State v. GarnerState v. Garner
- Reporters:
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- Before:
- Bench
OPINION
BENCH, Judge:
¶ 1 Dеfendant Anthony Reed Gamer appeals his sentence following a conviction on three counts of aggravated sexual assault, a first degree felony.
See
BACKGROUND
¶ 2 On May 16, 2004, K.K. (the victim) returned to her apartment and found Defendant inside. Although the victim and Defendant previously had a relationship, the victim had ended the relationship a couple months earlier. After noticing Defendant in her apartment, the victim put her sleeping daughter in a bedroom. She returned to speak with Defendant, who began questioning her about whether she had begun a relationship with another man.
¶3 Defendant suddenly began to make sexual advаnces toward the victim, which she continually resisted. Defendant tried to rub her breasts and kiss her, and then lunged at her and pushed her down. Once the victim was down, Defendant began shoving laundry in her mouth to muffle her screams and
¶ 4 Following a jury trial, Defendant was convicted on three counts of aggravated sexual assault — one for each incident of penetration.
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¶ 5 At Defendant’s sentencing hearing, the trial court considered thе reports, statements, and other evidence submitted by the parties. Defendant read a prepared statement containing an apology for his crime. The victim gave a statement indicating that she still did not feel safe from Defendant. The court also considered a presentence investigative (PSI) report, which indicated that aggravating factors existed to justify an elevation of Defendant’s minimum sеntence.
¶ 6 Defense counsel and the prosecutor presented arguments regarding the appropriateness of an upward or downward departure from the middle minimum term of ten years. Defense counsel requested that an inaccurate fact on the PSI report be stricken and presented two mitigating factors that had been overlooked on the PSI report: (1) Defendant’s developmental disabilities and (2) the fact that the three counts were part of a single criminal episode. Defense counsel also argued that Defendant’s criminal record should only be considered moderate to significant, but not extensive, and emphasized that Defendant had no prior history of this specific type of offense. Additionally, defense counsel urged that factors such as bodily injury or cruelty were nоt appropriate aggravating factors to consider in this case because the aggravated nature of the crime was implicit in the charges themselves.
¶7 The prosecutor presented several aggravating factors and argued for an elevation of Defendant’s minimum sentence. The aggravating factors highlighted by the prosecutor included Defendant’s prior criminal history and previous fаilure to obey no-contact orders imposed on him after he was charged with the crime. The prosecutor also argued that Defendant was in a position of trust with the victim because they had been domestic partners, that Defendant lacked remorse, and that the crime was terrible, depraved, and cruel.
¶ 8 At the conclusion of the hearing, the trial court sentenced Defendant to an indetеrminate term of fifteen years to life on each count and ordered the first and third counts to be served concurrently and the second count to be served consecutively to the other two. In issuing this sentence, the court stat
ISSUES AND STANDARDS OF REVIEW
¶ 9 Defendant makes two arguments on appeal: (1) the trial court abused its discretion by considering impermissible factors to elevate Defendant’s mandatory minimum sentences above the presumptive middle term of severity; and (2) the sentence he received was illegal because it violated his Sixth Amendment right to have a jury, rather than a judge, make factual findings that could elevate his sentence. Defendant argues that his claims were preserved, and even if not, that this court may properly review them under the plаin error doctrine or rule 22(e) of the Utah Rules of Criminal Procedure, which allows the review of illegal sentences. The State contends that appellate review of these issues would not be appropriate because Defendant’s claims were not preserved and Defendant has not demonstrated any exceptional circumstances, plain error, or entitlement to review undеr rule 22(e) of the Utah Rules of Criminal Procedure.
¶ 10 Whether a sentence is illegal and qualifies for review under rule 22(e) of the Utah Rules of Criminal Procedure is an issue “[w]e review ... for correctness.” State v. Thorkelson, 2004 UT App 9, ¶ 9, 84 P.3d 854 (citing State v. Telford, 2002 UT 51, ¶¶ 3-4, 48 P.3d 228 (per curiam)). “A constitutional challenge to a statute presents a question of law, which we review for correctness.” State v. Lopes, 1999 UT 24, ¶ 6, 980 P.2d 191. “When addressing such a challenge, this court presumes that the statute is valid, and we resolve any reasonable doubts in favor of constitutionality.” Id.
