192 Conn. 405 | Conn. | 1984
The defendant went to trial on a three-count information with each count charging him with the crime of larceny by receiving stolen property. After a trial to the jury, he was found not guilty on the first two counts
The defendant claims on appeal: (1) that the statute under which he was convicted is “totally defective” because it purports to allow a conviction without proof of criminal intent; (2) that that statute is unconstitutional in that it permits the state to obtain a conviction without proving the essential element of criminal intent beyond a reasonable doubt;
Certain evidence that was before the jury in this case is properly referred to at this point.
On March 16, 1981, at about 6:30 p.m., Paul Pyrch, Paul Melcher and John Yakubik all met at the newsstand, remained there about half an hour and then left and burglarized the home of Julian and Susan Bell in Fairfield. These three young men knew the defendant. All three returned to the newsstand sometime between 7:30 and 8 p.m. Before reentering the newsstand, they examined the property which they had taken from the Bell residence in the newsstand parking lot, “separated what was worth something and what wasn’t” and then went into the newsstand to weigh the more valuable items. When they entered, the defendant was busy working and they took the scales and went into the back room. According to Pyrch, before they left to commit the Bell burglary, the defendant had been told that they were going out to burglarize a house. When they returned, upon the defendant’s inquiry, they told him the general area of the Bell residence and also showed him what they had taken. Yakubik testified that the
The defendant admitted that he came into the back room where the other three young men were, that he “looked through it ... to make sure it was all gold” and that he was a “little bit suspicious.” After looking it over and touching it, the defendant said: “Looks nice. You guys did well.” He also said that it was the “amount” of the jewelry which they asked him to weigh, and which he admitted weighing, that made him suspicious. The defendant did the weighing, putting the final measure on it, and then, using a calculator, gave an estimate of value. The estimates of the time they were in the back room of the newsstand doing this ran as high as fifteen to twenty minutes. The defendant himself said that it took him five minutes to make the calculations.
The defendant first claims that the statute, i.e., § 53a-119 (8) is “totally defective” because it purports to allow conviction without proof of criminal intent. We cannot accept this claim. His argument here focuses on that language of that statute which provides: “A person is guilty of larceny by receiving stolen property if he receives, retains, or disposes of stolen property knowing that it has probably been stolen or believing that it has probably been stolen, unless the property is received, retained or disposed of with purpose to restore it to the owner. . . .” He maintains that criminal intent must be proved beyond a reasonable doubt to establish guilt and that doing away with criminal intent in a felony statute should neither be lightly inferred nor allowed. He further claims that the legislature, in enacting the statute, has so lowered the standard of proof that it has effectively eliminated any requirement of mens rea as well as no longer requiring that guilty knowledge be proven beyond a reasonable doubt. Thus,
In Morissette, the defendant openly took certain government property which consisted of bomb casings lying in an open area on a former Air Force practice bombing range which he had assumed were abandoned. He candidly admitted taking them and was tried and convicted for “knowingly” converting government property. The trial court rejected his claim that he thought the property was abandoned and took from the jury the question of mens rea instructing: “ ‘The question on intent is whether or not he intended to take the property.’ ” Morissette v. United States, supra, 249. The Supreme Court reversed the conviction and held that the crime required proof of criminal intent.
Our examination of Morissette does not, however, fully dispose of the defendant’s claim. The defendant also claims the statute is defective as it purports to do away with guilty knowledge. We do not agree. We recognize the proposition that “[t]he existence of a mens rea is the rule of, rather than the exception to, the principles of Anglo-American criminal jurisprudence.” (Emphasis in original.) Dennis v. United States, 341 U.S. 494, 500, 71 S. Ct. 857, 95 L. Ed. 1137 (1951); see United States v. Freed, 401 U.S. 601, 613, 91 S. Ct. 1112, 28 L. Ed. 2d 356, reh. denied, 403 U.S. 912, 91 S. Ct. 2201, 29 L. Ed. 2d 690 (1971). We have recently
Our rule has been that an error of judgment in failing to realize the stolen character of the goods involved is not the equivalent of guilty knowledge. State v. Newman, 127 Conn. 398, 401, 17 A.2d 774 (1940). “Actual knowledge that the property has been stolen is necessary, but the trier ‘would not be justified in finding knowledge unless the facts referred to were such that a reasonable man — the accused as a reasonable man-should have inferred and gathered from them knowledge that the goods were stolen.’ State v. Weiner, 84 Conn. 411, 418 [80 A. 198 (1911)].” State v. Appletree, 35 Conn. Sup. 531, 534, 394 A.2d 744 (1977); see also State v. Fredericks, 149 Conn. 121, 124, 176 A.2d 581 (1961). We do not regard the enactment of General Statutes § 53a-119 (8) as having modified these principles. State v. Appletree, supra.
