{1} These cases arose out of a melee at an apartment complex in Las Cruces, New Mexico, consisting of serious altercations between two groups of young men. One group consisted of Alex Medina (Victim) and his friends, and the other consisted of Defendant Juan Carlos Munoz, Defendant Hector Nicholas Garcia, and their friends. Munoz and
PROCEDURAL BACKGROUND
{2} Based on uncertainty as to who fired the fatal bullet, Defendants were charged: in Count 1 of their indictments with felony murder or, alternatively, depraved mind murder, each a first degree murder charge, see NMSA 1978, § 30-2-l(A)(2), (3) (1994); in Count 2 with shooting at or from a motor vehicle resulting in great bodily harm, see NMSA 1978, § 30-3-8(B) (1993); in Count 3 with aggravated battery (deadly weapon), see NMSA 1978, § 30-3-5(A), (C) (1969); and in Counts 4 and 5 with aggravated assault (deadly weapon), see NMSA 1978, § 30-3-2(A) (1963). The jury was instructed on second degree murder and voluntary manslaughter as lesser offenses of Count 1.
{3} The jury found Defendants guilty of the crimes charged in Counts 2 through 5. The jury informed the court that it could not reach a verdict on the charge in Count 1 as to each Defendant. Based on the jury’s inability to reach a verdict on the first degree murder charges in Count 1, the court declared a mistrial as to each Defendant.
{4} As the State was preparing for a second trial on the first degree murder charges, Defendants entered no contest pleas to second degree murder. Defendants reserved their right to appeal. The district court entered judgments showing Defendants convicted of, and sentencing Defendants on, Count 1, second degree murder; Count 2, shooting at or from a motor vehicle (great bodily harm); Count 3, aggravated battery (deadly weapon); and Counts 4 and 5, aggravated assault (deadly weapon).
{5} On appeal, Munoz asks this Court to determine that his plea was not knowing, intelligent, and voluntary because he was not advised that the most serious charge he faced at retrial was voluntary manslaughter, not second degree murder. He claims that he should have been advised of this because the district court failed to properly poll the jury, resulting in an implied acquittal on the second degree murder charge. He asserts he should therefore be permitted to withdraw his plea to second degree murder. He claims ineffective assistance of counsel as the basis for this relief.
{6} In addition, Munoz appeals on the further grounds that: on double jeopardy grounds, his conviction of shooting at a motor vehicle resulting in death barred retrial on the murder charge; the court erred in excluding Victim’s blood alcohol content; and the court erred in admitting evidence of weapons that were not used in the commission of any crime.
{7} Garcia raises six issues on appeal, three of which are ones Munoz has also raised, namely: his convictions for shooting at a motor vehicle resulting in death and second degree murder violate double jeopardy; the court erred in excluding Victim’s blood alcohol content; and the court erred in admitting evidence of weapons that were not used in the commission of any crime. Garcia’s other appellate issues are that the district court: erred in excluding evidence of a prior altercation involving Victim; erred in excluding evidence of a witness’s prior convictions; and erred by improperly admitting certain photos of Victim.
DISCUSSION
{8} We have consolidated these two appeals, State v. Garcia, Docket No. 24,072, and State v. Munoz, Docket No. 24,065, for purposes of disposition of these cases on appeal. We discuss the facts material to Defendants’ appellate points under our separate discussions of the points.
Ineffective Assistance of Counsel — Munoz Only
{9} Garcia did not raise ineffective assistance of counsel on appeal. Munoz contends he did not receive effective assistance of counsel, because his counsel failed to advise him at the time of his plea to second degree murder that the highest degree of crime on which he could be retried was voluntary manslaughter. Underlying this contention is Munoz’s further assertion that, based on the district court’s failure in the first trial to poll the jury as to its deliberations on the second
{10} Munoz’s point on appeal requires us to determine whether the district court was required to poll the jury in regard to its deliberations on second degree murder. We view this issue as dispositive on Munoz’s claim of ineffective assistance of counsel. The issue is one of law; we review issues of law de novo. See State v. Moore,
{11} For his implied acquittal and double jeopardy arguments, Munoz relies on State v. Castrillo,
{12} In Castrillo, charges of first and second degree murder and voluntary manslaughter were, as in the present case, submitted to the jury. Id. at 610,
[T]he record is not clear as to which of the included offenses the jury was considering at the time of its discharge. Without inquiry by the trial court into the jury’s deliberations on the greater, included offenses, no necessity is manifest to declare a mistrial as to those offenses and thus jeopardy has attached. Jeopardy did not attach to the offense of voluntary manslaughter which was the least of the included offenses. Had the jury reached a unanimous decision on that offense it could not have been in the posture it announced to the court.
