193 Conn. 238 | Conn. | 1984
The defendant was convicted after a trial to a jury of robbery in the first degree in violation of General Statutes § 53a-134 (a) (4). On this appeal, he claims that the trial court erred in: (1) admitting evidence of the out-of-court identification of the defendant made by three witnesses in that they were derived from unnecessarily suggestive procedures and were unreliable; (2) permitting the in-court identification of the defendant by those three witnesses since they were made with the assistance of their improper out-of-court identifications; (3) excluding from evidence a response from one of the three identification witnesses regarding whether she had previously identified a photograph of a person other than the defendant as the perpetrator of the crime; and (4) failing to instruct
The jury could reasonably have found the following facts: On June 8, 1978, at approximately 3 p.m., two black males entered Crandall’s Package Store in New London. One of the two, the defendant, approached the counter behind which one of the package store employees, Shirley A. Santangelo, was standing. When Santangelo looked up, the defendant was standing about two steps away from her pointing a pistol at her. He told her that “this is a holdup” and he cocked the hammer on the pistol. The defendant then moved toward Elizabeth LaPlante, the proprietor of the store. He placed his arm around LaPlante and moved his hand up and down her side apparently frisking her. The defendant told LaPlante to go behind the counter and take the money out of her cash drawer. LaPlante did this, placing the money in a paper bag. At this time, the other black male, who was also armed, was near the front door. After LaPlante emptied the cash drawer, the defendant insisted that there was more money in the store, although he had been told otherwise, and he threatened to hit LaPlante if she did not give him more money. The defendant was then distracted by a noise and customers who had entered the store. The defendant then ordered LaPlante, Santangelo, and the customers into a room in the back of the store. He told them to put their wallets and the contents of their pockets into the bag containing the money from the cash drawer, and the victims did so. At about this time, Donald Barry, an off duty state trooper who was approaching the entrance to a bar located next to the package store, became aware that “something [was] going on at the package store . . . .’’As Barry approached the front of the store, the defendant’s
After the robbery had occurred, police officers arrived at the package store and a brief description of the events was taken by Officer Glenn Davis of the New London police department. Santangelo described one of the perpetrators, the defendant, to Davis as being a short, stocky black male, approximately five feet ten inches, and gave a description of his clothing. LaPlante “verified” this description. This description was included in Davis’ written report of the robbery.
Later that day, Santangelo went to the New London police station where she viewed approximately six hundred to seven hundred mug shots without making an identification. Approximately two weeks later, Santangelo viewed a series of approximately one hundred slides at the Norwich police station without making an identification. Barry also viewed in excess of one hundred slides at the Norwich police station without making an identification.
Some months thereafter, in December, 1978, Detective Walter Petchark of the New London police department assembled an array of seven photographs, one of which included a photograph of the defendant, and
Subsequent to their out-of-court photographic identifications of the defendant, LaPlante and Santangelo observed the defendant at grand jury proceedings held in March and August, 1979, and both identified the defendant, who was present at those proceedings, as one of the perpetrators. Barry also observed and identified the defendant at the August proceedings. All three identified the defendant at trial before the jury.
I
We first address the defendant’s claim that the out-of-court identifications resulted from unnecessarily suggestive procedures and were unreliable.
A
Regarding the photographic identifications, we point out initially that our cases make it clear that a conviction which is based upon an in-court identification which follows an out-of-court photographic identification will be set aside “ ‘ “if the photographic identification procedure was so impermissibly suggestive as to give rise to a very substantial likelihood of irreparable mis
We find no merit to the defendant’s claim of unnecessary suggestiveness regarding the photographic identifications by LaPlante and Santangelo. Preliminarily, with regard to his claim that it must have been “unavoidably apparent” to both LaPlante and Santangelo that because they had not viewed mug shots in relation to this robbery for about six months, a likely suspect was among those pictured in the array, we note: “It has been generally recognized that the presentation of several photographs to witnesses, including that of the suspect—the basic procedure used by the police in this case—is by itself a nonsuggestive and constitutionally acceptable practice, in the absence of any unfairness or other impropriety in the conduct of the exhibit.” State v. Hafner, 168 Conn. 230, 237, 362 A.2d 295, cert. denied, 423 U.S. 851, 96 S. Ct. 95, 46 L. Ed.