Some courts have held that guilty belief is equivalent to guilty knowledge on the part of a receiver. See State
We turn to the related claim that General Statutes § 53a-119 (8) is unconstitutional because it permits the state to obtain a conviction without proving the essential element of criminal intent beyond a reasonable doubt. This, the defendant argues, violates his due process rights under the fourteenth amendment to the United States constitution. Additionally, he maintains that the state’s “apparent burden” on the issue of “guilty knowledge or criminal intent” is unconstitutionally lowered to proving the knowledge or belief that the property was “probably stolen.” The defendant also argues that under the court’s instructions the jury could not make a determination that “the essential element of knowledge or specific intent” had to be proven beyond a reasonable doubt. In rejecting these claims, we have in mind what we have said in this opinion about the “intent” required by the statute.
The due process clause of the fourteenth amendment protects an accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged. In re Winship, 397 U.S. 358, 364, 90 S. Ct. 1068, 25 L. Ed. 2d 368 (1970); see Mullaney v. Wilbur, 421 U.S.
The defendant’s claim that the state’s burden on the issue of “guilty knowledge or criminal intent” has been unconstitutionally lowered because of the use of the word “probably” is without merit.
We turn next to the defendant’s attack on the court’s instructions to the jury. While conceding that the court instructed that there must have been an “actual belief, in the defendant’s mind, that the property was probably stolen,” he first claims that the court “needlessly confused the jury and needlessly lowered” the state’s burden of proof in instructing that “if he knew or believed more probably than not it had been stolen, that would be sufficient.” He maintains that the instructions
“If justice is to be done ... it is of paramount importance that the court’s instructions be clear, accurate, complete and comprehensible, particularly with respect to the essential elements of the alleged crime.” United States v. Clark, 475 F.2d 240, 248 (2d Cir. 1973); see State v. Kurvin, supra, 561; State v. Griffin, supra, 163. With the defendant’s not guilty plea the burden rested on the state to demonstrate his guilt by proving each essential element of the crime charged beyond a reasonable doubt. Mullaney v. Wilbur, supra; In re Winship, supra; State v. Griffin, supra, 162. We examine the charge as a whole to decide whether it “gave the jury a clear understanding of the elements of the crime charged and the proper guidance to determine if those elements were present.” State v. Avila, 166 Conn. 569, 574, 353 A.2d 776 (1974).
Our review of the court’s instructions demonstrates that the state was properly held to prove all of the essential elements of the crime charged beyond a reasonable doubt. No burden was cast on the defendant to prove himself innocent of the element of the mental state required for the crime involved. The record does not support the argument that the jury was “confused.” The jury is presumed, in the absence of a fair indication to the contrary, to have followed the court’s instructions as to the law. State v. Washington, 182 Conn. 419, 429, 438 A.2d 1144 (1980); State v. Baus-man, 162 Conn. 308, 314, 294 A.2d 312 (1972); State v. Smith, 156 Conn. 378, 383, 242 A.2d 763 (1968);
The defendant claims next that the court erred when it refused to charge the jury in accordance with his request to charge
“ Tt is the law of this state that a request to charge which is relevant to the issues of the case and which is an accurate statement of the law must be given. . . . It is, however, also the law of this state that a refusal to charge in the exact words of a request will not constitute error if the requested charge is given in substance.’ Mazzucco v. Krall Coal & Oil Co., 172 Conn. 355, 357, 374 A.2d 1047 (1977); see also State v. Maresca, 173 Conn. 450, 460, 377 A.2d 1330 (1977); State v. Bennett, 172 Conn. 324, 330, 374 A.2d 247 (1977); State v. Avila, 166 Conn. 569, 574, 353 A.2d
The defendant’s next claim of error is that the court “confused” the jury by its inadequate instructions on the evidence required to prove retention. This claim
Although we recognize that “[i]n dealing with statutory language, the court has a duty to avoid confusing the issues by ‘over definition’ State v. Girouard, 135 Vt. 123, 140, 373 A.2d 836 (1977); we note that no exception was taken to the charge on the grounds now asserted.
