Lead
delivered the opinion of the Court.
On May 2, 2004, an argument on a Newark street escalated into an altercation that caused the death of a young man.
Their quarrel swiftly turned violent. The three men battled over the keys to the SUV, and Colon exchanged punches and kicks with Cordero and defendant. With Cordero in the passenger seat, defendant twice drove his car toward Colon, prompting Colon to climb on the hood of the car and bang his fists on the window. As Colon clung to the car, defendant accelerated and drove several blocks, running a stop sign. Defendant abruptly stopped the ear, and Colon fell from the hood to the pavement. He sustained severe head injuries and died a week later.
Tried separately from Cordero, defendant was convicted by a jury of aggravated manslaughter, second-degree aggravated assault, disorderly persons theft and weapons charges. His conviction and sentence were affirmed by the Appellate Division. This Court granted defendant’s petition for certification.
This appeal requires us to consider the “passion/provocation” statute, N.J.S.A. 2C:ll-4(b)(2). The statute reduces what would otherwise be murder to voluntary manslaughter when “[a] homicide which would otherwise be murder under section 2C:ll-3 is committed in the heat of passion resulting from a reasonable provocation.” N.J.S.A. 2C:ll-4(b)(2). We decline defendant’s invitation to reconsider our holding in State v. Grunow, 102 N.J. 133,
We hold that the facts of this case, as developed in the trial record, do not support a passion/provocation finding under N.J.S.A. 2C:ll-4(b)(2). When defendant drove his vehicle directly at Colon—forcing the victim to cling to the windshield wiper—and then jarred him from the hood to the pavement with abrupt braking and acceleration, he was not in a fury provoked by emotion or a violent attack. Instead, in the words of his counsel, he was “nervous, panicked and confused.” No argument of counsel or testimony of trial witnesses suggested that defendant acted in the heat of passion resulting from a reasonable provocation when the victim sustained his fatal injury. Although the prosecution requested, and the court gave, a jury charge regarding the statute, it was recognized by both the prosecution and the defense to be inapplicable in the factual setting of this case.
We further hold that the verdict sheet incorrectly guided the jury in its consideration of the passion/provocation issue, and reverse that portion of the Appellate Division’s decision that deemed the verdict sheet not to constitute error. Notwithstanding the trial court’s correct instruction
Finally, we affirm the Appellate Division’s decision rejecting defendant’s belated invocation of the use of force in self-defense as a defense to the charges against him. Behind the wheel and in control of a locked car, defendant faced no imminent threat from Colon, who was attempting to cling to a moving vehicle as he banged on the windshield. The trial court’s omission of self-defense from the jury charge did not give rise to plain error, and we accordingly affirm the decision of the Appellate Division with respect to this issue.
I.
The incident at the center of this case occurred in the setting of a series of romantic relationships. Colon and Cordero lived together for a substantial period until December 2002, when they separated. Cordero persistently sought a reconciliation, but after meeting defendant through the internet, Colon moved in with him in Vineland in about February 2004. Colon also initiated an online friendship with Irwin Castro, who lived with his roommate Edward James in an apartment in Newark. Colon visited Castro during the weeks preceding his death. Castro and James agreed that Colon could stay with them in Newark while he sought employment in New York City, and it was agreed that he would move in with them over the last weekend in April 2004.
On Friday, April 30, 2004, Colon borrowed a Chevrolet Suburban SUV belonging to his former employer, Kenneth Sheppard, assuring Sheppard that he needed the SUV to move personal belongings and would shortly return it. The next day, advising defendant that he was leaving to get a haircut and visit his mother, Colon drove to Newark. Defendant, unable to reach Colon despite repeated attempts, called Cordero on the evening of May 1, 2004, notwithstanding the fact that they had never met, and the two spent the evening and part of the next day discussing the situation. On Sunday, May 2, 2004, defendant and Cordero approached Colon’s former employer, Sheppard, and learned that Colon had borrowed Sheppard's SUV and had failed to return it. They offered to drive to Newark and retrieve the SUV. Sheppard agreed, but did not direct them to take the SUV by force.
Defendant and Cordero drove to Newark in defendant’s Acura, and knocked on the door of the apartment shared by James and Castro, where they knew Colon would be staying. Told by James that they had located the wrong apartment, defendant and Corde-ro called Colon’s name from the street. In an attempt to avoid disturbing the neighbors, James went outside and spoke with defendant and Cordero, who told him that they were in Newark to collect Sheppard’s SUV, which was considered stolen. Attempting to defuse the situation, James instructed Colon to contact the SUV’s owner and reassure him that the SUV would be returned. Colon complied.
Undeterred, defendant and Cordero located the borrowed SUV, parked and unlocked on East Delavan Avenue around the corner from the apartment of James and Castro. They entered the SUV, took
The situation escalated immediately. James testified that defendant left his ear to join in the struggle, hit Colon from behind, and “got popped in the face” by Colon. Defendant, in contrast, characterized Colon as the initial aggressor, and testified that Colon kicked and punched him, and put him in a headlock when he tried to intervene in the altercation between Cordero and Colon.