Id. at 613-14,
{13} In Spillmon, the jury deadlocked on first and second degree murder, and found the defendant guilty of attempted robbery and not guilty of burglary.
{14} The Court in Castrillo seems to have equated the district court’s failure in Castrillo
{15} After Castrillo, the Supreme Court decided Wardlow,
{16} We realize that one might read Castrillo to require district courts to follow certain rules when a first degree murder charge and the lesser included charge of second degree murder are submitted to a jury and the jury indicates it is unable to reach a verdict on the greater charge. Castrillo states that “when a jury announces its inability to reach a verdict ..., the trial court [is] required to submit verdict forms to the jury to determine if it has unanimously voted for acquittal on any of the included offenses.”
{17} Nevertheless, we think it important to note that nothing in Spillmon indicates, and nowhere in Castrillo is it expressly stated, that the district court in either case was required to make its finding regarding deadlock beyond the first degree murder charges, if indeed the jury was deadlocked at that
{18} The district court submitted to the jury an instruction conforming to UJI14-250 NMRA. The instruction, commonly referred to as a “step-down” instruction, required the jury first to address first degree murder, and decide whether Munoz was guilty; if unable to decide Munoz was guilty of that charge, the jury was required to address second degree murder; if unable to decide Munoz was guilty of that charge, the jury was required to address voluntary manslaughter and decide whether Munoz was guilty of that charge. The jury was also instructed that if it had reasonable doubt as to whether Munoz committed any of the crimes, the jury was to determine that Munoz was not guilty of that crime, and if the jury found him not guilty of all of the crimes, it must return a verdict of not guilty.
{19} After submission of the jury instructions in the present case, the jury sent a note to the court stating, “We have deliberated and discussed our differences as to the charges in count one and [cannot] come to an agreement. We have come to an agreement on the [sic] counts two, three[,] four and five. How should we proceed?” The court sought input from counsel and then stated to counsel that it planned pursuant to Rule 5-611(D) to:
call the jury in and have them affirm that they’ve arrived at a verdict as to Counts 2, 3, 4 and 5 as to each defendant, and they are hung as to Count 1.
... [W]e’ll inquire where the jury stands with respect to each of the two forms of first-degree murder. If they’ve reached a unanimous agreement as to those, and they are not guilty, then the Court will inquire as to the status on second degree. If they unanimously agree not guilty as to that one, then the Court will inquire as to voluntary manslaughter. If they have not agreed as to either form of first-degree murder, that will end the inquiry, and the Court will declare a mistrial as to Count 1 entirely.
No party objected to this plan.
{20} The court called the jury in and confirmed that the jury had reached verdicts on Counts 2 through 5. The court ascertained that the jury was unable to reach a decision as to Count 1. The court then read the verdicts on Counts 2 through 5. The parties waived the polling of the jury on Counts 2 through 5. The court then announced it was going to declare a mistrial as to Count 1. The following then occurred:
[DEFENSE]: Did you inquire as to whether they had reached a unanimous—
THE COURT: I’m going to.
[DEFENSE]: Don’t we have to do that before you declare a mistrial?
THE COURT: I think, before we find out where they are on any given count, I have to declare the mistrial first.
[DEFENSE]: Okay. I’m sorry, Your Honor. (NOTE: Bench Conference concluded.)
THE COURT: Ladies and gentlemen, the Court has declared a mistrial as to Count 1.
I want to ask a few questions of you, ..., as the foreperson.
As to Hector Nic[h]olas Garcia, was the jury able to reach a unanimous agreement as to first-degree murder, which is killing by an act greatly dangerous to others?
