State v. GainesState v. Gaines
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The issue presented by this case has not been addressed by this Court and thus is one of first impression in North Carolina. At issue here is whether, in determining the capital or non-capital nature of first-degree murder trials, the aggravating circumstance as set forth in the capital punishment statutory law of this state, specifically
Under this subsection of the statute, in order for the State to proceed to try the case caрitally, the evidence for the State must be sufficiently substantial to permit a jury to find that the first-degree murder was “committed against a law-enforcement officer” (1) while he was “engaged in the performance of his official duties” or (2) “because of the exercise of his official duty.”
For the purposes only of the pretrial hearing in this case and this appeal, the parties have stipulated to the facts. The defendants, Allen Lorenzo Gaines, Bryan Cornelius Harris and A1 Mustafa Coleman, were each indicted on 2 December 1991 on one count of first-degree murder of Charlotte Police Officer Eugene Griffin. The State determined it would try the defendants capitally upon one aggravating circumstance, i.e.,
On 19 February 1992, Judge Robert D. Lewis held a hearing pursuant to the procedure approved in
State v. Watson,
310 N.C. 384, 312 S.E.2d 448 (1984) to determine whether the killing of Officer Griffin “was committed against a law-enforcement officer . . . while engaged in the performance of his official duties or because of the exercise of his official duty.”
On 22 November 1991, Officer Eugene Griffin, a duly sworn law enforcement officer with the Charlotte Police Department, was working in a secondary employment capacity for the Red Roof Inn. In addition to his regular police officer pay, Officer Griffin was being paid in accordance with his law enforcement officer status by the Red Roof Inn to provide, as a law enforcement officer, security for the motel, its property and its occupants. He was engaged in this secondary employment during hours that were not his regularly scheduled “on-duty” or on-shift hours with the Charlotte Police Department. In accord with the Charlotte Police Department regulations regarding such secondary employment, Officer Griffin wore his Charlotte Police Department uniform, which included his department-issuеd service revolver, his badge of office and his portable hand-held radio. The Red Roof Inn is within the territorial limits and jurisdiction of the Charlotte Police Department.
The employment of Officer Griffin with the Red Roof Inn was approved and regulated by the Charlotte Police Department in accordance with its General Order No. 8. The order specifically governs and controls a sworn law enforcement officer’s ability to accept and the manner in which he performs any secondary, supplemental employment. Officer Griffin, according to the stipulation of facts, was complying with the requirements of General Order No. 8 attached to said stipulation. This general order provides in particular that officers shall not work “off duty” in a police-related capacity for businesses that are not frequented by the general public. The general order further required that any officer so engaged be supervised by the Charlotte Police Department during his or her secondary employment by a full-time Coordinator “consistent with guidelines imposed by the department.” Additionally, this general order specifically provided that “officers engaged in secondary employment conform tо the same standard of conduct as applies to their on-duty activities. (This would specifically include the requirement that they enforce the law and not let themselves be bound by rules or restrictions a private employer may wish to enforce for his own purposes).”
At approximately ten minutes past twelve midnight, on 22 November 1991, defendant Gaines, accompanied by defendants Harris and Coleman, drove a black Nissan 200SX into the parking lot of the Red Roof Inn and parked close to the door of the lobby which was then occupied by Officer Griffin and the motel night auditor. Music from the automobile rаdio was loud and could be heard from within the office of the motel. After parking, the defendants exited the vehicle and approached the stairwell by the front-lobby entrance. Officer Griffin went to investigate and approached the defendants who were there to see a person in Room 201 named Anthony “Buster” Williams. Defendant Coleman was partially up the stairway and the remaining two defendants were standing close by when Officer Griffin stopped them. He advised them in words to the effect that “there was not going to be a party here tonight” and further that only one of the three would be allowed tо visit the occupant in Room 201. Defendant Gaines began arguing loudly with Officer Griffin about his not allowing all three of them to go to the room. With Officer Griffin’s permission, defendant Coleman proceeded upstairs and attempted to see Williams who did not open his door. Defendant Gaines questioned and argued with Officer Griffin as to his authority to deny all three of them access to the room, and Officer Griffin replied that he was a police officer employed by the Red Roof Inn and that they were to do what he said. Defendant Gaines persisted in arguing with Officer Griffin, whereupon the officer grabbed him by his coat with both hаnds and said “you will listen to what I say and you will leave the property.” Defendant Coleman then came back downstairs and after further words with Officer Griffin the defendants left the motel property in the black Nissan. As they drove past the lobby door and Officer Griffin, the defendants yelled obscenities and cranked their automobile radio to full volume.
Approximately twenty minutes after their first encounter with Officer Griffin, the defendants returned to the Red Roof Inn and parked the Nissan in a lot behind the Inn. They exited the vehicle, and Gaines placed a nylon stocking over his face and headed alone toward the motel with the shotgun. Gaines approached and started into the lobby front doors, which were opened for fresh air. Officer Griffin was seated on a sofa directly in front of the opened doors. At the entrance, defendant Gaines fired the shotgun at Officer Griffin. The night auditor was standing behind the counter between two computers and observed Officer Griffin attempt to stand, facing the door with a look of horror on his face just as the shоtgun spray hit him in the right side of his chest and knocked him back against the wall. Simultaneously, Officer Griffin attempted to draw his service revolver. After the shotgun blast, Officer Griffin grabbed his chest and moaned “I’ve been shot.”