Stating that he intended to go home, defendant returned to his Aeura. James recalled that after grabbing the SUV keys from Colon, Cordero entered the Acura and sat in the passenger seat, directing defendant to start the ear. With the doors locked, defendant drove the Acura toward Colon, who was running toward the ear. James testified that he yelled to warn Colon that the car would hit him, and that Colon leaped on the hood to avoid being struck by defendant’s car. A neighbor who witnessed part of the incident confirmed that Colon followed Cordero toward defendant’s ear, but testified that Colon climbed on the hood of the ear and sat with his back against the windshield. According to defendant’s account, Colon was “breaking the windshield.” He testified, “I didn’t know what to do. I panicked. Pm shocked. I just left,” and he did so, with Colon on the hood of his car.
In an account substantially confirmed by the testimony of two neighbors, James stated that defendant slammed on the brakes to “get [Colon] off [the hood of the car] and he went flying off.” According to James, defendant backed up the car and drove it at Colon, who jumped on the hood a second time. James testified that defendant backed up again and drove forward, with Colon hanging on to the hood, swerving and turning around, eventually speeding up, running a stop sign and taking a right turn on to Mount Prospect Avenue, out of James’ view. Defendant disputed that account, testifying that he never put the car in reverse or aimed it at Colon, whom he would never hurt “in a million years.” He testified that he drove with Colon on the ear punching the windshield and trying to break the windshield wiper, and when he stopped the ear, Colon “fell off the hood of [the] car back first and hit his head on the pavement.”
Defendant and Cordero immediately took Colon to a hospital, where he was admitted in critical condition in a coma. After a week on life support, he died. An autopsy determined that the cause of Colon’s death was blunt impact injury to the head, and that his injuries were consistent with trauma caused by a fall from a moving vehicle onto pavement. Defendant and Cordero were questioned by police officers and arrested.
II.
Defendant was indicted for purposeful or knowing murder in violation of N.J.S.A. 2C:11-3(a)(1), (a)(2), felony murder in violation of N.J.S.A 2C:11-3(a)(3), first-degree robbery in violation of N.J.S.A. 2C:15-1, second-degree aggravated assault in violation of N.J.S.A. 2C:12-1(b)(1), second-degree conspiracy to commit robbery in violation of N.J.S.A. 2C:15-1 and N.J.S.A. 2C:5-2, and two charges arising
Defendant’s trial, which began on June 5, 2007, barely touched upon the two issues at the center of this ease, passion/provocation and self-defense. In their opening statements, neither the prosecutor nor defense counsel addressed either issue. Defense counsel did not characterize the death of Colon as the result of an emotional confrontation provoked by the victim; instead, he termed the case a “tragic series of events that winds up in an awful accident.” The State presented the testimony of James, Colon’s brother-in-law, the two neighbors who witnessed part of the incident, the employer who lent his car to Colon, the medical examiner, police officers and investigators. Prosecution witnesses offered no evidence suggesting that defendant’s handling of his car was prompted by factors suggesting passion/provocation, or that he acted in self-defense.
Defendant called two of his brothers to testify that he was not prone to violence, and took the stand on his own behalf. Defendant stated that he and Colon had been in a romantic relationship and were living together when Colon departed for Newark. He characterized Colon as the initial aggressor in their altercation on May 2, 2004, and stated that after Colon kicked him and put him in a headlock, he retreated to his car. He testified that when Colon climbed on the ear, Cordero screamed at him to “[jjust go, go, go, just go,” and defendant, “panicked,” drove with Colon on the car. Defendant said that he was afraid that Colon’s fist would break the windshield, and insisted that he did not intend or expect that Colon would be hurt when the car came to a stop.
After the defense rested, the trial court held a charge conference. The State requested a charge on passion/provocation, notwithstanding its view that there was an insufficient basis in the record to establish its applicability, citing concerns about potential appellate review if the charge were not given. The defendant opposed a jury charge on passion/provocation, noting that “it confuses the jury if there’s a provocation issue, it mitigates against the murder but I know it confuses the murder and puts them in the direction that we don’t have facts to support.” Notwithstanding the defendant’s position, the trial court decided to charge the jury with respect to the passion/provocation statute. Neither the prosecution nor the defense requested a charge regarding self-defense.
