The STATE of Texas v. Candelario GARCIA-CANTU, Appellee.
Nos. PD-0936–07, PD-0937-07
Court of Criminal Appeals of Texas.
May 7, 2008.
Marc Brumberger, Asst. D.A., Conroe, Jeffrey L. Van Horn, State‘s Attorney, Austin, for the State.
OPINION
COCHRAN, J., delivered the opinion of the Court in which MEYERS, PRICE, WOMACK, JOHNSON and HOLCOMB, JJ., joined.
In this case, we examine the distinction between a citizen-police “encounter” and a citizen-police “detention.” A “detention” implicates the Fourth Amendment‘s search and seizure restrictions and requires articulable suspicion to support even a temporary seizure, while an “encounter” is not subject to any Fourth Amendment requirements or restrictions.1 We conclude that, under the totality of the circumstances test set out in Florida v. Bostick,2 the trial judge did not err in finding that the officer‘s conduct in this case resulted in a Fourth Amendment detention. We therefore reverse the judgment of the court of appeals, which had held that the trial court improperly granted appellee‘s motion to suppress.3
I.
Appellee was charged with the misdemeanor offenses of possession of marijuana and carrying a weapon. At the hearing on the motion to suppress, the State and appellee agreed that the only issue to be litigated was whether the facts supported the finding of a Fourth Amendment detention or a consensual citizen-police encounter.4
Officer Okland testified that he had been with the Conroe Police Department for
Officer Okland turned on his patrol car spotlight “to make sure that they weren‘t doing harm to me.” He was “letting them know it was a police officer behind them.” But then he said, “If I had wanted them to know it was a police officer I would have turned my overhead lights on, to indicate I was detaining them. But I just wanted to see what they were doing in there.” He was still driving up behind the truck at the time he put on his spotlight. Officer Okland parked his patrol car about ten feet behind the truck and to its left, and he turned on his dashboard-mounted camera to record the investigation. He then saw movement on the driver‘s side area of the truck.9 He got out of his patrol car and began advancing toward the truck, holding a long flashlight in both hands at shoulder level as he walked forward. When Officer
The trial judge questioned Officer Okland further: “[A]nd you got your spotlight on and you want me to believe that with a spotlight on, they could drive away?” Officer Okland said, “Yes,” although he agreed that he had “[n]ever had anybody who has had his spotlight turned on them drive away.” The trial judge continued to question the officer about the location of his patrol car which appeared to block appellee‘s truck at the end of the street:
Court: They were stopped. You just came up upon them.
Officer: They would have to back up and I would have to move for them to—
Court: Then you had them blocked in where they couldn‘t move?
Officer: They could have backed up.
Court: They could have backed up?
Officer: I would have moved. I wouldn‘t have let them hit me.
Court: Oh, could they have backed up and gotten out of the parked area they were in with you not having to move your vehicle?
Officer: No sir.
Court: So you were so close to them that they couldn‘t do anything but stay there, is that right?
Officer: Well, I was a good ten—or about a car length away from their vehicle when I stopped.
Officer Okland then suggested that appellee could have backed up and driven on the wrong side of the roadway and around his patrol car, but the video indicates that the officer‘s car was parked well to the left side of the road.10 The trial judge asked a final question:
Court: And what we have here is, you‘re telling me that if this person would have simply backed up, even though your overhead or your spotlight was on, or whatever was on, and you‘re pulled up within ten feet of this other vehicle, they were free to leave? That‘s what you want me to believe?
Officer: Yes, sir.
Mr. Garcia-Cantu, appellee, also testified. He said that he saw Officer Okland pulling up behind him, but he couldn‘t see anything more except a big spotlight, “a big white light.” The officer didn‘t tell him that he could leave, and he didn‘t believe that he was free to leave. Mr. Garcia-Cantu said that he lives about two blocks away, on the other side of the railroad tracks, and this is his neighborhood. He has friends who live on that block, and he was just waiting for his friend who was inside the house.11
After hearing all of the testimony, the trial judge granted Mr. Garcia-Cantu‘s motion to suppress without making explicit factual findings, and the State appealed that ruling.
