that alleged incident. She also insisted that the alleged March 1997 “goodbye” kiss outside the prosecutor‘s office and subsequent conversation with Mrs. Garron never occurred, and that defendant had merely kissed her on the cheek in the office, “like everybody else did,” at her going-away party. Finally, J.S. noted that she had filed a tort claim against defendant and the City of Bridgeton as a result of the September 28, 1998 incident, and that she was seeking “punitive damages.”
When defendant was arrested, he admitted that he had had oral sex with J.S., but insisted that it was consensual. He adamantly denied “finishing himself off” by masturbating. According to his
Defendant and J.S. both testified that he called her the next evening to inquire about her work schedule, and said he was “[h]urt” that she did not recognize his voice. She was in her son‘s room when defendant called and asked him to call her back. He said that he could not call back, but gave J.S. his phone number at the police station so that she could call him back. She never did. The only trial testimony permitted concerning J.S.‘s prior conduct was the buttocks-grabbing incident and the passionate kisses of March 1997 and July 1998.
At defendant‘s urging, and over the State‘s objection, the trial court refused to charge the jury on sexual assault and criminal sexual contact as lesser-included offenses of aggravated sexual assault and aggravated criminal sexual contact. The court concluded that the only evidence of physical force or coercion causing J.S. to submit to those acts was her fear of defendant‘s service revolver. The jury was thus charged strictly pursuant to the indictment and returned a guilty verdict on each count.
The trial court sentenced defendant to concurrent terms of eleven years of imprisonment for aggravated assault and three
II.
In an unreported split decision, the Appellate Division affirmed defendant‘s convictions and remanded to the trial court for amendment to the judgment of conviction to reflect defendant‘s mandatory forfeiture of public office and debarment from future public employment for official misconduct. The Appellate Division majority concluded that even though the trial court described the excluded evidence of J.S.‘s prior conduct as “flirtatious, . . . not sexual,” that evidence was properly excluded as non-probative “sexual conduct” within the meaning of the Shield Statute, because it was offered to prove consent, and was “not specific enough to be probative of whether a reasonable person would have believed that J.S. freely and affirmatively consented to the sexual conduct on September 28.” The majority found that conclusion was supported by the trial court‘s finding that J.S.‘s conduct was “taken lightly by the parties,” and by the witnesses’ inability “to specify dates, circumstances, or precise times and locations” for the alleged conduct. The majority reasoned that even if the exclusion of that evidence was an abuse of discretion, it was harmless because the jury had been made “well-aware” of J.S. prior “sexual advances” toward defendant through the admission of evidence concerning the alleged buttocks grabbing and two passionate kisses. The majority also held that the trial court‘s failure to charge the lesser-included offenses proposed by the State was invited, not plain error.
The jury heard about three incidents of physical contact which the judge deemed relevant, but the jury never heard substantial available evidence from several witnesses of J.S.‘s explicit verbal invitations to defendant. And the jury heard only a fraction of the available evidence of J.S.‘s expressed desires with respect to him, that coming from Mrs. Garron and not from the two independent witnesses. The excluded remarks were highly relevant and material to the delicate weighing process on the credibility of defendant and J.S. . . . To artificially distinguish past encounters between defendant and J.S. on the ground that some were “merely flirtatious” reflects a failure to appreciate the legitimate and compelling purpose for which the evidence was offered. Moreover, the precise dates of each comment were unnecessary to establishing threshold reliability, especially after the judge found that the one-year presumption of
N.J.S.A. 2C:14-7b was overcome with respect to the incidents that were admitted.
Judge Wecker also concluded that the trial court‘s failure to charge the proposed lesser-included offenses at defendant‘s request constituted reversible error, because the public interest in fair and proper convictions outweighed defendant‘s interest in the trial strategy of gambling on an all-or-nothing verdict. She reasoned that the evidence was such that a reasonable juror could have concluded that defendant used only physical force, and never verbally or physically threatened J.S. with his gun.
Defendant‘s appeal is before us as of right under
III.
Defendant argues that evidence of J.S.‘s six-year course of conduct—her obsessive attention to him during his visits to the prosecutor‘s office, her repeated physical contact with him, the verbal come-ons and sexual innuendoes, the kissing, and the
At stake in our evaluation of
A.
