*1 Utah, Appellee, Plaintiff and STATE GARDNER, Lee Defendant
Ronnie Appellant.
No. 21027.
Supreme Court of Utah. 31, 1989.
Jan.
Rehearing Denied Nov. *3 floor, Wil- encountered next defendant serviceman, Miller, vending machine
burn accompany defendant him to and forced building. As outside outside, free and broke Miller stepped inside the window through a teller’s dived defendant, outside, wound- building. Once police, shackled, ed, and surrounded gun and surrendered. down threw Valdez, Valdez, A. James A. Andrew pretrial filed motions counsel Defense City, for defendant Watt, Lake Salt C. Joan venue, change seeking a recusal *4 appellant. and prohibition evidence of judge, and a on Dam, Sjogren, L. Van Sandra Paul R. by defendant. The other crimes committed Hornak, City, for Lake K. Salt Kimberly The denied. third first two motions were appellee. and plaintiff understanding granted with the that was Justice: HOWE, Chief Associate of was neces- crimes some first of convictions his appeals Defendant elements of the offenses sary prove Ann.1 Code murder, Utah degree charged other evidence of defendant’s and first attempted (h); (e), & 76-5-202(l)(c), as im- past would be admissible record § (k); (h), 76-5-202(l)(e), & murder, degree § if took the stand. peachment defendant 76-5-302(l)(a), kidnapping, trial, § At the defense moved for a mistrial aggravated of possession 76-8-309; and escape, security on the the (b); based amount § incarcerated by denied, weapon dangerous courtroom. The motion was and a 76-10-503(2). guards four plainclothes the and defendant person, § charges an incident that stem from The n seated until the were directed remain was April Defendant on occurred left The prison the courtroom. officer transported the maximum se- being from had to the had who led defendant stairwell to the Utah Prison curity unit the a pretrial made statement that defendant Lake Metropolitan Hall of Justice Salt However, “glassy-eyed.” on direct was hearing appear at a on a second City to testimony, he characterized defendant as charge. As he entered murder “being there.” After the defense had all Hall, he handed lobby of the was basement brought the previous out statement on accomplice. a He fumbled a female gun cross, stopped the trial court counsel both guards weapon; unfamiliar his with the going aspect that from back over Gunfire was parking lot. recross, retreated stating, “I think it testimony on exchanged, and defendant was shot developed by you both has been as to room, entered an archives He shoulder. what said.” was cross-examination, On building. defendant way of the denied looking for a out having a clerk, pris- Wayne conversation with Jorgen- a a court There encountered sen, prison assigned guard officer officer, attorneys. him three Two while he the hospital. recovered at refuge the office On attorneys sought behind rebuttal, prosecution them, Jorgensen, pointed called turned on Defendant door. other, who recounted the content his and then the conversa- gun at one tion with objection defendant. While no fired, killing attorney Burdell. Michael prison officer, Thomas, trial, Richard was at was raised defendant now contends forced to lead defendant out of the archives statements were taken without room ato stairwell leading to the benefit of a warning second Miranda and violated As floor. lobby, crossed his fifth and sixth rights. amendment Kirk, bailiff, During trial, Nick penalty phase uniformed came down defendant, stairway investigate give in an attempt the jury disturbance. Defendant basis on seriously proportionality shot assess wounded penalty Kirk proceeded up imposed, and then which should stairs. On (1953). 1. All are statutes cited to Utah Code Annotated discussed, already of attor-
sought the admission of affidavits didn’t capital neys involved in other day who had been talk about on the initial in.” came to ad- cases. The court refused impression homicide This is indicative of the me- affidavits. It also declined to ac- mit the reports dia on the prospective jurors. made cept testimony by associates of the victim They were aware basic circumstanc- regarding opposition pen- their to the death es, is, someone had handed defendant alty. killed, gun, person one and defen- person injured. dant and another were penalty phase, close of the defen-
At the
knowledge
prejudicial
Such
was not
moved for a mistrial on the basis of
dant
defendant, however,
way to
because these
prosecutorial misconduct. The motion was
disputed
placed
basic facts were not
jury,
previously
denied. The
which had
counts,
issue
defendant and were
guilty
returned a verdict of
on all
established
through appeals.
testimony.
sentenced defendant to death. He
own direct
argument
step
Defendant carries the
one
Change
I.
of Venue
argues
only
further and
that not
Defendant contends that the trial court
*5
knowledge
widespread
of the incident
denying
him a
abused its discretion
community,
but there was a common
change of venue. He
that due to
maintains
guilty,
he
precluded
belief that
was
pretrial publicity and the fact
extensive
any possibility
obtaining
of his
a fair trial
county
that his trial was held in the
court-
jurisdiction.
support,
in the
In
Hall,
house across the street from the
it
telephone poll
a
registered
took
of 400
vot-
him
impossible
was
for
to receive a fair
County.