In summation, defense counsel noted that the jury would be instructed about passion/provocation, commenting that the jury “will have to decide whether or not there was a passion about all of this,” but argued that this issue was “not in the case.” The prosecutor addressed passion/provocation in her summation, contending that the incident had not occurred suddenly, and that nothing transpired on the day of Colon’s death “that would result in [defendant] actually being impassioned at this point.” Justification by self-defense was not addressed in the defense summation, but was raised and refuted briefly in the summation of the prosecution. The trial court addressed passion/provocation in its instruction to the jury on the murder charge:
If you find beyond a reasonable doubt that the defendant purposely or knowingly caused Julio Colon’s death or serious bodily injury that then resulted in death and that he did not act, meaningMr. Galicia did not act in the heat of passion resulting from a reasonable provocation, the defendant would be guilty of murder.
If, however, you find that the defendant purposely or knowingly caused death or serious bodily injury that then resulted in death and that he did act[ ], meaning Mr. Galicia, in the heat resulting from a reasonable provocation, then the defendant would not be guilty of murder but would be guilty of passion/provocation manslaughter.
The trial court reviewed the elements of passion/provocation manslaughter. It recognized the State’s burden to disprove passion/provocation, noting that an element of the murder charge was “that the defendant did not act in the heat of passion resulting from reasonable provocation.” There was no charge on the issue of self-defense.
Notwithstanding this correct instruction on passion/provocation, the verdict sheet, read to the jury at the close of the trial court’s instruction and provided to the jury as a framework for its deliberations, suggested that the jury would only reach the issue of passion/provocation if it found the defendant guilty of murder. It read in relevant part:
Count 4: How do you find the defendant, Reynaldo Galicia, as to the charge of Murder?
Not Guilty_Guilty_
If you find the defendant, Reynaldo Galicia, guilty as to the charge of Murder, do you find the defendant acted in the heat of passion resulting from a reasonable provocation?
Yes_No_
If you find the defendant, Reynaldo Galicia, guilty as to the charge of Murder and/or Passion/Provocation Manslaughter, please move to Count 5. If you find the defendant not guilty as to the charge of Murder and/or Passion/Provocation Manslaughter, how do you find the defendant as to the charge of Aggravated Manslaughter?
Not Guilty_Guilty_
If you find the defendant, Reynaldo Galicia, guilty as to the charge of Aggravated Manslaughter, please move to Count 5. If you find the defendant not guilty as to the charge of Aggravated Manslaughter, how do you find the defendant as to the charge of Reckless Manslaughter?
Not Guilty_Guilty_
Please move on to Count 5.
Before the jury deliberated, the prosecutor objected to this portion of the verdict form, noting that “[i]t should be guilt as to the murder and/or passion/provocation manslaughter and then go to count five.” Defense counsel agreed. However, the trial court did not rule on that objection or correct the verdict sheet.
The jury convicted defendant of aggravated manslaughter in violation of N.J.S.A. 2C:ll-4(a)(l) as a lesser included offense of purposeful and knowing murder, second-degree aggravated assault in violation of N.J.S.A. 2C:12-1(b)(1), disorderly persons theft by unlawful taking in violation of N.J.S.A. 2C:20-3 as a lesser included offense of robbery, and the two weapons charges.
Defendant appealed his conviction and sentence, and an Appellate Division panel affirmed. The panel rejected defendant’s challenge to Grunow, confirming the Legislature’s determination that passion/provocation can mitigate murder, not aggravated manslaughter. It concluded that the trial court’s correct instruction neutralized the mistake on the verdict sheet regarding passion/provocation, and that any error in the verdict sheet could therefore be regarded as harmless. The Appellate Division panel rejected defendant’s claim that the trial court should have sua sponte charged the jury on the justification of the use of force in self-defense, given defendant’s location in a locked car under his control at the time of the victim’s injury. This Court granted defendant’s petition for certification. State v. Galicia, 205 N.J. 101,
III.
Defendant raises two issues regarding the passion/provocation statute, N.J.S.A. 2C:ll-4(b)(2). First, pursuing an argument raised for the first time before the Appellate Division, he contends that this Court should reconsider its holding in Grunow on the ground that it was wrongly decided and is now outdated in the wake of changes in sentencing law since it was decided. He urges that we either construe N.J.S.A. 2C:ll-4(b)(2) to reduce first-degree aggravated manslaughter to voluntary manslaughter when committed in the heat of passion, or hold that the statute as drafted violates principles of equal protection. Defendant also challenges the trial court’s verdict sheet on the grounds that the error in its wording precluded the jury from convicting defendant of passion/provoeation manslaughter instead of aggravated manslaughter. Although he did not pursue a self-defense theory at trial, defendant also asserts that the trial court should have sua sponte instructed the jury regarding his right to use force in his own defense, pursuant to State v. Concepcion, 111 N.J. 373,
The State urges the Court to reject defendant’s challenge to Grunow. It contends that the Legislature’s determination that passion/provoeation can mitigate murder but not aggravated manslaughter is rational given the distinctions between the two crimes, and that changes in sentencing law since Grunow was decided do not alter the analysis. It further argues that the Legislature’s limitation of passion/provoeation mitigation to murder raises no equal protection concerns. The State contends that because the jury instruction on passion/provoeation was proper, and there was no factual support in the record for a finding of passion/provocation, the verdict sheet did not give rise to reversible error. Finally, the State asserts that in the absence of a request to charge or of evidence supporting the justification of self-defense, the trial court’s decision not to instruct the jury on that issue was correct.