New Jersey‘s Rape Shield Statute restricts a defendant‘s ability to introduce evidence of the victim‘s prior “sexual conduct.”
The Shield Statute attempts to strike a balance between those competing interests by setting forth the limited circumstances in which evidence of a victim‘s previous “sexual conduct” is admissible in the prosecution of a sexual assault case.
Evidence of the victim‘s previous sexual conduct with the defendant shall be considered relevant if it is probative of whether a reasonable person, knowing what the defendant knew at the time of the alleged offense, would have believed that the alleged victim freely and affirmatively permitted the sexual behavior complained of. [
N.J.S.A. 2C:14-7d .]
However, before such evidence is admitted several further evidentiary hurdles must be cleared. The Shield Statute only permits evidence of prior sexual conduct if that evidence is “highly material” and “the probative value of the evidence offered substantially outweighs its collateral nature or the probability that its admission will create undue prejudice, confusion of the issues, or unwarranted invasion of the privacy of the victim.”
The Shield Statute has been expanded by amendment three times since its 1978 enactment for the purpose of strengthening and expanding the privacy rights of victims.3 The legislative history to the 1994 amendment reveals that the drafters were concerned specifically about protecting the privacy of a sex-crime victim from collateral examination bearing no relevance to the central issues of the case. The 1994 amendment was “intended to strike an appropriate balance between protecting a defendant‘s constitutional rights, and protecting a rape victim from an assault upon the victim‘s character.” Assembly Judiciary, Law and Public Safety Committee, Statement to Assembly Bill No. 677 (Jan. 20, 1994), reprinted in
relevant and that the probative value of the evidence offered is not outweighed by its collateral nature or by the probability that its admission will create undue prejudice, confusion of the issues, or unwarranted invasion of privacy of the victim, [
N.J.S.A. 2C:14-7a (1988) (emphasis added),]4
and
material to negating the element of force or coercion, [
N.J.S.A. 2C:14-7c (1988),]
to requiring that the evidence be
relevant and highly material and meet[] the requirements of subsection[] . . . d . . . and that the probative value of the evidence offered substantially outweigh[] its collateral nature. [
N.J.S.A. 2C:14-7a (1994) (emphasis added).]
This Court has recognized the tension between the demands of the Confrontation Clause and those of the Rape Shield Statute in interpreting the pre-1994 enactment. See Cuni, supra, 159 N.J. at 596-99, 733 A.2d 414 (addressing 1988 version); Budis, 125 N.J. at 529-33, 593 A.2d 784 (same). In analyzing whether the restrictions on the admissibility of evidence under the current Shield Statute are constitutional, we must review the jurisprudence of the Confrontation Clause and Compulsory Process Clause to determine whether those clauses compel the admission of evidence that would otherwise be barred by the Shield Statute.
B.
The Federal and New Jersey Constitutions guarantee criminal defendants “a meaningful opportunity to present a complete defense.” Crane v. Kentucky, 476 U.S. 683, 690, 106 S.Ct. 2142, 2146, 90 L.Ed.2d 636, 645 (1986) (internal quotation marks omitted); Budis, supra, 125 N.J. at 531, 593 A.2d 784 (same). “That opportunity would be an empty one if the State were permitted to exclude competent, reliable evidence bearing on . . . credibility . . . when such evidence is central to the defendant‘s claim of innocence.” Crane, supra, 476 U.S. at 690, 106 S.Ct. at 2147, 90 L.Ed.2d at 645.