The court of appeals stated that “the record reveals the trial court required that Okland articulate a reasonable suspicion of criminal activity to justify his approach to Garcia-Cantu‘s truck and that Okland‘s use of the spotlight was sufficient to amount to a detention.”12 The court of
We also find the trial court abused its discretion in determining under these circumstances that spotlighting Garcia-Cantu‘s truck resulted in Garcia-Cantu‘s detention.14
We granted appellee‘s petition to determine, inter alia, whether Officer Okland‘s actions constituted a detention requiring reasonable suspicion under Bostick‘s “totality of the circumstances” test.
II.
A. Standard of Review
In reviewing a trial court‘s ruling on a motion to suppress, appellate courts must view all of the evidence in the light most favorable to the trial court‘s ruling.15 When the trial court does not make explicit findings of fact, the appellate court infers the necessary factual findings that support the trial court‘s ruling if the record evidence (viewed in the light most favorable to the ruling) supports these implied fact findings.16 Thus, we afford almost total deference to a trial judge‘s determination of the historical facts that the record supports, especially when his implicit factfinding is based on an evaluation of credibility and demeanor.17 This same highly deferential standard applies regardless of whether the trial court has granted or denied a motion to suppress evidence.18 Thus, the party that prevailed in the trial court is afforded the strongest legitimate view of the evidence and all reasonable inferences that may be drawn from that evidence. But the question of whether a given set of historical facts amount to a consensual police-citizen encounter or a detention under the Fourth Amendment is subject to de novo review because that is an issue of law—the application of legal principles to a specific set of facts.19
B. Citizen-Police Encounters and Fourth Amendment Detentions
As the Supreme Court has aptly noted, “encounters between citizens and police officers are incredibly rich in diversity.”20 They run the gamut from “wholly friendly exchanges of pleasantries” to “hostile confrontations of armed men, involving arrests, injuries, or loss of life.”21 Given this wide diversity of police-citizen interaction, not every encounter between the two is subject to Fourth Amendment scrutiny. It is only when an officer, “by means of physical force or show of authority, has in some way restrained the liberty of a citizen,” will courts conclude that a Fourth Amendment “seizure” has occurred.22 Such a seizure occurs when, “taking into account all of the circumstances surrounding the encounter, the police conduct would have ‘communicated to a reasonable person that he was not at liberty to ignore the police presence and go about his business.‘”23
In Florida v. Bostick, 501 U.S. 429, 111 S.Ct. 2382, 115 L.Ed.2d 389 (1991),24 the Supreme Court reiterated that an encounter between a police officer and a citizen “will not trigger Fourth Amendment scrutiny unless it loses its consensual nature.”25 In Bostick, the United States Supreme Court granted certiorari to determine whether the Florida Supreme Court‘s per se rule that police officers who boarded buses at scheduled stops and questioned passengers without articulable reasons for doing so necessarily “seized” those passengers within the meaning of the Fourth Amendment.26 The Supreme Court rejected the lower court‘s per se rule because it “rested its decision on a single fact—that the encounter took place on a bus—rather than on the totality of the circumstances.”27 Thus, Bostick mandates that
a court must consider all of the circumstances surrounding the encounter to determine whether the police conduct would have communicated to a reasonable person that the person was not free to decline the officers’ requests or otherwise terminate the encounter.28
While the “cramped confines” of a bus was certainly one relevant factor for the Florida courts to consider in evaluating whether a particular interaction between an officer and a citizen was a consensual encounter29 or a Fourth Amendment detention, that
Police officers are as free as any other citizen to knock on someone‘s door and ask to talk with them, to approach citizens on the street or in their cars and to ask for information or their cooperation. Police officers may be as aggressive as the pushy Fuller-brush man at the front door, the insistent panhandler on the street, or the grimacing street-corner car-window squeegee man. All of these social interactions may involve embarrassment and inconvenience, but they do not involve official coercion. It is only when the police officer “engages in conduct which a reasonable man would view as threatening or offensive even if performed by another private citizen,” does such an encounter become a seizure.32 It is the display of official authority and the implication that this authority cannot be ignored, avoided, or terminated, that results in a Fourth Amendment seizure. At bottom, the issue is whether the surroundings and the words or actions of the officer and his associates communicate the message of “We Who Must Be Obeyed.”
