State v. GarciaState v. Garcia
-
Pleas: Appeal and Error. Thе right to withdraw a plea previously entered is not absolute, and, in the absence of an abuse of discretion on the part of the trial court, refusal to allow a defendant‘s withdrawal of a plea will not be disturbed on appeal. - Statutes: Appeal and Error. To the extent an appeal calls for statutory interpretation or presents questions of law,
an appellate court must reach an independent conclusion irrespective of the determination made by the court below. - Statutes: Intent. When interpreting a statute, the starting point and focus of the inquiry is the meaning of the statutory language, understood in context.
- Statutes. Statutory language is to be given its plain and ordinary meaning.
- Pleas: Proof. To withdraw a plea under
Neb. Rev. Stat. § 29-1819.02 (Reissue 2016), all a defendant must show is (1) that the court failed to give all or part of the advisement and (2) that the defendant faces an immigration consequence which was not included in the advisement given.
Appeal from the District Court for Platte County, ROBERT R. STEINKE, Judge, on appeal thereto from the County Court for Platte County, FRANK J. SKORUPA, Judge. Judgment of District Court affirmed.
Jamie L. Arango, of Arango Law, L.L.C., for appellant.
Douglas J. Peterson, Attorney General, and Kimberly A. Klein for appellee.
HEAVICAN, C.J., MILLER-LERMAN, CASSEL, STACY, FUNKE, PAPIK, and FREUDENBERG, JJ.
PAPIK, J.
Like many оther states, Nebraska requires trial judges, prior to accepting a guilty or no contest plea, to advise the defendant on the record that a conviction may have certain immigration consequences. The same statute provides that if the court fails to give the required advisement and the defendant faces the immigration consequences about which he or she was not advised, the defendant has a right to have the judgment vacated, to withdraw the plea, and to enter a plea of not guilty.
In this case, Alejandro Garсia seeks to withdraw a no contest plea he entered years ago pursuant to that statute. Garcia concedes, however, that prior to accepting his plea, the trial court properly recited the advisement. Even so, Garcia contends that he is entitled to withdraw his plea, because an interpreter translated a word improperly when she recited the court‘s advisement to Garcia in Spanish. The county court overruled Garcia‘s motion, and the district court, sitting as an intermediate appellate court, affirmed. Because we conclude that the advisement statute does not authorize the withdrawal of pleas based on inadequate translation, we affirm.
BACKGROUND
Garcia‘s Plea of No Contest.
On August 23, 2011, the State filed a criminal complaint in the county court for Platte County, charging Garcia with third degree domestic assault, false reporting, and obstructing government operations. During a group arraignment on August 29, the court advised Garcia of various statutory and constitutional rights relating to those charges. In particular, the court stated the following: “If you are not a United States citizen, you are hereby advised that conviction of the offense for which you have been charged may have the consequence of removal from the United States or denial of naturalization pursuant to the laws of the United States.” With the exception of the use of the singular form of the word “consequence,” the foregoing is a verbatim recitation of the statutory advisement courts are required to administer prior to the acceptance of a guilty or no contest plea under
An interpreter provided a Spanish translation of the court‘s advisement to Garcia of his various constitutional and
On September 12, 2011, Garcia was present for a second group arraignment, this time represented by counsel. The court again advised Garcia regarding his variоus constitutional and statutory rights, including the advisement required by
Initial Motion to Withdraw Plea.
Over 4 years later, Garcia filed a motion in the county court to withdraw his plea of no contest. Garcia alleged both that he received ineffective assistance of counsel and that he did not receive the immigration advisement required by
Several weeks later, Garcia filed a motion to reconsider. In it, he acknowledged that the county court properly gave the immigration advisement required by
The county court overruled the motion to reconsider, because Garcia had brought no evidence in support of his motion. Garcia appealed the denial of his motion to reconsider to the district court, but the district court dismissed the appeal as untimely.
Second Motion to Withdraw Plea.
On February 22, 2017, Garcia filed a “Motion to Vacate” in the county court. Like the motion to reconsider, it aсknowledged that the court gave the advisement required by
At a hearing on the motion, Garcia offered and the court received a document prepared by Janeth Murillo, a certified court interpreter. In the document, Murillo set forth a transcription of the words of the county court judge at the September 12, 2011, hearing; the court interpreter‘s Spanish translation of the judge‘s words; Murillo‘s translation of the court interpreter‘s Spanish interpretation back into English; and an alternative Spanish translation showing how Murillo would have interpreted the court‘s words. This document showed that, according to Murillo, the court interpreter used the Spanish word for “expatriate” instead of “removal” in giving the advisement. Garcia argued that “expatriate” means to “live in a country other than the one where you were born” and that because he was born in Cuba, he was not advised that a conviсtion could result in his removal from the United States.