JUROR: No, sir.
THE COURT: Was the jury able to reach a unanimous agreement as to Hector Garcia as to felony murder, which is first-degree murder?
JUROR: No, sir.
THE COURT: As to the defendant Juan Carlos Munoz, was the jury able to reach a unanimous agreement as to first-degree murder, killing by an act greatly dangerous to others?
JUROR: No, sir.
THE COURT: As to Juan Carlos Munoz, was the jury able to reach a unanimous agreement as to felony murder, which is murder in the first degree?
JUROR: No, sir.
THE COURT: Counsel, is there any further inquiry?
[PROSECUTOR]: Not from the State, Your Honor.
[DEFENSE]: No, Your Honor.
At the conclusion, the State reserved the right to retry Defendants on Count 1, the felony murder and the depraved mind murder charges. The court permitted retrial in its order declaring a mistrial. The record does not reflect any objection by Munoz to the reservation of the right to retry him on Count 1 or to the court’s decision to permit retrial.
{21} We do not think that Castrillo or Wardlow requires the conclusion that the district court in the present case failed to properly poll the jury by failing to specifically inquire into the jury’s deliberations on the second degree murder charge. Nor do we think that these cases require a determination of acquittal on the second degree murder charge for failure to conduct such inquiry. The district court in Castrillo did not conduct inquiry into deliberations on any charge; therefore, there was no need for the court to analyze, and we do not believe it in that case analyzed whether, if it had inquired and determined a deadlock as to first degree murder, the court was required to continue its inquiry in regard to the jury’s deliberations on second degree murder. See Padilla v. State Farm Mut. Auto. Ins. Co.,
{22} Analysis of this issue requires the conclusion that, in cases in which first and second degree murder charges are submitted to the jury, a district court need only inquire whether the jury has truly deadlocked on the greater offense of first degree murder. This is because when a jury is in deadlock on a single murder count containing first and second degree murder charges, as in the present case, it would appear to be logically inconsistent, if not a logical impossibility, for the jury to deadlock on the greater offense of first degree murder and acquit on the lesser included offense of second degree murder.
1
Thus, once the court has ascertained by inquiry of the jury that the jury was unable to reach a verdict on the first degree murder charge, we see no reason why the court should have to inquire any further down the line. Apparently, in the present case, the
{23} Further, to hold lack of further inquiry in this case to be reversible error would have the effect of encouraging defendants to knowingly sit by and allow a court to err by an incomplete jury inquiry. The effect would be to permit defendants to benefit by an implied acquittal when, if the defendants had objected at the time and permitted the court to cure the problem, the inquiry would have continued, and the jury surely would have indicated that it was deadlocked on second degree murder and a mistrial as to second degree murder would have been appropriate. Such a mischievous strategy on the part of a defendant undermines the administration of justice. Of course, defense counsel may simply be ignorant of the issue at the time of polling, permitting the court to err because of that ignorance. And, of course, appellate counsel for the defendants would no doubt raise ineffective assistance of counsel for failing to alert the court to the incomplete inquiry. Nevertheless, we do not see silence of defense counsel, whether ignorant or planned, as constituting ineffective assistance of counsel under these circumstances. The circumstances do not rise to a level of objectively unreasonable defense counsel performance or prejudice to Munoz to permit a determination of ineffective assistance of counsel. See Patterson v. LeMaster,
{24} Another mischief could result from the rule Munoz advocates, which is demonstrated by what almost happened in Ward-low, i.e., the jury could unanimously think that the lesser included offense is simply inappropriate and could be encouraged to acquit on it, if required to state a position on it in response to a poll. For example, in the case of first and second degree murder and voluntary manslaughter, the jury could unanimously be of the opinion that there was no sufficient provocation and be hung between first and second degree murder. If the inquiry were required to proceed beyond first degree murder and all the way down to voluntary manslaughter, there is the danger of an acquittal of voluntary manslaughter, which would then preclude conviction on the higher offenses even though each and every juror believes that a defendant is guilty beyond a reasonable doubt of one or the other higher offense.