A criminal defendant has the right “to be confronted with the witnesses against him” and “to have compulsory process for
Those constitutional rights, however, “may, in appropriate cases, bow to accommodate other legitimate interests in the criminal trial process,” such as established rules of evidence and procedure designed to ensure the fairness and reliability of criminal trials. Id. at 295, 302, 93 S.Ct. at 1046, 1049, 35 L.Ed.2d at 309, 313; Budis, supra, 125 N.J. at 531-32, 593 A.2d 784. But when the mechanistic application of a state‘s rules of evidence or procedure would undermine the truth-finding function by excluding relevant evidence necessary to a defendant‘s ability to defend against the charged offenses, the Confrontation and Compulsory Process Clauses must prevail. See Chambers, supra, 410 U.S. at 302, 93 S.Ct. at 1049, 35 L.Ed.2d at 313; Budis, supra, 125 N.J. at 532, 593 A.2d 784. The competing state interest served by barring proposed evidence must be “closely examined” when the denial or significant diminution of the rights of confrontation and
In the seminal case of Davis v. Alaska, 415 U.S. 308, 94 S.Ct. 1105, 39 L.Ed.2d 347 (1974), the United States Supreme Court determined that a state‘s procedural rule and statute protecting the privacy of a juvenile‘s delinquency record had to give way to the superior claim of the Federal Confrontation Clause. In Davis, the State‘s key witness was serving a probationary term for a delinquency adjudication at the time he cooperated with the prosecution and gave testimony implicating the defendant in a burglary. The defense sought to cross-examine the witness on the basis of bias, arguing that because of the witness‘s vulnerable status as a probationer, he had reason to curry favor with the State. Relying on the state‘s provisions protecting the confidentiality of a juvenile adjudication, the trial court barred the defense from eliciting on cross-examination the witness‘s probationary status. While recognizing the privacy interests at stake, the Supreme Court concluded that “[t]he State‘s policy interest in protecting the confidentiality of a juvenile offender‘s record cannot require yielding of so vital a constitutional right as the effective cross-examination for bias of an adverse witness.” Id. at 320, 94 S.Ct. at 1112, 39 L.Ed.2d at 356. In reversing the conviction, the Court found that any embarrassment or blemish to the reputation of the juvenile “must fall before the right of [the defendant] to seek out the truth in the process of defending himself.” Ibid.
In State v. Budis, supra, 125 N.J. 519, 593 A.2d 784, the trial court, relying on the Rape Shield Statute, significantly restricted the defendant‘s cross-examination of the nine-year-old
First, we must ascertain, apart from the Rape Shield Statute, whether the evidence was relevant to the defense. If the evidence is relevant, we then must decide whether its probative value outweighs its prejudicial effect. See Crane, supra, 476 U.S. at 689-90, 106 S.Ct. at 2146, 90 L.Ed.2d at 644-45; Davis, supra, 415 U.S. at 319, 94 S.Ct. at 1111, 39 L.Ed.2d at 355. If so, the evidence may not constitutionally be excluded.
[Id. at 532, 593 A.2d 784. See also Cuni, supra, 159 N.J. at 600, 733 A.2d 414 (same).]
Stated a different way, if evidence is relevant and necessary to a fair determination of the issues, the admission of the evidence is constitutionally compelled. See, e.g., Olden v. Kentucky, 488 U.S. 227, 229-33, 109 S.Ct. 480, 482-84, 102 L.Ed.2d 513, 518-20 (1988) (holding that right of confrontation was violated by excluding cross-examination concerning rape victim‘s cohabitation with defendant‘s half-brother that was “crucial” to consent defense to demonstrate victim‘s motive to fabricate); Rock v. Arkansas, 483 U.S. 44, 52, 62, 107 S.Ct. 2704, 2709, 2714, 97 L.Ed.2d 37, 46, 52-53 (1987) (holding that right of compulsory process was violated by excluding manslaughter defendant‘s hypnotically-refreshed testimony concerning circumstances of shooting husband that was
We must interpret the current version of the Shield Statute in accordance with those constitutional precepts. An unconstrained reading of the Statute leads to the exclusion of prior sexual conduct unless it is highly material and its probative value substantially outweighs its prejudicial effect.