(Jury
ers in
Lake
Salt
lists are
County.
trial
Salt Lake
voters.)
registered
drawn from
He asserts
process requires
Due
that the ac
poll
percent
that
that
showed
78
receive a trial
a fair and im
cused
before
thought
guilty
that defendant was
and 12
partial jury, free from outside influences.
percent
thought
probably
that he was
Pierre,
1338,
(Utah
v.
572 P.2d
1348
State
guilty.
survey
The results of the
are mis-
1977),
denied,
reh’g
279
891,
254,
101
L.Ed.2d 120
449 U.S.
S.Ct.
66
another under
of the following cir-
Morris,
(1980);
812,
Pierre v.
P.2d
cumstances:
607
denied,
(Utah),
891,
cert.
814-15
449 U.S.
254,
(1980);
120
101 S.Ct.
66 L.Ed.2d
(h) The
previously
actor was
convicted
Andrews,
709,
(Utah 1977),
v.
P.2d
710
574
of first or second
murder or of a
denied,
Morris,
(Utah 1983).
83-84
agree that
prior
evidence of his two
convic-
Most of these claims have also been treated
any prejudicial
tions had
effect.
by the U.S. District Court for the District
surrounding
The facts
the incident out of
of Utah and the Tenth Circuit Court of
which the instant case arises are inter-
Shulsen,
Appeals. Andrews
twined around the basic fact
that defen-
(D.Utah 1984),
aff'd, 802 F.2d
F.Supp. 408
attempting
dant was
escape
from lawful
denied,
(10th Cir.1986),
cert.
U.S.
prison
thus,
custody;
possible
it was not
reh’g
108 S.Ct.
99 L.Ed.2d
present
jury any picture
of the factu-
denied,
485 U.S.
S.Ct.
setting
al
revealing
without
at least one of
Shulsen,
(1988);
Selby
L.Ed.2d 718
aggra-
defendant’s
convictions. The
(D.Utah 1984),
sub nom.
F.Supp. 432
aff'd
vating
required by
circumstance
section
Shulsen,
Pierre v.
(10th
to defendant’s
unanimously
also
murder since
he
have
Copinga
that
did not
Mr.
stated
aggravating circum-
found two additional
strong
way
one
or the
commitment
first
the conviction of
upon
stances
He
penalty.
only
stated
other on
death
rests,
creating a
namely,
degree murder
preference that he would rath-
personal
his
person
than
to a
other
great risk of death
spend the rest of his life
die than
er
for
committing
homicide
victim
a
and
apply
that he
He said
would
confinement.
effecting
escape
defendant’s
purpose
strictly according to the evidence
the law
(e).
76-5-202(l)(c),
custody.
from lawful
§
imposing
that when it came to
and
leaning
toward
he was not
more
penalty,
con
no merit
defendant’s
We find
life in
or death. He con-
prison
either
aggravating circum
the same
tention that
very
prison
punish-
life in
a
severe
sidered
guilt
relied
upon
cannot be
stance
bi-
properly
When
informed of the
ment.
penalty phase. Lowen
phase and in the
that
proceeding
nature of the
and
furcated
Phelps,
v.
108 S.Ct.
field
must out-
aggravating circumstances
denied,
reh’g
L.Ed.2d
circumstances,
mitigating
he
weigh
944, 108
L.Ed.2d
U.S.
S.Ct.
asked,
phase,
you
if
penalty
“In
(1988).
requirements
found that
those
were
met,
you
could
vote for life?” He answer-
Challenge for Cause
V.
clear-cut,
ed,
I
“If it was
think
that
don’t
any problem.”
there would be
that he was
Defendant contends
challenge
for cause.
improperly denied
challenge,
defense
withdrew
prejudicial
to be
error
have held it
We
ruling.
no
Defendant
judge
made
used to
challenge
peremptory
where
now contends that
nevertheless
juror
should
prospective
who
remove a
Copinga on
court’s
have excused
should
cause. State
for
have been excused
motion
the failure to do so
own
1981).