{25} Rule 5-611(D) does not change our view. When a jury is instructed as it was in the present ease, and it “cannot unanimously agree upon any of the offenses submitted,” Rule 5-611(D) requires that:
[T]he court shall poll the jury by inquiring as to each degree of the offense upon which the jury has been instructed beginning with the highest degree and, in descending order, inquiring as to each lesser degree until the court has determined at what level of the offense the jury has disagreed. If upon a poll of the jury it is determined that the jury has unanimously voted not guilty as to any degree of an offense, a verdict of not guilty shall be entered for that degree and for each greater degree of the offense.
{26} We first note that the committee commentary to Rule 5-611 states that paragraphs A, B, D, and E of the rule were derived from Rule 31 of the Federal Rules of Criminal Procedure and Rule 32 of the Colorado Rules of Criminal Procedure. We have reviewed those rules in their current state and with respect to our Rule 5-611(D) they are too different to assist in resolving the issues before us. It is apparent that Rule 5-611(D) was likely drafted, for the most part, based on the committee’s reading of Castrillo. See Rule 44 NMRA (Supp.1978).
{27} We think it significant that Rule 5-611(D) requires the court to make inquiry only “until the court has determined at what level of the offense the jury has disagreed” after beginning “with the highest degree.” Rule 5-611(D). This is in conformity with
{28} As we have analyzed Castrillo and the need or lack of need for further inquiry past first degree murder deliberations, we see no basis on which to invoke the last sentence of Rule 5-611(D) in the present ease. Further, even if Castrillo were read as Munoz wants, Castrillo does not appear to have required the court to inquire whether the jury unanimously voted not guilty as to voluntary manslaughter, since the Court in Castrillo required retrial on that charge, holding that jeopardy did not attach to it as “the least of the included offenses.”
{29} Based on the foregoing analyses, we hold that the district court in the present case did not err in the manner in which it polled the jury. The court’s poll was sufficient for it to conclude manifest necessity to declare a mistrial as to Count 1. Defendant could properly have been retried on first and second degree murder offenses. We therefore reject Munoz’s claim that he was denied effective assistance of counsel.
Double Jeopardy — Both Garcia and Munoz
{30} Under double jeopardy principles, Defendants assert that their convictions for shooting at a motor vehicle under Section 30-3-8(B) precluded the State from seeking a further conviction for first or second degree murder under Section 30-2-1. This issue was recently addressed adversely to Defendants’ contention in State v. Dominguez,
Exclusion of Victim’s Blood Alcohol Content — Garcia and Munoz
{31} The district court excluded a toxicology report showing Victim’s blood alcohol content (BAC) to be .245 percent at the time of his death. The court excluded the report on relevancy grounds, see Rule 11-402 NMRA, stating:
[While] [i]t is certainly scientifically or medically believed that over .08 may result in impairment of the ability to safely operate a vehicle, it is not relevant to an essential element in this case or to the defense.
As I understand the evidence, everyone was drinking, and the jury is certainly going to know that, and the Court feels that [that] evidence can be considered by the jury. The Court is of the opinion [the deceased’s BAC] doesn’t indicate whether someone is aggressive, passive, happy, sad, angry, et cetera. There is no criteria or scientifically established principle on that that I am aware of.