IV.
The New Jersey Criminal Code provides that a person who purposely, knowingly or recklessly causes the death of another person has committed criminal homicide. N.J.S.A. 2C:ll-2(a). Our Code recognizes three forms of criminal homicide: murder, manslaughter and death by auto.
The Code recognizes voluntary and involuntary manslaughter; within involuntary manslaughter, the Code separately addresses aggravated and reckless manslaughter. N.J.S.A 2C:ll-4. Reckless manslaughter requires only “reckless” conduct causing the victim’s death, imposing a lesser burden on the State than murder, which includes among its elements a “purposely or knowingly” mens rea. Involuntary manslaughter can constitute aggravated manslaughter, found when the actor “recklessly causes death under circumstances manifesting extreme indifference to human life,” N.J.S.A. 2C:ll-4(a)(l). The distinction between the two crimes turns on the degree of probability that the death will result from the defendant’s conduct. When it is probable that death will result from that conduct, the standard for aggravated manslaughter is met, as the jury found in this ease. State v. Simon, 161 N.J. 416, 507,
Voluntary manslaughter, also known as “passion/provocation manslaughter,” occurs when a homicide which would otherwise be murder under section 2C:ll-3, other than felony murder, is “committed in the heat of passion resulting from a reasonable provocation.” N.J.S.A. 2C:ll-4(b)(2); see also State v. Arriagas, 198 N.J.Super. 575, 583,
This Court considered the standard for passion/provoeation manslaughter in State v. Pitts, 116 N.J. 580, 611,
Passion/provoeation manslaughter has four elements: “(1) reasonable and adequate provocation; (2) no cooling-off time in the period between the provocation and the slaying; (3) a defendant who actually was impassioned by the provocation; (4) a defendant who did not cool off before the slaying.” State v. Josephs, 174 N.J. 44, 103,
The Legislature’s constraints on the applicability of passion/provocation manslaughter were challenged in Grunow, supra, 102 N.J. at 136-44,
V.
Defendant first challenges the Legislature’s limitation of passion/provoeation mitigation to murder. We consider legal and constitutional questions de novo.
We concur with the Appellate Division that N.J.S.A. 2C:11-4(b)(2) makes clear that only murder can be mitigated by passion/provocation. We reject defendant’s contention that the applicability of passion/provoeation to murder but not manslaughter creates a logical absurdity, reflects a legislative oversight, or compels us to construe N.J.S.A. 2C:ll-4(b)(2) contrary to its express terms. The Legislature is “presumed to be ‘thoroughly conversant with its own legislation.’ ” Grunow, supra, 102 N.J. at 144,
The Legislature recognized a single concept of reckless homicide that constituted manslaughter, with the gradation of punishment based upon the degree of risk of death. State v. Curtis, 195 N.J.Super. 354, 364 [479 A.2d 425 ] (App.Div.), certif. denied, 99 N.J. 212 [491 A.2d 708 ] (1984). Within this framework, the legislative scheme, as enacted, does not inevitably reflect an oversight with respect to the treatment of passion/provoeation. The Legislature could have concluded, on the basis of common experience, that passion/provoeation usually causes an intentional reaction and that it is rare for passion/provoeation to lead to recklessness.
[Grunow, supra, 102 N.J. at 143-44,506 A.2d 708 .]
While more than a quarter-century has passed since Grunow was decided, the Legislature has not amended the homicide provisions in the Code to authorize the mitigation of aggravated manslaughter by passion/provocation. The Legislature “knows how to express its disagreement with case law by amending a statute if it believes a court has misconstrued its intent.” Johnson v. Scaccetti, 192 N.J. 256, 277,
Defendant’s argument that Grunow should be revisited because of changes in the sentencing laws is unavailing. The Legislature’s decision, less than a year after Grunow was decided, to increase the sentencing exposure for a defendant convicted of aggravated manslaughter from a ten- to twenty-year range to a ten- to thirty-year range, L. 1986, c. 172, § 1, does not justify a departure from Grunow or a reassessment of the Legislature’s intent in enacting N.J.S.A. 2C:ll-4(b)(2). The Legislature’s broadening of the sentencing range for aggravated manslaughter under N.J.S.A. 2C:11-4(c) underscores its considered judgment that a killing committed under “circumstances manifesting extreme indifference to human life” is a more serious crime than passion/provocation manslaughter. See State v. Smith, 58 N.J. 202, 213,
Finally, on appeal, defendant for the first time raised a constitutional objection to N.J.S.A. 2C:ll-4(b)(2), contending that the statute violates federal and state equal protection principles. See U.S. Const, amend. XIV; N.J. Const, art. I, § 1. Generally, an appellate court will not consider issues, even constitutional ones, which were not raised below. Deerfield Estates, Inc. v. E. Brunswick, 60 N.J. 115, 120,
N.J.S.A. 2C:ll-4(b)(2) withstands “rational basis” analysis. On the principle of deterrence alone, the Legislature could rationally conclude that aggravated manslaughter in violation of N.J.S.A. 2C:ll-4(a)(l)—in which the circumstances demonstrate extreme indifference to human life—should be punished more harshly than passion/provocation manslaughter in violation of N.J.S.A. 2C:11-4(b)(2). Not only do the two crimes involve distinct levels of culpability, but they may pose different degrees of risk to the public and different deterrence considerations.