Brooks,
(Utah
constituting
an abuse of discretion
prejudicial
error.”
“manifest
Copinga,
Defendant asserts
Mr.
Tillman,
A
“manifest reversal of his emotional disturbance is excusable [A]n objection disagree. provocation, We No “if it is occasioned conviction. which the Jorgen- was made to introduction of event situation for offender culpably responsible.” was not testimony. sen’s The issue of whether the Under *10 formulation, violation Mi in of were taken this extreme emotional dis- statements randa and were admissible only for im not reduce murder to man- turbance will intentionally, if the actor has trial; so, slaughter not at even peachment was raised recklessly, negligently or knowingly, only was on the evidence offered rebuttal
283 or disturbance is to deter- mental distur- emotional be brought his own about bance, viewpoint in a of a by involving mined from reasonable such as himself person existing crime. the then circum- stances. (official draft & 210.3 Model Penal Code § comments, 1980, II, (em- at 64 Part
revised added.) (Emphasis omitted) added; (quoting the citation phasis Although majority reject- a this Court on Reform of Federal National Commission portions given ed in similar instruction Law, Brown Final Commission Criminal Bishop, any P.2d at error State v. 1602(b))). Report triggering here harmless. The event comment coincides with instruction This theory according to defendant’s of the case court, which given by the trial read: No. escape in attempt was his which he was Thus, wounded. defendant’s "emotional INSTRUCTION NO. product know- “his disturbance” Manslaughter apply, the For “ex- ingly intentionally involving in or himself or disturbance” treme mental emotional of a not commission crime” could something triggered by Therefore, external must be any “excusable.” error accused, his reaction to given from was harmless. instruction2 must be such external stimulus reason- able, given terms and the must be X. Oral Instruction meaning give them in common you would Defendant contends that everyday use. Such disturbance there- giving trial court erred oral instruc brought been about cannot have
fore in sponte. argues tion sua He peculiar mental pro- own the defendant’s precluding had the struction effect knowing cesses or his intentional or jurors considering any of the lesser from reckless acts. they offenses until were unani included excessive, or far ad- “Extreme” means acquitting degree him first mur mous in vanced, grievous. or der. relating existing or “Mental” means judge, giving instruction in the mind. murder, added the follow- first refers to a state of be- “Disturbance” instruc- ing oral clarification to the written disturbed, disordered, agitated, ing or tion: distressed. I, deter- you reference to count With pertains to emotions and “Emotional” capital guilt mine his or innocence of passions. feelings has to with or do If homicide, degree. first murder in the determining whether or not the de- verdict, have you then don’t your that is influence of fendant acted under the ex- consider the included offenses further disturbance, treme mental or emotional I. within count the circum- you should consider all of see, you if from youAs can start surrounding the death of the vic- stances being up, and work them bottom [sic] defendant, you If Ron- tim. find offenses, you will more included find Gardner, nie Lee caused the death of exist, you so start or of those to all Burdell, Joseph while under the Michael I, work down as top under count or emotional influence of extreme mental you in the last sen- I have instructed disturbance, you next determine must tence. whether or not there was reasonable guilty find him of murder you If explanation excuse for such distur- then consider degree, you shall expla- first The reasonableness bance. guilt or innocence for the extreme mental nation or excuse note, manslaughter where Gallegos, instruction in State v. 2. We also stated 104-05, killing prejudicial. is not P.2d finds an intentional Utah 2d 415-16 J., (Durham, 54, 58, Valdez, Bishop, (1964), P.2d at 2d 30 Utah and State concurring). generally an error *11 capital they the lesser included offense of may offense before consider lesser homicide, degree. murder in the second Instead, they included offenses. may be they instructed that should consider the Clayton, they lesser included if offenses do not find (Utah 1983), we held that it was not error guilty charged the defendant of the of- for the jury trial court to direct the to fense. While the in wording difference begin by determining whether the defen- subtle, it any possible avoids misunder- guilty charged dant was offense. must, standing jury that the However, a unani- we believe that it would be well vote, acquit mous the defendant on the suggestion to do this means of rather charged may than an offense before it absolute direction. So held the consider the Supreme Michigan People Court of lesser included The oral instruc- offenses. 619, 623, Mays, 407 Mich. case, N.W.2d given tion in the instant when read in curiam). There, (per the court connection with other written instructions stated: given jury, could not reasonably have