We must also reject the defendant’s claim regarding any knowledge that Santangelo may have had concerning a previous identification by LaPlante from the array. In the absence of the jury, LaPlante was asked whether she discussed with Santangelo whether she had made an identification from the array.
We also find that the defendant’s claim that the photographic array itself was unnecessarily suggestive to be without merit. Specifically, he points to the differences in the angles of the profile photographs, that certain of the photographs are clearer than others, the fact that the defendant’s photograph shows what appears to be a fresh scar on his head, that in two of the photographs the height of the subjects pictured is apparent from measures which appear in the background which do not match the height of the defendant as contained in the police report, and that three of the subjects in the array had beards.
We note first that although the photographs in the array do not represent the subjects’ profile views in exactly the same manner, we fail to see how this could possibly lead the witnesses to focus their attention on and identify the defendant’s photograph to the exclusion of the others. The differences among the profile views of the majority of the seven photographs are of a slight degree. Similarly, the claimed variance in the clarity of some of the pictures arguably exists with
Moreover, we also reject the defendant’s claim that the array was impermissibly suggestive because his photograph was the only one in the array which showed the presence of a scar on his head. We point out that in this case there was no testimony from any of the identifying witnesses regarding a scar on the perpetrator’s head. This array quite clearly is not at all like the array which we found unnecessarily suggestive in State v. Gold, supra, where the witness had described the perpetrator as having a mustache and the array presented
We also reject the defendant’s claim of impermissible suggestiveness regarding the presence of height measures in the background of two of the seven photographs in the array.
We are also not persuaded that Barry’s out-of-court photographic identification of the defendant at the Groton police station was derived from any unnecessarily suggestive means. We first point out that the record before us reveals little detail regarding the circumstances surrounding Barry’s photographic identification.
As indicated earlier, the defendant, in attempting to suppress identification evidence, has the initial burden of showing that the identification resulted from an unconstitutional procedure. State v. Vass, supra, 608; State v. McKnight, supra, 570. All that has been shown here is that Barry identified the defendant’s photograph which was located on a table with the photographs of others who apparently had been arrested for another robbery. The defendant has not made an initial showing of a police procedure which suggested to Barry that he should identify the defendant’s photograph. These circumstances, as claimed by the defendant, certainly are not analogous to those presented in Manson v. Brathwaite, supra, 101, 109, where a police officer placed a single photograph of a suspect on the desk of another officer for him to examine which resulted in an identification. Moreover, although the defendant claims that there is no explanation as to why a lineup or photo array was not assembled, we reiterate that “[ajbsent constitutional barriers, so long as the witness has identified the defendant with reasonable probability, whether the identification is the result of a photo display, a line-up, a show-up or otherwise, the evidence is admissible.” State v. Ledbetter, 185 Conn. 607, 612, 441 A.2d 595 (1981); see State v. Vass, supra, 611. Thus, on the record before us we cannot find that the defendant met his threshold burden of proving that Barry’s identification resulted from some unconstitutional procedure.
Accepting the state’s concession that the defendant’s presence before the grand jury was a “suggestive factor,” we go on to examine whether the identifications made during the grand jury proceedings were nonetheless reliable.
LaPlante estimated that she had observed the defendant under the same lighting conditions as Santangelo for approximately five to seven minutes noting that she “really observed him the whole time, because he was right next to me.” Her description of the defendant on the day of the robbery was consistent with that given by Santangelo. She had viewed photographs which had been brought into the package store shortly after the robbery without making an identification. There is no question that she positively identified the defendant before the grand jury.
Barry observed the defendant for three to four minutes and he described the lighting in the package store as “good.” He viewed in excess of one hundred slides at Norwich shortly after the robbery without making an identification. Regarding his identification at the grand jury proceedings, he stated: “I had been sitting in the audience watching the proceedings . . . when I observed [the defendant] and I made a note that he was the person who was involved in the robbery. . . .” He recognized the defendant “[b]ecause of his hair style and just his facial characteristics. . . .”