Accordingly, even if passion/provocation mitigation were supported by the trial evidence, defendant’s challenge to this Court’s construction of N.J.S.A. 2C:ll-4(b)(2), and to its constitutionality, would not warrant reversal of his conviction.
VI.
We next consider whether the trial record in this ease contained evidence that would have supported a finding of passion/provoeation within the meaning of N.J.S.A. 2C:11—4(b)(2).
In its decision to charge passion/provocation notwithstanding both parties’ position that it was irrelevant to the ease, the trial court cited the “intimacy” between defendant and Colon, and evidence that defendant “was upset both emotionally and physically by having been kicked and hit by Mr. Colon.” Neither of these factors supports passion/provocation mitigation in this ease. Although defendant and Colon had been romantically involved, there is nothing in the record that suggests that defendant operated his car in the critical moments before Colon’s injury in a jealous rage or the “heat of passion.” Defendant’s trial strategy was to stress the lack of motive and the absence of forensic evidence supporting defendant’s guilt, and to characterize Colon’s death as a tragic accident. Defendant himself attributed his conduct to panic, not to fury, and no trial witness disagreed. His counsel argued in closing that there was no indication that defendant acted as a spurned lover when he drove his car with Colon on the hood. The State contended that there was no evidence supporting passion/provocation under N.J.S.A. 2C:ll-4(b)(2).
Moreover, although defendant and Colon exchanged blows before defendant returned to his ear, the victim in this case did not die in a physical altercation “waged on equal terms.” See Crisantos, supra, 102 N.J. at 274,
Accordingly, we hold that the trial court’s decision to charge the jury regarding passion/provocation lacked the required foundation in the trial evidence.
We review the trial court’s verdict sheet under the standard of review prescribed by Rule 2:10-2, which provides that “[a]ny error or omission shall be disregarded by the appellate court unless it is of such a nature as to have been clearly capable of producing an unjust result, but the appellate court may, in the interest of justice, notice plain error not brought to the attention of the trial or appellate court.” See also Pressler Verniero, Current N.J. Court Rules, comment 2.4 on R. 3:19-1 (2012). We hold that the verdict sheet in this case contained an error, but on the record of this ease, that error was incapable of producing an unjust result.
The verdict sheet, in conjunction with the jury charges, constitutes the trial court’s direction to the jury. This Court has repeatedly emphasized the importance of correct jury instructions in criminal cases. “Accurate and understandable jury instructions in criminal cases are essential to a defendant’s right to a fair trial.” Concepcion, supra, 111 N.J. at 379,
A verdict sheet is an essential component of that road map. Rule 3:19—1(b) mandates its use:
A written verdict sheet shall be submitted to the jury in conjunction with a general verdict to facilitate the determination of the grade of the offense under the Code of Criminal Justice or otherwise simplify the determination of a verdict. The written verdict sheet shall include the factual predicate for an enhanced sentence or the existence of a fact relevant to sentencing unless that factual predicate or fact is an element of the offense. A written verdict sheet shall be reviewed prior to summation at which time either party may raise an objection. Any objections to the verdict sheet shall be placed on the record. The verdict sheet shall be marked as a court exhibit and retained by the court pursuant to Rule 1:2-3.
When there is an error in a verdict sheet but the trial court’s charge has clarified the legal standard for the jury to follow, the error may be deemed harmless. In State v. Gandhi, 201 N.J. 161, 195-98,
In contrast, the verdict sheet error in this case was not a simple omission easily rectified by the jury charge. The jury had no copy of the trial court’s instructions in the jury room. It had only the verdict sheet as a written guide to structure its deliberations, and that verdict sheet directed it not to reach the issue of passion/provocation unless it found the defendant guilty of murder. That direction may have
However, that error was harmless here and reversal of the conviction is not necessary. Because a verdict sheet constitutes part of the trial court’s direction to the jury, defects in the verdict sheet are reviewed on appeal under the same “unjust result” standard of Rule 2:10-2 that governs errors in the jury charge. See State v. Wilder, 193 N.J. 398, 418,
As previously noted, neither the history of a romantic relationship between defendant and the victim nor the physical altercation between them before defendant returned to his car supported a jury finding of passion/provocation. By defendant’s own account, reiterated by his attorney during summation, at the pivotal moment during the May 2, 2004 incident when his driving launched Colon from the ear hood, defendant was not motivated by rage, rejection, jealousy or a prior physical attack, but by nervousness, panic and confusion. Defendant did not argue passion/provocation to the jury or seek an instruction on this issue. Passion/provocation under N.J.S.A. 2C:ll-4(b)(2) had no foundation in the evidence. Accordingly, we find that the error in the verdict sheet was harmless, and did not deprive defendant of a fair trial.