Those principles must now be applied to the facts. In doing so, we first must say a word on the mystique of language and manners. Men and women express their feelings and desires in many different ways, from the demonstrative and unequivocal to the subtle and suggestive. Communications in the most mundane matters may have many layers of meaning. Interpreting language and conduct concerning our passions and affairs of the heart may be no easier than deciphering hieroglyphics. Some remarks, if taken literally will mean one thing, and if taken in jest another, and if taken half-in-jest, both one thing and another. Unraveling the riddle of the messages we convey through body language and the spoken word requires a high degree of discernment, for often there are surface and underlying meanings. J.S.‘s remarks and physical conduct in reference to defendant are susceptible to varying interpretations. One view is that she engaged in office buffoonery, bawdy humor, and innocent but self-indulgent attention seeking. Another view is that she aggressively pursued defendant, using humor as a thinly-veiled cover for her sexual advances. The jury was particularly well suited to divine the true meaning of the language and conduct of J.S. A jury represents a cross section of the citizens of a community, men and women of varying backgrounds and experience who bring an understanding of the everyday practical realities of life. We can trust the jury to distinguish mere playful words and harmless gestures from expressions of sexual desire and sexual advances. Certainly, the trial court was in no better position than the jury to fathom J.S.‘s intentions and to understand whether a reasonable person would have believed that J.S. encouraged and ultimately consented to the sexual acts that occurred. In this case, “[t]he role of the factfinder [was] to decide . . . whether . . . defendant‘s belief that the alleged victim had given affirmative permission was reasonable.” State in the Interest of M.T.S., 129 N.J. 422, 448, 609 A.2d 1266 (1992). Defendant‘s state of mind was directly at issue. How
The trial judge permitted only fragmented pieces of evidence to be presented to the jury concerning J.S.‘s relationship with defendant. That judicial censorship did more than distort the true picture of events leading to the sexual encounter—it made less likely that the jury would believe any part of the defense of consent. The trial court allowed testimony by defendant concerning J.S.‘s two passionate kisses and her grabbing his derrière. However, J.S. denied that those events ever occurred. Therefore, the truth regarding those incidents and the sexual encounter was reduced to a credibility contest between just two people. Without the testimony of independent witnesses from the Cumberland County Prosecutor‘s Office who were able to give examples of J.S.‘s public shows of affection toward defendant, it was less likely the jury would believe that J.S. passionately kissed defendant and grabbed his buttocks, and that in turn made it less likely the jury would find believable defendant‘s consent defense. Had J.S. contradicted Frost‘s and Seay‘s testimony describing J.S.‘s physical advances toward defendant, as well as her sexually alluring remarks, the case would not have boiled down to a “he said-she said” dispute. The credibility determination between J.S. and defendant may well have hinged on the presentation of seemingly disinterested witnesses whose testimony had no partisan flavor, testimony that would have buttressed defendant‘s assertions. Each piece of evidence delicately supported another in the presentation of the consent defense, and the removal of key pieces of evidence presaged the total collapse of that defense. Applying another metaphor, the jury was given a book with missing chapters.
This Court is sensitive to the rights and concerns of those who file sexual assault complaints and to the objectives of the Rape Shield Statute. We do not expect, as a result of this ruling, that a trial court will admit into evidence irrelevant and prejudicial material concerning the reputation of a complaining witness. Vic-
The privacy interests of the victim must be measured against preserving the integrity of the fact-finding process, the objective of which is to achieve a just verdict. We cannot say that J.S. had a reasonable expectation of privacy in her past relationship with defendant, much of which was in public view. Even privileges are not absolute. A client or patient waives the protection of the attorney-client privilege or patient-physician privilege when he charges the attorney or physician with malpractice. See
C.
The Appellate Division majority held that all the excluded evidence of J.S.‘s prior “flirtatious” conduct with defendant was properly characterized as “sexual conduct” within the meaning of the Shield Statute, in light of its explicit sexual nature and the purpose for which it was offered.
The case before us is limited to its unique facts. We do not suggest that in other contexts personal interactions such as a compliment, a hug, or even an occasional off-color comment or joke, should be viewed as anything other than ordinary socializing. The circumstances of each case will determine whether the conduct has bearing on the issue of consent.
Although we do not find it necessary on this record to distinguish flirtatious speech and conduct from sexual conduct under
We also hold that the excluded evidence of J.S.‘s alleged prior sexual conduct with defendant was sufficiently described at the Rape Shield hearing so as to allow a reasonable opportunity for the State to prepare for trial and for the trial court to determine whether the evidence offered was sufficiently probative of consent to meet the requirements of
The trial judge found at the Rape Shield hearing that defendant had presented clear and convincing proof of “a continuing course of conduct on the part of J.S. to engage in sexual conduct with the defendant.” However, by excluding the vast majority of that
IV.
