157 Wash. 2d 593 | Wash. | 2006
This case involves the issue of whether the common law fugitive disentitlement doctrine applies where a defendant absconds after conviction but before sentencing. If the doctrine applies, a defendant has waived his or her right to appeal the conviction, and we do not need to address any claimed trial court errors relating to James French’s convictions. If the doctrine does not apply, we must address the issues pertaining to both French’s convictions and sentence.
¶2 The issues include: (1) whether the trial court erred when it declined to reopen the case for the purpose of presenting additional evidence of a witness’ motive to lie and, if so, whether the error violated the defendant’s right to present a defense; (2) whether the trial court erred in refusing to grant public funds to translate extradition documents into English under CrR 3.1(f); (3) whether the extradition treaty at issue applies in the context of a rape conviction and whether the defendant may individually claim protection under the treaty; and (4) whether the crime of child molestation is a lesser included offense to the crime of rape and whether any of the convictions violate principles of double jeopardy or constitute the “same criminal conduct.” This case was transferred from the Court of Appeals under RAP 4.4.
FACTUAL AND PROCEDURAL HISTORY
¶3 Appellant French was convicted in 1995 of six counts: one count of first degree child molestation, two counts of first degree rape of a child, and three counts of second degree rape of a child, for raping and molesting his step
¶4 During trial, Crystal’s mother, Theresa FrenchFlannery, testified that she married French in October 1987. The couple resided in Vancouver, Washington, at what was referred to as the “F Street House” and then moved to the “Lake Crest House” in 1990. They operated a bail bonds business from their home. French-Flannery testified that she and French amicably divorced in March 1993. She testified that she wanted to open her own bail bonds business in California and needed French to act as a general agent and sponsor her business. Ultimately, French did not sponsor the business. Defense counsel cross-examined French-Flannery about these events and her bias against French arising from them. Additionally, a defense witness testified that French-Flannery was very upset when she learned that French would not help her. The State presented testimony from Crystal Fleming supporting the charged offenses and the defense cross-examined her.
f 5 Over the weekend following the close of the State’s rebuttal case, French-Flannery engaged in conversations with a defense witness, Joseph Emington, and with French. The defense sought to reopen the case to present testimony about these incidents. In an offer of proof, defense counsel indicated that Emington would testify that FrenchFlannery asked Emington to call French on the phone and then got on the phone herself to speak with French. Emington would testify that French-Flannery, while on the phone with French, stated that she hoped and expected French would be acquitted and that she still loved French. A third party, an employee of French, would also testify that she listened in on the phone call between French and
16 The State opposed reopening the case and presented its own offer of proof, based on the prosecutor’s conversation with French-Flannery earlier that morning, indicating that French-Flannery admitted that she spoke with Emington and French over the weekend. However, French-Flannery would testify that she told Emington specifically that she did not intend to bring a civil suit against French. FrenchFlannery would also testify that when she attempted to speak with French on the telephone, he began yelling at her and then the conversation ended. The State argued that neither French-Flannery nor her daughter, Crystal Fleming, ever indicated that they had ulterior motives in bringing this action. The trial court agreed the disputed evidence could show motive or bias on the part of FrenchFlannery, Emington, and possibly Crystal Fleming, but declined to reopen testimony because the evidence did not relate directly to the sexual abuse allegations at issue and would be misleading or confusing, cause undue delay, and waste the court’s time. The trial judge also noted that he was not sure some of the statements would be admissible under the rules of evidence and the record already contained evidence of motive or bias on the part of FrenchFlannery, Emington, and Crystal Fleming.
ISSUES
¶7 (A) Whether the fugitive disentitlement doctrine applies when a defendant absconds from the jurisdiction after conviction but before sentencing.
¶9 (C) Whether the trial court’s denial of public funds for the translation of Mexican extradition documents violates CrR 3.1 and the due process and fair trial guaranties of the Washington and United States Constitutions.
¶10 (D) Whether the extradition treaty applies to crimes that do not include a mental intent element.
¶11 (E) Whether child molestation is a lesser included offense of rape and whether the defendant’s convictions violated his double jeopardy rights or constitute the “same criminal conduct.”