Officer Griffin immediately called police communications with his portable radio and asked for immediate assistance, giving his location. At approximately the same time, the night auditor dialed 911 emergency for assistance. Charlotte Police Officers were dispatched and upon arrival found Officer Griffin lying beside the desk bleeding from the chest wound but still conscious. He was able to provide the officers with the suspects’ car license tag number and also information regarding their identity. He told the officers present that: “It was the same guys I had trouble with earlier.” Officer Griffin was mortally wounded and later died at Carolina’s Medical Center.
II.
In any pretrial hearing in a first-degree murder case to determine the capital or non-capital nature of the trial pursuant to the procedure approved in
Watson,
the trial court must determine upon the record and facts before it, as submitted by the parties, whether there is sufficient evidence to support a submission of an aggravating circumstance to the jury. In thе instant case, the only aggravating circumstance contended as appropriate by the State is within subdivision (8) of
The capital felony was committed against a law-enforcement officer, employee of the Department of Correction, jailer, fireman, judge or justice, former judge or justice, prosecutor or former prosecutor, juror or former juror, or witness or former witness against the defendant, while engaged in the performance of his official duties or because of the exercise of his official duty.
We have held it to be a cardinal principle that in the construction of statutes courts should always seek to give effect to the legislative intent, which may be discerned by consideration of the
purpose
of the statute, “the evils it was designed to remedy, the effect of proposed interpretations of the statute, and the traditionally accepted rules of statutory construction.”
State v. Tew,
326 N.C. 732, 738, 392 S.E.2d 603, 607 (1990). It is, of course, a fundamental principle of criminal
In ruling on whether or not an aggravating circumstance set forth in the statute should be submitted, the trial court must use the same standard applied in determining the appropriateness of a motion to dismiss at the end of the evidence. In State v. Stanley, 310 N.C. 332, 312 S.E.2d 393 (1984), this Court stated:
The evidence is to be considered in the light most favorable to the State; the State is entitled to every reasonable intendment and every reasonable inference to be drawn therefrom; contradictions and discrepancies are for the jury to resolve and do not warrant dismissal; and all of the evidence actually admitted, whеther competent or incompetent, which is favorable to the State is to be considered ....
310 N.C. at 339, 312 S.E.2d at 397. See also State v. Artis, 325 N.C. 278, 384 S.E.2d 470 (1989), sentence vacated in light of McKoy, 494 U.S. 433, 108 L. Ed. 2d 369 (1990), new sentencing ordered, 329 N.C. 679, 406 S.E.2d 827 (1991).
We have previously held that when an “on-duty” or on-shift law enforcement officer in uniform is murdered during the performance of his employment, the evidence supports submission of the aggravating circumstance set out in
With regard to the first requirement of subdivision (8) of the statute, it is clear from the stipulation, record and briefs submitted that the evidence fully supports that Officer Griffin was a duly sworn law enforcement officer when he was killed. Thus, we will address the latter alternative phrases of the statute concerning whether the officer was “engaged in the performance of his official duties” or was killed “because of the exercise” thereof.
With respect to the first of these two phrasеs the trial court concluded, and the defendants here contend, the officer was not engaged in his official duties within the meaning of this statutory language because of his “off-duty” secondary employment. Defendants contend that the record shows Officer Griffin, in the course of his two confrontations with the defendants, was performing no “official duties” of law enforcement, but rather was acting solely
as a security officer for the Red Roof Inn. We disagree and hold that the determination of this circumstance requires
With regard to the question of whether the officer was engaged in the performance of his official duties when he was murdered, it appears the trial court ruled the officer was not so engaged because he elected to eject the defendants from the premises of the Red Roof Inn instead of making an arrest. We find this to be an unduly narrow and an unrealistically restrictive interpretation of the term “official duties” as it relates in actual practice to law enforcement officers. Such an interpretation would seem to require that a law enforcement officer be actively and aggressively focused upon a particular criminal suspect, as in the case of actually drawing or firing his weapon or engaging in hot pursuit, in order for his public service to fall within the realm of “official duties.” We find this to be an inordinately strained and unnatural application of this term as it is normally used with respect to the official duties of all law enforсement officers, which includes such duties as investigative work (including stakeouts), crowd or traffic control, and routine patrol by automobile.
The power of arrest is unique to law enforcement officers.
With respect to Officer Griffin’s first encounter with the defendants, when they refused to obey his instruction to leave the premises pursuant to his authority, particularly after he had identified himself as a police officer, they became trespassers.
In North Carolina, a municipal law enforcement officer acting within his territorial jurisdiction is considered a peace officer who possesses “all of the powers invested in law enforcement officers by statute or common law.”
With regard to our laws dealing with a law enforcement officer’s duties as to arrest or search, there is no distinction between on-duty and off-duty status.
