delivered the opinion of the Court.
In this appeal, the primary issues are whether the trial court erred in refusing to enforce a court order requiring a county
A week before the start of defendant Luis Garcia’s criminal trial, a Superior Court judge granted his request for the issuance of an order to secure the presence of an inmate to testify at his trial. On the first day of the two-day trial, defense counsel brought to the court’s attention that the correctional facility had not transported the inmate-witness to the courthouse. The trial judge was not the same judge who signed the transport order for the prisoner. The trial judge disclaimed responsibility for securing the inmate, laying the burden on defendant to produce the witness. The next day, when defendant was to present his case, the trial judge refused to grant an adjournment to allow defendant to arrange to have the inmate brought to court. Defendant rested without calling any witnesses, and the jury returned a guilty verdict on all charges. The Appellate Division affirmed his conviction and sentence.
We now hold that the trial court abused its discretion in not granting an adjournment for the purpose of enforcing the order for the production of the defense witness from a correctional facility. We remand to the trial court for a hearing at which defendant will be given the opportunity to call the witness. At that hearing, if the witness gives testimony that would have been favorable to defendant at his trial, defendant’s conviction must be reversed and a new trial granted.
I.
A.
A Somerset County grand jury returned two indictments against defendant Garcia, relating to events that unfolded on January 9, 2003. In the primary indictment, defendant was charged with second-degree conspiracy to commit armed burglary,
N.J.S.A.
2C:5-2, and second-degree
On January 9, 2003, at approximately 11:30 p.m., Sergeant Byrnes was on patrol when he observed a Ford Focus with four occupants parked on a residential street in Bernards Township. Sergeant Byrnes’s suspicions were aroused, in part, because the township recently had suffered a spate of burglaries. The sergeant also took note that the car had stopped an unusual distance from a stop sign, that one of the passengers ducked down as he drove by, and that when the Focus pulled away from the curb, its rear license plate light was out. Based on those observations, the sergeant activated his lights and initiated a motor vehicle stop.
When he approached the vehicle and asked the driver, Jennifer Noda, for her credentials, she appeared nervous and avoided eye contact with him. The sergeant also thought it odd that the three Marquinez, Esteban Ramirez, and defenstraight ahead as he engaged the driver in dialogue. Additionally, a temporary registration sticker on the rear window of the car indicated that the registration was due to expire at midnight. During the traffic stop, Sergeant Byrnes received information about an unrelated matter involving the driver and took her into custody. He then engaged the passengers in conversation and directed them to exit the car. Upon opening the rear door of the vehicle, Sergeant Byrnes observed a handgun on
The car’s four occupants were placed under arrest and later transported to police headquarters. There, defendant was given his Miranda warnings. 2 Under questioning by Sergeant Byrnes and Detective Elder, defendant confessed that he and the car’s other occupants planned to break into homes with the intention of stealing cash and jewelry. Defendant admitted that he possessed the gun, but emphasized that Marquinez was the ringleader and had brought him into the scheme.
B.
With that testimony, the State concluded its ease on the first day of trial. Before the proceedings adjourned that day, defense counsel reminded the court that the defendant intended to call an inmate in the Hudson County Correctional a witness and that a transport order had been issued for Marquinez’s attendance. Marquinez already had pled guilty to conspiracy to commit armed burglary and attempted armed burglary, and had agreed to “give truthful testimony against eodefen-dants.”
The court made it clear that it would not brook delay and that defense counsel bore “primary responsibility” for getting Marqui-nez to the courthouse. Defense counsel assured the court that he had done everything in his power to arrange for Marquinez’s appearance and that the only question was whether the Hudson County authorities would comply with the transport order.
The next morning, as the defense readied to present its case, Marquinez had not been produced from the Hudson County jail.
[T]he bottom line is Hudson County has apparently had this Order and not complied with it. It is not [defendant’s] fault that Hudson County has not complied with the Order. Likewise, it’s not even Marquinez’s fault.
... Mr. Marquinez does not control whether or not he appears. Hudson County does, and they have not would like to have some opportunity to get him on the stand and present the evidence that I can get from him.
The court insisted that “it was [defense counsel’s] responsibility to ensure that Mr. Marquinez would be here for the trial, as if he were any other witness,” inside or outside of jail. Counsel resignedly responded, “I can get only what I can get from people that run the Hudson County Jail. They won’t release him to me.” The court was not persuaded, noting that Hudson County had advised Somerset County’s “Criminal Case Management that it was up to the defense counsel to pay for transmittal of an inmate from the Hudson County Jail.” Counsel stated that even if that were so, Hudson County had never told him about his responsibility for the transportation costs. With those final words, the court decided to proceed with the trial despite Marquinez’s absence. On the heels of that decision, the defense rested without calling any witnesses.
C.