It suggest is not error to an order of any created confusion. Instruction No. 48 consideration of offenses. The required a unanimous vote to convict. In- may suggest jury that it consider you struction No. 15 stated: “If find that charged offense first and it would be the defendant in this case has committed a helpful suggest that consideration be you criminal homicide but have a reason- given to “greater” offenses with a num- able doubt as to which of two or more ber of elements considering before those degrees guilty, of that crime you he is with a “lesser” number. must convict him degree of the lowest case, In that the court set out following instructions, only.” These when read aas suggested may given, instruction which must, gave whole as we defendant the full making it clear that such an instruction is benefit the reasonable doubt standard mandatory: the jury give proper allowed consid- may give You to all consideration eration lesser included offenses. verdicts,
possible you begin but should your by considering (the deliberations XI. Verdict/Sufficiency Directed offense). charged you Unless all of the Evidence agree (the guilty to find the defendant prosecution’s At the close of the offense), charged you may consider the chief, case defendant moved the court to upon other offenses which I have in- direct a depraved verdict of either indiffer you structed in the order in which the degree manslaugh ence second murder or given. may instructions were You con- ter. His motion was denied. any sider of those offenses without hav- ing agreement reached concerning the prosecution’s At the close evi- guilt defendant’s or innocence on dence, may the court charge dismiss a if purpose other of them. The in- this presented the evidence legally is not suffi- struction is to aid and not your to control cient to establish the elements of the of- deliberation. 17(o). Here, fense. Utah R.Crim.P. People Mays, 288 N.W.2d at n. 1. prosecution presented evidence that defen- dant shot and killed Michael Burdell
Although the given oral instruction circumstances from which the could the instant case is not a model of clarity, infer that his knowing we do not find that it act either demands or even implies presented intentional. Evidence the need for a was also unanimous vote of acquittal jury may aggravating before the factors consider less- which elevate However, er included the crime Having offenses. order to first murder. any possible avoid misunderstanding by prima by present- established a facie jurors, it would be well in ing the future evidence on each element of the of- fense, instructing they avoid them that prosecution must find was entitled to have guilty the defendant not of the charged charge jury. submitted to the There
285 exclusionary sibility under the rules of denying defendant’s motion no error in Aggravating evidence.... circumstanc- directed verdict. for a as outlined in 76-5- es shall include those jury verdict to determine reviewing In 202. evidence, sufficient if it was based on argues that since the lan- infer- Defendant presented and all
view the evidence
statute,
degree
guage
of the first
murder
drawn therefrom
ences that can be
76-5-202(l)(h),
“previous
section
refers to
favorable to the verdict. Jack-
light most
307, 319,
or second
99
convictions”3 of first
443 U.S.
S.Ct.
Virginia,
v.
son
murder,
560,
(1979);
precluded
put-
from
2781, 2789,
the State was
61 L.Ed.2d
573
(Utah
603,
prior
homicide in
McClain,
ting
on evidence of
706 P.2d
v.
evidence,
penalty phase of his trial since he did
1985).
any
includ-
Where there is
plead guilty
prior
to the
crime until
that can be
ing reasonable inferences
it,
commission of the offense in the
findings of all
after the
drawn from from which
prior
support,
to trial.
crime can be made
instant
but
the elements of the
Balderas,
doubt,
People
cites
inquiry
our
beyond a reasonable
184,
144,
216-18,
Cal.Rptr.
sustain the verdict. Cal.3d
complete and we will
480,
605;
proposition
for the
McClain,
at
also Jack- P.2d
513-14
see
2792-93,
prior
that convictions
to the commission of
son,
at
at
443 U.S.
S.Ct.
the offense indicate that the defendant was
L.Ed.2d at 578.
conviction,
prior
undeterred
but
light most favorable to the
Viewed in the
postdating the incident were
convictions
verdict,
of the witnesses
the observations
purpose.
not relevant for
ac-
shooting, as well as defendant’s
to,
reasoning
following the
Defendant’s
is not sound.
prior
during, and
tions
sufficient,
with admission of convic-
competent Balderas deals
shooting, comprised
felonies. Even
knowingly
acted
or
tions of
nonviolent
evidence that defendant
scheme,
sentencing
Mi- under the
intentionally
causing
in
the death of
California
placed on the
there is no such limitation
Burdell. We find therefore
chael
Id.,
Cal.Rptr.