The county court overruled this motion, stating that this claim was the same as the one Garcia had brought in 2015 and that Garcia had not brought any “materially and substantially different facts that would
ASSIGNMENT OF ERROR
While Garcia assigns various errors committed by the distriсt court, they can be consolidated into one: that the district court erred in affirming the county court‘s order overruling Garcia‘s motion to vacate on law-of-the-case grounds.
STANDARD OF REVIEW
[1,2] The right to withdraw a plea previously entered is not absolute, and, in the absence of an abuse of discretion on the part of the trial court, refusal to allow a defendant‘s withdrawal of a plea will not be disturbed on appeal. State v. Gach, 297 Neb. 96, 898 N.W.2d 360 (2017). Resolution of this appeal requires that we determine the scope and extent of the statutory remedy Garcia seeks to employ. To the extent an appeal calls for statutory interpretation or presents questions of law, an appellate court must reach an independent conclusion irrespective of the determination made by the court below. State v. Medina-Liborio, 285 Neb. 626, 829 N.W.2d 96 (2013).
ANALYSIS
Statutory Background.
As alluded to above,
Sеction 29-1819.02(2), in turn, provides a statutory remedy by which a defendant may withdraw a guilty or no contest plea in certain circumstances, providing:
If, on or after July 20, 2002, the court fails to advise the defendant as required by this section and the defendant shows that conviction of the offense to which the defendant pleaded guilty or nolo contendere may have the consequences for the defendant of removal from the United States, or denial of naturalization pursuant to the laws of the United States, the court, on the defendant‘s motion, shall vaсate the judgment and permit the defendant to withdraw the plea of guilty or nolo contendere and enter a plea of not guilty. Absent a record that the court provided the advisement required by this section, the defendant shall be presumed not to have received the required advisement.
In this case, Garcia asked to withdraw his guilty plea under
Did County Court Have Authority to Consider Garcia‘s Motion?
On the question of whether
The concurrence contends that several years before Rodriguez, we held in State v. Rodriguez-Torres, 275 Neb. 363, 746 N.W.2d 686 (2008), that courts do not have authority to consider a motion brought under
Rodriguez-Torres does contain some language, highlighted by the concurrence, stating that a trial court lacks authority to grant relief when a party‘s sentence has already been served and observing that the Legislature has not created a procedure for the withdrawal of a plea in such circumstances. It is important to note, however, that the guilty pleas the defendant in Rodriguez-Torres sought to withdraw were accepted before July 20, 2002.
The date of the pleas at issue in Rodriguez-Torres is important, because
Given the limited scope of the holding in Rodriguez-Torres, we do not agree with the concurrence that this court ignored legislative inaction following Rodriguez-Torres and “create[d] [a] missing procedure” in Rodriguez. The plea the defendant in Rodriguez sought to withdraw was entered after July 20, 2002, and thus was subject to
Because Rodriguez-Torres did not concern
Our conclusions regarding the statutory language should not be understood to dispute the concurrence‘s point that difficult questions can arise if relief can be granted under
Does § 29-1819.02(2) Authorize Withdrawal of Garcia‘s Plea?
Because we find that the county court had jurisdiction of Garcia‘s motion to withdraw his plea, we proceed to consider the merits of his appeal. While Garcia primarily argues on appeal that the district court‘s analysis of the law-of-the-case doctrine was incorrect, his appeal presents a more foundational issue: whether
In a number of cases in which we have interpreted and applied
Here, by acknowledging that the trial court gave the required advisement properly, Garcia has effectively conceded that he cannot demonstrate the first fact that we have said a defendant must demonstrate to withdraw a plea under the statute. Garcia‘s motion is thus premised on
[3,4] Resolving the issue of whether
A review of the language of
In other cases in which we interpreted this statute to determine what a defendant must show in order to withdraw a plea, we have adhered closely to the statutory text. For example, in Mena-Rivera, supra, we rejected an argument that a person seeking to withdraw a plea under the section must demonstrate prejudice. We pointed out that we had previously interpreted the statute to require a defendant seeking to withdraw a plеa to show only two things and that prejudice was not one of them. Later, in Medina-Liborio, supra, we rejected an argument that a defendant could not withdraw his plea under this section if the defendant already knew he would be deported because of his plea-based conviction. Citing the principle of statutory interpretation that we will not read a meaning into a statute that is not there, we explained that the “proposed limitation on the statutory mandate requiring a court to permit withdrawal of a plea in the specified circumstances is nowhere to be found in the language of
As the discussion of the preceding cases indicates, an interpretation that the remedy set forth in
Indeed, if we were to find that
[5] For these reasons, we reiterate what we have said previously: To withdraw a plea under
Garcia‘s Motion Does Not Assert Constitutional Claim.
At oral argument, Garcia‘s counsel contended that Garcia should be allowed to withdraw his plea under
In the end, we need not resolve the question of whether Garcia‘s due process rights were viоlated. Garcia‘s motion to vacate did not allege that his due process rights were violated or seek to withdraw his plea on this basis. As a result, that question is not before us. See Linda N. v. William N., 289 Neb. 607, 856 N.W.2d 436 (2014) (appellate court will not consider theory not presented by pleadings).
