State v. GambleState v. Gamble
¶ 1 This case requires us to consider whether the Court of Appeals, after properly vacating a conviction for second degree felony murder, erred in remanding the case with directions to enter a verdict of guilty on the offense of first degree manslaughter. Specifically, we must consider whether first degree manslaughter is a lesser included offense of second degree felony murder where second degree assault, as set forth in
I
¶ 2 On March 26, 1999, 19-year-old Jacob Gamble attended a party at a neighbor‘s house. By 11:30 p.m., over 50 individuals were at the party, most drinking alcohol or smoking marijuana. Gamble‘s friend, Kevin Phommahasay expressed an intent to confront and fight Curtis Esteban that night. When Esteban, along with his friend Daniel Carroll, arrived at the party, Phommahasay immediately went outside to confront Esteban and struck him in the head with a beer bottle. At that time, Gamble struck Carroll in the face, knocking him to the ground. Carroll hit his head on the ground and was rendered unconscious. Gamble and Ryan May then began to kick and stomp on Carroll. Carroll died of blunt head trauma.
¶ 3 The State charged Gamble with first degree felony murder with robbery as the predicate felony and, alternatively, with second degree felony murder with second degree assault as the predicate felony. At trial, Gamble requested the court instruct the jury on the offense of first degree manslaughter as a lesser included offense to the charge of second degree felony murder. The trial court denied Gamble‘s proposed instruction, ruling manslaughter is not a lesser included offense of felony murder. A jury convicted Gamble on both felony murder charges. Gamble appealed.1
¶ 4 In relation to the second degree felony murder conviction, Gamble asserted that the trial court erred in failing to instruct the jury on manslaughter. Gamble argued that the lesser included offense test, as set forth in State v. Berlin, 133 Wash.2d 541, 545-46, 550, 947 P.2d 700 (1997), compelled a finding that manslaughter is a lesser included offense in this case. During the pendency of his appeal, this court decided In re Personal Restraint of Andress, 147 Wash.2d 602, 56 P.3d 981 (2002) (holding assault cannot serve as predicate felony for felony murder) and the Court of Appeals solicited additional briefing on its impact. Gamble, 116 Wash. App. 1016, 2003 WL 1298906, *6. In response to this request, in a reverse course from his earlier position, Gamble conceded in his supplemental briefing that Washington law does not provide for lesser included offenses to second degree felony murder. See Appellant‘s Second Suppl. Br. at 6 (noting appellant “is not allowed access to such lesser included-offenses [as manslaughter] if Felony Murder in the Second Degree is charged“) (citing State v. Tamalini, 134 Wash.2d 725, 747, 953 P.2d 450 (1998)). The State consistently
¶ 5 In light of the Andress decision, because the predicate felony with which Gamble was charged was an assault, the Court of Appeals vacated the second degree felony murder conviction. State v. Gamble, 118 Wash.App. 332, 336, 72 P.3d 1139 (2003). The Court of Appeals then independently crafted a remedy neither party sought. The Court of Appeals remanded to the trial court with directions to enter a guilty verdict on what it determined to be “the lesser included offense of first degree manslaughter.” Gamble, 118 Wash.App. at 340, 72 P.3d 1139. In reaching this result, the Court of Appeals recognized that its ruling was contrary to decisions of this court explicitly holding that manslaughter is not a lesser included offense to felony murder. Id. (noting Tamalini, 134 Wash.2d at 729, 953 P.2d 450). The Court of Appeals nonetheless asserted it was bound by the lesser included offense standard set forth in State v. Workman, 90 Wash.2d 443, 447-48, 584 P.2d 382 (1978), and reaffirmed in Berlin, 133 Wash.2d at 548-49, 947 P.2d 700.2 Gamble, 118 Wash.App. at 340, 72 P.3d 1139. The Court of Appeals reasoned that, in this case, the Workman standard compelled a result contrary to our pronouncement in Tamalini. Id.