As Professor LaFave has noted, this approach is useful when examining police contacts with citizens seated in parked cars.33
The mere approach and questioning of such persons does not constitute a seizure. The result is not otherwise when the officer utilizes some generally accepted means of gaining the attention of the vehicle occupant or encouraging him to eliminate any barrier to conversation. The officer may tap on the window and perhaps even open the door if the occupant is asleep. A request that the suspect open the door or roll down the window would seem equally permissible, but the same would not be true of an order that he do so. Likewise, the encounter becomes a seizure if the officer orders the suspect to “freeze” or to get out of the car. So too, other police action which one would not expect if the encounter was between two private citizens—boxing the car in, approaching it on all sides by many officers, pointing a gun at the suspect and ordering him to place his hands on the steering wheel, or use of flashing lights as a show of authority—will likely convert the event into a Fourth Amendment seizure.34
Each citizen-police encounter must be factually evaluated on its own terms; there are no per se rules.35 “The test is necessarily imprecise, because it is designed to assess the coercive effect of
III.
With that general background, we turn to the present case. Here, the court of appeals relied upon one single fact and found it dispositive. It concluded that Officer Okland‘s use of his spotlight did not effect a Fourth Amendment seizure.38 It quoted from an Idaho Supreme Court decision: “A rule that an officer‘s use of a spotlight creates a per se detention would discourage office[r]s from using such lights when necessary for their safety or the safety of others.”39 Indeed, that is correct: Bostick stands for the proposition that per se rules generally do not determine whether any specific citizen-police encounter amounted to a Fourth Amendment detention. Instead, trial and appellate courts must view “the totality of the circumstances” of the encounter in the light most favorable to the trial judge‘s implicit (or explicit) factual findings. The question of when an encounter between police officers and a person in a car constitutes a “seizure” depends on specific facts as to the manner of the encounter, the degree of authority displayed, and all other circumstances surrounding the incident. Just as with the determination of probable cause, a piecemeal or “divide and conquer” approach is prohibited.40
In this case, the totality of the circumstances, viewed in the light most favorable to the trial judge‘s ruling, show:
- Officer Okland decided to “investigate” the presence of appellee‘s truck parked at the dead-end portion of the 300 block of South Pacific.41
- It was 4:00 a.m. on December 26th, Christmas night.42
- Officer Okland turned on his patrol-car spotlight to light up appellee‘s truck even before he stopped his car, and he activated his dashboard camera to record the encounter.43
He parked his patrol car about ten feet behind and to the left of appellee‘s truck. The testimony, photographs, and video recording all support the trial judge‘s implicit factual finding that Officer Okland “boxed in” appellee‘s parked truck, preventing him from voluntarily leaving.44
The use of a patrol car spotlight, however, may also indicate to the reasonable person that the officer is carrying out his community caretaking function, and such conduct is frequently necessary to protect officers during any type of night-time police-citizen encounter. Thus, the use of a spotlight, by itself, is not a circumstance that necessarily converts a consensual encounter into a Fourth Amendment detention. See State v. Baker, 141 Idaho 163, 107 P.3d 1214, 1218 (2004) (“This court joins the many other jurisdictions which have held that the use of a spotlight alone would not lead a reasonable person to believe that he was not free to leave, though it may be considered under the totality of the circumstances.“); People v. Cascio, 932 P.2d 1381, 1388 (Colo.1997) (officers’ use of a spotlight and flashlights were “a matter of practical necessity as the encounter took place when it was getting dark, and we do not attribute any significance to their use.“); State v. Clayton, 309 Mont. 215, 45 P.3d 30, 35 (2002) (“The police officers did not initiate the stop, but only pulled in behind [the defendant] and shined the spotlight to determine how many people were in the vehicle. The officers did not have their sirens or emergency lights on and the encounter took place on a public street.“); State v. Calhoun, 101 Or.App. 622, 792 P.2d 1223, 1225 (1990) (noting that the “fact that the headlights and spotlight were on did not transform the encounter into a stop,” where the officer did not park in such a way that prevented the defendant from driving away).