See
Precedent from other jurisdictions appears to support this view, both on the issue of the applicability of an aggravating circumstance such as the one now under review or upon the issue of assault on an officer. In State v. Berry, 391 So.2d 406 (La. 1980), an off-duty sheriffs deputy in his official uniform working as a bank guard was killed during a bank robbery while he was drawing his weapon. The court held he was acting in a law enforcement capacity for the purpose of the aggravating circumstance for capital murder. In Revene v. Charles County Commissioners, 882 F.2d 870 (4th Cir. 1989), the court stated that the lack of outward indicia suggestive of state authority, i.e., being on duty, wearing a uniform, or driving a patrol car, did not alone determine whether a police officer was acting under color of state law. Rather, the nature of the act performed by the officer controls. Id. In Revene, an off-duty deputy sheriff driving his own vehicle began following an individual. He pulled into a driveway behind the individual when he reached his destination. After some type of altercation, the deputy got out of his car, drew a handgun and fired, killing the individual. The Fourth Circuit held that the deputy, although off duty and оut of uniform, was acting under color of state law because the nature of his act involved official police action to enforce the law on a matter coming to his personal attention. Id.
The court in Duncan v. State, 163 Ga. App. 148, 294 S.E.2d 365 (1982), in particularly relevant language states:
The practice of municipalities which allows law enforcement officers while off-duty and in uniform, to serve as peace-keepers in private establishments open to the public is in the public interest. The presence of uniform officers in places susceptible to breaches of the peace deters unlawful acts and conduct by patrons in those places. The public knows the uniform and the badge stand for the authority of the government. The public generally knows that law enforcement officers have the duty to serve and protect them at all times.
163 Ga. App. at 149, 294 S.E.2d at 366.
This language from the Georgia court is consistent with the opinion of this Court in State v. McKoy, 323 N.C. 1, 372 S.E.2d 12, wherein we stated:
When in the performance of his duties, a law enforcement officer is the representative of the public and a symbol of the rule of law. The murder of a law enforcement officer ... in the truest sense strikes a blow at the entire public — the body politic — and is a direct attack upon the rule of law which must prevail if our society аs we know it is to survive.
323 N.C. at 46-47, 372 S.E.2d at 37 (quoting State v. Hill, 311 N.C. 465, 488, 319 S.E.2d 163, 177 (1984)).
In the instant case, looking directly at the nature and extent of the secondary employment here involved, we take particular note of the following language in General Order No. 8 of the Charlotte Police Department. This Order provides:
Officers shall not work off duty in a police related capacity for businesses not frequented by the general publics
The Department requires that officers engaged in secondary employment conform to the same standard of conduct as applies to their on duty activities. (This would specifically include the requirement that they enforce the law and nоt let themselves he bound by rules or restrictions a private employer may wish to enforce for his own purposes).
The Department shall insure that officers engaged in secondary employmentare properly supervised and that supervisors are directly responsible to the Department. . . .
(Emphasis added.)
The language of this general order, applying directly to the situation here involved, and a part of the record before the trial court, clearly demonstrates that in the instant case Officer Griffin was at all times, including specifically his “off duty” secondary employment, acting as a law enforcеment officer under the full supervision and control of the Charlotte Police Department for the sole purpose of “enforcing the law.” We thus hold that
The duty of a duly sworn law enforcement officer, independent of any secondary, incidental employment, is to act as a peace officer who possesses “all of the powers invested in law enforcement officers by statute or common law.”
With respect to the second encounter between the defendants and Officer Griffin, at the moment he was shot, we find there is sufficient evidence in the record to enable the State to carry its burden of proof that the officer was working as a law enforcement officer within the course and scope of his official duties. Officer Griffin was suddenly confronted with a common armed robbery scenario of a stocking-hooded male with a pointed firearm, and he was rising and drawing his weapon in response thereto. Further, it is a crime to conceal one’s identity by mask or hood and then enter or come upon the premises or enclosure of another, particularly with a drawn weapon.
We further find it relevant that pursuant to
With respect to the second prong of this portion of the statute, whether Officer Griffin was killed “because of the exercise of his official duty,” we conclude that there was substantial evidеnce before the court that the entire motivation for the killing of Officer Griffin was “because of” his actions as a police officer, so identified, during his first encounter with the defendants. Indeed, there can be no other reasonable interpretation of the dialogue between the defendants and their course of conduct during the ten to twenty minutes which expired between their first and second encounter with Officer Griffin than that the sole purpose of their second visit to the Red Roof Inn was to kill a “cop” because of his earlier law enforcement actions involving them. We therefore сonclude that there is substantial evidence from which a jury could find that the killing of Officer Griffin was because of his earlier exercise of his official duties as a law enforcement officer.
All of the officials enumerated in, and whose official status aggravates a murder pursuant to
Thus, with regard to the twо-pronged, alternative test of whether Officer Griffin was at the time “engaged in the performance of his official duties” or was killed “because of the exercise of his official duty,” we conclude there was sufficient evidence before the trial court to hold the State had carried its burden of showing both aspects of this test. We therefore hold that the State presented to the trial court sufficient evidence to establish all aspects of the requirements for presenting
Reversed and remanded.