We review the exclusion of evidence under an abuse of discretion standard. See State v. Stampley,
{32} On appeal, Munoz asserts that the evidence would discredit the testimony of Victim’s friends, who, Munoz also asserts, essentially testified that they all had not drunk much. He also states that the evidence supports his claim of self-defense, putting together the following argument. Munoz first argues that an exception to Rule 11-404(A) NMRA against admission of character evidence to prove conformity on a particular occasion allows the defense to offer evidence of a “pertinent trait of character of the victim.” See Rule 11-404(A)(2). Munoz further argues that where the pertinent character trait of a victim goes toward proving an essential element of the defense, a defendant can prove specific instances of the victim’s conduct under Rule 11-405(B). From there, Munoz argues that when the defense is self-defense, a defendant can present a victim’s conduct that shows the defendant was reasonable in his apprehension of the victim and shows who was the first aggressor. Therefore, Munoz concludes, Victim’s character in this case constitutes an element of self-defense that properly can be proven by a specific instance of conduct. Thus, the toxicology report was “essential to prove self-defense” and was being offered “to counteract the [S]tate’s claim that a reasonable person in Mr. Munoz’[s] position would
{33} Under an abuse of discretion test, we cannot agree that the district court’s ruling was “clearly untenable or not justified by reason.” State v. Woodward,
{34} Moreover, although Defendants were not permitted to introduce Victim’s BAC, evidence was presented to the jury indicating that Victim had been drinking prior to the shooting incident. For example, there was evidence that a thirty-pack of beer which was missing twenty-three cans was in Victim’s car, and that Victim and his three companions each had four to six beers before they arrived at the apartment complex. There was also evidence of Victim’s conduct. After Victim and his friends came to the apartment uninvited, they quickly engaged in a fight and seriously beat one of Munoz’s guests. Also there was evidence that, later on, Victim tried to punch Munoz and they scuffled; one of Victim’s friends had a tire iron in hand and also fought with Munoz. There was also evidence that Munoz and Garcia both saw Victim with a small caliber gun. According to some witnesses, at some point when a free-for-all erupted between the two groups, Victim tried to fire the gun into the crowd, but the gun jammed. The jury was aware of the evidence of Victim’s drinking and behavior occurring before Munoz and Garcia got rifles from Munoz’s apartment and Victim was back in his vehicle. As a result, we conclude that the exclusion of the BAC evidence did not prejudice Defendants. See State v. Wildgrube,
{35} Finally, the evidence of Defendants’ series of shots at Victim’s vehicle is plentiful. This evidence, together with the abundance of other evidence before the jury regarding Defendants and Victim, persuades us that evidence of Victim’s BAC was not important to Defendants for the purpose of attempting to discredit Victim’s friends’ testimony. Admission of this evidence would have had a minuscule impact, if any at all, on Munoz’s or Garcia’s guilt or innocence. Defendants have not shown a reasonable probability that the inability to use this evidence to attempt to discredit witnesses contributed to their convictions. See State v. Baca,
{36} For all of the foregoing reasons, we hold that the district court did not err in excluding the evidence of Victim's BAC.
Admission of Evidence Regarding Other Weapons — Garcia and Munoz
{37} In the course of the trial, several witnesses testified about the presence of firearms at the scene. Apart from the testimony concerning the rifles in question and a Luger handgun that were present in Munoz’s apartment, witnesses also testified that additional firearms were contained in a truck owned by Munoz and parked in the vicinity. The weapons in Munoz’s truck were a Tech .22 and a .38 caliber revolver. Defendants objected on relevancy grounds to evidence regarding these two weapons. The court allowed the evidence. Later, when the jury submitted a question to the court, “Why were the handguns in the truck?” Defendants moved for a mistrial, asserting that the evidence created a false collateral issue. Defendants also asserted that the evidence concerning the presence of the firearms in the truck was improperly placed before the jury to attempt to show nothing more than Munoz was a “gun nut,” in order to inflame the jury. The motion for a mistrial was denied. Munoz asserts on appeal that the court erred in allowing this evidence — evidence that, according to Munoz, was in effect improper character evidence used by the State to inflame the jury. Garcia asserts on appeal that he was entitled to a mistrial as a result of admission of the evidence — evidence that according to Garcia, was neither relevant nor probative.