ANALYSIS
The Fugitive Disentitlement Doctrine
¶12 The fugitive disentitlement doctrine is a common law rule which provides that one who flees a court’s jurisdiction while on appeal waives his or her right to pursue that appeal. Washington courts first recognized the doctrine in State v. Handy, 27 Wash. 469, 67 P. 1094 (1902). In that case, Handy was convicted of obtaining money under false pretenses and sentenced to two years in prison. Handy filed an appeal and later escaped from jail. This court, relying on cases from other jurisdictions, adopted the doctrine and explained that dismissal was appropriate because the defendant would not be available if the appeal were successful and a new trial ordered and would not be available for execution of the sentence if the appeal were not successful. The court ordered the appeal dismissed unless the defendant was returned to custody within 60 days. Handy, 27 Wash. at 470-71.
¶14 French argues that Estrada was wrongly decided because the analysis relied entirely on federal cases and failed to address the fundamental right to appeal criminal convictions guaranteed by article I, section 22 of the Washington Constitution.
¶15 French is correct that our cases have recognized that article I, section 22 of the Washington Constitution expressly guarantees the right to appeal in all criminal cases. We can presume that a defendant who has already filed an appeal has been informed of the right to appeal. The same presumption, however, does not apply to a defendant who has not yet begun the appellate process. Also, we have held that the State bears the burden to show a defendant made a knowing, intelligent, and voluntary waiver of his or her right to appeal. Sweet, 90 Wn.2d at 286.
¶16 The reasons that justify dismissal of an appeal when an appellant flees become attenuated when applied in the context of a convicted but unsentenced defendant. First, since sentencing has not occurred, there is nothing yet to appeal. Second, upon sentencing of the defendant, the terms of his or her sentence can be appealed. Third, the deterrent effect of dismissal is adequately addressed by the fact that the State may pursue additional charges for the act of fleeing. Fourth, the defendant presumably is not informed of the right to appeal before sentencing, thereby negating the knowledge requirement of a valid waiver. Finally, under the facts of this case, the State has not argued or established prejudice. Declining to extend the doctrine to the facts of this case is consistent with preserving the constitutional right to appeal.
¶17 We hold the fugitive disentitlement doctrine generally does not apply to a defendant who absconds after conviction but before sentencing. We overrule Estrada to
Impeachment Evidence
¶18 French argues his constitutional right to present a defense was violated when the trial court judge refused to reopen the case and allow French to present bias evidence concerning statements allegedly made by his ex-wife. French notes the trial judge agreed the proffered evidence would tend to show bias but declined to reopen the case because of the danger of misleading the jury, confusing the issues, causing undue delay, wasting time, and needlessly presenting cumulative evidence. ER 403. French acknowledges the trial judge has discretion to exclude the evidence under the evidence rules but contends his federal constitutional rights required admitting the evidence.
¶19 French relies on Davis v. Alaska, 415 U.S. 308, 316, 94 S. Ct. 1105, 39 L. Ed. 2d 347 (1974), for the proposition that a witness’ motivation in testifying is a constitutionally protected right of cross-examination. In Davis, the trial court granted a protection order preventing the defense from cross-examining a key prosecution witness on his probationary status. The witness had identified the defendant to the police as one of two men the witness had seen near the witness’ home with a crowbar where a stolen safe was later recovered. The witness was on probationary status after he had been adjudicated a delinquent for burglarizing two cabins. Because of the nature of the witness’ juvenile crimes, the State sought to cross-examine the
¶20 French also relies on Chambers v. Mississippi, 410 U.S. 284, 93 S. Ct. 1038, 35 L. Ed. 2d 297 (1973) to argue his federal constitutional right to present a defense trumps a state evidentiary rule. Chambers was on trial for murdering a local police officer. A key witness had orally confessed to three individuals and formally confessed to authorities to shooting the officer. The witness later repudiated the formal confession. Under Mississippi’s common law “voucher” rule, Chambers was not allowed to cross-examine the witness and was restricted in the scope of his direct examination of the witness.
