Lead Opinion
{1} This appeal continues our historically close scrutiny of the New Mexico felony murder statute. See State v. Contreras,
BACKGROUND
{2} In the early morning hours of April 14, 2002, Defendant Jarrell Frazier (“Frazier”), along with his co-defendant Davis Wilson (‘Wilson”), brutally beat Kelly Knoll (“Knoll”) in front of a truck on a residential street in the Kirtland Addition neighborhood of Albuquerque. After beating Knoll, Frazier and Wilson wiped down the truck with rags, placed Knoll in the back of the truck, and kicked him yet again. Knoll was then driven about a mile away and shot five times in the back of the truck by either Frazier or Wilson. The cause of Knoll’s death was gunshot wounds to his head and chest.
{3} Officer Vigil responded to a call from a neighbor. Arriving at the scene shortly after the truck had left, Officer Vigil heard several gunshots coming from the south of his location. The next day Knoll was found dead in the back of the truck about a mile southeast from where the beating occurred.
{4} A jury convicted Frazier of kidnapping, felony murder predicated on that same kidnapping, conspiracy to commit kidnapping, aggravated battery with great bodily harm, conspiracy to commit aggravated battery with great bodily harm, two counts of tampering with evidence, and conspiracy to commit tampering with evidence. Frazier was acquitted of first-degree willful and deliberate murder and conspiracy to commit felony murder. The trial court sentenced Frazier consecutively to life imprisonment for felony murder and twelve years imprisonment for kidnapping.
{5} Frazier now appeals directly to this Court, raising two issues. See N.M. Const. art VI, § 2; Rule 12-102(A)(1) NMRA (direct appeal to Supreme Court from conviction of first-degree murder). First, Frazier argues that his right to be free from double jeopardy was violated when he was convicted of both felony murder and kidnapping, the very predicate felony on which the murder conviction was based. Second, Frazier claims that the trial court erred when it allowed the State to introduce certain fingerprint evidence. Because we conclude that Frazier’s separate conviction of kidnapping violates the Double Jeopardy Clause of the United States Constitution, we vacate that conviction. We affirm Frazier’s remaining convictions because his argument regarding
NEW MEXICO CASE LAW ON FELONY MURDER
{6} Before we embark on a construction of our felony murder statute as it pertains to the double jeopardy issue, we first briefly survey New Mexico’s felony murder case law.
{7} New Mexico courts have often commented on the general disfavor with which the felony murder rule is viewed. As this Court noted in Ortega, “[f]ew legal doctrines have been as maligned and yet have shown as great a resiliency as the felony-murder rule.”
{8} In Harrison, we held that only a first-degree felony or an inherently dangerous felony committed under inherently dangerous circumstances could support a felony murder charge.
{9} After construing the felony murder statute to include an intent requirement, we observed in Ortega that the legislature had legitimately “determined that a killing in the commission or attempted commission of a felony is deserving of more serious punishment than other killings in which the killer’s mental state might be similar but the circumstances of the killing are not as grave.” Id. at 565,
{10} We observe a paradox. A defendant who is convicted of and sentenced for both the felony murder and the underlying felony does not receive a punishment equal to that for first-degree premeditated murder; he actually receives a greater punishment. He is convicted of both first-degree murder and the underlying predicate felony and can be sentenced consecutively for both. Thus, if the State proves that a defendant killed with a mental state sufficient only for second-degree murder, but in the course of a dangerous felony, that defendant will receive a greater punishment than a defendant who is shown to have killed with a more culpable mental state such as deliberate intent murder. In the absence of any more specific elaboration by the legislature, such an outcome appears arbitrary.
{11} We question whether the legislature intended such a result when, as we will discuss shortly, (1) the legislature never expresses an intent that both convictions should stand and be sentenced consecutively, and (2) the indicia of legislative intent we discuss below demonstrates the contrary conclusion: that the predicate felony is subsumed within the conviction for felony murder. This problematic result, along with the narrow construction we have previously given to our felony murder statute, informs our analysis of double jeopardy issues in the context of felony murder.