The only factor in our test of reliability which arguably militates against a finding of reliability of the identifications in this case is the time between the initial confrontation and the grand jury identifications.
II
We now address the defendant’s claim that the trial court erred in excluding LaPlante’s response to a question as to whether she had previously identified a photograph of a person other than the defendant as the perpetrator of the crime. The events relevant to this issue can be summarized as follows: At trial, in the absence of the jury, LaPlante testified that she had been shown some photographs by a police officer within a few days of the robbery. When shown an array of photographs by defense counsel, LaPlante pointed to one and stated: “This is Fullwood right here. That’s Fullwood right there. That’s Fullwood.” She then stated, immediately thereafter, that the photograph “looks most like him. . . . [TJhat looks just as he did on [the day of the robbery].”
The defendant claims that the effect of these events at trial prevented the defendant from placing before the jury “what really happened” during LaPlante’s previous testimony, i.e., her “emphatic exclamations” of “[t]his is Fullwood right here, that’s Fullwood right there, that’s Fullwood,” when being shown a photograph of someone other than the defendant. He claims that the “substantially different basis” upon which
Subsequent to the events set out above, defense counsel, on cross-examination and before the jury, referred LaPlante to the photographs previously shown to her by him. Based upon a thorough examination of the record, it is quite clear that regardless of the apparent disagreement over the nature and scope of defense counsel’s questioning of LaPlante on this matter, he nonetheless was permitted, in the presence of the jury, to explore fully what LaPlante had previously testified to in the absence of the jury concerning her “identification” of a person other than the defendant as the perpetrator of the robbery.
Finally, we turn to the defendant’s claim that the trial court erred in failing to instruct the jury concerning standards for assessing eyewitness identification testimony. In this regard, the defendant claims that “fundamental fairness” requires that the jury be informed of certain basic principles which are relevant to assessing identification testimony
Our general rule is that “[t]he appellate court shall not be bound to consider error as to the giving of, or the failure to give, an instruction unless the matter is covered by a written request to charge or an exception has been taken immediately after the charge is delivered by the party appealing.” Practice Book §§ 854, 3063; see also Practice Book § 3060F (c) (1) and (2). “ ‘The purpose of the rule is to alert the court to any claims of error while there is still an opportunity for correction in order to avoid the economic waste and increased court congestion caused by unnecessary retrials.’ State v. Packard, [184 Conn. 258, 281, 439 A.2d 983] (1981) . . . .” State v. Miller, 186 Conn. 654, 658, 443 A.2d 906 (1982).
Because we need not consider claims not distinctly raised at trial, since such claims are considered waived; State v. Miller, supra; State v. Evans, 165 Conn. 61, 65-66, 327 A.2d 576 (1973); we will consider such claims on appeal “[o]nly in the most exceptional circumstances.” State v. Evans, supra, 69; State v. Gooch, 186 Conn. 17, 18, 438 A.2d 867 (1982); see State v. Packard, supra, 281. The defendant’s claim essentially is that he has a fundamental constitutional right to a jury
In State v. Packard, supra, we declined to address a defendant’s claim, which was raised for the first time on appeal, that the trial court erred in failing to charge the jury on the dangers of eyewitness misidentification. Id., 281-82. The defendant’s claim in this case that the trial court should have instructed, sua sponte, on “standards for assessing eyewitness testimony” and not necessarily that it should have instructed on the “dangers of eyewitness misidentification,” is a distinction without a difference, and it does not justify the invocation of the Evans rule in this case. Indeed, it is quite apparent that the purpose behind both types of instructions is the same; that being, to guide jurors in assigning weight to and assessing the credibility of identification evidence by alerting jurors to the vagaries of identification evidence and by focusing on the shortcomings of such proof and the prosecution’s obligation to prove a defendant’s identity beyond a reasonable doubt. See United States v. Kavanagh, 572 F.2d 9, 11 (1st Cir. 1978); United States v. Barber, 442 F.2d, 517, 525-28 (3d Cir.), cert. denied, 404 U.S. 958, 92 S. Ct. 327, 30 L. Ed. 2d 275 (1971).