On the other hand, the use of a spotlight, combined with other circumstances, may well establish a Fourth Amendment detention. See Commonwealth v. Mulholland, 794 A.2d 398, 402 (Pa.Super.Ct.2002) (based on totality of circumstances—including facts that officer, “determined to investigate, parked his cruiser in such a fashion as to make it difficult if not impossible for the van to leave the parking lot ... [and] [b]efore exiting his cruiser, the officer shone bright, spotlight-like lights in the direction of the van“—evidence supported a finding that officer detained defendant).
Officer Okland got out of his patrol car, holding his large flashlight in both hands at shoulder-level, and started to approach the driver‘s side of appellee‘s truck in a manner that could fairly be described as authoritative.45 - Appellee then got out of his truck and started to walk toward Officer Okland, who immediately asked, “What are you doing here?”46
Although these words are not, by themselves, sufficient to convert an otherwise consensual encounter into a detention, much depends upon the tone and level of voice, as well as the questioner‘s demeanor. The trial judge could have concluded that, based upon Officer Okland‘s tone and demeanor on the witness stand, as well as his tone and demeanor as seen and heard on the video recording, that the officer‘s questioning was more in the nature of an official command rather than a friendly or neutral inquiry.47
Officer Okland then played his flashlight across the female passenger‘s side of the truck to track the passenger‘s exit from the truck. She came around to where the officer and appellee were standing at the rear of the truck. - Officer Okland then played his flashlight into and across appellee‘s eyes as if he were looking for signs of intoxication. He did the same to appellee‘s friend who came out of the house.
- Officer Okland then asked appellee, “You got any I.D. on you?” Apparently appellee said that it was in the truck because Officer Okland immediately went back to the driver‘s side and looked inside the truck. He then came back to the rear of the truck and told appellee to go get his I.D. out of the truck. Appellee did so.
- Appellee testified that he did not subjectively feel free to leave or terminate the encounter.
That fact is not particularly relevant because the test is whether a reasonable person in the citizen‘s position would have felt free to leave.48 However, given the facts that Officer Okland initiated the incident by blocking appellee‘s exit with his patrol car, turning on his spotlight, approaching appellee‘s truck with a long flashlight playing over the driver‘s side, immediately saying, “What are you doing here?“, using his flashlight to wave the passenger back to the rear of the truck, and, standing toe-to-toe with appellee, shining his flashlight into appellee‘s eyes, it is hard to conclude that any reasonable person would feel free to drive or walk away or to terminate the questioning.
Viewing the totality of these particular circumstances in the light most favorable to the trial court‘s ruling, we hold that the trial court did not err in concluding that a reasonable person in appellee‘s position would not have felt free to leave or terminate this encounter with Officer Okland.
The State argues that the evidence was “undisputed” in many respects in which the trial court obviously did find it disputed. For example, the State argues: “It is also undisputed that the location of Off. Okland‘s patrol car approximately one car length behind Appellee‘s truck did not prevent Appellee‘s egress.”49 “[T]he incontrovertible evidence shows that Appellee was free to leave in his vehicle if he so chose.... Off. Okland testified only that Appellee could not back straight out of his parking place without hitting the patrol car.”50 The trial judge, however, was not required to believe this particular testimony, and his skeptical questioning of Officer Okland supports the inference that he did not. The State also argues that “the record unequivocally shows that Appellee had two other available means of driving away from the scene.”51 He could have turned around in a driveway that is partway down the street or he could have made a U-turn over the railroad right-of-way.52 Had the trial court ruled against appellee, we would have to defer to the trial judge‘s implicit factual finding that these methods of egress were possibilities (although the photographs and videotape do not necessarily support them), but the trial court implicitly found that appellee was blocked in by Officer Okland and the patrol car, and that appellee could not move his car.
