STATE of Maine v. Mark H. GINN
Supreme Judicial Court of Maine
June 28, 1983
462 A.2d 17
Glassman, Beagle & Ridge, Martin J. Ridge (orally), Portland, for defendant.
Before McKUSICK, C.J., GODFREY, NICHOLS, ROBERTS, CARTER, VIOLETTE and WATHEN, JJ., and DUFRESNE and DELAHANTY, A.R.JJ.
MEMORANDUM OF DECISION
Mark H. Ginn was convicted after a jury trial in Superior Court, Cumberland County, of operating under the influence of intoxicating liquor. His sole contention on appeal is that the presiding justice relied on improper considerations in imposing his sentence.
Our review of a sentence on direct appeal is limited to those cases where “the alleged sentencing infirmity appears so plainly on the face of the record that there can be no rational disagreement as to its existence.” State v. Blanchard, 409 A.2d 229, 233 (Me. 1979). Because the record in this case reveals no such facial invаlidity, we must affirm the judgment.
The entry is:
Judgment affirmed.
All concurring.
STATE of Maine v. Nancy A. FREDETTE
Supreme Judicial Court of Maine
June 28, 1983
Reargued Jan. 7, 1983
462 A.2d 17
Glassman, Beagle & Ridge, Caroline Glassman (orally), C. Alan Beagle, Cloutier & Woodman, James F. Cloutier, Portland, for defendant.
Before McKUSICK, C.J., GODFREY, NICHOLS, ROBERTS, CARTER, VIOLETTE, and WATHEN, JJ., and DUFRESNE, A.R.J.
VIOLETTE, Justice.
Defendant, Nancy A. Fredette, appeals from a judgment convicting her of murder,
About 7:15 a.m. on May 26, 1978, Frederick Fredette was shot several times in the bedroom of his dwelling in Biddeford, Maine. He died the following day as a result of those gunshot wounds. At the time of the shooting, his wife and five of their six children were also present in the house. All of them wеre in bed except for Mrs. Fredette when the shots were fired. She testified that she was in the bathroom at that time. After hearing the shots, she claimed that she could not immediately get out of the bathroom because the door was somehow jammed. While stuck in the bathroom, she heard someone run through the kitchen and out the side door of the house. She was not able to see this person. She told the police essentially this same story, then became a prime suspect based on the police investigation following the murder. In September of 1978, a York County Grand Jury indicted Mrs. Fredette for the murder of her husband. Her first trial commenced on December 3, 1979, in Superior Cоurt (Somerset County). This trial ended in a mistrial on December 20, 1979, because the jury was unable to reach a unanimous verdict. Her retrial commenced on June 9, 1980, in Superior Court (Lincoln County) and she was found guilty as charged. She then appealed to this Court.
I. Double Jeopardy
At the outset, defendant raises a threshold issue that the retrial violated her right to be free from double jeopardy under
Although defense counsel did not move for a mistrial, the record makes clear that the defendant did consent to the mistrial. The trial justice sought the views of defense counsel, and defense counsel actively participated in the decision whether to grant a mistrial. At the point when the trial justice decided he would discharge the jury if they felt they could not reach a verdict, he made this known to defense counsel who offered no оbjection. Accordingly, we hold that defendant consented to the discharge of the jury and she, therefore, cannot now raise the bar of double jeopardy. State v. McConvey, 459 A.2d 562, 565 n. 2 (Me. 1983); State v. Linscott, 416 A.2d 255, 260 n. 7 (Me. 1980); State v. Small, 381 A.2d 1130, 1132 n. 3 (Me. 1978). Assuming arguendo that defense counsel‘s silence did not manifest consent, we conclude that the trial justice did not abuse his discretion in declaring a mistrial and that there was “manifest necessity” for the mistrial. See State v. Henderson, 435 A.2d 1106 (Me. 1981); Cf. State v. Linscott, 416 A.2d 255 (No manifest necessity where jury was deliberating less than two hours, the court received only a single communication indicating an inability to arrive at unanimous verdict and defense counsel was given no opportunity to participate in decision whether to grant a mistrial).
II. Testimony Admitted as Prior Consistеnt Statements or Statements Against Interest
At defendant‘s second trial, Gerard (Gus) Laverriere, a witness for the State, was declared unavailable and his entire testimony given at the first trial was admitted into evidence.2 At that first trial, Laverriere testified as follows on direct examination.