At the charge conference, the trial court advised counsel that the jury would be instructed on the lesser-included offenses of sexual assault and sexual contact. Shortly before summations were to begin, in a strategic “crap shoot,” defense counsel objected to that procedure. As a consequence, the court agreed not to charge the lesser-included offenses, over the protest of the State. The gamble on an all-or-nothing outcome yielded a result not very satisfying to defendant, who was convicted of aggravated sexual assault and aggravated sexual contact. Defendant now claims that the court committed reversible error by following the very strategy he pressed at trial. Defendant argues that the trial court should have ignored his request because the record clearly indicated a rational basis to charge the jury on the lesser-included offenses. Relying on the doctrine that defendant should not benefit from invited error, State v. Ramseur, 106 N.J. 123, 281-82, 524 A.2d 188 (1987), the State contends that defendant is barred on appeal from taking a position inconsistent from the one he advanced before the trial court. Stated differently, having got what he wished for, defendant should not now be heard to complain.
In light of our decision to reverse, we need not decide in this appeal whether a defendant will be entitled to a new trial when, in
Very simply, where the facts on record would justify a conviction of a certain charge, the people of this State are entitled to have that charge rendered to the jury, and no one‘s strategy, or assumed (even real) advantage can take precedence over that public interest. . . . The judge is more than a referee between contestants. He is the law‘s representative, and it is his duty to see that the will of the law is done. The real function of the adversary system is to help him fulfill that duty.
[Id. at 319, 419 A.2d 406.]
No defendant should be convicted of a greater crime or acquitted merely because the jury was precluded from considering a lesser offense that is clearly indicated in the record. In view of this ruling, parties, generally, should not be “surprised” by a court instructing a jury on such a lesser-included offense. Moreover, we cannot foresee specific circumstances that will make defending against a lesser-included offense more unfair or burdensome than defending only against the greater offense, even in those cases in which the defense is alibi or a general denial, “I did not do it.” Of course, counsel is still free to argue that the evidence does not support a rational basis for giving a lesser-included jury charge.5 Nevertheless, in a case in which instruct-
On the evidence presented here, defendant would be guilty of first-degree aggravated sexual assault if the jury found he accomplished fellatio with J.S. by threatening her, “by word or gesture,” with his gun.
As noted by Judge Wecker, the facts supporting the conviction of aggravated sexual assault, even in the absence of consent, were that defendant laid his gun on the dresser, and J.S. was frightened because she saw a red light on the gun and believed that meant that the gun was ready to be fired. There was no evidence that defendant verbally threatened J.S. with the gun, or did anything
Accordingly, at the new trial, the jury must be instructed on the lesser-included offenses of sexual assault and sexual contact.
V.
The judgment of the Appellate Division is reversed. The matter is remanded to the Law Division for a new trial consistent with this opinion.
COLEMAN, J., dissenting.
New Jersey‘s Rape Shield Law,
I.
A.
The Confrontation Clauses of the Sixth Amendment to the United States Constitution and Article I, Paragraph 10 of the New Jersey Constitution guarantee the right of an accused in a criminal case to be confronted with the witnesses against him or her, including the right to a meaningful cross-examination. Limits, however, may be placed on that right “to accommodate other legitimate interests in the criminal trial process.” Chambers v. Mississippi, 410 U.S. 284, 295, 93 S.Ct. 1038, 1046, 35 L.Ed.2d 297, 308 (1973). Our Rape Shield Law is an illustration of such a compromise, the constitutionality of which has been decided already.