The sole question raised by Garcia‘s motion was whether he was entitled to withdraw his no contest plea under
CONCLUSION
Section 29-1819.02(2) allows for withdrawal of a guilty or no contest plea only if the trial court fails to give all or part of the required advisement and the defendant faces an immigration consequence that was not included in the advisement given. Because Garcia did not demonstrate that the trial court failed to give all or part of the required advisement, we conclude that Garcia was not entitled to withdraw his plea. Accordingly, we affirm.
AFFIRMED.
FREUDENBERG, J., concurring.
While concurring in the result of the majority opinion, I respectfully disagree that the county court had statutory authority to hear the matter.
Adopted in 2002,
(1) Prior to acceptance of a plea of guilty . . . to any offense punishable as a crime under state law, except . . . infractions . . . , the court shall administer the following advisement on the record to the defendant:
IF YOU ARE NOT A UNITED STATES CITIZEN, YOU ARE HEREBY ADVISED THAT CONVICTION OF THE OFFENSE FOR WHICH YOU HAVE BEEN CHARGED MAY HAVE THE CONSEQUENCES OF REMOVAL FROM THE UNITED STATES, OR DENIAL OF NATURALIZATION PURSUANT TO THE LAWS OF THE UNITED STATES.
(2) . . . If, on or after July 20, 2002, the court fails to advise the defendant as required by this section and the defendant shows that conviction of the offense to which the defendаnt pleaded guilty . . . may have the consequences for the defendant of removal from the United States, or denial of naturalization pursuant to the laws of the United States, the court, on the defendant‘s motion, shall vacate the judgment and permit the defendant to withdraw the plea of guilty . . . and enter a plea of not guilty.
In State v. Rodriguez-Torres, 275 Neb. 363, 746 N.W.2d 686 (2008), this court addressed the application of the remedy created by this statute for a person who has completed his or her sentence. The court directly stated:
In
§ 29-1819.02 , the Legislature gives a court discretion to vacate a judgment or withdraw a plea where a court has failed to provide the advisement required for pleas made on or after July 20, 2002. It does not, however, convey upon a court jurisdiction to do so where a party has already completed his or her sentence. Nor has the Legislature in any other statute allowed for a specific procedure whereby a person who has been convicted of a crime and has already served his or her sentence may later bring a motion to withdraw his or her plea and vacate the judgment.. . . .
. . . Years after having served his sentеnce, [the defendant] now seeks to have his pleas withdrawn and convictions vacated. However, no legislatively authorized procedure exists which allows him to do so. Absent such a legislative procedure, there is no present recourse for [the defendant] to withdraw his pleas and vacate the judgments years after having completed his sentences. We, therefore, determine that the district court did not have jurisdiction to address [the defendant‘s] motion.
Rodriguez-Torres, 275 Neb. at 367-68, 746 N.W.2d at 689-90 (emphasis supplied).
Thus, this court clearly stated its position on the matter, and following this interpretation of
Disregarding such legislative acquiescence, this court chose to create the missing procedure through a revised interpretatiоn of this issue in State v. Rodriguez, 288 Neb. 714, 850 N.W.2d 788 (2014). In Rodriguez, this court held that by failing to use language expressly limiting the remedy to a “‘prisoner in custody under
The Legislature has limited challenges brought under postconviction proceedings to periods when the term of sentence is still being served. The Rodriguez holding now endlessly extends the possibilities of collateral attacks on criminal convictions. I know of no other statutory postconviction remedy that is so far reaching. This unique lack of time limit on the remedy, and without specific procedures to implement this remedy, raises difficult questions. For instance, it is unclear what the statute of limitations is for charges previously dismissed pursuant to plea agreements, what the sentencing restrictions and considerations are following subsequent convictions for such charges, or how courts will address the evidentiary problems created by the passage of an extended period of time. The Legislature‘s failure to enact procedures addressing the questions inherent to such a remedy without a time limit—after being notified by Rodriguez-Torres of the necessity therefore—demonstrates that the Legislature did not actually intend to expand the remedy in the manner that we determined in Rodriguez.
Furthermore, there is no indication that the Legislature sought to interfere with federal law in the manner permitted by the Rodriguez holding. At a time when a trial court under state law would normally no longer have any jurisdiction over the criminal case, because the sentence has been fully served, it is now directed to vacate convictions for the sole purpose of preventing the imposition of federal immigration consequences upon these defendants. Setting aside criminal convictions based upon guilty or no contest pleas in such circumstances is akin to judicial clemency. This substantially interferes with the federal government‘s ability to impose immigrаtion consequences under federal law. When enacting
Criminal matters deserve finality, and the court‘s current interpretation of this issue, as set forth in Rodriguez, does not fulfill this objective. I do not believe the county court had the statutory authority to take up Garcia‘s motion to vacate under