Sometime in January of 1977, Mr. Fredette asked him to appraise his fire damaged home. Mr. Fredette promised to pay him $5,000 on the condition that he would receive approximately $75,000 from his insurance company as a result of the appraisal. Although Laverriere performed the appraisal and the Fredettes received about $73,500, he was never paid by Fred Fredette. Lavеrriere then testified to a meeting that he had with Mrs. Fredette in October of 1977. He walked into a cafe that he frequented in Biddeford and saw Mrs. Fredette sitting at a table. He sat at the counter and placed an order. Sometime thereafter Mrs. Fredette asked if she could speak with him in private. After he finished eating, he left the cafe and Mrs. Fredette followed. They got into her car and drove towards the Saco-Old Orchard Beach area. At some point during their travels, Mrs. Fredette offered him $3,500 to find someone to kill her husband; he accepted the offer, never intending to fulfill his promise. She agreed to give him the money on the following Saturday (three or four days later). Prior to receiving the money on Saturday, he testified that he told, among others, Archie Droggitis, Anthony Frenette and Herschel Lerman about his conversation with Mrs. Fredette. On that Saturday, he testified that Mrs. Fredette gave him the $3,500 and requested that he find somebody to kill her husband.
Before the cross-examination of Laverriere was read into evidence at the second trial, counsel for both sides met with the trial justice in chambers to discuss defense counsel‘s objections to reading the entire cross-examination into evidence. During the cross-examination at the first trial, defense counsel impeached Laverriere‘s direct testimony by establishing that he told the pоlice in June of 1978 and subsequently
The trial justice first ruled that, notwithstanding his prior ruling, the statements would also be admissible to rebut the impending charge that Laverrierе had an improper motive. His reasons for this ruling are not entirely clear. He seemingly accepted the State‘s argument that the cross-examination would imply Laverriere had a motive to point the finger at Mrs. Fredette to avoid taking the blame for Mr. Fredette‘s murder. Therefore, because these statements were made prior to the murder, he concluded that they were admissible to rebut the charge of improper motive. He alternatively ruled that the statements made by Laverriere to Frenette, Lerman and Droggitis were admissible as statements against interest pursuant to
a. Statements against Interest4
The trial justice did not clearly state his basis for admitting these statements as statements against Laverriere‘s penal interest. He seemingly ruled that the statements would tend to subject Laverriere to a charge of theft by deception,
To be admissible under Rule 804(b)(3), the statement must be against interest at the time it is made. Jolicoeur v. Kennebec Water District, 356 A.2d 193, 195 (Me. 1976); Field & Murray, Maine Evidence § 804.4, at 240 (1976); See also Merritt v. Chonowski, 58 Ill.App.3d 192, 15 Ill.Dec. 588, 373 N.E.2d 1060 (1978); State v. Haywood, 295 N.C. 709, 728-30, 249 S.E.2d 429, 441-42 (1978) (addressing this requirement in context of declarations against penal interest offered to exculpate defendant); 5 Wigmore, Evidence § 1466, at 342 (Chadbourn rev. 1974). Whether or not a statement is against interest depends on the surrounding circumstances at the time the statement was made. United States v. McClendon, 454 F.Supp. 960 (W.D.Pa. 1978); McCormick on Evidence § 279(b), at 676 (E. Cleary 2d ed. 1972). In the circumstances of this case, Laverriere‘s statemеnts could not be considered declarations against penal interest because they did not tend to sub
The trial justice ruled that Laverriere‘s statements to Frenette, Lerman and Droggitis would also tend to subject Laverriere to civil liability for defamation or make him the object of hatred, ridicule or disgrace. We think that these rulings are also erroneous. In a simplified sense liability for defamation, in this case slander, turns on whether the statement tends, or is reasonably calculated, to cause harm to another‘s reputation. Of course, generally speaking, truth is a complete defense to an action for slander. Picard v. Brennan, 307 A.2d 833 (Me. 1973). Therefore, оne would tend to be subject to liability for defamation only if he was spreading lies. In light of this, it is apparent that this basis for admitting Laverriere‘s statements completely misses the purpose of admitting statements against interest. The purpose underlying this exception to the hearsay rule is that “a statement asserting a fact distinctly against one‘s interest is unlikely to be deliberately false or heedlessly incorrect“. 5 Wigmore, supra, § 1427, at 329. It is irrelevant whether the statement of fact could tend to create liability; it is the fact stated which must be against interest. In Re Weber, 11 Cal.3d 703, 523 P.2d 229, 114 Cal.Rptr. 429 (1974); 5 Wigmore, supra, § 1462, at 337. The only way Laverriere‘s statements would tend to be defamatory is if they were false or suspect. Therefore, to allow defamatory statements into evidence under this exception would conflict with the purpose that statements against interest are regarded as true because a person would not lie about such matters. Finally, there is simply nothing in the record to support a conclusion that Laverriere‘s statements would make him the object of hatred, ridicule or disgrace.