¶ 6 In petitioning for review, both Gamble and the State now contend that the Court of Appeals erred in holding that manslaughter is a lesser included offense of second degree felony murder. We granted review to decide whether the Court of Appeals properly remanded for entry of conviction of first degree manslaughter.
II
¶ 7 The sole dispositive issue before the court is whether first degree manslaughter is a lesser included offense of second degree felony murder where assault, as defined in
¶ 8 Defendants have a federal and state constitutional right to be informed of the charges against them.4 We have stated that generally a defendant may be convicted only of those crimes with which he or she has been charged. Berlin, 133 Wash.2d at 544, 947 P.2d 700. However, both the defendant and the State have a statutory right to present lesser included offense instructions to the jury. Tamalini, 134 Wash.2d at 728, 953 P.2d 450. The relevant statute provides: “[T]he defendant may be found guilty of an offense the commission of which is necessarily included within that with which he is charged in the indictment or information.”
¶ 9 Applying this standard, we have previously held that manslaughter is not a lesser included offense to either degree of felony murder. These cases have consistently held that such an instruction would fail the legal prong of the Workman standard. See Tamalini, 134 Wash.2d at 729-30, 953 P.2d 450 (fails “legal prong” as “all of the elements of the lesser offenses were not necessary elements of the greater offense“); Berlin, 133 Wash.2d at 550, 947 P.2d 700 (reaffirming result reached in Davis, infra); State v. Davis, 121 Wash.2d 1, 7, 846 P.2d 527 (1993) (noting “the specific mental elements required to prove first and second degree manslaughter [do] not apply to felony murder“);6 State v. Dennison, 115 Wash.2d 609, 627, 801 P.2d 193 (1990) (fails the legal prong because “[t]he statutory definitions of first and second degree manslaughter require proof of specific mental elements that are not required to prove ... felony murder“); State v. Frazier, 99 Wash.2d 180, 191-92, 661 P.2d 126 (1983) (same).
¶ 10 Both parties rely on Tamalini for the proposition that manslaughter is not a lesser included offense of felony murder. As here, in Tamalini the defendant was convicted of second degree felony murder with second degree assault as the predicate felony. 134 Wash.2d at 727, 953 P.2d 450. The majority in Tamalini, without conducting an analysis of the predicate assault felony, concludes that the specific mental elements of manslaughter are not elements of the felony murder statutes. Id. at 729-30. Tamalini does not cite to the relevant assault statute in its opinion. Id. Nevertheless, Tamalini correctly concluded in holding that neither degree of manslaughter, in that case, was a lesser included offense of second degree felony murder. Id. This practice is consistent with this court‘s prior approach to the issue. See, e.g., Berlin, 133 Wash.2d at 549-50, 947 P.2d 700 (holding felony murder lacks mental elements required to prove manslaughter, but performing no explicit analysis of elements of predicate offense); Davis, 121 Wash.2d at 7, 846 P.2d 527 (same); Dennison, 115 Wash.2d at 627, 801 P.2d 193 (same); but see also Frazier, 99 Wash.2d at 192, 661 P.2d 126 (looking to elements of predicate felony and accordingly noting that felony murder requires no specific mental state “other than the one necessary for the predicate crime — in this case, robbery in the first degree“). In sum, in our previous cases regarding lesser included offenses to felony murder, we have compared the elements of manslaughter and felony murder without consistently conducting any further in depth analysis of the elements of the necessary predicate felony.
¶ 11 The Court of Appeals below performed the additional step of looking at the elements of the predicate felony and found the unique nature of the assault charge here to include the mental states also required to prove manslaughter. Gamble, 118 Wash. App. at 337-39, 72 P.3d 1139. While the Court of Appeals applied the correct process, its conclusion was erroneous.
III
¶ 12 Turning to the facts of this case, a jury convicted Gamble of second degree felony
A person is guilty of murder in the second degree when: ... He commits or attempts to commit any felony other than those enumerated in RCW 9A.32.030(1)(c), and, in the course of and in furtherance of such crime or in immediate flight therefrom, he, or another participant, causes the death of a person other than one of the participants.