{38} We review the district court’s decision to admit evidence under an abuse of discretion standard. See Stampley,
{39} We find no abuse of discretion in this case. One of the State’s witnesses testified, without objection, about the presence of one gun in Munoz’s truck. The defense then cross-examined the witness on that subject, eliciting testimony that he was unaware of any other firearms in the truck and that the witness had not seen either Defendant go to the truck during the altercations. Only later, when a separate witness began to testify about his discovery of weapons in the truck, did the defense raise any objection. Because “the horse was already out of the barn” in regard to at least one gun in Munoz’s truck, Defendants’ objections were untimely and failed to preserve the issue for review on appeal. State v. Neswood,
{40} Defendants did timely object to the admission of evidence concerning the .38 caliber revolver in Munoz’s truck. The State contends that the prejudicial effect of this evidence was slim to nonexistent. We agree. The jury had already heard a good deal of evidence concerning guns, including Munoz’s two rifles, a Luger, and a Tech .22. The testimony concerning the presence of a .38 caliber weapon in the glove box of Munoz’s truck cannot have had any prejudicial impact on the verdict. See State ¶. Christopher,
Exclusion of Evidence of a Prior Altercation-Garcia
{41} Garcia contends that the district court erx'ed in excluding evidence of a separate, earlier altercation at another location involving Victim and Munoz. We review the district court’s ruling for abuse of discretion. See Stampley,
{42} We observe that Garcia failed to make an offer of proof of the circumstances of an earlier altercation. See generally Rule 11-103(A)(2) NMRA (requiring a party to make an offer of proof in order to preserve error concerning the exclusion of evidence). This prevents us from evaluating the merits of Garcia’s claim of error on appeal. See, e.g., State v. Garcia,
{43} Even if the record were adequate, we believe the district court’s ruling was within its discretion. It appears that the admissibility of the evidence in question is controlled by Rule 11-404(B), the “prior bad acts” rule. Generally speaking, evidence of prior bad acts is subject to exclusion unless it bears on something other than propensity. See State v. Niewiadowski,
{44} Garcia attempts to show erx*or by contending that the evidence in question was admissible under Rule 11-404(B) as pi'obative of motive, intent, knowledge, absence of mistake, and/or context. By this argument, we understand Garcia to suggest that the prior incident had some bearing on the issue of self-defense, as tending to establish that Victim was the first aggressor. However, evidence of the prior altercation was not admissible to show that Victim was the first aggressor. See Baca,
{45} Finally, even though the district court found the evidence of the prior incident to be more prejudicial than probative, given the limited infoi'mation that is available to this Court on appeal, we are not in a position to evaluate the district court’s assessment. See State v. Rojo,
{46} For all of the foregoing reasons, we reject Garcia’s assertion of error as to the court’s exclusion of evidence of a prior altercation between Victim and Munoz.
Exclusion of Evidence Concerning Prior Convictions — Garcia
{47} Garcia asserts that the district court prohibited him from inquiring about the prior convictions of one of the witnesses for the State, Jeffrey Pate, and Garcia contends that he was improperly precluded from fully examining this witness about his motive for testifying.
{48} Although the record contains pretrial and sidebar exchanges concerning Garcia’s entitlement to information about the witness’s prior convictions, it is devoid of any indication that Garcia was prevented from any proper exploration of the witness’s criminal background or motive. In fact, the witness admitted that he had prior convictions when he took the stand. Because Garcia failed to object to the information provided, failed to make any offer of proof, and fails to cite to relevant portions of the record, Garcia’s claim of error is unpreserved, unsupported by the record, and deficiently briefed. Cf. Rojo,
Admission of Photographs of Victim— Garcia
{49} Garcia challenges the admission of two photographs depicting Victim with his children, taken prior to his death, and three photographs of Victim’s condition after he received the fatal gunshot wound. The court admitted the former on the ground the State was entitled to humanize Victim and the latter for the purpose of showing the nature of the injury.
{50} “A trial court has great discretion in balancing the prejudicial impact of a photograph against its probative value.” Mora,
{51} Garcia argues that admission of the portrait photographs of Victim
CONCLUSION
{52} We affirm the convictions of both Defendants, Garcia (Docket No. 24,072) and Munoz (Docket No. 24,065).
{53} IT IS SO ORDERED.
Notes
. The logical inconsistency, if not impossibility, is shown by this example: Assume first degree murder is comprised of elements A, B, C, and D, and second degree murder, a pure lesser included offense, is comprised of elements B, C, and D. The jury states it is deadlocked on first degree murder. Deadlock means that one or more, but not all, jurors have voted to convict on first degree murder. This means that one or more jurors have found that the State proved A and B and C and D beyond a reasonable doubt. Those one or more jurors cannot, then, logically vote to acquit on second degree murder.