ANALYSIS
I. Preservation of Claims
¶ 11 It is well settled that “claims not raised before the trial court may not be raised on appeal.” State v. Holgate, 2000 UT 74, ¶ 11, 10 P.3d 346. To preserve an issue for appeal, a defendant “must enter an objection on the record that is both timely and specific.” State v. Rangel, 866 P.2d 607, 611 (Utah Ct.App.1993). “The objection must ‘be specific enough to give the trial court notice of the very error’ of which [the рarty] complains.” State v. Bryant, 965 P.2d 539, 546 (Utah Ct.App.1998) (quoting Tolman v. Winchester Hills Water Co., 912 P.2d 457, 460 (Utah Ct.App.1996)). This preservation rule “applies to every claim, including constitutional questions.” Holgate, 2000 UT 74, ¶ 11, 10 P.3d 346.
¶ 12 At the sentencing hearing in the instant case, defense counsel made numerous arguments regarding mitigating and aggravating factors and the proper weight to assign such factors. However, defense counsel never objected to the court’s consideration of the factors about which Defendant now complains. Likewise, Defendant never raised the issue of his Sixth Amendment rights as they pertain to sentencing, nor did he otherwise indicate that the trial judge was prohibited from elevating the minimum term of his sentence based on the judge’s factual findings. Defendant’s claims of abuse of discretion and constitutional violations were, therefore, not preserved below.
¶ 13 Defendant asserts that this court may review his claims, even if unpreserved, under either the plain error doctrine or rule 22(e) of the Utah Rules of Criminal Procedure. We discuss, in turn, the applicability of these exceptions to the preservation rule.
¶ 14 Defendant contends that this court may review his two claims under the plain error doctrine. 1 In order to qualify for appellate review under this doctrine, a defendant must show that “ ‘(i) [a]n error exists; (ii) the error should hаve been obvious to the trial court; and (iii) the error is harmful.’” Holgate, 2000 UT 74, ¶ 13, 10 P.3d 346 (alteration in original) (quoting State v. Dunn, 850 P.2d 1201, 1208-09 (Utah 1993)). “If any one of these requirements is not met, plain error is not established.” Dunn, 850 P.2d at 1209.
¶ 15 Here, we see nothing obvious about any error in the trial court’s consideration of the factors it identified as justifying an elevation of Defendant’s minimum sentence: Defendant’s criminal history, his inadequate remorse, and the unusual cruelty of the crime. The forms used to determine aggravating and mitigating circumstances relevant to sentencing explicitly state, “This list of aggravating and mitigating factors is non-exhaustive and illustrative only.” Utah Court Rules Ann., App. D, Form 3, at 1616. Thus, Defendant has not demonstrated that the trial court committed an error, let alone an obvious one, by considering factors not explicitly listed on the forms. We therefore find no justification under the plain error doctrine for reviewing Defendаnt’s unpre-served claim of abuse of discretion.
B. Rule 22(e) of the Utah Rules of Criminal Procedure
¶ 16 Defendant further contends that, even if the plain error doctrine is inapplicable, rule 22(e) of the Utah Rules of Criminal Procedure permits appellate review of his claims. “[R]ule 22(e) permits th[is] court ... to consider the legality of a sentence even if the issue is raised for the first time on appeal.” State v. Brooks, 908 P.2d 856, 860 (Utah 1995). This is “because an illegal sentence is void,” and, “like issues of jurisdiction, [the issue of an illegal sentence] can be raised at any time, in any forum.” State v. Clark, 913 P.2d 360, 362 (Utah Ct.App.1996) (citing Brooks, 908 P.2d at 860).