¶ 13 The Court of Appeals applied the Workman standard and determined that when second degree assault, as defined in
¶ 14 However, the Court of Appeals then analyzed the issue as follows:
In convicting Gamble of second degree felony murder as charged, the jury necessarily found that (1) Gamble intentionally assaulted Carroll and thereby (2) recklessly inflicted substantial bodily harm that (3) caused Carroll‘s death. If proof of these elements necessarily establishes guilt of another lesser included offense, Gamble‘s case may properly be remanded for resentencing on that lesser included crime. We apply the lesser included offense analysis to the offenses as charged and prosecuted, rather than as they broadly appear in statute.
....
Although a person may commit the crime of first degree manslaughter without intentionally assaulting his victim, he may not do so without recklessly inflicting substantial bodily harm (element 2) causing victim‘s death (element 3). Thus, the jury necessarily found that Gamble committed all elements of first degree manslaughter beyond a reasonable doubt when it found that he committed second degree felony murder by second degree assault in violation of
RCW 9A.32.050(1)(b) andRCW 9A.36.021(1)(a) as charged.
Gamble, 118 Wash.App. at 338-39, 72 P.3d 1139 (citations omitted). Thus, the Court of Appeals essentially adopted Gamble‘s initial argument on appeal that, as prosecuted here, the “only real distinction between [first degree manslaughter] and assault in the assault charge is the element of intent.” Br. of Appellant at 40. As such, the Court of Appeals found that, given the unique nature of the predicate assault felony, all the elements
¶ 15 The Court of Appeals here mischaracterizes the relative mens rea elements applicable in manslaughter and second degree assault. To secure a felony murder conviction in Gamble‘s case, the State was required to prove the defendant intentionally assaulted another and recklessly inflicted bodily harm.
¶ 16 However, neither of the two requisite mens rea elements required the State prove the defendant “recklessly cause[d] the death of another person.”
A person is reckless or acts recklessly when he knows of and disregards a substantial risk that a wrongful act may occur and his disregard of such substantial risk is a gross deviation from conduct that a reasonable man would exercise in the same situation.
¶ 17 The intent of the legislature, in enacting the felony murder statutes, is “to punish those who commit a homicide in the course of a felony under the applicable murder statute.” Wanrow, 91 Wash.2d at 308, 588 P.2d 1320. In short, it is an “erroneous assumption that intent to kill is an element of second-degree felony-murder.... Intent to kill is not the sine qua non of felony-murder, either historically or in this statutory scheme.” Id. at 306, 588 P.2d 1320 (citations omitted). We recently confirmed this conclusion in Andress when we stated: “of course, by electing to charge second degree felony murder, the State does not have to prove intent to kill, or, indeed, any mental element as to the killing itself.” Andress, 147 Wash.2d at 614, 56 P.3d 981 (emphasis added).9 This second observation is at issue
¶ 18 Because manslaughter requires the proof of a mens rea element vis-à-vis the resulting death, while felony murder as charged here does not, it cannot be a lesser included offense to the State‘s felony murder charge. As we have previously stated in this same context, because “all of the elements of the lesser offense[ ][are] not necessary elements of the greater offense” manslaughter is not a lesser included offense of first or second degree felony murder. Tamalini, 134 Wash.2d at 730, 953 P.2d 450. The unique nature of the predicate felony assault charge here does not present an exception to this rule.
IV
¶ 19 We hold that first degree manslaughter is not a lesser included offense of second degree felony murder where second degree assault, as defined in
¶ 20 We thus affirm in part and reverse in part the Court of Appeals decision and remand for further proceedings in accord with this decision. See State v. Hanson, 151 Wash.2d 783, 791-92, 91 P.3d 888 (2004) (citing Andress, 147 Wash.2d at 616 n. 5, 56 P.3d 981).
