194 Conn. 573 | Conn. | 1984
This is an appeal by the defendant Gerald Fullwood from his conviction, after a jury trial, on the charge of being a persistent dangerous felony offender under General Statutes § 53a-40 (a).
The defendant, in his numerous assignments of error, has put into issue the trial court’s denial of: (1) his motion for dismissal of the charge against him; (2) his motion for discovery; (3) his motion for recusal of the
I
In the trial court, the defendant moved for dismissal of the charge against him on three grounds that he continues to press on his appeal: (1) the state’s failure to comply with the requirements of Practice Book § 648 concerning the warning to be given a person accused of being a persistent dangerous felon; (2) the state’s attorney’s abuse of his prosecutorial discretion in selectively and discriminatorily prosecuting the defendant; and (3) the state’s attorney’s abuse of his prosecutorial discretion in vindictively prosecuting the defendant. We agree with the trial court that dismissal of the charge was not warranted.
The defendant maintains that he was not properly charged as a persistent dangerous felony offender, on part II of the indictment against him, because of the state’s noncompliance with the procedural requirements of Practice Book § 648. In 1979, when the defendant was charged, § 648 specified that, before being put to plea on a two-part indictment, a defendant was to be notified by the clerk “in the absence of the judicial authority, of the contents of the second part” of the indictment, and the clerk was to “enter on the docket the time and place of the giving of such notification . . . .”
In his appeal from the denial of his motion for dismissal the defendant also claims that he was the victim of selective prosecution and, as an ancillary claim, that he was entitled, in his motion for discovery, to obtain the records of other felons who might have been charged with being persistent dangerous felony offenders. With respect to the discovery motion, the defendant concedes that this motion was denied without prejudice to its renewal at a later time, and was never renewed. In the absence of a final denial of the discovery motion, the propriety of the trial court’s order is not reviewable. The defendant has cited no probative evidence in the record which would otherwise support his claim of discriminatory exercise of prosecutorial discretion. See Oyler v. Boles, 368 U.S. 448, 454-57, 82 S. Ct. 501, 7 L. Ed. 2d 446 (1962); State v. Tedesco, 175 Conn. 279, 289, 397 A.2d 1352 (1978); State v. Daley, 147 Conn. 506, 508-509, 163 A.2d 112, cert. denied, 364 U.S. 887, 81 S. Ct. 178, 5 L. Ed. 2d 107 (1960). This claim of error has therefore not been established.
The defendant claims finally that the motion to dismiss was erroneously denied because he was the victim of prosecutorial vindictiveness. The defendant alleges that the state’s attorney sought to indict the defendant as a persistent dangerous felon to punish the defend
II
The defendant maintains that the trial judge erred in denying the defendant’s motion for recusal. The defendant alleges that the trial judge, prior to the trial, made suggestions for a proposed disposition of the case and participated in pretrial discussions and negotia
The defendant cannot prevail on this claim of error because he has provided a record which fails to reveal the contents of the allegedly prejudicial negotiations in which the trial judge took part. In the trial court, defense counsel stated that he had “shared” with the defendant “some suggestions and recommendations which came from your Honor in connection with the proposed disposition of this case. I have the sense that having participated in this pretrial discussion and negotiation, that it is probably improper for the Court to remain in this case, and I respectfully call to the Court’s attention, the fact that we have previewed this matter between Your Honor and myself, prior to going to Somers to discuss it with [the defendant] . . . .’’It is not claimed that the state’s attorney either participated in, or had knowledge of, what had transpired. The court responded to the motion for recusal by stating, “certainly, Mr. Shasha [defense counsel], you know the purpose of that prior discussion was to try to settle this matter and to resolve it. This is a Jury trial, and if judges are not to be allowed to enter into negotiations in an attempt to settle cases or dispose of cases, then I’m afraid we’re in a lot of trouble. So, if you are objecting to that and asking me to disqualify myself, that Motion is denied.”
Although this record raises the possibility of judicial misconduct, it does not establish with sufficient certainty what took place in chambers to require us to conclude that disqualification was clearly required. Evidently the trial judge improperly engaged in “ex parte . . . communications concerning a pending or
The defendant has equally failed to substantiate his related allegation that the trial judge’s rulings on various pretrial and trial motions demonstrate actual bias.
Ill
The defendant urges that the trial court erred in denying his motion for mistrial based upon allegedly prejudicial statements made by the state’s attorney in his closing argument to the jury. Although the trial court sustained the defendant’s objections to most of the statements now complained of, and gave a curative instruction, the defendant claims that the cumulative effect of what transpired deprived him of a fair trial.