Finally, the defendant claims that there was insufficient evidence to support the verdict of guilty of larceny in the first degree. He argues that, even assuming that it could be found that he did receive and exercise control over stolen property, the state still failed to sustain its burden of proving that such property had a value in excess of $2000. We disagree.
In determining whether the evidence is sufficient to sustain a verdict, we have said that “ ‘the issue is whether the jury could have reasonably concluded, upon the facts established and the reasonable inferences drawn therefrom, that the cumulative effect of the evidence was sufficient to justify the verdict of guilty beyond a reasonable doubt. . . . [T]he evidence presented at trial must be given a construction most favorable to sustaining the jury’s verdict.’ ” State v. Giguere, 184 Conn. 400, 402-403, 439 A.2d 1040 (1981); see Jackson v. Virginia, 443 U.S. 307, 318-19, 99 S. Ct. 2781, 61 L. Ed. 2d 560, reh. denied, 444 U.S. 890, 100 S. Ct. 195, 62 L. Ed. 2d 126 (1979); State v. Kish, 186 Conn. 757, 767, 443 A.2d 1274 (1982). “Each essential element of the crime charged must be established by proof beyond a reasonable doubt”; State v. Stankowski, 184 Conn. 121, 126, 439 A.2d 918, cert. denied, 454 U.S. 1052, 102 S. Ct. 596, 70 L. Ed. 2d 588 (1981); and “ ‘although it is within the province of the jury to draw reasonable logical inferences from the facts proven, they may not resort to speculation and conjecture.’ ”
Certain of the evidence we have already set out justifies a finding by the jury that the defendant knew or believed that the property brought into his newsstand by the three young men had probably been stolen. General Statutes § 53a-119 (8). There remains the defendant’s claim that the evidence was not sufficient to demonstrate that the defendant “did retain” an amount of the Bell jewelry in excess of $2000 in value and that he exercised control or dominion over such property. The state, claiming the evidence was sufficient, argues that he did act with reference to the Bell jewelry in the back room of his newsstand, either physically or constructively, in a manner that caused that jewelry to be withheld permanently from the Bells. See General Statutes §§ 53a-122 (a) (2), 53a-119 (8). We agree with the state.
In its instructions, the court told the jury that the term “retains” meant “to keep or hold property.” The word “retain” has been defined to mean “to hold or continue to hold in possession or use.” Webster, Third New International Dictionary. “Possession” may be actual or constructive. “In criminal law, the word ‘possession’ generally denotes ‘ “an intentional control of a designated thing accompanied by knowledge of its character.” ’ ” State v. Kas, 171 Conn. 127, 130, 368 A.2d 196 (1976) (possession of stolen goods); State v. Schoenbneelt, 171 Conn. 119, 125, 368 A.2d 117 (1976) (possession of recently stolen property). “Possession” may be joint as where two or more persons have dominion and control over the articles involved and where
“The duration of the possession is immaterial; possession for a brief period only is sufficient.” 76 C. J.S., Receiving Stolen Goods § 6 (b), n.6, citing State v. Krupin, 100 N.J.L. 7, 125 A. 97 (1924), aff'd, 101 N.J.L. 228, 127 A. 270 (1925) (mere receipt of stolen goods, knowing them to be stolen, even if only for carting or storing temporarily or if only to hide them or to assist the thieves in disposing of them held sufficient). An early case affirmed a conviction for receiving stolen goods, i.e., money, saying in part that the defendant is guilty if he retains the stolen goods “for a single moment . . . .” Leonardo v. Territory, 1 N.M. 291, 294 (1859). We conclude that to come within § 53a-119 (8) the state need only demonstrate that the accused has retained another’s property with the requisite knowledge of its stolen character for any period of time which, upon the evidence, would justify a rational jury in finding a retention in fact. This is so whether the retention involves actual or constructive possession or exclusive or joint possession.