WE CONCUR: ALEXANDER, C.J., C. JOHNSON, CHAMBERS, OWENS, FAIRHURST, JJ., and IRELAND, J. Pro Tem.
MADSEN, J. (concurring).
¶ 21 I agree with the majority‘s conclusion that manslaughter is not a lesser included offense of second degree felony murder where second degree assault is the predicate felony. I also note, as the majority does, that the parties have not argued that manslaughter is an inferior degree offense of felony murder, presumably because this court held in State v. Tamalini, 134 Wash.2d 725, 730-35, 953 P.2d 450 (1998) that it is not. However, I am writing separately to encourage the legislature to take a closer look at the statutory scheme that permits a conviction for second degree felony murder based on second or third degree assault, with no right to request jury instructions on manslaughter as an inferior degree offense.
¶ 22 In 2002, this court held in In re Personal Restraint of Andress, 147 Wash.2d 602, 56 P.3d 981 (2002), that assault could not serve as the predicate felony under the second degree felony murder statute,
¶ 23 Early on, this court recognized that felony murder does not include as, an element, the state of mind of the defendant at the time of the killing; instead, the statute “substitutes the incidents surrounding certain felonies” for the mental state otherwise necessary to prove murder. State v. Craig, 82 Wash.2d 777, 781, 514 P.2d 151 (1973) (citing State v. Whitfield, 129 Wash. 134, 138-39, 224 P. 559 (1924)). “In effect, the intent to commit the felony is substituted for the premeditation or intent that would otherwise be necessary to establish murder.” 13A SETH A. FINE & DOUGLAS J. ENDE, WASHINGTON PRACTICE: CRIMINAL LAW § 1508, at 289 (2d ed. 1998 & Supp.2005) (hereafter CRIMINAL LAW).
¶ 24 However, where second degree felony murder is based on assault, the substitution can result in extremely disproportionate punishment. Under
¶ 25 Thus, a defendant can be charged and convicted of second degree murder under
¶ 26 An even more serious problem “could arise from use of another means of committing a felonious assault: by the infliction of bodily harm with criminal negligence, if the harm is either inflicted with a weapon or is accompanied by substantial pain that extends for a period sufficient to cause considerable suffering.” CRIMINAL LAW § 1508, at 291 (citing
¶ 27 Again, a comparison to the manslaughter statutes is illuminating. Under
¶ 28 When compared to punishments for first and second degree manslaughter, the disproportionate punishment for second degree felony murder based upon second degree assault where the homicide occurs as a result of the defendant “recklessly inflict[ing] substantial bodily harm,”
¶ 29 I cannot help but think that when the legislature amended
¶ 30 The problems posed by the second degree felony murder statute and assault statutes call for change. In the past, one way in which the harshness of the felony murder doctrine was ameliorated was through jury instructions which gave the jury the option of convicting the defendant of first or second degree manslaughter as a lesser included or inferior degree offense. See, e.g., State v. Berry, 52 Wash.2d 748, 328 P.2d 891 (1958); State v. Paschall, 197 Wash. 582, 85 P.2d 1046 (1939); State v. Cooley, 165 Wash. 638, 5 P.2d 1005 (1931); see
¶ 31 Now, however, it is clear, as the majority holds, that manslaughter is not a lesser included offense of second degree felony murder based on assault. Therefore, a jury may not be instructed on manslaughter as a lesser included offense of second degree felony murder based upon assault.