use of violent crimes.
sufficient evidence to sustain
there was
217,
the crimes makes them relevant Aggravating/Miti- character, XII. Presentation of key which is a focus fendant’s Penalty in Phase gating Factors sentencing proceeding. that the trial
Defendant contends under sec- Aggravating circumstances admitting, aggravation include, erred in court limited but are not tion 76-3-207 previous homi penalty, evidence of to, 76-5-202. Evi- those listed section 76-3- he had committed. Section cide is not aggravating factors dence of other 207(2) provides part: in relevant that information is prohibited long “as as character of the defendant
(2)
proceedings,
relevant to the
sentencing
In these
crime.” Bar-
of the
presented
or the circumstances
may be
as
evidence
939, 967,
Florida,
103 S.Ct.
463 U.S.
clay
to sen-
matter the court deems relevant
tence,
77 L.Ed.2d
including
not limited to the
but
crime,
878-
(citing
Stephens,
of the
Zant
nature and circumstances
2743-44,
character,
77 L.Ed.2d
background,
the defendant’s
condition,
(1983)).
prior homicide was
physical
250-51
history, mental and
character, back-
to defendant’s
aggravation
relevant
any other facts
admissible
history and was
Any
ground, and
mitigation
penalty.
language of section 76-3-
plain
probative force
deems to have
the court
yet resulted
though it had not
even
regardless of its admis-
may be received
beyond
finding by
a reason-
the fact finder
Lafferty,
to a
In State v.
1988),
guilt of those
that evidence of other violent
as to the defendant’s
we held
able doubt
in convictions is
which have not resulted
crimes
other crimes.
subject
aggravation
penalty,
admissible
shooting
guidelines
time
a conviction at the
set down
the United States
*13
Court,
Supreme
case.
the instant
nor was it an abuse of
discretion.
Defendant also contends that
the trial
admitting
court erred in not
certain evi-
testimony
The
regarding
offered
mitigation
penalty.
in
dence
He
opposition
of the victim’s associates to
attorneys
offered affidavits of
who had
penalty
the death
properly
was likewise
appeared
capital
as counsel in other
homi-
excluded as irrelevant to the character of
briefly
cide
The
cases.
affidavits
summa-
the accused or the nature of the crime. In
given
rized the facts
in
and sentences
those
Norton,
577,
(Utah
675 P.2d
588
They
provide
cases.
were offered to
1983),
allowing
we stated that
the defen
jury with a basis on which to determine the
present any
mitigation
dant to
evidence in
“nature” of defendant’s crime. Defendant
of his crime was “not intended to turn a
a,so
testimony
offered
of associates of the
sentencing proceeding into a forum to con
regarding
opposition
victim
their
to the
appropriateness
capital punish
sider the
penalty.
death
general.”
ment in
The United States Su
nature of defendant’s crime
Court,
The
preme
in
Maryland,
Booth v.
482
fully explored
presented
496, 503-504,
2529, 2533,
U.S.
107 S.Ct.
96
jury, as were the attendant circumstances.
440,
(1987),
L.Ed.2d
held that victim
Comparison with other homicide cases
impact statements were not relevant to the
presented
capsulized
in
form would shed no sentencing proceeding and tended to shift
crime,
light
further
on defendant’s
but
away
the focus
from the character of the
encourage
would instead
to consid defendant and the circumstances of the
er information extraneous to defendant’s
reasoning
crime. The
sug
of that case
character and the circumstances of
of
his
gests
opinions
victim,
that the
which the
State,
fense.
In
Williams
445 So.2d
family,
and his
regard
associates had
798,
(Miss.1984),
denied,
cert.
469 U.S.
ing capital punishment
properly
could
1117,
803,
(1985),
105 S.Ct.
preme Court in Lockett v. the state constitution. n. 2965 n. (1978), “Nothing L.Ed.2d 990 n. 12 seeking comparative In proportionality opinion review, authority this limits the traditional defendant misreads our case law exclude, irrelevant, Wood, court to evi statutes. State v. bearing (Utah) curiam), denied, dence not (per the defendant’s char cert. acter, record, or the circumstances of U.S. S.Ct. L.Ed.2d 383 statutory gives his offense.” Our scheme we stated that automatic review of the trial “any discretion to admit a death sentence is conducted in order to matter the court deems relevant sen “determine whether the sentence of death 76-3-207(2). error, tence.” prejudice The court’s deci resulted from or arbitrari § ness, disproportionate.” sion to exclude the affidavits is not con or was Section trary statutory requirements to our provides part: or the 76-1-104 in relevant (3)
(2)
phase;
stating
penalty phase
this
provisions
The
[criminal]
escaped
Gardner had
from maximum secur-
code
be construed
accordance
shall
(4)
ity;
reading
report
general purposes....