VIII.
Defendant’s final contention is that the trial judge should have charged the jury on the justification of self-defense notwithstanding the fact that no party requested such a charge. We review the trial court’s decision not to give this instruction under a plain error standard, in accordance with Rule 2:10-2.
The Code circumscribes the justification of self-defense when the actor chooses to use deadly force, N.J.S.A 2C:3-4(b)(2), defined as “force which the actor uses with the purpose of causing or which he knows to create a substantial risk of causing death or serious bodily harm,” N.J.S.A. 2G:3-ll(b). Automobiles—if intentionally used to cause death or serious bodily injury—can constitute “deadly force.” See State v. Griffith, 336 N.J.Super. 514, 518-19,
N.J.S.A. 2C:3-4(b)(2) provides that the use of deadly force is not justifiable “unless the actor reasonably believes that such force is necessary to protect himself against death or serious bodily harm,” and is not justifiable if the actor “knows he can avoid the necessity of using it with complete safety” by means of a retreat, N.J.S.A 2C:3-4(b)(2)(b). Justification by self-defense is similarly unavailable if a lesser degree of force could have been used to respond to an attack. State v. Bryant, 288 N.J.Super. 27, 37,
A trial judge must sua sponte charge self-defense in the absence of a request—as defendant asserts should have been done here—“if there exists evidence in either the State’s or the defendant’s case sufficient to provide a ‘rational basis’ for its applicability.” State v. O’Carroll, 385 N.J.Super. 211, 236,
Accordingly, our inquiry is whether the evidence presented to the trial court clearly
IX.
The judgment of the Appellate Division is affirmed.
Notes
Although the record does not include a copy of the verdict sheet as completed by the jury, the transcript of the jury verdict indicates that with respect to Count Four of the indictment, the jury found defendant "not guilty” on the charge of murder and "guilty” on the charge of aggravated manslaughter. This verdict was confirmed by the trial court’s polling of the juiy.
As a New York court stated, rejecting an equal protection challenge against an analogous statute, because "the 'heat of passion’ killer ordinarily focuses on one person and the depraved and reckless murderer usually acts more indiscriminately ... we cannot say that the legislative prerogative to authorize a mitigation-type defense to one crime and not the other is without a rational relationship to the purpose to be served." People v. Wingate,
The dissent contends that the State is judicially estopped from raising this issue before the Court because the prosecutor, during the charge conference, "urged the trial court to give the passion/provocation defense charge." Post at 398,
In Coyle, supra, 119 N.J. at 222-24, 574 A.2d 951, we reversed the defendants’ convictions on the basis of erroneous instructions directing the jury not to consider passion/provocation under N.J.S.A. 2C: 11—4(b)(2) unless it acquitted defendant of murder.
The issue here is not whether jury instructions on self-defense are sufficiently tailored to the specific case, as it was in Gartland, supra, 149 N.J. at 476-77,
Dissenting Opinion
dissenting.
In this tragic case involving a lovers’ quarrel gone madly awry, the trial court—at the prosecutor’s request—charged the jury on the defense of passion/provocation manslaughter. I agree with the majority’s holding that the verdict sheet on passion/provocation manslaughter had the clear capacity to mislead the jury and cause an unjust result. However, I disagree with the majority’s determination that there was insufficient evidence to warrant a charge on the passion/provocation manslaughter defense.
The majority reaches this mistaken conclusion—and therefore the unjust result of affirming defendant’s aggravated manslaughter conviction—by not applying the appropriate standard of review that governs a trial court’s decision to give a jury charge. The majority should have determined whether a rational juror—viewing the evidence in the light most favorable to a passion/provoeation manslaughter defense—could have returned a verdict of passion/provocation manslaughter. The majority takes just the opposite approach, viewing the evidence in the light most unfavorable to defendant. Moreover, the State should have been judicially estopped from arguing on appeal that the evidence did not support passion/provocation manslaughter because it requested the charge at trial.
Viewed through the appropriate legal lens, the facts present a classic case of passion/provocation manslaughter. Because the majority has turned the legal standard on its head, Reynaldo Galicia will receive no relief from this unjust verdict. Moreover, the stretch to justify this conviction will cast in doubt the well-settled jurisprudence governing the charging of defenses and lesser-included offenses in general. I therefore respectfully dissent.