¶ 17 Nevertheless, “[w]hile rule 22(e) allows a court to review an illegal sentence at any time, it must be ‘narrowly circumscribed’ to prevent abuse.” State v. Thorkelson, 2004 UT App 9, ¶ 15, 84 P.3d 854 (quoting State v. Telford, 2002 UT 51, ¶ 5, 48 P.3d 228 (per curiam)). Thus, the Utah Supreme Court has held that an illegal sentence reviewable under rule 22(e) “is a ‘patently’ illegal sentence, or a ‘manifestly’ illegal sentence.” Id. (citations omittеd). “A ‘patently’ or ‘manifestly’ illegal sentence generally occurs in one of two situations: (1) where the sentencing court has no jurisdiction, or (2) where the sentence is beyond the authorized statutory range.” Id. On the other hand, “errors [that] ... can be described as ordinary or ‘run-of-the-mill’ ... [are] regularly reviewed on appeal under rule 4(a) of the Utah Rules of Appellate Procedure” and do not qualify for reviеw under rule 22(e). Id. Ordinary or run-of-the-mill errors include a trial court’s failure to consider requisite statutory factors before imposing consecutive sentences. See id. ¶ 12. These errors also include a denial of due process resulting from a trial court’s failure to consider mitigating evidence. See id. ¶ 11.
¶ 18 Defendant’s claim for abuse of discretion does not qualify for review under rule 22(e). Defendant’s claim that the trial court abused its discretion by failing to consider proper factors before imposing an elevated minimum sentence is an ordinary, run-of-the-mill error that does not fit into the narrow category of claims reviewable under rule 22(e). This claim does not implicate a patently or manifestly illegal sentence, just as a trial court’s failure to consider statutory factors when imposing consecutive sentences does not. In contrast, Defendant’s claim that Utah’s indeterminate sentencing scheme violates his Sixth Amendment rights is reviеwable under rule 22(e).
¶ 19 In
State v. Telford,
2002 UT 51, 48 P.3d 228 (per curiam), a defendant appealed the denial of his rule 22(e) motion and attacked the constitutionality of Utah’s indeter-
¶ 20 Here, however, Defendant’s constitutional argument centers on recent United States Supreme Court Sixth Amendment jurisprudence that gives a defendant distinct rights related to sentencing. Defendant’s argument is essentially that his sentence is illegal because it violates his Sixth Amendment right to have a jury, rather than a judge, make certain findings that would elevate his sentence. As a result, Defendant’s attack on the constitutionality of his sentenсe, and Utah’s indeterminate sentencing scheme in general, qualifies for review under rule 22(e) and is considered in the following section.
II. Constitutionality of Defendant’s Sentence
¶21 Defendant argues that Utah’s indeterminate sentencing scheme violates his Sixth Amendment rights because it permits a judge to make factual findings to elevate his minimum sentence above the presumptive middle term to the higher term contemplated by statute, notwithstanding the fact that the judiсial fact finding did not elevate his sentence beyond the statutory maximum. The Sixth Amendment guarantees criminal defendants “the right to ... trial ... by an impartial jury.”
¶22 Two years later, the Supreme Court reaffirmed
McMillan
and held that the rule in
Apprendi v. New Jersey,
530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), does not apply to judicial fact finding that increases a mandatory minimum sentence.
See Harris v. United States,
536 U.S. 545, 563, 122 S.Ct. 2406, 153 L.Ed.2d 524 (2002)
(“Apprendi’s
conclusions do not undermine
McMillan’s.
There was no comparable historical practice of submitting facts increasing the mandatory minimum to the jury, so the
Apprendi
rule did not extend to those facts. Indeed, the Court made clear that its holding did not affect
McMillan
at all[.]”).
2
The Court explained that “[¡judicial fact finding in the course of selecting a sentence
within the authorized range
does not implicate the indictment, jury-trial, and reasonable-doubt components of the Fifth and Sixth Amendments,” whereas fact finding elevating a sentence above the statutory maximum does.
Id.
at 558, 122 S.Ct. 2406 (emphasis added). The court explained that “[t]he Fifth and Sixth Amendments ensure that the defendant ‘will never get
more
punishment than he bargained for when he did the crime,’ but they do not promise that he will receive ‘anything less’ than that.”