¶21 French’s situation is readily distinguishable from the trials in Davis and Chambers. The defendants in those cases were wholly prevented from cross-examining key witnesses on certain subjects central to their defenses. In Davis, the witness had identified the defendant to the police and placed the defendant with a crowbar at the scene
¶22 Under the rules of evidence, a trial court may exclude relevant evidence if the probative value is outweighed by the dangers of confusion of the issues or misleading the jury or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence. ER 403. The trial court’s ruling is afforded great deference and is reviewed under an abuse of discretion standard. State v. Luvene, 127 Wn.2d 690, 706-07, 903 P.2d 960 (1995). Here, the trial judge found the proffered evidence might be relevant for impeachment purposes but also found the record already contained sufficient evidence to allow the parties to argue their theories to the jury.
Translation of Extradition Documents with Public Funds
¶24 As part of its decision to extradite, the Mexican court authored and submitted a 76-page document to the United States Department of Justice. French refers to the document as “the Acuerdo.” Br. of Appellant at 30. Under CrR 3.1(f),
¶25 The State argues that the trial court had the discretion to deny the request and French did not meet his burden of showing the translation was necessary.
¶26 Whether expert services are necessary for an indigent defendant’s adequate defense is within the discretion of the trial court and its decision will not be overturned absent an abuse of discretion. State v. Young, 125 Wn.2d 688, 693, 888 P.2d 142 (1995). In Young, we examined several Court of Appeals opinions analyzing psychological evaluations under CrR 3.1(f). In discussing the cases, we noted the appellate courts generally did not find an abuse of discretion in cases where the psychological evaluations
f 27 The trial court here found French’s request was not necessary because the judge was limited to sentencing French within the standard range applicable to his six convictions. French failed to show how translation of the Acuerdo was necessary for an adequate defense at his sentencing hearing. French had already been found guilty of the six charges; thus the Acuerdo could not affect the convictions. Moreover, the State was not seeking to introduce similar, adverse evidence at sentencing. Under the terms of the extradition, as outlined in the letter from the United States Department of Justice, Clerk’s Papers at 303-04, the State was precluded from seeking a sentence of life imprisonment or death and from seeking additional fines. The trial court was aware that it could sentence French only within the standard range for the crimes for which he had already been convicted. We find the trial court did not abuse its discretion in denying the motion for public funds under CrR 3.1(f).
¶28 We also find the facts of this case do not violate Ake. In Ake, the United States Supreme Court found the defendant was entitled to public funds for expert psychiatric assistance during both the trial and the sentencing phase. The Court found the assistance was necessary at sentencing because Ake’s future dangerousness would be at issue and a finding of future dangerousness would directly affect Ake’s sentence. Ake, 470 U.S. at 86-87. Thus, Ake is in line with our discussion above requiring the expenditure of public funds only when the request affects liability or is
Individual Rights under the Extradition Treaty
¶29 French argues he may claim individual protection under the extradition treaty between the United States and Mexico because the treaty is self-executing. A self-executing treaty is one that is binding on the courts absent implementing legislation and allows individuals to claim protection under the treaty. French asserts that treaties generally are self-executing unless there is specific language to the contrary. Asakura v. City of Seattle, 265 U.S. 332, 341, 44 S. Ct. 515, 68 L. Ed. 1041 (1924). French claims that under the extradition treaty, he may be extradited only for willful crimes. Because Washington does not define a mental element for the crime of rape, French argues it cannot be a willful crime. Thus, according to French, he was illegally extradited under the terms of the treaty.
¶30 Whether a defendant may be prosecuted for a certain crime under an extradition treaty is a matter for the extraditing country to determine. United States v. Campbell, 300 F.3d 202, 209 (2d Cir. 2002) (citing Johnson v. Browne, 205 U.S. 309, 316, 27 S. Ct. 539, 51 L. Ed. 816 (1907)). French argues that the crimes for which he was extradited are not extraditable offenses under the treaty. However, Mexico granted French’s extradition specifically for those crimes. We decline to reach the merits of French’s claim because whether or not child rape and child molestation are extraditable offenses under the treaty was a question for Mexico to decide.