We point out that during the trial, defense counsel had carefully and heavily focused on the issue of misidentification when cross-examining the state’s witnesses, and the trial court’s closing charge to the jury fully covered the matter of the credibility of the witnesses and the state’s burden of proof. See, e.g., United States v. Roundtree, 527 F.2d 16, 19 (8th Cir. 1975), cert. denied, 424 U.S. 923, 96 S. Ct. 1133, 47 L. Ed. 2d 332 (1976); see also, United States v. Kavanagh, supra, 11-13. In the absence of an appropriate request to charge or a proper exception to the charge as given,
There is no error.
In this opinion the other judges concurred.
The state filed a cross appeal which was dismissed by this court on October 4, 1983.
Officer Davis testified that he was anxious to get out a quick description of the perpetrators and that he did not make a further inquiry into other identifying characteristics of the perpetrators such as hair, eyes, ears, hands, voice, and whether either or both wore glasses.
LaPlante testified before the jury that “I made a tentative identification of one [photograph]. As I told [Petchark], I would never make a positive identification from any mug shot, because they just don’t mean that much to me.”
We note at this point that the record reflects that no pretrial motions to suppress identification evidence were made by the defendant. The state maintains that the defendant did not object at trial to the testimony of LaPlante, Santangelo, and Barry regarding their identifications of the defendant and, therefore, he cannot now raise this issue on appeal. We will address these claims under State v. Evans, 165 Conn. 61, 327 A.2d 576 (1973).
The court entered an order sequestering the witnesses on the first day of trial.
The police report of the robbery described one of the perpetrators, the defendant, as five feet ten inches and the other as six feet two inches. The height measures in two of the photographs show that one subject is approximately six feet three inches and the other appears to be approximately five feet three inches.
At the trial, in the presence of the jury, Barry testified regarding the events of the robbery and made an in-court identification of the defendant without objection by defense counsel. He also testified regarding his identification of the defendant at the grand jury proceedings. Subsequently, he was questioned regarding his out-of-court identification of the defendant. At this time, he testified that he saw a photograph of one of the perpetrators of the robbery. He was then shown a photograph of the defendant by the prosecutor, and he identified that photograph as the one which he viewed at the Groton police station.
Even if we could conclude that the defendant has met this threshold burden, he could not have this identification evidence suppressed if the identification was nonetheless reliable. “[R]eliability is the linchpin in deter
In this case, Barry testified that he had viewed the defendant during the robbery for three to four minutes, in good lighting. He had described the defendant immediately after the robbery to the police as a black male with a stocky build, probably twenty-five to thirty years old, with “close-cropped hair” and “sort of a receding hairline.” In addition, he had viewed numerous photographs and slides prior to his identification of the defendant without identifying any of them and there is no indication that he had viewed a photograph of the defendant prior to his positive identification at issue. The fact that this identification occurred approximately six months after the incident does not “under all the circumstances” of this case create a “ ‘very substantial likelihood of irreparable misidentification.’ ” Manson v. Brathwaite, supra, 116, quoting Simmons v. United States, 390 U.S. 377, 384, 88 S. Ct. 967, 19 L. Ed. 2d 1247 (1968). See, e.g., State v. Knox, 529 S.W.2d 455, 462 (Mo. App. 1975); see also State v. Green, 647 S.W.2d 902, 905 (Mo. App. 1983).
We note with regard to this pretrial confrontation, it has been stated
See footnote 8, supra.
Santangelo testified regarding her familiarity with guns and she stated that she was carrying a .38 calibre pistol, for which she had a permit, under her blouse on the day of the robbery.
During the defendant’s attempt to suppress the identification evidence, in the absence of the jury, there was testimony from two police officers that the defendant’s date of birth was July 18, 1945.
The grand jury proceedings in this case occurred on two dates: March 12, 1979, and August 21,1979. Santangelo and LaPlante appeared and iden
During the voir dire examination by defense counsel, the following occurred:
“Q. Was Gerald Fullwood’s picture—This is Gerald Fullwood. This person seated at Counsel table; the black man. Was Gerald Fullwood, was his picture among those shown to you by Lieutenant Bucko within a few days of the crime?
*255 "A. I don’t think so.