Our Rape Shield Law was first adopted in this State by L. 1976, c. 71, effective August 26, 1976, and codified at
Our 1976 Rape Shield Law was essentially reenacted with the passage of the New Jersey Code of Criminal Justice in 1979
Prior to 1994, neither of the two statutory provisions contained a standard for determining whether the victim‘s prior sexual conduct was relevant or probative. Following the 1992-93 Glen Ridge sexual assault trial in Essex County in which the defense was allowed to introduce graphic evidence of the victim‘s sexual history, State v. Scherzer, 301 N.J.Super. 363, 392, 413-14, 694 A.2d 196 (App.Div.), certif. denied, 151 N.J. 466, 700 A.2d 878 (1997), the Rape Shield Law was strengthened to protect victims’
Evidence of the victim‘s previous sexual conduct with the defendant shall be considered relevant if it is probative of whether a reasonable person, knowing what the defendant knew at the time of the alleged offense, would have believed that the alleged victim freely and affirmatively permitted the sexual behavior complained of. [
N.J.S.A. 2C:14-7d .]
The 1994 amendments also modified
In amending the Code‘s version of the Rape Shield Law, the Legislature clearly intended to protect victims of sexual assault to the maximum extent permissible under the state and federal constitutions. The legislative history in respect of the 1994 amendments provides:
It is vitally important to assure rape victims that they will not themselves be put on trial if they press charges against their attackers. This bill is intended to strike an appropriate balance between protecting a defendant‘s constitutional rights, and protecting a rape victim from an assault upon the victim‘s character. It is in the public interest to protect the privacy of the victim, as opposed to allowing the
The Legislature intended to assure victims of sexual assault that if they took the courageous step of reporting the crime and confronting their attacker at trial, the State would endeavor to protect them from further humiliation in court. The legislative history reflects the Legislature‘s judgment that the sexual history of rape victims often “serves no material or relevant evidentiary or constitutional purpose,” and that judges should be especially vigilant when a defendant wishes to present such evidence. Ibid.
Defendant and many others similarly charged have frequently challenged the application of Rape Shield Laws by arguing that the laws deprive them of their constitutional rights of confrontation, compulsory process, and due process. See, e.g., State v. G.S., 278 N.J.Super. 151, 170, 650 A.2d 819 (App.Div.1994), rev‘d on other grounds, 145 N.J. 460, 678 A.2d 1092 (1996); State v. Ryan, 157 N.J.Super. 121, 124, 384 A.2d 570 (App.Div.1978). In State v. Budis, supra, 125 N.J. at 530-32, 593 A.2d 784, we upheld the constitutionality of New Jersey‘s Rape Shield Law as it existed prior to the 1994 amendments. We noted that the United States Supreme Court has endeavored to maintain a balance between upholding defendants’ “fundamental” rights, such as confrontation and cross-examination, and permitting trial courts to ” ‘retain wide latitude . . . to impose reasonable limits on cross-examination based on concerns about, among other things, harassment, prejudice, confusion of the issues, the witness’ safety, or interrogation that is repetitive or only marginally relevant.’ ” Id. at 532, 593 A.2d 784 (quoting Delaware v. Van Arsdall, 475 U.S. 673, 679, 106 S.Ct. 1431, 1435, 89 L.Ed.2d 674, 683 (1986)).
B.
I would not adopt the amorphous “continuing course of conduct” standard used by the Court today to determine when our Rape Shield Law should preclude a defendant from introducing evidence with respect to a victim‘s prior sexual conduct. Based on the
- The proffered evidence must constitute prior sexual conduct of the victim;
- It must be relevant to, and probative of, one of the issues enumerated in
N.J.S.A. 2C:14-7c ord ; - It must be reasonably close in time to the offense charged in the indictment;
- The highly probative value of that evidence must substantially outweigh its collateral nature, the probability of undue prejudice to the victim in the eyes of the jury, confusion of the issues, or an unwarranted invasion of the victim‘s privacy;
- When the proffered evidence predates the date of the charged offense by one year or more, the proffered evidence is presumed to be inadmissible;
- To overcome that presumption, the defendant must produce clear and convincing proof that such evidence is admissible by tipping the balancing process in his or her favor.
Adoption of the foregoing Rule 403 analysis would provide a well established and meaningful approach as compared to the amorphous “continuing course of conduct” standard adopted by the majority. Furthermore, the
II.
A.