from a
that was
with these
into
received
evidence.
test
penalties
pro-
are
Prescribe
which
alleged
we measure
misconduct was
of the of-
portionate to
seriousness
Tillman,
articulated
permit recognition or
fense and which
1987).
look to
if the
We
see
possibilities
in rehabilitation
differences
*14
or remarks
counsel call
the
actions
to
among
offenders.
individual
jury
matter it
not
attention
a
would
above-quoted
the
Neither this section nor
justified
considering
determining
be
language
type
calls for the
from Wood
and,
so,
if
the
its verdict
circum-
would
comparative review defendant
have
case,
particular
the
stances of
whether
Determining
this Court undertake.
wheth-
“the
prejudicial
error is substantial and
proportionate to the
penalty
er the
is
crime
a
such that there is
reasonable likelihood
thoughtful
and
requires a careful
consider-
absence,
that in its
there would have been
defendant
the
ation
the individual
and
a
for the
more favorable result
defendant.”
surrounding his crime. Fo-
circumstances
on
individual defendant and his acts
cus
the
alleged,
In the first instance
the
76-1-104, not
is called
in section
com-
for
by
prosecution
wrong
called defendant
the
and
parison with other criminals
their
though
name. Even
the name was that of
individual,
crimes. Each defendant is
notoriety,4
another defendant of some
it
unique
Any
in its facts.
and each case is
reference,
prejudicial.
was not
The
taken
attempt
comparisons
to draw broad
be-
context,
inadvertent,
was
was
immedi
specu-
or
calls for
tween defendants
crimes
corrected,
ately
and
interrupt
did not
the
why
particular
a
lation as to
proceedings
jury’s
flow of
or focus
jury
by
crime
with
in that
was dealt
improper
on an
basis for the ver
attention
many
particular
fashion. The
factors
dict.
decision
may
jury’s
influence
can-
allegation
Defendant’s second
is
identified,
easily
quantified.
not be
let alone
laughed
prosecuting attorney
dur
allowing
We
convinced that
are therefore
ing presentation
portion
of a
of defense
proportion-
comparative
conduct
argument
penalty phase.
in the
counsel’s
ality
review would confuse
issues
actions,
While we cannot condone such
we
away
particular
shift the focus
from
(cid:127)
accept
explanation
the State’s
miti-
aggravating
defendant and those
reacting
prosecutor
merely
defen
was
gating
in his
factors
onto
counsel,
dant’s
who had removed exhibits
application
penalty
of the death
the ab-
placed
jury.
had
before
unpersuaded by
stract. We are
the evi-
judge promptly
prose
admonished the
presented
necessity
dence
for this
cutor
that his action was
and determined
proportion-
comparative
Court
undertake
significant
prejudicial.
neither
Where
nor
cases,
nor
ality
penalty
review all death
discretion,
there
no abuse of
such
compelled
accept
do
feel
defendant’s
the trial
will not
re
by
decision
invitation to conduct such a review volun-
Valdez,
appeal.
versed on
See State
tarily in the instant case.
Utah
... that course should be followed.” See Pursifell, HALL, C.J.,
also concurs. STEWART, (concurring): rigidity evidentiary could matters that Justice consequences. have untoward Evidence of opinion. majority How- I concur may appropriate prior crimes be or neces- ever, today’s opinion might other- because guilt phase sary in the for a posi- casting doubt on wise be taken as variety may reasons. Such evidence majority of the Court on one of a tion 404(b) pursuant prove Rule admissible append I comments. important point, these motive, intent, identity, other material necessary is majority that it The holds See, issues under certain circumstances. admissibility reach the issue Forsyth, e.g., State prove capital prior evidence used to crime 1982). may There even be instances when aggravating factor under Utah homicide prior a defendant chooses to adduce crime 76-5-202(l)(h) the ad- Ann. because Code § evidence, example, for to establish an alibi was at most harm- mission of evidence by showing that was incarcerated at ruling dis- error. That sufficient less addition, alleged time of an crime. In position here. issue Legislature has a number of instances Nevertheless, especially important it is prior made crimes elements of other sub- capital case make the law as clear stantive crimes. Constitutionalization of unnecessary error in possible so as to avoid might the rule affect use of reason, I think it future. For unanticipated ways. ef- crimes net my with appropriate state concurrence fect all this is that exclusion in this case opinion Zimmerman’s Justice *16 prior aggravating of crimes as circum- evidence of other crimes which holds that process grounds on due could have stances aggravating prove used to circumstance far-reaching I ramifications that am not 76-5-202(l)(h) proved af- must be under § prepared confront. jury a first found a defendant ter has guilty underlying intentional homi-
cide.