The remarks at issue are justified by the state as rebuttal to statements made in the closing argument of defense counsel. The defendant’s closing argument acknowledged that the defendant had voluntarily pleaded guilty to robbery, and that he had previously been convicted of rape, for which he had served four years in state prison. The question for the jury was, therefore, alleged to be: “[W]hat kind of a man is he? Is he a persistent dangerous felon from what you know
In the ensuing state’s closing argument, the following remarks were made. Attempting to explain the elements of “persistent” and “dangerous” as they relate to the charge of being a persistent dangerous felon, the state’s attorney said “I think some of you may feel that an armed robbery is dangerous or a rape before whether it was of a girl under 16 or of a woman over 16 by force. Maybe that’s not dangerous to you, maybe he should have three or four opportunities or convictions of rape . . . .” He continued, “I want to say to you right now, Mr. Shasha very well knows I can’t tell you what kind of a man he is except to tell you he’s the same man who raped a woman whether a child or not a child back in 1969 or ’70.” After the defendant’s objection to such remarks was sustained, the state continued: “I will say to you only, what kind of man is he? He’s the kind of a man who raped somebody prior to March 17,1970, and was sentenced to eight to fifteen years in prison, and after four years he got out. December 16,1978, he’s got a loaded gun robbing a store here in New London.” The defendant’s objection that the state was going beyond the evidence, since there was no record of the defendant’s having a loaded gun, was sustained. Finally, the state’s attorney alluded to his own personal belief that the defendant was guilty, and referring to defense counsel, stated, “[h]e has agreed with me that this Defendant is guilty beyond a reasonable doubt.”
We have recently had occasion to review the test by which allegedly improper prosecutorial comment is to be measured. “ ‘The question before us on this appeal is not, primarily, whether the remarks in question were proper or improper, but it is whether the action of the trial court in refusing to grant a new trial on account of them, in the exercise of its discretion, so far exceeded or abused the discretion committed to it in a matter of this kind as to warrant us in granting a new trial.’ State v. Laudano, 74 Conn. 638, 646, 51 A. 860 (1902).” State v. Couture, 194 Conn. 530, 562, 482 A.2d 300 (1984). This court, nonetheless, has supervisory power to vacate a judgment of conviction and to order a new trial to deter prosecutorial misconduct which, while not so egregious as to deprive the defendant of a fair trial, is “ ‘unduly “offensive to the maintenance of a sound judicial process.” ’ ” State v. Ubaldi, 190 Conn. 559, 570, 462 A.2d 1001, cert. denied, 464 U.S. 916,104 S. Ct. 280, 78 L. Ed. 2d 259 (1983); State v. Binet, 192 Conn. 618, 629, 473 A.2d 1200 (1984). This case, however, does not involve deliberate prosecutorial disregard of express judicial directions or established rules of fair play. Since there is thus no occasion for the exer
Applying that test to the case before us, we conclude that the trial court was not obligated to order a new trial for the defendant. It may well have been incorrect for the state’s attorney to comment on what kind of a man the defendant was, but that argument was invited by the defense summation. State v. Falcone, 191 Conn. 12, 23, 463 A.2d 558 (1983). It was error to refer to a loaded gun, where there was no such evidence, but that remark was isolated and immediately corrected by the court. Furthermore, the motion for mistrial did not rely upon this remark, but rather emphasized the tone of voice in which the state’s attorney addressed the jury.
In his motions for acquittal and to set aside the verdict, the defendant unsuccessfully urged the trial court to hold that the state had failed to prove either of the two elements of the crime that General Statutes § 53a-40 (a) describes as the offense of being a persistent dangerous felon. The statute defines a persistent dangerous felony offender as “a person who (1) stands convicted of . . . robbery in the first or second degree . . . and (2) has been, prior to the commission of the present crime, convicted of and imprisoned . . . for any of the following crimes: . . . (B) . . . prior to October 1,1971 . . . any of the crimes enumerated in . . . [section] 53-238 . . . .’’The defendant’s appeal claims that his plea of guilty to robbery does not establish that he “stands convicted” for the purposes of subsection (a) (1) of § 53a-40, and that his 1970 conviction of rape does not establish that he was convicted under § 53-238 for the purposes of subsection (a) (2) of § 53a-40. We do not agree.
The defendant argues that he does not “stand convicted” of the crime of robbery, despite his plea of guilty to that charge on the first part of the indictment against him. He maintains first, that as a matter of law, a plea of guilty does not constitute a conviction, because there can be no conviction until there has been a final judgment after the imposition of a sentence. He maintains, furthermore, that as an evidentiary matter, the state did not adduce proper proof of his plea of guilt.
The question of law raised by the defendant relies on our holding in State v. Couture, 151 Conn. 213, 219, 196 A.2d 113 (1963), that “[t]o prove a conviction, it is necessary to show it by the record of a valid, subsisting final judgment.” The conviction which was at issue in that case was not however a conviction under
The related evidentiary objection to the state’s showing that the defendant “stands convicted” of robbery is equally unpersuasive. The state sought to prove that the defendant had pled guilty by: (1) testimony by the
The defendant’s final claim is that the state failed to prove the second element of the crime charged by § 53a-40 (a), his prior conviction of a crime encompassed by General Statutes § 53-238.
There is no error.
In this opinion the other judges concurred.