(b) Prior Consistent Statements
The crucial issue before us in this case is whether the trial justice properly admitted under
Defense counsel‘s cross-examination of Laverriere established or tended to establish the following: (1) that Laverriere had hated the Fredettes since sometime shortly after January of 1977 because Fred Fredette never paid him the $5,000 for the appraisal; (2) that he knew the Fredettes had a gun collection; (3) that he lived with the Fredettes at a time when Mr. Fredette had the gun collection;6 (4) that he knew how to shoot a gun; (5) thаt prior to the murder, he told several people that Mrs. Fredette offered him money to find someone to kill her husband, but he never told the police; (6) that he did not approach Mr. Fredette to warn him that his wife was looking for someone to kill him, even though he had seen him on the streets of Biddeford; and (7) that his trial testimony established dates of the meetings with Mrs. Fredette that were inconsistent with his prior testimony before the grand jury and prior statements to the police.7 This cross-examination created the possible inference that Laverriere‘s trial testimony arose from an improper motive, namely, to avoid criminal liability for the death of Fred Fredette. Thе key question is whether the prior consistent statements operate to rebut the implication that Laverriere fabricated his trial testimony to exculpate himself. If defense counsel‘s cross-examination or other evidence implied that Laverriere‘s motive to lie arose sometime after he made the prior consistent statements, then the prior statements would be admissible to rebut the charge of improper motive. However, a prior consistent statement does not rebut a charge of improper motive where the motive to falsify also existed at the time of the earlier statement. State v. Zinck, 457 A.2d at 425; State v. True, 438 A.2d at 466; see also United States v. Guevara, 598 F.2d 1094, 1100 (7th Cir. 1979); United States v. McPartlin, 595 F.2d 1321, 1351 (7th Cir.), cert. denied, 444 U.S. 833, 100 S.Ct. 65, 62 L.Ed.2d 43 (1979); United States v. Quinto, 582 F.2d 224, 232-34 (2d Cir. 1978).
On appeal, defendant argues that the cross-examination implied that Laverriere‘s motive to lie arose out of his long standing hatred for the Fredettes because Mr. Fredette never paid him the money for the appraisal. Defendant alternatively contends that, to the extent the cross-examination implied that Laverriere had a motive to kill Fred Fredette and possibly did, that motive arose out of the same incident and his motive to lie and point the finger at Mrs. Fredette remained the same in October of 1977 as it did at trial. In effect, defendant argues that the cross-examination suggests only that Laverriere framed
The State tаkes the position that defendant‘s cross-examination of Laverriere in conjunction with the cross-examination of Detective J.P. Morin and Chief of Police Albert Morin implied that Laverriere had a motive to kill Fredette and that he did do so.8 Therefore, the State contends this implied Laverriere had a motive to lie only after Fred Fredette was murdered and these statements were admissible because they were made prior to Fredette‘s murder.
The State‘s position in this case overlooks that prior consistent statements are admissible only to rebut the implied charges of improper motive that fairly arise out of defendant‘s cross-examinаtion of Laverriere or other evidence. In other words, the prior consistent statements at issue may very well rebut any suggestion that Laverriere concocted this story when he spoke with the police in June of 1978 in order to avoid suspicion, but they would not be admissible unless defendant‘s cross-examination and other evidence suggested that possibility. State v. Zinck, 457 A.2d at 426. Defense counsel‘s cross-examination of Laverriere did not suggest that Laverriere implicated Mrs. Fredette after he became a possible suspect,9 nor was there any suggestion that Laverriere first concocted the story in June of 1978 when he spoke
We have no hesitation in concluding that this constituted prejudicial error in the circumstances of this case. The State‘s case was based entirely on circumstantial evidence. A key factual issue in the case was whether or not Mrs. Fredette offered Gus Laverriere money to find someone to kill her husband several months before he was murdered. It was highly prejudicial to erroneously allow three witnesses to testify to prior statements by Laverriere that corroborated his trial testimony. We cannot say that it is highly probable that the erroneous admission of this hearsay evidence did not affect the jury‘s verdict. See State v. Zinck, 457 A.2d at 426; State v. True, 438 A.2d at 467.
We consider it necessary to examine two other claims of error for direction to the Court in the event of a retrial.