I.
A.
A trial court’s “primary obligation is to see that justice is done, and that a jury is instructed properly on the law and on all clearly indicated lesser-included offenses, even if at odds with the strategic considerations of counsel.” State v. GarrOn, 177 N.J. 147, 180,
Passion/provoeation manslaughter is a lesser-included offense of murder, State v. Robinson, 136 N.J. 476, 482,
In determining whether “to instruct a jury on passion/provocation manslaughter, a trial court should view the situation in the light most favorable to the defendant.” Mauricio, supra, 117 N.J. at 412,
B.
Here, the evidence viewed in the light most favorable to defendant reveals that a charge on the defense of passion/provoeation manslaughter was clearly warranted. Defendant and Julio Colon met in an Internet chat room. In February 2004, Colon moved into defendant’s family home in Williamstown, and the two began an intimate relationship. Defendant provided some financial support to Colon who was out of work at the time. Defendant purchased a car for Colon, apparently on credit, with defendant keeping the title to the vehicle in his name. Because Colon was unable to make the required payments for the car and its insurance, defendant asked him to stop driving it.
On April 30, 2004, Colon borrowed a sport utility vehicle (SUV) from his former employer, Ken Sheppard. The next morning, Colon told defendant he was going to get a haircut and then visit his mother, but Colon did not return home. Defendant’s efforts to contact Colon by telephone proved fruitless. In search of Colon, defendant called Hector Cordero—Colon’s jealous ex-boyfriend. Defendant identified himself as Colon’s “new lover.” Cordero told defendant that Colon was not with him. Given their mutual interest in Colon, the two decided to meet. Defendant and Cordero got together on the evening of May 1, and talked all night while seated in defendant’s car. Cordero pined for his lost lover, Colon, and after awhile the two men fell asleep.
On the morning of May 2, defendant and Cordero visited Sheppard to see whether Colon had returned the borrowed SUV. Colon had not, and Sheppard indicated he intended to report his vehicle as stolen. Fearing that Colon would be arrested, defendant and Cordero offered to find and retrieve the vehicle. In the meantime, defendant suspected that Colon was cheating
Defendant walked back to his parked car on Mount Prospect Avenue while Cordero stood outside the apartment building, yelling, “Julio, Julio, I know you’re there. I know you’re there. Please come out.” James then exited the building and threatened to call the police if Cordero did not stop disturbing the neighborhood. Defendant implored Cordero to leave: “Let’s just go home. I don’t want any trouble.”
At some point, James and Cordero apologized to each other, and James returned to his apartment. As defendant and Cordero were about to leave, Cordero spotted Sheppard’s SUV on East Delevan Avenue. Defendant parked his ear behind the SUV, and then Cordero entered the unlocked vehicle. Cordero carried out some of Colon’s belongings, including a yellow rose, a cell phone defendant had given Colon, and a diamond ring. When defendant asked Cordero why he had taken the items, Cordero just rambled on and announced that he was going to call Colon’s sister.
Defendant told Cordero that he wanted to go home and intended to call Sheppard and inform him where he could find his SUV. Defendant began driving, but Cordero begged him to “just wait for a few more minutes” to see if Colon would return to the SUV. Defendant relented and parked his car on Clifton Avenue. Both men became emotional and began to cry. Just as they were about to leave, Colon, Castro, and James came walking down East Delevan Avenue.
Cordero got out of the ear and began pleading with Colon, “Don’t do this, don’t do this. Please come home. Please come home. Please come home with me.” Colon told him, “[I]t’s over.” As Colon got into the driver’s seat of the SUV and turned the ignition on, Cordero climbed into the passenger side. Cordero wrestled Colon for the keys, screaming, “Please don’t do this, please don’t do this.” At that point, James started shouting that he was going to call 9-1-1.
Defendant then left his car and approached the SUV, begging Colon to stop and talk to him. In response, Colon kicked defendant in the stomach and chest and then put him in a headlock. Cordero freed defendant from Colon’s grasp. Defendant—beaten, distressed, and emotionally wounded—stated he had “had enough” and was going home.
Defendant returned to his car, where Cordero was already seated, and locked the doors. As defendant started his car, Colon leapt on top of the hood, punching the windshield and attempting to break the windshield wipers. Cordero shouted at defendant to “go, go, go, go.” Panicked and in shock, defendant began driving—with Colon on the hood, hanging onto the wipers while hammering the windshield with his hands. As defendant drove, Colon punched the windshield so hard that defendant feared that he “might break through the glass,” injuring both them and himself. According to defendant, at first Colon started falling off the hood, but he managed to pull himself back on. Kneeling on all fours, Colon continued to pound the windshield. Defendant was confused and panicked from Colon’s assault on the windshield and Cordero’s command to “go, go, go, go.”
C.