ZIMMERMAN,
(concurring):
Justice
Bishop,
In
State
join
majority opinion.
in the
How
I
(Utah 1988), I joined Justice Zimmerman’s ever,
point
separately to
out that the
I write
concurring opinion
expressed a similar
admitting
in
evidence of
erred
trial court
legal
in a
different
context.
view
somewhat
prior convictions
the
before
Gardner’s
Nevertheless,
expressly refrained from
I
whether
had determined
Gardner
joining
opinion insofar as it was based
knowing
a
or international homic
guilty of
I
grounds. Again,
constitutional
decline
James,
P.2d
ide.1 See State
adopt
basis for
rule.
a constitutional
(1989);
Bishop,
556-557
(Zimmerman, J.,
1988)
historically
The
have had inherent
courts
494-99
Durham,
power
joined
over the
of
and
supervisory
concurring,
order
adduc-
Stewart
phase procedure
ing
J.J.).
guilt
in a case. Reliance on that
evidence
The bifurcated
re
is
said was
power
preferable
majority
in this case is
since it
of the Court
that a
unanimously
ordinarily
Bishop
to avoid
constitutional
in
and that we
quired
better
fol
have been
ruling
is
for
in
should
imposed
when there
another basis
deci-
James
James, 767
present
of the rule re-
in the
case. See
sion. Constitutionalization
lowed
556-557;
Payton,
degree
could lead to a
quiring bifurcation
P.2d at
cf.
Instructions,
Inefficacy
Limiting
9 Law &
prior
doubt that evidence of
1. If there
of
Note,
37, 37-39,
(1985);
acts
tremendous
convictions
other bad
has
41-47
Hum. Behav.
unfairly;
potential
sway the
finder of fact
Judges'
Non-
Appearance
Verbal and
Justice:
of
dispelled
be
several re
Trials,
those doubts should
Jury
38 Stan.
Behavior in Criminal
verbal
See, e.g.,
empirical
Greene & Lof
cent
tus,
studies.
&
& 99 Table
120-24
n.
L.Rev.
Trial,
&
are
at
9 Law
When Crimes
Joined
129-30,
uniformly
(1985).
The studies
193-94, 196-98, 201,
204-06
Hum. Behav.
involving the same or similar
that in cases
show
facts,
Teitelbaum,
Johnson,
(1985);
&
Sutton-Barbere
prior convic-
evidence of
the admission of
Prejudicial
Evaluating the
Evidence:
Effect of
charges signifi-
joinder
separate
of
tions or
Judges Identify
Impact
Improper
Evi
Can
accused
cantly
that the
increases
likelihood
Juries?, 1983 Wis.L.Rev.
1173-74
dence on
convicted.
will be
4;
Saks,
nos. & Wissler &
On
& Table E
(holding that
(La.1978)
J.,
(Zimmerman,
concurring).
870-74
at 498-99
So.2d
in
introduced
may not be
convictions
prior
procedure preserves
This
both the ac-
and that
a murder
guilt phase
in
cused’s interest
a fair trial and
as elements
not serve
they may therefore
punishing repeat
offend-
State’s interest
must
murder but
degree
first
the crime
severely.
legitimate
ers more
We found no
penalty
to introduction
limited
be
by requiring
state interest to
served
justify-
circumstances
aggravating
phase as
prior
introduction of the unrelated
crimes
penalty).
the death
imposition of
ing
during
guilt phase.2
virtually identical to that in
A situation
James,
ago,
issued several weeks
present
James
both
unanimously
prior
held that evidence of
Bishop. During
guilt
presented in
may
convictions
not be introduced
Bishop’s trial for sexual abuse
phase of
guilt phase
a first
murder trial
murder, the
offered evidence of
until
after the finder
fact has deter-
prior sexual crimes. The
many unrelated
guilty
mined whether the defendant is
of a
Justice,
joined by Associate Chief
Chief
knowing
killing.
or intentional
767 P.2d at
Howe,
that the admission
concluded
Justice
holding
sepa-
556-557. That
followed the
during
guilt phase
did
of this evidence
majority Bishop,
rate
it
but extended
rights
deny Bishop his constitutional
5—202(l)(h).3
James,
section
See
by section 76-5-
76—
because it was authorized
P.2d at 556-557.