¶31 French argues child molestation in the first degree is a lesser included offense of rape of a child in the first degree. As such, French maintains that his sentence, based on convictions for both crimes, violates principles of double jeopardy, merger, and chapter 9.94A RCW, the Sentencing Reform Act of 1981. The test for whether two offenses may be separately charged and punished is whether each crime contains an element that the other does not and whether the evidence necessary to support a conviction for one crime would have been sufficient to warrant a conviction for the other. State v. Freeman, 153 Wn.2d 765, 772, 108 P.3d 753 (2005) (citing Blockburger v. United States, 284 U.S. 299, 304, 52 S. Ct. 180, 76 L. Ed. 306 (1932)). French contends that child molestation requires proof of sexual contact with a child and rape of a child requires proof of sexual intercourse with a child. Thus, he concludes, the only difference between the two crimes is that one requires a finding of penetration while the other does not. French recognizes numerous decisions holding child molestation is not a lesser included offense to child rape but contends these cases are not binding in light of our holding in State v. Lorenz, 152 Wn.2d 22, 34, 93 P.3d 133 (2004). French argues that in Lorenz, we held the mental element of child molestation, acting “for the purpose of sexual gratification,” is no longer an element of child molestation. He concludes that without the mental element, child molestation must now qualify as a lesser included offense to the crime of child rape.
¶32 French misreads our holding in Lorenz. In Lorenz, we held that the phrase “for the purpose of sexual gratification” is merely a definition of the sexual contact
Double Jeopardy
¶33 French also argues that counts I-III and counts IV-VI constitute the “same criminal conduct” and violate principles of double jeopardy by punishing French more than once for a single offense.
¶34 A double jeopardy violation claim is distinct from a “same criminal conduct” claim and requires a separate analysis. The double jeopardy violation focuses on the allowable unit of prosecution and involves the charging and trial stages. The “same criminal conduct” claim involves the sentencing phase and focuses instead on the defendant’s criminal intent, whether the crimes were committed at the same time and at the same place, and whether
¶35 The double jeopardy clauses of the fifth amendment to the United States Constitution and article I, section 9 of the Washington Constitution prohibit the imposition of multiple punishments for a single offense. Tili, 139 Wn.2d at 112. In Tili, the defendant was convicted of three counts of first degree rape for a sexual assault involving three distinct acts of penetration. In making a similar double jeopardy claim, Tili argued the legislature did not intend each act of penetration to constitute a single “unit of prosecution.” After reviewing the statute, we found the unit of prosecution in a rape case is “sexual intercourse,” which is defined as any penetration of the vagina or anus. Tili, 139 Wn.2d at 119 (quoting RCW 9A.44.010(1)). We therefore rejected the double jeopardy claims and upheld the three convictions.
¶36 The facts here present an easier case than Tili. In Tili, the charges arose from an assault which had occurred during a single night. Here, the victim testified to an ongoing pattern of molestation and rape that spanned a period of five years. The victim testified to several acts of penetration occurring at both the F Street House and the Lake Crest House. Because each act of penetration is sufficient to support a single count of rape, French’s double jeopardy argument fails.
Same Criminal Conduct
|37 French relies on State v. Palmer, 95 Wn. App. 187, 975 P.2d 1038 (1999) to support his claim that counts II and III and counts IV-VI constitute the “same criminal conduct.” In Palmer, the defendant assaulted the victim and forcibly performed oral sex on her. The defendant then removed his clothes and forced the victim to have vaginal intercourse with him. The defendant was convicted of two counts of rape. On appeal, the Court of Appeals reversed and remanded for resentencing because the two acts of rape
¶38 The State argues the facts here are more like those in State v. Grantham, 84 Wn. App. 854, 932 P.2d 657 (1997). There, the defendant assaulted the victim before anally raping her. The defendant then continued to assault the victim, called her names, and threatened her before forcing her to perform oral sex on him. The Court of Appeals upheld the trial court’s finding that the two rapes constituted separate criminal conduct, reasoning that Grantham had the opportunity to pause and reflect between the two rapes. The Court of Appeals found that although the two rapes occurred close in time, the defendant had a separate criminal intent for each rape and the crimes were sequential, not simultaneous or continuous. Grantham, 84 Wn. App. at 859.