¶ 32 Nor can a jury be instructed on manslaughter as an inferior degree of second degree felony murder based upon assault. For a crime to be an inferior degree of another crime, the statutes for the charged offense and the proposed inferior degree offense must proscribe only one offense. Tamalini, 134 Wash.2d at 732, 953 P.2d 450; State v. Peterson, 133 Wash.2d 885, 891, 948 P.2d 381 (1997); State v. Foster, 91 Wash.2d 466, 472, 589 P.2d 789 (1979). In Tamalini, the court held that manslaughter is not an inferior degree of second degree felony murder. Tamalini, 134 Wash.2d at 730-35, 953 P.2d 450.2
¶ 33 The legislature could, however, amend the relevant statutes to make clear, for example, that the same offense is proscribed by the first degree manslaughter statute and the second degree felony murder statute — where second degree assault under
¶ 34 Another requirement for an inferior degree offense, though, is that there must be evidence that the defendant committed only the inferior offense. Tamalini, 134 Wash.2d at 732, 953 P.2d 450; Peterson, 133 Wash.2d at 891, 948 P.2d 381; Foster, 91 Wash.2d at 472, 589 P.2d 789. This requires examination on a case by case basis of the evidence that establishes the criminal acts. This evidentiary test may be particularly troublesome where second degree felony murder is based on third degree assault of another under
¶ 35 Given the huge disparity between punishments for first and second degree manslaughter and the punishment for second degree felony murder predicated on assault, and given the difficulty in meeting the evidentiary test for an inferior degree offense in the case of assault in the third degree, the legislature should consider whether all felony assaults should continue to serve as predicate felonies for second degree felony murder.
¶ 36 Originally, the felony murder doctrine was confined to felonies recognized at common law, nearly all of which were punishable by death. Andress, 147 Wash.2d at 606, 56 P.3d 981 (citing State v. Harris, 69 Wash.2d 928, 931, 421 P.2d 662 (1966)). With the passage of time, crimes that were once characterized as misdemeanors and gross misdemeanors have become, under our statutory scheme, felonies. Andress, 147 Wash.2d at 606, 56 P.3d 981. With this great expansion of the type and range of felonies, Washington‘s second degree felony murder statute sweeps within its scope offenses that bear little relationship to felonies sufficiently serious to justify a second degree murder conviction under the felony murder doctrine.
¶ 37 I have focused here primarily on three of the assaults that can serve as predicate felonies for second degree felony murder, i.e., second degree assault under
¶ 38 I do not suggest that acts leading to the death of another person should be treated lightly. But our statutory scheme already recognizes, as it should, that culpability for criminally causing the death of another is not the same for manslaughter as it is for murder. Unfortunately, the statutory scheme also allows a number of homicides that in all material respects resemble manslaughter to be ratchetted up to second degree murder under the felony murder doctrine. The legislature should consider altering the statutory scheme to provide for manslaughter as an inferior degree offense of second degree murder, at least in some circumstances, and should narrow the range of assaults that can serve as the predicate felony for second degree felony murder.
¶ 39 I concur in the result reached by the majority.
SANDERS, J., concurs.
CHAMBERS, J. (concurring).
¶ 40 I concur generally with Justice Madsen but write separately to express my specific concern. It is troubling to me that the legislature has created a double standard. Why do we have two crimes that may be charged for exactly the same act, done with exactly the same intent, causing exactly the same devastation to the victim, but with dramatically different consequences for the actor? Under the statutory law today, either second degree manslaughter, a class B felony, or the much more serious charge of second degree felony murder, a class A felony, may be charged where a negligent assault results in the death of another.
¶ 41 Discriminatory treatment is not the purpose of our criminal code, yet, inexplicably, permitting either manslaughter or felony murder to be charged for the very same act creates and condones a double standard. Our current law explicitly allows two people who commit the same offense to be charged and convicted of different crimes, perhaps because of their different background or socioeconomic status or merely the county in which they live. Because our criminal code creates this double standard, the law is
Notes
While Berlin recognized the flaws in the Davis analysis, the Court of Appeals below mistakenly asserts that Berlin overruled Davis in whole. Gamble, 118 Wash.App. at 340, 72 P.3d 1139. On the contrary, Berlin explicitly “affirm[ed] the result ... reached in Davis” that manslaughter is not a lesser included offense of felony murder. Berlin, 133 Wash.2d at 550, 947 P.2d 700.