“Q. On that occasion . . . did you pick out any of those photos as appearing to have the features of the person who committed the crime?
“A. I don’t recall. I don’t think so. I think it was when Lieutenant Petchark brought me the pictures.
“Q. On that first occasion then, did you tell [the police officer] that you could not pick out any of those persons as having the features of the perpetrators of the crime?
"A. I don’t recall what I told him.
“Q. Might you have identified someone from that set of photos?
“A. I might have. I might have said that one was very similar.
“Q. What did the photographs that were shown to you look like? That is to say, can you describe the set of photographs to us?
“A. No.
“Q. Let me show you some photographs and ask you if you recognize this set of photographs?
“A. No. [The police] brought me much bigger pictures than that, I’m sure.
“Q. Well, let me call your attention, Mrs. LaPlante—
“A. I think I have seen these pictures, though.
“Q. Let me call your attention to the fact that the photos which I am showing you, have been stapled together in such a way so that the whole photo doesn’t show. Only approximately half or a little more than half of each photo shows.
“A. This is Fullwood right here. That’s Fullwood right there. That’s Fullwood. (Witness indicating.)
“Q. You see the perpetrator?
“A. As he looked that day.
“Q. Which photo is that?
“A. This one. (Witness indicating.)
“Q. It’s your testimony that the third photo from the top is Fullwood?
“A. Looks most like him.
“Q. Well, that’s not my question exactly. My question is that, —
“A. To me, that looks just as he did that day.
“Q. That looks just as the perpetrator of the crime looked on that day?
“A. Yes, sir.” (Emphasis added.)
Defense counsel stated that LaPlante’s previous testimony in the absence of the jury contained an identification of one of the photos. The court indicated that it thought that LaPlante had stated that one of the photographs “looked like [the defendant], or looked like he looked that day.”
The following took place before the jury upon examination by defense counsel:
“Q. Mrs. LaPlante, did you identify one of these three photographs as appearing to be the perpetrator of the crime committed?
“A. No, as appeared to me like Gerald Fullwood.
“Q. As appearing to be like Gerald Fullwood, not as appearing to be like the perpetrator of the crime?
“A. No.”
* ** *
“Q. All right. Did you yesterday say that one of these photographs was Gerald Fullwood?
“A. Well, I did say that this one was like Gerald Fullwood as he was that day.
“Q. Didn’t you say it was Gerald Fullwood?
“A. I said so, but I didn’t mean it in that sense.
“Q. Did you say that the third photograph from the top was Gerald Fullwood?
“A. Yes.
*258 “Q. As the perpetrator of the crime appeared on the day of the crime, is that correct?
“A. Yes. I meant that he had the same round face and the same— . . . .” (Emphasis added.)
Subsequent to this exchange, on recross-examination by defense counsel, the following occurred before the jury:
“Q. Yesterday, Mrs. LaPlante, when you identified, or when you picked out or called attention to the photo [of someone other than the defendant], didn’t you say when you saw that photo, not merely that that looks like him; it has some of the same features, but didn’t you actually say, ‘That’s him. That’s Gerald Fullwood. ’
“A. I may have. I did say it.
“Q. You did say that, didn’t you?
“A. But I didn’t, —
“MR. SATTI: Well, I think she should be allowed to finish.
“THE COURT: She did say it. She’s answered.
“MR. SHASHA: She’s answered the question.
“BY MR. SHASHA: (Continuing)
“Q. So that you didn’t, at that point, —
“A. I did not.
“Q. You did say more than that it looks like him?
“A. My seeing glasses are for close things. So, you know, that would not be a positive identification under any circumstances.
“Q. Excuse me, Mrs. LaPlante, but didn’t you say —
“A. I said it, yes.
“Q. You did say, “That’s him. That’s Gerald Fullwood. ’
“A. Yes.
“Q. And as you did so, you pointed to the photo which is Number Three on Defendant’s Exhibit 1 ?
“A. Yes.” (Emphasis added.)
Specifically, the defendant claims that fundamental fairness required that the jury should have been informed: (1) that suggestion in an identification procedure may be considered as negatively impacting on the probative value of an identification; and (2) of the factors concerning the reli
See footnote 17, supra.