As noted previously, the defense to the charge of aggravated sexual assault was consent to “sexual penetration,” thereby admitting that defendant had sexual relations with the victim. The question becomes whose state of mind or conduct must be examined to determine whether the sexual penetration was indeed by consent. The aggravated sexual assault charge filed against defendant,
This Court‘s decision in M.T.S. substantially influenced the 1994 amendments to our Rape Shield Law. Assembly Statement, supra, at 2. Both the Code‘s provisions with respect to rape and the Rape Shield Law were intended to protect rape victims while defining the permissible restrictions on a defendant‘s attempts to demonstrate the reasonableness of the defendant‘s alleged belief that the victim has given affirmative permission to the specific act of sexual penetration charged in the indictment.
B.
Here, the trial court conducted a hearing pursuant to
The trial court categorized all of defendant‘s evidence of his and J.S.‘s prior relationship as follows:
I agree with the trial court that most of the proffered evidence is “not probative of whether a reasonable person would have believed that J.S. freely and affirmatively consented to the sexual conduct on September 28, 1998.”
Application of the
Frost testified that whenever J.S. encountered defendant visiting his wife at the Prosecutor‘s Office, she would run to him, stand close to him and touch his arm or shoulder. Frost also described J.S.‘s remarks to defendant, that were made in front of Stephanie Garron: “if your wife‘s never around let me know[;]” “I can take care of you[;]” “[I] would have no problems going to see [defendant] while Stephanie was away.” Seay‘s testimony was similar: that she saw J.S. brush “her breast area” against defendant, that
Much of the additional excluded evidence suffers from the same defect: it is far too attenuated in time to have any significant probative value. Stephanie Garron testified at the Rape Shield hearing that J.S. openly touched and hugged her husband and held his hand when J.S. saw him at the Prosecutor‘s office, and that “the more people that were around the more of a production it became to grab him and hug him.” She described “outrageous” remarks made by J.S. (“what do you want with that scrawny white girl[;]” “is that your gun or are you happy to see me[;]” “I‘ll take that man away from you if he spends just one night with me“), but Stephanie also stated that these remarks were made “for impact . . . to get to me.” Stephanie was permitted to testify at trial that she had confronted J.S. after hearing that J.S. touched her husband‘s buttocks, and also described the circumstances sur-
Defendant also testified at the Rape Shield hearing with respect to J.S.‘s prior flirtations toward him both inside and outside her workplace. He testified that whenever he saw J.S. at the Prosecutor‘s Office, she would “make a big production” of hugging him, and brushing “her chest area and . . . her butt area” against him. Defendant described flirtatious remarks J.S. made to him, such as “she would like to have a white man like me. . . . I spoiled my wife . . . I was too good to my wife . . . I needed somebody like her . . . my wife didn‘t treat me right.” Defendant also testified that in or around July 1998, he happened to see J.S. visiting the Prosecutor‘s Office and asked her if she was ready to have an affair, and she responded “now that I don‘t have to look at your wife anymore, you‘re damn right.” Defendant invited J.S. to call him. However, she did not accept his offer to call and there was no further contact between them until the early morning of September 28, 1998. The only time J.S. ever initiated contact with defendant away from the Prosecutor‘s Office was when she called him to help her dispose of the warrant in July 1998, but that occurred only after he visited her home more than once to offer his assistance. A reasonable person would not infer that because J.S. touched and
Defendant was permitted to testify at trial in respect of those three acts of “prior sexual conduct” between himself and J.S. Although they satisfy the “prior sexual conduct” requirement, they were of miniscule or no probative value. J.S.‘s grabbing of defendant‘s buttocks, and their “passionate” kisses occurring in March 1997 and July 1998 do not indicate to a reasonable person that J.S. consented to perform fellatio on defendant on September 28, 1998. Nonetheless, those episodes and other evidence were placed before the jury allegedly to support the consent defense. Because of the substantial quantity of evidence heard by the jury with respect to the defense of consensual penetration, there was no violation of defendant‘s right of confrontation, cross-examination or compulsory process. Hence, the excluded evidence was merely cumulative and not critical to the defense. State v. Scherzer, supra, 301 N.J.Super. at 414-16, 694 A.2d 196.
III.