After summations and the court’s instructions on the law, the jury returned guilty verdicts on all charges in the primary indictment. The same jury remained impaneled to decide in a second trial whether defendant was guilty of possession of a weapon by a
The court sentenced defendant to concurrent seven-year terms of imprisonment for conspiracy to commit armed burglary, attempted armed burglary, and possession of a weapon for an unlawful purpose, and imposed an eighty-five percent parole dis-qualifier in accordance with the No Early Release Act, N.J.S.A. 2C:43-7.2. The court also imposed a concurrent eighteen-month term for possession of hollow nose bullets, and merged the unlawful possession of a weapon conviction with the possession of a weapon for an unlawful purpose conviction. 4 Finally, the court sentenced defendant to another concurrent seven-year term for possession of a weapon by a convicted person, and imposed the applicable fines and penalties. 5
D.
In an unpublished opinion, the Appellate Division rejected defendant’s claim that the trial judge abused his discretion by not
The panel specifically noted that “defense counsel never gave the trial court a proffer of the substance and relevance of the testimony” expected from Marquinez. It also underscored that Marquinez was the moving force behind the planned burglaries and had agreed “to testify as a witness for the State against defendant” as part of a plea agreement with the State. The panel determined the trial court did not err because “if [Marquinez’s] testimony as a defense witness deviated in any material way from the factual basis he gave in support of his guilty plea, the State would have reasonable grounds to either vitiate Marquinez’s plea agreement, or consider charging him with perjury.” On that basis, it affirmed defendant’s convictions. The Appellate Division also rejected defendant’s argument that his sentence was excessive.
We granted defendant’s petition for certification. 190
N.J.
395,
II.
Two interrelated issues are raised in this right of a criminal defendant to compel the appearance of witnesses on his behalf and the authority of a trial court to manage a criminal proceeding. We begin by addressing those competing interests.
Both the Sixth Amendment to the United States Constitution and Article I, Paragraph 10 of the New Jersey Constitution guarantee to the accused the right “to have compulsory process
The United States Supreme Court has recognized that the Compulsory Process Clause is a necessary corollary to a fair trial.
“The need to develop all relevant facts in the adversary system is both fundamental and comprehensive. The ends of criminal justice would be defeated if judgments were to be founded on a partial or speculative presentation of the facts. The very integrity of the judicial system and public confidence in the system depend on full disclosure of all the facts, within the framework of the rules of evidence. To ensure that justice is done, it is imperative to the function of courts that compulsory process be available for the production of evidence needed either by the prosecution or by the defense.”
[Taylor, supra, 484 U.S. at 408-09, 108 S.Ct. at 653,98 L.Ed.2d at 810 (quoting United States v. Nixon, 418 U.S. 683, 709, 94 S.Ct 3090, 3108, 41 L.Ed.2d 1039, 1064 (1974)).]
Criminal defendants possess not only the right to call witnesses, but also “ ‘the right to the government’s assistance in compelling the attendance of favorable witnesses at trial.’ ” Id. at 408, 108 S.Ct. at 652, 98 L.Ed.2d at 810 (quoting Pennsylvania v. Ritchie, 480 U.S. 39, 56, 107 S.Ct. 989, 1000, 94 L.Ed.2d 40, 56 (1987)).
The right to compulsory process, however, is not absolute, and “ ‘may, in appropriate cases, bow to accommodate other legitimate interests in the criminal trial process.’ ”
Garron, supra,
177 at 169,
Thus, this constitutional right must be exercised in accordance within the reasonable case management prerogatives possessed by our trial courts, which are charged with the fair and efficient operation of our criminal justice system. Our courts must strike a fair and careful balance between honoring the constitutional right to compulsory process, which is integral to ensuring a fair trial, and the interest in the effective administration of a criminal trial.
See Bellamy, supra,
329
N.J.Super.
at 378,
We now apply those principles to the facts before us.
III.
A.
This is not a case of a defendant unexpectedly threatening to disrupt and delay the orderly process of a criminal trial through
We cannot find fault with the diligent efforts of defense counsel. The Hudson County authorities, who had custody of Marquinez, were obliged to obey the court’s order to produce the witness. Enforcement of that order was beyond defendant’s control. Ultimately, the court is responsible for ensuring that its duly issued orders are honored. To that end, the court is armed with the power to hold those in willful disobedience of its commands in contempt.
See N.J.S.A.
2A:10-1(c) (permitting punishment for
Here, one governmental agency was prosecuting defendant on criminal charges while another was disobeying a court order to produce a witness in its custody, who had been subpoenaed by the defense. On the record before us, it is impossible to say whether the problem arose from Hudson County’s neglect or willful disobedience of the order. Whatever the reason, instead of blaming defense counsel, who was powerless to overcome official intransigence, the court should have compelled the Hudson County jailers to produce Marquinez at trial in accordance with the order it had issued. 8 A simple telephone call from the court to the appropriate Hudson County official might have resolved the issue. We therefore conclude that the trial court abused its discretion by not briefly adjourning the trial until it enforced its order for the production of the defense witness.
B.