On the evidence, the jury could reasonably have found that the defendant obtained possession or control over the stolen property weighed and evaluated. We cannot accept the defendant’s claim that he was merely present. Mere presence in the vicinity of stolen property, “unilluminated by other facts” is insufficient proof of possession. United States v. Romano, 382 U.S. 136, 141, 86 S. Ct. 279, 15 L. Ed. 2d 210 (1965); State v. Kas, supra; State v. Dall, 305 A.2d 270 (Me. 1973). We have already referred to some of the illuminating facts and there are others. The defendant would not weigh the jewelry for its metal value until any valuable stones, such as a diamond, had been “popped out.” He had examined it and looked through it “to make sure it was
Moreover, the evidence is sufficient to support the finding that the value of that property was in excess of $2000. The rule that an owner of property may testify as to its value is applicable in criminal as well as civil cases. State v. Baker, 182 Conn. 52, 60-61, 437 A.2d 843 (1980). Mr. and Mrs. Bell both testified concerning the articles that were stolen from their home on March 16, 1981, as well as testifying as to their value.
“In a criminal case, it is within the province of a jury to draw reasonable and logical inferences from proven facts.” State v. Williams, 169 Conn. 322, 336, 363 A.2d 72 (1975). A trier may base an inference on facts it finds as a result of other inferences. State v. Gonski, supra. There was sufficient basis in the facts established by the cumulative evidence from which the jury could logically infer and on which they could properly rely to predicate their finding that the defendant retained stolen goods with a value in excess of $2000. Cf. State v. Saracino, 178 Conn. 416, 423 A.2d 102 (1979).
There is no error.
In this opinion the other judges concurred.
The first count alleged that the crime was committed on March 3,1981, and involved the property of one Richard Nabb of Fairfield valued in excess of $2000. The second count alleged that the crime was committed on March 9,1981, and involved the property of one Jean Higgins of Fairfield valued in excess of $500.
General Statutes § 53a-119 (8) provides in part: “A person is guilty of larceny by receiving stolen property if he receives, retains, or disposes of stolen property knowing that it has probably been stolen or believing that it has probably been stolen, unless the property is received, retained or disposed of with purpose to restore it to the owner.”
General Statutes § 53a-122 (a) (2) provides: “A person is guilty of larceny in the first degree when . . . the value of the property or service exceeds two thousand dollars.”
It is not at all clear from the record before us to what extent the first and second claims the defendant makes on appeal were raised and decided in the trial court. The defendant, nevertheless, claims review arguing that they come within the second ‘ ‘exceptional circumstance’ ’ of State v. Evans, 165 Conn. 61, 70, 327 A.2d 576 (1973), “where the record adequately supports a claim that a litigant has clearly been deprived of a fundamental constitutional right and a fair trial.” We will consider them under Evans.
The transcript of this six-day trial discloses numerous conflicts in the evidence. Where the sufficiency of the evidence to support a finding of guilt beyond a reasonable doubt is challenged, the United States Supreme Court has said: “[T]he relevant question is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” (Emphasis in original.) Jackson v. Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 61 L. Ed. 2d 560, reh. denied, 444 U.S. 890, 100 S. Ct. 195, 62 L. Ed. 2d 126 (1979).
In doing so, the Supreme Court said: “We hold that mere omission from § 641 [18 U.S.C. § 641] of any mention of intent will not be construed as eliminating that element from the crimes denounced.” Morissette v. United States, 342 U.S. 246, 263, 72 S. Ct. 240, 96 L. Ed. 288 (1952).
In his discussion in Morissette of the prominence of the concept of intent, Justice Jackson said: “Unqualified acceptance of this doctrine by English common law in the Eighteenth Century was indicated by Blackstone’s sweeping statement that to constitute any crime there must first be a ‘vicious will.’ ” Morissette v. United States, 342 U.S. 246, 251, 72 S. Ct. 240, 96 L. Ed. 288 (1952).
Some years later, in 1977, Chief Justice Warren Burger, speaking for the court, said: “Although Blackstone’s requisite ‘vicious will’ has been replaced by more sophisticated and less colorful characterizations of the mental state required to support criminality . . . intent generally remains an indispensable element of a criminal offense.” United States v. United States Gypsum Co., 438 U.S. 422, 437, 98 S. Ct. 2864, 57 L. Ed. 2d 854 (1978).