Defendant has seized on the trial court‘s remark that the three incidents of prior sexual conduct that were admitted “show[] a
“Prejudice,” in the context of the Rape Shield Law, includes concerns both for victims of sexual assault and for the integrity of jury trials. State v. Cuni, supra, 159 N.J. at 597, 733 A.2d 414. The Legislature was concerned that placing the sexual history of rape victims before a jury would needlessly humiliate them at trial, thereby subjecting them to further abuse while simultaneously discouraging other victims of sexual abuse from reporting the sexual assault. Under common law, women deemed “unchaste” could have their pasts used against them as evidence that they were likelier to consent to sex no matter what the circumstances, and the modern Rape Shield Law eliminates that false presumption. “General bad character for chastity of the person alleged to have been injured may be given by the defendant, as a fact throwing doubt on her statement that the connection was against her will.” O‘Blenis v. State, supra, 47 N.J.L. at 280. In this case, the excluded evidence does not include intimate details of J.S.‘s private life and does not tend to portray her as “unchaste.” Ante at 175, 827 A.2d at 259-60. Indeed, the relatively innocuous nature of the excluded evidence indicates its low probative value. However, at defendant‘s new trial J.S. will nonetheless
Furthermore, the impact the excluded evidence will have on a jury cannot be ignored.2 The jury will be bombarded with testimony that J.S. rubbed her body against defendant, showered him with attention, and made provocative remarks, mostly between six years and eighteen months prior to the alleged assault. It will be difficult if not impossible for the State to overcome the inference that this testimony will create in the minds of jurors, that J.S. was “asking for it.” Under the Court‘s holding today, it will be virtually impossible for a woman to prove that she was raped by a man whom she had previously expressed interest in, flirted with, or dated, even if she never engaged in sex with him prior to the assault occurred. Today‘s decision essentially restricts our Rape Shield Law to sexual assaults between victim and violent stranger, which translates into about fifteen percent of rapes. Cairney, supra, 69 St. John‘s L. Rev. at 296. That is a result never intended by the Legislature nor constitutionally mandated.
I agree with the Supreme Court of Montana that although evidence of recent sexual intimacy between a victim and a defendant would be admissible, evidence that a victim pulled a defendant onto her lap two days before an alleged assault was not, because
I also agree with the Montana Supreme Court that such flirtatious conduct does not even constitute sexual conduct under the Rape Shield Law and is not probative of whether a victim consented forty-eight hours later. Ibid. In contrast, this Court today allows the defense to scrutinize the victim‘s flirtatious behavior, not merely days before the incident, but weeks, months, or even years before. Such an archaic approach to rape flies in the face of the Legislature‘s purposes in enacting the Rape Shield Law.
IV.
I also disagree with the Court‘s implied holding that a new trial is required because the court failed to instruct the jury on the lesser-included offenses of sexual assault and criminal sexual contact. Although the majority declines expressly to rule on whether it was reversible error for the trial court to refrain from charging the lesser-included offenses at defendant‘s request, its endorsement of Chief Justice Wilentz‘s dictum in State v. Powell, 84 N.J. 305, 318-19, 419 A.2d 406 (1980), leads me to believe that the Court would have reversed had this been the sole issue in the case. I agree that, in the future, lesser-included offenses must be charged despite a defendant‘s request to the contrary as long as “the facts ‘clearly indicate’ the appropriateness of that charge” and unless such a charge would result in surprise or severely prejudice the defense. State v. Choice, 98 N.J. 295, 299, 300, 486 A.2d 833 (1985); State v. Perry, 124 N.J. 128, 162-63, 590 A.2d 624 (1991). What I cannot endorse is the notion that a defendant who invites error by making a strategic choice to request an all-or-nothing jury charge can obtain a new trial when his or her gamble backfires. This Court has traditionally given great deference to defendants’ trial strategies. Id. at 162, 590 A.2d 624 (“Trial courts must carefully refrain from
V.
I would affirm the judgment of the Appellate Division.
For reversal and remandment—Chief Justice PORITZ and Justices LONG, LaVECCHIA, ZAZZALI and ALBIN—5.
For affirmance—Justice COLEMAN—1.