General Statutes § 53a-40 provided in relevant part, in 1979: “Sec. 53a-40. PERSISTENT OFFENDERS: DEFINITIONS; DEFENSE; AUTHORIZED SENTENCES. (a) A persistent dangerous felony offender is a person who (1) stands convicted of manslaughter, arson, kidnapping, sexual assault in the first or third degree, sexual assault in the first or third degree with a firearm, robbery in the first or second degree, or assault in the first degree; and (2) has been, prior to the commission of the present crime, convicted of and imprisoned, under a sentence to a term of imprisonment of more than one year or of death, in this state or in any other state or in a federal correctional institution for any of the following crimes: (A) The crimes enumerated in subdivision (1), the crime of murder, or an attempt to commit any of said crimes or murder; or (B) prior to October 1, 1975, any of the crimes enumerated in sections 53a-72, 53a-75 or 53a-78 of the general statutes, revision of 1958, revised to 1975, or prior to October 1,1971, in this state, assault with intent to kill under section 54-117, or any of the crimes enumerated in sections 53-9, 53-10, 53-11, 53-12 to 53-16, inclusive, 53-19, 53-21, 53-69, 53-78 to 53-80, inclusive, 53-82, 53-83, 53-86, 53-238 and 53-239 of the general statutes, revision of 1958, revised to 1968, or any predecessor statutes in this state, or an attempt to commit any of said
The defendant has withdrawn his related appeal, #11138, from the trial court’s denial of his motion for extension of time to file an appeal.
Practice Book § 648 provided, in 1979: “Prior to the time the defendant is put to plea pursuant to Sec. 647, the clerk shall notify the defendant, in the absence of the judicial authority, of the contents of the second part of the information. The clerk shall enter on the docket the time and place of the giving of such notification and, where necessary, shall include entry thereof in the judgment file.”
Canon 3.A. (4) of the Code of Judicial Conduct provides: “canon 3. A JUDGE SHOULD PERFORM THE DUTIES OF HIS OFFICE IMPARTIALLY AND DILIGENTLY. The judicial duties of a judge take precedence over all his other activities. His judicial duties include all the duties of his office prescribed by law. In the performance of these duties, the following standards apply: A. Adjudicative Responsibilities. ... (4) A judge should accord to every person who is legally interested in a proceeding, or his lawyer, full right to be heard according to law, and, except as authorized by law, neither initiate nor consider ex parte or other communications concerning a pending or impending proceeding. A judge, however, may obtain the advice of a disinterested expert on the law applicable to a proceeding before him if he gives notice to the parties of the person consulted and the substance of the advice, and affords the parties reasonable opportunity to respond.”
Practice Book §§ 694 and 706 provide: “SEC. 694. NOTICE OF plea agreement. If a plea agreement has been reached by the parties, which contemplates the entry of a plea of guilty or nolo contendere, the judicial authority shall require the disclosure of the agreement in open court or, on a showing of good cause, in camera at the time the plea is offered. Thereupon the judicial authority may accept or reject the agreement, or he may defer his decision on acceptance or rejection until there has been an opportunity to consider the presentence report, or he may defer it for other reasons.”
“Sec. 706. notice of agreement. If the parties reach an agree*581 ment which contemplates the entry of a plea of guilty or nolo contendere, they may advise the judicial authority in advance of the plea. The judicial authority may indicate whether he will concur in or reject the proposed disposition.”
The defendant has separately assigned as error the evidentiary rulings of the trial court that overruled the defendant’s objection to the state’s reference to the defendant as "Gerald Fullwood aka John Williams.” The defendant appears to acknowledge that occasional use of the double name was warranted by the form of the indictment, which was similarly denominated. The appeal contests the state’s “constant” or “continuous” use of both names. The defendant has, however, wholly failed to present this claim in the manner provided by Practice Book § 3060F (c) (3), which requires the brief to contain “references to the page or pages of the transcript.” Accordingly, we decline to .review this evidentiary claim. See State v. DeForge, 194 Conn. 392, 395-96 n.1, 480 A.2d 547 (1984); State v. Vass, 191 Conn. 604, 621, 469 A.2d 767 (1983).
The defendant stated, in his oral motion for mistrial: “If Your Honor please, I think the record should note that during his closing argument Mr. Satti not only pounded on the table on a couple of occasions, I would say he fairly shouted to the jury when he said a point Your Honor has already ruled on that he’s the kind of man who raped a child. At this point he pounded on the table and shouted, and the tenor of his remarks with regard to what kind of person the accused was with gestures and raising his voice as he did I think is inconsistent with the dispassionate administration of justice as is required by the prosecuting authority, and it was to such extreme, I submit to the Court, that as to inflame this jury with regard to Mr. Satti’s passion in connection with this case; and I, therefore, move for a mistrial.”
The text of General Statutes § 53a-40 (e) is to be found at footnote 1, supra.
General Statutes § 53-238 provided, in 1970: “Sec. 53-238. rape. Any person who commits the crime of rape upon any female shall be imprisoned in the State Prison not more than thirty years. Any person who carnally knows any female under the age of sixteen years shall be guilty of rape and shall be fined not more than one thousand dollars or imprisoned not more than thirty years or both. No female under the age of sixteen years shall be deemed capable of consenting to an act of intercourse.”