¶39 Atrial court’s determination of what constitutes the same criminal conduct will not be disturbed absent an abuse of discretion or misapplication of the law. Tili, 139 Wn.2d at 122. “Same criminal conduct” is defined as “two or more crimes that require the same criminal intent, are committed at the same time and place, and involve the same victim.” RCW 9.94A.589(l)(a). The crimes in this case involve the same victim, Crystal Fleming; however, the crimes did not occur at the same time or involve the same criminal intent. The rapes and molestation at issue here occurred on several occasions throughout a five-year span. Unlike the cases mentioned above, where the rapes occurred within minutes of each other, the rapes here occurred over several years, making any temporal connection tenuous at best. In addition, as the State argues, the criminal intent for each crime is distinct. Like the defendant in Grantham, French had significant time during the course of the sexual abuse to pause and reflect upon his actions. The rapes at issue here were sequential, not
CONCLUSION
¶40 We affirm the defendant’s conviction and sentence.
Alexander, C.J., and Madsen, Sanders, Bridge, Chambers, Owens, Fairhurst, and J.M. Johnson, JJ., concur.
Article I, section 22 reads in pertinent part, “[i]n criminal prosecutions the accused shall have ... the right to appeal in all cases ....”
French appears to be arguing the fugitive disentitlement doctrine itself is unconstitutional, regardless of whether it is applied to a defendant who flees the jurisdiction before or after instigating an appeal. Because this case does not involve a defendant who fled after filing an appeal, we do not reach that issue. We limit our analysis to defendants who flee after conviction but before sentencing.
The “voucher” rule prevents a party from impeaching his own witness because the party who calls the witness is assumed to vouch for his or her credibility.
CrR 3.1(f) reads in relevant part: “(1) A lawyer for a defendant who is financially unable to obtain investigative, expert, or other services necessary to an adequate defense in the case may request them by a motion to the court. (2) Upon finding the services are necessary and that the defendant is financially unable to obtain them, the court.. . shall authorize the services.”
French’s counsel proposed a specific translator who agreed to translate the document at a reduced rate. The translator quoted the market rate for such translations at $0.22 per word but offered to reduce her rate to $0.18 per word.
Under the doctrine of specialty, the requesting nation may not prosecute an extradited defendant for any crime other than those to which the rendering state explicitly granted the extradition. State v. Pang, 132 Wn.2d 852, 902, 940 P.2d 1293 (1997). It is unclear how this issue might apply here because the State did not file any additional charges and French was extradited to face sentencing for the six charges for which he had already been convicted.
The principle of dual criminality asks whether the acts occurring in one jurisdiction would be considered criminal in the other jurisdiction. See Bozilov v. Seifert, 983 F.2d 140, 142 (9th Cir. 1993). Again, it seems unlikely this issue might arise. Mexico specifically granted extradition for the six crimes for which French had been convicted. In addition, the treaty lists these crimes as extraditable offenses in an appendix. Extradition Treaty, U.S.-Mex., App., May 4, 1978, 31 U.S.T. 5059. Although French did not have a translation of the Acuerdo, his counsel received a copy of a letter from the United States Department of Justice to the deputy prosecutor discussing the limitations of the extradition. The letter explained the State could proceed against French only for the six convictions already obtained, the defendant could not be sentenced to death or life imprisonment, and the court could not impose any fines in this case. The sentencing judge was aware of the restrictions and sentenced French within the standard range based on the specified convictions and did not impose any fines on French.
We note the treaty, in its appendix, specifically lists the following as extraditable offenses: “Rape; statutory rape; indecent assault; corruption of
Sexual contact is defined as “any touching of the sexual or other intimate parts of a person done for the purpose of gratifying sexual desire of either party or a third party.” RCW 9A.44.010(2).
Count I: child molestation in the first degree occurring on or between July 1, 1988 and August 5, 1990; count II: rape of a child in the first degree occurring on or between July 1, 1988 and August 5, 1990; count III: rape of a child in the first degree occurring on or between July 1, 1988 and August 5,1990; count IV: rape of a child in the second degree occurring on or between March 13, 1991 and March 12, 1993; count V: rape of a child in the second degree occurring on or between March 13,1991 and March 12,1993; count VI: rape of a child in the second degree occurring on or between March 13, 1991 and March 12, 1993.
As discussed above, child molestation is not a lesser included offense to child rape. Thus, this argument fails.