The combustible, emotional confrontation between defendant, Cordero, and Colon—sparked by spurned love and jealousy and fueled further by the physical blows exchanged on the street—set in motion the crazed car ride that led to Colon’s unfortunate death. A reasonable jury could believe that when Colon jumped onto the hood of the ear and began pummeling the windshield with his fists, defendant reacted in the heat of passion, and without adequate time to cool off. This is the evidence in the record, which, if believed by a jury, would support a verdict of passion/provoeation manslaughter.
The version presented in the majority’s opinion, although supported by the record, is not seen through a lens favorable to defendant. That is the mistake made by the majority. The trial court—as it should—gave defendant the benefit of the best case to support a passion/provocation defense, see Mauricio, supra, 117 N.J. at 412,
The trial court explained in precise detail its reasons for instructing on the passion/provocation defense, stating
I believe based upon what I have read that passion/provocation manslaughter is in this case____
We have testimony that there was intimacy between the defendant and the decedent. We have testimony that thefre] had been prior intimacy between the eodefendant, Cordero!,] and the victim. There is testimony, uncontroverted testimony that the defendant and Cordero went up to Newark to see or confront or whatever term you want to substitute in its place, Mr. Colon, but as a backdrop to this, there is some information ongoing relating to intimacy.
[Defendant], as I recall, testified that when he got out of the vehicle and went over by the track for whatever reason to assist Mr. Cordero or to break things up, then he was struck by the victim. He was upset both emotionally and physically by having been kicked and hit by Mr. Colon. I think a reasonable jury could [infer] that the action thereafter w[as] the result of passion/provocation. That he was rejected that he had spent some time with [him] some months earlier, a romantic, intimate relationship with and I think that the State should have to disprove, in effect, that the defendant wasn’t acting in the heat of passion resulting from a reasonable provocation whether they so find whether the murder was committed and I think it’s in the case.
The trial court correctly disregarded the legal jockeying of defense counsel who was willing to gamble on an outcome better than passion/provocation manslaughter. In giving the passion/provocation defense charge, the trial court was guided by the jurisprudence of this Court. In Garrón, we reminded trial courts that “the integrity of the justice system and the fact-finding process is not subordinate to the singular interests of the parties,” and that lesser-included offenses clearly indicated by the record should be charged to the jury. 177 N.J. at 180,
D.
Last, it bears repeating that the State urged the trial court to give the passion/provocation defense charge and then—in a complete about-face—argued before this Court that the trial court erred in giving the charge. That legal pirouette is at odds with the doctrine of judicial estoppel, which is “designed to protect the integrity of the judicial process by not permitting a litigant to prevail on an issue and then to seek the reversal of that favorable ruling.” McCurrie ex rel. Town of Kearny v. Town of Kearny, 174 N.J. 523, 534,
E.
In summary, the evidence supported the giving of the passion/provocation defense charge, the State pressed the trial court to give the charge, and the court provided a detañed explanation— grounded in the record—for instructing on that lesser-included offense of murder. This Court has no cause to reverse the trial court’s decision to charge on passion/provocation manslaughter.
II.
I also believe that this Court mistakenly decided State v. Grunow, 102 N.J. 133, 144,
The Appellate Division in Gnmow held that “[i]t would ... lead to [an] absurd result” if a defendant charged with murder could seek a reduction to passion/provocation manslaughter, but a defendant charged with aggravated manslaughter could not. State v. Grunow, 199 N.J.Super. 241, 251,
However, to avoid an absurd result that the Legislature could not have intended, the Court should have read the passion/provocation defense consistent with the statute that permits the charging of lesser-included offenses, N.J.S.A. 2C:l-8(d). See DiProspero v. Penn, 183 N.J. 477, 492-93,
Such an approach is not a stretch, but a common-sense application of our existing lesser-included-offense jurisprudence. Passion/provocation would then be available to reduce aggravated manslaughter to manslaughter. This logical reading of N.J.S.A. 2C:ll-4(d)(2) harmonizes the statute with the rest of the Code of Criminal Justice. The absence of legislative action since the Grunow decision is not necessarily evidence of an intelligent design. Legislative inaction is not always a sign of acquiescence with one of our decisions. See State v. Hudson, 209 N.J. 513, 536,
III.
In conclusion, there was ample support in the record for the trial court’s charge on passion/provoeation manslaughter. The fatally flawed verdict sheet was “clearly capable of producing an unjust result,” R. 2:10-2, and therefore defendant’s conviction of aggravated manslaughter should be reversed. I am convinced that Grunow was wrongly decided and that the Appellate Division in Grunow came to the right result, for the reasons I have expressed. I therefore respectfully dissent.
For affirmance—Chief Justice RABNER and Justices LaVECCHIA, HOENS, PATTERSON, and Judge WEFING (temporarily assigned)—5.
For reversal—Justice ALBIN—1.