Code,
makes one
404.1(3)(g)of the
eligible
of sexual abuse of child
convicted
question
The next
is whether the trial
if the
penalty
for an enhanced
convicted
proceeding
court’s erroneous mode
re-
more than five other
person has committed
prejudicial
sulted
error. As Associate
Bishop, 753 P.2d
acts of sexual abuse. See
notes,
only
Chief Justice Howe
evi-
483-88;
Utah
Code
Ann.
satisfy
dence of
crimes
introduced
However,
76-5-404.1(3)(g) (Supp.1988).
§
5—202(l)(h)
requirements
of section 76—
opinion majority
separate
of the Code related to two robberies. See
*17
Stewart,
Court, consisting of Justice
Jus-
5—202(l)(h)(Supp.
Code Ann.
Utah
§ 76—
Durham,
me, held that the intro-
tice
1988).
previous
After
evidence of
the
the
prior
during
duction of the
crimes
admitted,
prosecutor
crimes was
re-
guilt phase
permitted by
sec-
was
prior
only
ferred to the
convictions
as nec-
5—404.1(3)(g). Bishop, 753 P.2d
tion
See
76—
essary to
that the
had
demonstrate
(Zimmerman,J., concurring).
at 494-97
Al-
proven
aggravating
element of first
ternatively, we held that even if section
(h).
degree
subpart
murder contained in
76-5-404.l(3)(g) did authorize introduction
took
stand and
Gardner
disclosed his
during
guilt phase,
of this evidence
record,
extensive criminal
which included
supervisory
would exercise our inherent
preju-
other convictions that were more
power
require
over
trial courts to
Finally,
dicial than the two robberies.
guilt
trier of fact to determine
on the un-
had, in
Gardner did not contest that he
derlying charge
un-
before evidence of
fact, committed the murder of which he
prior
related
conduct could be admitted to
convicted;
only
penalty.
Bishop,
753 P.2d was
defense was that
enhance
See
76-5-202(l)(h),
provision
Bishop,
chal-
2.
In
Justice Durham and I would have
3. Section
James,
gone
lenged
present
further and held that the Chief Justice’s
and in
both in
l(3)(g)
reading of section 76-5-404.
violates the
indistinguishable
76-5-404.1(3)(g),
from section
I,
process
due
clause of article
section 7 of the
fact,
Bishop.
the section at issue
Utah Constitution.
Procedure Bishop, 753 Evidence. See State v. J., (Zimmerman, concurring);
at 499-500 200, 204-05 & Hackford, 737 P.2d 30; 1987); Utah
n. 1 Utah R.Crim.P. error I also that the conclude
R.Evid. federal constitu- harmless under the standard, appli- error if it is
tional harmless
cable J., Hackford,
(Zimmerman, concurring); at 205-06 n. 3. & reasons, I join foregoing
For the convic- holding
majority that Gardner’s be affirmed.
tion should
DURHAM, J., concurs ZIMMERMAN,
concurring opinion J. EQUALIZATION BOARD OF
COUNTY COUNTY, LAKE STATE OF
OF SALT
UTAH, Petitioner, TAX OF UTAH STATE COMMISSION Peters, Yocom, David E. Bill Thomas rel. ex SUNKIST SERVICE County. City, for Lake Lake Salt Salt COMPANY, Respondent. Skolnick, Wilkinson, F. L. Michael David No. 870261. City, for Tax Com’n. Lake Salt Pugsley, City, for Philip Lake C. Salt Supreme Court of Utah. Service Co. Sunkist March STEWART, Justice: filed petition is here on a This case Equaliza- County Lake Board the Salt an of the Utah State to review order tion prop- that real which held Tax Commission Company erty belonging Sunkist Service by Salt subject to reassessment was not County “escaped assessment” Lake Ann. 59-5-17 Utah Code §