In a terse statement unsupported by any authority in his brief, the defendant asserts that the statute is constitutionally defective because it
The argument that the word “probably” establishes a standard which is impermissibly vague in a criminal statute was answered in State v. Appletree, 35 Conn. Sup. 531, 394 A.2d 744 (1977), where the court construed that term as used in General Statutes § 53a-119 (8) as meaning “more likely than not.” In that case, the court concluded that there was “no imprecision in a word which can be translated into the arithmetical concept of greater than 50 percent.” State v. Appletree, supra, 533.
“The test for vagueness is whether the statute gives ‘adequate warning of what activities it proscribes.’ Broadrick v. Oklahoma, 413 U.S. 601, 607, 93 S. Ct. 2908, 37 L. Ed. 2d 830 [1973]. ‘[L]aws [must] give the person of ordinary intelligence a reasonable opportunity to know what is prohibited, so that he may act accordingly.’ Grayned v. City of Rockford, 408 U.S. 104, 108, 92 S. Ct. 2294, 33 L. Ed. 2d 222 [1972].” State v. Tedesco, 175 Conn. 279, 288, 397 A.2d 1352 (1978). The meaning of the statute, insofar as the mental state required of a defendant, is clear. It does not require persons of common intelligence to guess at its meaning and differ as to its application. Connally v. General Construction Co., 269 U.S. 385, 391, 46 S. Ct. 126, 70 L. Ed. 322 (1926). The claim of vagueness must be rejected.
The defendant’s request to charge was the following:
“The statute in this case reads as follows: ‘Receiving stolen property. A person is guilty of larceny by receiving stolen property if he receives, retains, or disposes of stolen property knowing that it has probably been stolen, or believing that it has probably been stolen, unless the property is received, retained or disposed of with purpose to restore it to the owner.’
“The word retain in this statute means to hold or keep in possession.
“The word receive in this statute means to acquire or take into possession.
“Therefore if you find that Pyrch, Melcher, and Yakubik went into Lee’s News Room with stolen merchandise you must then determine whether or not the defendant received or retained that stolen merchandise. You may not find the defendant guilty of receiving stolen property under this statute unless you first find that there was a transfer of control over the stolen merchandise from Pyrch, Melcher and Yakubik to the defendant Lee Gabriel and that the defendant Lee Gabriel took the stolen merchandise into his possession.”
That portion of the court’s charge which is attacked in the defendant’s brief states: “Now, the statute uses the words ‘receives, retains, or disposes.’ The State must also prove that the defendant received, retained or disposed of the stolen property.
“The connecting word or is used. So the evidence upon this element of the crime would be sufficient if it proved the defendant received or retained or disposed of the property. Any one of those three.
“Now, the word received means to acquire possession or control. Manual possession is not essential. Manual possession is not necessary. It is
“It is also sufficient if the defendant has used the property to make a loan on it and has pledged it as security. As in the case of a pawnbroker who lends money in situations such as this.
“The word retain means to keep or hold property. Where a person initially receives stolen property — incidentally, he would be guilty if he learned later that the property had been stolen and continued to retain it.
“The expression disposes of means to transfer or relinquish possession or control of the property or to affect a virtually permanent or final change in its nature of character. So as to make restoration or reconstruction of the merchandise.”
We point out that the court’s instruction that manual possession was not necessary or essential was not excepted to by the defendant. At the close of the charge, defense counsel said: “My exception would be on your failure to charge as per my request submitted this morning — the last part of it.”
One of the participants in the Bell burglary, John Yakubik, testified concerning the defendant: “He balanced out the scale, threw everything on the scale after the stones were removed, threw everything on the scale, weighed it out. He has a calculator, knew how much it was an ounce. He punched whatever he had to punch to get a number and the rough estimate.”
There was admitted into evidence a list of the articles taken in the Bell burglary.
Pyrch testified that “[t]he sapphire was set in the gold ring.”
Immediately after Pyrch recounted this, the following questions were placed and these answers received from him on direct examination by the state:
“Q: Now, the diamond sapphire ring; was that brought in?
“A: Yes, it was.
“Q: And diamond earrings?
“A: Yes.
“Q: So you brought in items other than gold and silver in addition?
“A: Yes. If you say sapphire, yes.
“Q: Now these items were taken where in the store?
“A: In the back room.
“Q: Were they weighed?
“A: Yes.
“Q: By whom?
“A: Lee.”