In sum, the State does not quarrel with the law or its application; it simply has a different view of the evidence and of the inferences to be drawn from that evidence. Had the trial court agreed with the State‘s
The court of appeals erred in focusing upon one single fact—Officer Okland‘s use of a spotlight—instead of the totality of the circumstances. We conclude that, viewed in the light most favorable to the trial judge‘s ruling, the totality of the circumstances support his conclusion that appellee was detained by Officer Okland for purposes of the Fourth Amendment. We therefore reverse the judgment of the court of appeals, uphold the trial court‘s suppression ruling, and remand the case for further proceedings in the trial court.
KELLER, P.J., filed a dissenting opinion in which KEASLER and HERVEY, JJ., joined.
KEASLER, J., filed a dissenting opinion in which KELLER, P.J., and HERVEY, J., joined.
KELLER, P.J., filed a dissenting opinion in which KEASLER and HERVEY, JJ., joined.
To understand this case, we must first understand the nature of the trial court‘s ruling. Appellee‘s complaint at trial was that Officer Okland‘s approach of the vehicle constituted a “stop” without reasonable suspicion in violation of the Fourth Amendment:
At this point, Your Honor—well, we‘re objecting to the stop, and the approach-ing vehicle, at least the objection made in this case. That‘s all we need to argue about here today, if they had a valid reason for stopping and making their investigation and search that they con-ducted. Anything that happened after-wards is sort of irrelevant to our argu-ment here.
When the State sought to introduce the video of the encounter, appellee reiterated the nature of his complaint as relating only to the very beginning: “No objection, just that all we need is the first frame, or—yeah, the first frame to show where the vehicle was parked, and I have no objection to that.” In sustaining a later objection at the hearing, the trial court confirmed that the suppression issue was limited to the initial contact between Officer Okland and appellee:
[DEFENSE COUNSEL]: Objection, your honor, to any testimony that fol-lowed the stop. What we‘re questioning is the stop, and not anything that hap-pened afterwards.
[THE COURT]: Yeah, that will be sus-tained.
The Court recites ten circumstances that it believes support the trial court‘s ruling, but only one of those circumstances comes close to supporting a finding that the initial contact between Officer Okland and appellee constituted the onset of a de-tention for Fourth Amendment purposes. Officer Okland‘s subjective decision to in-vestigate, the time of day (very early morning), the use of a spotlight and a flashlight while it was dark outside,1 and
asking individuals what they were doing in a particular location do not support the existence of a detention. As any private citizen may do, a police officer may approach an individual at any time of the day and ask questions. While subsequent events can turn a consensual encounter into a detention, appellee specifically limited his complaint to the beginning of the encounter, so the officer‘s subsequent requests for identification (which could possibly have been supported by reasonable suspicion arising after the initial contact) do not enter into the analysis. And while the Court recites appellee‘s subjective perception that he was not free to leave, the Court concedes that this subjective perception “is not particularly relevant.”
The Court claims that the video recording supports an implicit finding that Officer Okland used “an authoritative, commanding voice and demeanor that brooked no disagreement into his official investigation.”2 The first thirty seconds of the video is silent, and in the remainder of the video Officer Okland‘s voice sounds simply like someone engaged in casual conversation. I disagree with the Court‘s conclusion that the video supports a finding that the officer used an “authoritative, commanding voice and demeanor,” and without some support in the record, I do not think such a finding can be implied.
What remains is the fourth “implicit finding” recited by the Court: that Officer Okland had “boxed in” appellee‘s parked truck. This factor would be significant if there had been any evidence that appellee wanted to drive away, but there was not. Appellee was parked when Officer Okland approached him and was waiting patiently for someone in the house nearby. Moreover, when Officer Okland approached, appellee voluntarily exited his vehicle. Under those circumstances, appellee was essentially a pedestrian, and he was “not clearly stopped in any sense, ab initio except of his own volition.”3 The cases cited by the Court for the proposition that “boxing in” a suspect‘s car constitutes a detention are all distinguishable for one reason or another, and in any event, they are not binding authority.
With these comments, I respectfully dissent.
KEASLER, J., filed a dissenting opinion in which KELLER, P.J. and HERVEY J., joined.