Id.
at 566, 122
¶ 23 The most recent Supreme Court case cited by Defendant, Cunningham v. California, 549 U.S. 270, 127 S.Ct. 856, 166 L.Ed.2d 856 (2007), does not change the holdings of McMillan and Harris or the applicability of Apprendi to judicial fact finding that increases a mandatory minimum sentence within a given range. In Cunningham, the Supreme Court reiterated the holding of Apprendi, which is that “any fact that exposes a defendant to a greater potential sentence must be found by a jury, not a judge, and established beyond a reasonable doubt, not merely by a preponderance of the evidence.” Cunningham, 127 S.Ct. at 863-64. The Court also reiterated a principle from Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004), which is that “the relevant ‘statutory maximum,’ ... is not the maximum sentence a judge may impose after finding additional facts, but the maximum he may impose without any additional findings.” Cunningham, 127 S.Ct. at 865 (quoting Blakely, 542 U.S. at 303-04, 124 S.Ct. 2531). Using these two principles, the Supreme Court struck down California’s determinate sentencing scheme that provided three fixed terms for a sentence-a lower, middle, and upper term — and allowed a judge to make findings, by a preponderance of the evidence, to elevate a defendant’s sentence above the presumptive middle term to the upper term. See id. at 868, 127 S.Ct. 856. Since the maximum sentence the judge could impose without additional fact finding was the middle of the three fixed terms, the Supreme Court concluded that the elevation of a defendant’s sentеnce to the upper term based on judicial fact finding violated the Sixth Amendment. See id. at 871, 127 S.Ct. 856.
¶24 Utah’s sentencing scheme differs from California’s in several relevant ways and is similar to the example of a permissible sentencing scheme cited in
Cunningham.
Unlike California’s sentencing system, Utah’s statutory sentencing scheme involves three
ranges
of sentences, rather than three fixed terms. Importantly, the upper end of the range, the maximum, doеs not change based on judicial fact finding. Even though Utah statutes require a sentencing judge to impose the middle minimum term as the default,
see
¶25 We therefore conclude that Defendant’s sentence does not violate the Sixth Amendment as interpreted by the United States Supreme Court in McMillan, Harris, Apprendi, and Cunningham. Judicial fact finding, as contemplated by Utah’s statutory scheme, cannot lead to an elevation of the maximum term of Defendant’s sentence and therefore does not run afoul of the Sixth Amendment. Accordingly, Defendant’s sentence is not illegal.
CONCLUSION
¶26 We decline to review Defendant’s claim that the trial court abused its discretion by considering certain factors at the sentencing hearing because the claim is not preserved and does not qualify for any exception to the preservation requirement. Although Defendant’s claim that his sentence violates his Sixth Amendment right may be raised for the first time on appeal pursuant to rule 22(e) of the Utah Rules of Criminal Procedure, the claim nonetheless fails. Defendant’s sentence does not run afoul of the Sixth Amendment because the trial court’s fact finding elevated only Defendant’s mini
¶ 27 Accordingly, we affirm.
¶ 28 WE CONCUR: JUDITH M. BILLINGS and GREGORY K. ORME, Judges.
Notes
. Later in this opinion, we conclude that Defendant’s constitutional claim regarding his Sixth Amendment rights qualifies for review under rule 22(e) of the Utah Rules of Criminal Procedure. We therefore do not address whether the plain error doctrine justifies review of that claim.
. While Harris v. United States, 536 U.S. 545, 122 S.Ct. 2406, 153 L.Ed.2d 524 (2002), was a plurality opinion, a majority of the justices agreed that Apprendi s prohibition on judicial fact finding to elevate a maximum sentence did not apply to judicial fact finding to elevate a minimum sentence. Chief Justice Rehnquist, Justice O’Con-nor, and Justice Scalia joined in Justice Kennedy‘s main opinion. Justice Breyer joined thе main opinion “to the extent ... that Apprendi does not apply to mandatory mínimums.” Id. at 570, 122 S.Ct. 2406 (Breyer, J., concurring).
. Defendant‘s argument, while ultimately unavailing in light of this precedent, is not frivolous. As Justice Thomas noted in his dissent in Harris, “Whether one raises the floor or raises the ceiling [of a sentence] it is impossible to dispute that the defendant is exposed to greater punishment than is otherwise prescribed.” Harris v. United States, 536 U.S. 545, 579, 122 S.Ct. 2406, 153 L.Ed.2d 524 (2002) (Thomas, J., dissenting). Nonetheless, this view has not been adopted by a majority of the Supreme Court.