We next must determine whether the court’s failure to compel Marquinez’s attendance violated defendant’s Sixth Amendment and Article I, Paragraph 10 rights, or whether the error was “ ‘harmless beyond a reasonable doubt.’ ”
State v. Castagna,
187
N.J.
293, 312,
Unfortunately, the record does not reveal the essence of the testimony that was expected from Marquinez. For the purpose of appellate review, defendant should have made a proffer of Marqui-nez’s intended testimony.
See R.
1:7-3 (permitting proffers);
see also State v. Millett,
272
N.J.Super.
68, 100,
Although one might assume that a witness called by defendant would be of some assistance to the defense, we do not know the content of Marquinez’s expected testimony and will not speculate that it would have been favorable. Nor will we speculate, as did the Appellate Division, that his testimony would have been unfavorable. It is true that in his plea agreement with the State, Marquinez agreed to provide truthful testimony at defendant’s trial. However, the State did not call Marquinez as a witness, and the factual basis that he provided for his plea is not part of the record. Even assuming, as the Appellate Division did, that Mar-quinez’s factual basis implicated defendant in the burglaries, Mar-quinez might have recanted the statements given at the time of his plea.
Because of defendant’s failure to outline Marquinez’s expected testimony in a proffer, we must remand to the trial court for a hearing at which defendant will be given the opportunity to call Marquinez as a witness. If the court concludes that Marquinez’s testimony would have been favorable to defendant, then defendant will have shown that his constitutional right to compulsory process was violated. In that case, defendant’s convictions must be vacated and a new trial granted. On the other hand, if the court determines that Marquinez’s testimony would not have advanced any viable defense, then the court may find that his absence from trial was “ ‘harmless beyond a reasonable doubt’ ” and allow his convictions to stand.
Castagna, supra,
187
N.J.
at 312,
In contrast to the present ease, we did not suggest in
Smith
that the trial court had failed to properly assist in the procurement of the witnesses.
See id.
at 308-09,
IV.
We find no merit in defendant’s argument that his sentence was excessive. The trial court found three aggravating factors (risk of recidivism, prior criminal record, and need to deter) and no mitigating factors.
See N.J.S.A.
2C:44-1(a)-(b). Defendant has made no cogent challenge to those findings. In particular, we note that defendant’s adult criminal record indicates two convictions, one for second-degree robbery and one for pos
V.
In summary, defendant’s constitutional right to present witnesses in his defense included the right to call a witness lodged in the Hudson County jail. In advance of trial, defendant issued a subpoena and obtained a court order compelling the production of the witness. Defense counsel exhausted his efforts to secure the presence of the witness from the jail. Enforcement of the order required an exercise of authority by the court. The trial court’s failure to briefly recess the trial to enforce that order constituted an abuse of discretion.
Because the record before us does not indicate the testimony that the witness would have offered had he been called to the stand, we cannot determine whether the trial court’s failure to adjourn the trial until the witness was produced amounts to a constitutional violation and entitles defendant to a new trial. Accordingly, we remand this matter to the trial court for proceedings consistent with this opinion. Defendant must be provided the opportunity to establish whether the witness would have given favorable testimony. If the court determines that the witness’s testimony would have been favorable, a new trial must be ordered.
Notes
While awaiting trial, defendant was also indicted for committing a third-degree aggravated assault on a corrections officer, N.J.S.A. 2C:
Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966).
Jury deliberations regarding the two indictments were bifurcated because a fact essential to the charge contained in the secondary prior conviction for an offense that disqualified him from possessing a firearm under
N.J.S.A.
impermissible other-crime evidence in the trial of the primary indictment.
See N.J.R.E.
404(b);
State v. Ragland,
105
N.J.
189, 193,
We recently reiterated that merging unlawful possession of a firearm, N.J.S.A. 2C:39-5(b), into possession of a firearm for an unlawful purpose, N.J.S.A. 2C:39-4(a), is improper, because the 2C:39-5(b) crime involves a distinct factual to obtain a permit to carry a firearm. State v. O’Neill, 193 N.J. 148, 163 n. 8, 936 A.2d 438 (2007); see also N.J.S.A. 2C:1-8(a) (governing merger of offenses).
Defendant pled guilty to the indictment charging him with assault on a corrections officer and received a four-year term to run concurrent with the sentences already mentioned.
In a brief filed with this Court, defendant’s appellate counsel citations to the defendant was represented at trial by assigned counsel and thus, as an indigent, should not have been responsible for transportation costs. However, not only do those record citations not support the assertion that he was represented by assigned counsel, but the presentence report indicates that he was represented by a privately retained attorney.
N.J.S.A. 22A:4-11 establishes the statutory fee owed to a sheriff or other authorized official for transporting a prisoner in response to compulsory process: $0.10 per mile. We take judicial notice that the Hudson County jail is less than forty miles from the Somerset County courthouse.
It makes no difference that a judge other than the one who presided at trial issued the transport order.
In the event that Marquinez cannot be found, the jury verdict must remain in place. That result follows because defendant never made a proffer that Marqui-nez would have given favorable testimony.