OPINION
I respectfully dissent. The totality of the circumstances do not support the majority‘s conclusion that the citizen-police interaction between Candelario Garcia-Cantu and Officer Okland amounted to a seizure under the Fourth Amendment.
Supreme Court precedent instructs that the “free to leave” test has no application under the facts of this case. In Florida v. Bostick, Broward County narcotics agents boarded a bus that was on a stopover in Ft. Lauderdale.1 The agents asked Bostick, the respondent, for permission to search his suitcase.2 After Bostick consented to the search, the agents discovered cocaine.3 Bostick was then arrested and charged with trafficking cocaine.4 Claiming that the search conducted by the agents violated his Fourth Amendment rights, Bostick moved to suppress the cocaine at trial.5 The Supreme Court granted certiorari to determine whether Bostick was “seized” within the meaning of the Fourth Amendment when the agents requested his consent to search his suitcase.6
In Florida v. Royer,12 the Supreme Court stated that “law enforcement officers do not violate the Fourth Amendment by merely approaching an individual on the street or in another public place, by asking him if he is willing to answer some questions, [or] by putting questions to him if the person is willing to listen.”13 And in Illinois v. Lidster,14 after quoting the above language from Royer, it added that “it would seem anomalous were the law (1) ordinarily to allow police to seek the voluntary cooperation of pedestrians but (2) ordinarily to forbid police to seek similar voluntary cooperation from motorists.”15
Like Bostick, Garcia-Cantu‘s freedom of movement was restricted by a factor independent of Officer Okland‘s conduct. Garcia-Cantu deliberately and voluntarily parked his truck at the dead-end of the 300 block of South Pacific while waiting for his friend to exit the house at 309 South Pacific. The record makes clear that the 300 block of South Pacific is a very narrow dead-end street with no center dividing line. The narrow character of the street does not permit two vehicles to pass freely while traveling in opposing directions. In such a circumstance, one vehicle would be forced to yield to another. Parked with the front of his truck facing the dead-end, Garcia-Cantu placed himself in the posi-tion of having no direct thoroughfare. So
I would agree with the majority in reversing this conviction if Garcia-Cantu had expressed any reluctance to talk to Officer Okland. But there was no indication that Garcia-Cantu wanted to leave or that he informed Officer Okland that he did not want to speak to him. And, as Bostick makes clear, this is the appropriate test.
Of course, as we said in State v. Velasquez,16 a case involving an encounter between a police officer and a passenger on a bus,
“even an innocent passenger‘s pulse might race when a police officer identifies himself and begins asking questions. He might understandably be uncomfortable saying, ‘Officer, I don‘t want to talk to you. Please leave me alone.’ But the Constitution does not guarantee freedom from discomfort. And the test is not whether a timid person would feel free to terminate the interview. Instead, the Supreme Court uses a ‘reasonable person’ standard.”17
I think it is clear that had Garcia-Cantu been in a public street with a clear thoroughfare, there would have been no Fourth Amendment violation. So according to the majority‘s reasoning, all one needs to do to insulate oneself from police contact is to duck into a blind alley upon seeing an officer approaching or pull his or her vehicle onto a dead-end street. The person would then be able to say, in effect, “King‘s X! I‘m on base. You can‘t even walk up to me and attempt to talk to me. Anyone else in the world can, but you can‘t.” This would indeed add a new dimension to the word “silly.”
The majority has labored mightily to justify its conclusion that Garcia-Cantu‘s Fourth Amendment rights were violated, citing many federal and state opinions, including even at least one pre-Bostick case from the Ninth Circuit. Yet, it does not include any Supreme Court cases that are directly in point, because there are none. And, after all, that Court is the ultimate and “infallible ... because [it] is final”18 Fourth Amendment authority. I believe that in light of its recent search and seizure opinions that it would reach the same conclusion that I do—that this is a police encounter permissible under the Fourth Amendment. Because the majority holds otherwise, I dissent.
James MALONE, Appellant v. The STATE of Texas.
No. PD-1647-06
Court of Criminal Appeals of Texas.
May 7, 2008.