III. Failure to Object to Nonresponsive Answers by Laverriere at First Trial
During the course of defense counsel‘s cross-examination of Mr. Laverriere at the first trial, Laverriere gave several non-responsive answers. In those answers, Laverriere referred to the possibility that the Fredettes were considering a divorce in early 1977. Defense counsel never objected to the answers nor did she move to strike them at the first trial. When counsel for both sides met with the trial justice in his chambers before the reading of Laverriere‘s cross-examination into evidence at the second trial, defensе counsel sought to exclude the non-responsive answers made by Laverriere at the first trial. The trial justice at the second trial ruled that defendant could not raise her objection at the second trial because she failed at the first trial to object or to ask the presiding justice to instruct the jury to disregard the non-responsive answers and, therefore, she failed to preserve her objection. On appeal defendant argues this ruling was erroneous.
The issue presented here is whether objections to parts of former testimony, which could have been asserted when the testimony was initially given, can be made for the first time at the second trial. Althоugh there is a split of authority on this issue,10 we think that the better view is that objections which go to the form of the testimony must be raised at the initial trial
The more widely approved view, however, is that objections which go merely to the form of the testimony, as on the ground of leading questions, unresponsiveness, or opinion, must be made at the original hearing, when they can be corrected, but objections which go to the relevancy or the competency of the evidence may be asserted for the first time when the former testimony is offered at the present trial. (emphasis added).
McCormick, supra, at 623. In the instant cаse, defense counsel‘s objection at the second trial was made on the grounds of unresponsiveness, not the relevancy or competency of the evidence. Accordingly, we conclude that the presiding justice did not commit error by refusing to exclude portions of Mr. Laverriere‘s testimony as being non-responsive because no objection had been made when the testimony was originally given.
IV. Exclusion of Deposition of Unavailable Witness for Impeachment Purposes
During this same chambers conference, defense counsel sought a ruling on whether she would be allowed to impeach Laverriere‘s trial testimony by using a deposition which had been taken before the first trial. After defense counsel made an offer of proof, the presiding justice ruled that the deposition was inadmissible because the subsequent testimony from the first trial was later in time and because defense counsel had an opportunity to use the deposition in the first trial and had not done so.
Because we are vacating the conviction on the other grounds, we need not decide whether the error discussed in part IV constitutes prejudicial error.
Finally, in view of the disposition we make of this case, we consider it unnecessary to discuss the other issues raised on appeal.
The entry is:
Judgment vacated.
Remanded for further proceeding consistent with this opinion.
All concurring.
CARTER, Justice, with whom DUFRESNE, A.R.J., joins, concurring.
I join in the Court‘s opinion аnd concur in the result there reached. I have, however, one concern on which I think it necessary to express myself separately from my colleagues.
That concern relates to a doctrinal disagreement I have about the scope of the rule announced in the Court‘s opinion on the subject of the prior cross-examination of the State‘s chief witness. (At 24-25.)
I disagree with any restriction placed upon defendant‘s ability to assert any legitimate objection at the second trial because of her failure to make such objection at the prior trial. Such a restriction is inconsistent with the defendant‘s right to one, complete, fair trial and with the effect of the mistrial. I think it to be indisputable that in a criminal case such as this,
[t]he declaration of mistrial rendered nugatory all of the proceedings during the first trial. The State and defendant were returned to their original position as if there had not been a trial. Each was entitled to offer evidence and to make motions and objections without limitation to that which had been offered or made at the first trial and without being bound by the prior rulings of the Court with respect thereto.
State v. Hale, 127 N.J.Super. 407, 413, 317 A.2d 731, 734 (1974). (Emphasis added.)
After a mistrial was declared, this defendant was perfectly free to change or to modify her plea for purposes of the second trial, to plead anew any available defenses, to change the factual basis of the defense and, indeed, to change within the strictures of pleading the theory of the defense. A mistrial “means that the [prior] trial itself was a nullity.” Id. at 733. Given the broad flexibility allowed to the defеndant in respect to these significant trial functions, I can see no rational justification for, nor any purpose to be accomplished by, attributing any preclusive effect to anything so mundane, by comparison to the breadth of those options, as the conduct of either counsel on examination or cross-examination of witnesses or the court‘s prior rulings on evidentiary questions at the prior trial.
More importantly, such a preclusive effect results in defendant not receiving a single, comprehensive, fair trial. Rather, the adjudication of her guilt or innocence is based in part upon a trial that has been declared a nullity and in part upon the final proceeding as afflicted by those portions of the prior “non-trial” imported into it. Our concept of the adjudication of criminal guilt is so important and the ideal of fair trial so multifaceted that neither can exist undiminished, in my view, side-by-side with a permitted practice of “patchwork litigation.”
Russell SIBLEY et al. v. INHABITANTS OF the TOWN OF WELLS et al.
Supreme Judicial Court of Maine
June 30, 1983