DOUBLE JEOPARDY
{12} The Double Jeopardy Clause of the Fifth Amendment to the United States Constitution provides: “[N]or shall any person
{13} Among other things, the Double Jeopardy Clause protects a defendant from twice being punished at one trial for the “same offense” (multiple punishments). See Whalen v. United States,
The Swafford Test
{14} Swafford is the leading New Mexico case on the double-description analysis. In that opinion, this Court addressed whether Swafford’s convictions and sentence for both incest and criminal sexual penetration arising out of the same conduct constituted double jeopardy. Id. at 6,
{15} The first part of the test for determining legislative intent asks “whether the conduct underlying the offenses is unitary, i.e., whether the same conduct violates both statutes,” which in most cases leads to a judicial inquiry into the facts and circumstances of the case to determine whether acts associated with each statute are sufficiently separated by time and space to allow for separate prosecution and conviction under each statute. Id. at 13-14,
Contreras and Application of the Block-burger Test to Felony murder Cases
{16} This Court has already determined the outcome of the second part of the Swafford test as applied to felony murder cases based on unitary conduct: In Contreras, we held that when the conduct is unitary, the defendant cannot be convicted of both felony murder and the underlying predicate felony.
{17} Because Contreras controls the outcome of the second part of Swafford’s legislative intent inquiry as applied to felony murder eases, the present case turns entirely on the unitary conduct prong of Swafford. Specifically, we ask whether our felony murder statute expresses a clear legislative intent that a killing during the commission of a felony constitutes unitary conduct in every case, thereby precluding a unitary conduct inquiry by this Court into the specific facts of the ease.
Unitary Conduct under Swafford
{18} Legislative intent is the touchstone of the double-description analysis. Cases following Swafford, and even Swafford itself in its application of the test, have construed the two parts of the Swafford test as separate, one part inquiring into the facts of the case and the other part into legislative intent. See Swafford,
{19} Regardless of which part we analyze, the Swafford test never veers materially from the underlying “polestar” of legislative intent. Viewed as a tool for discerning legislative intent to punish, the unitary conduct prong of Swafford functions as a proxy for legislative intent when the legislature is silent. In other words, if criminal acts are sufficiently separate in time and space, we have assumed that the legislature intended to authorize separate punishments under different statutes for each distinct act, unless the statutes indicate that the conduct should be construed as part of a single transaction. See, e.g., id. (unitary conduct part of Swafford test “arises from the pragmatic observation that the double jeopardy clause clearly cannot operate to prohibit prosecution, conviction, and punishment in a single trial for discrete acts violative of the same statute (whether actually the same or the same under [the Blockburger test])”); see also Vick v. State,
{20} The corollary of this principle dictates that when the legislature is not silent and speaks of the conduct as elements of a single criminal episode, even if temporally separate, then our job is to enable legislative intent. When the relevant statutes define the offenses as greater and lesser included, and the jury instructions require the jury to make the factual finding of unitary conduct, then legislative intent with regard to the first prong of the Swafford test is clear. In that case, it would be presumptuous for this Court to conduct our own inquiry into the factual particularities of each case. See Brown v. Ohio,
Unitary Conduct Under New Mexico’s Felony murder Statute
{21} Keeping in mind that legislative intent is our primary concern in deciding multiple punishment cases, we look first to the language of the statutes at issue. See Missouri v. Hunter,
{22} New Mexico’s felony murder statute provides that “[m]urder in the first degree is the killing of one human being by another without lawful justification or excuse ... in the commission of or attempt to commit any felony.” NMSA 1978 § 30-2-KA) (1994) (emphasis added). Our jury instructions based on this statute require that, to find a defendant guilty of felony murder, the jury must find that the defendant committed or attempted to commit the underlying felony and that the defendant caused the death of the victim “during the commission of’ or “the attempt to commit” the underlying felony. Rule 14-202 NMRA (emphasis added) (brackets omitted). Indeed, in this ease, the jury was instructed that, in order to find Frazier guilty of felony murder, it had to find that he “committed the crime of kidnapping under circumstances or in a manner dangerous to human life,” and that he “caused the death of [Knoll] during the commission of kidnapping.” (Emphasis added.)
{23} The language of both the statute and our jury instruction renders the conduct supporting the felony murder and the underlying predicate felony unitary by definition; it expressly requires that the killing happen “in the commission of’ the underlying felony. The jury instructions based on the statute require that, for a jury to convict a defendant of felony murder, the conduct upon which both the underlying felony and the felony murder is based must necessarily be unitary. Thus, when a jury finds a defendant guilty of felony murder, it has already determined the fact-based unitary conduct question — it has found that the killing happened during the commission of the underlying felony. We are simply unable to discern any principled distinction between Swafford’s notion of “unitary conduct” and the requirement that the killing happen “in the commission of’ or “during the commission of’ the underlying felony.
{24} Our holding is not inconsistent with Swafford, which refers to both parts of its multiple punishment test in terms of legislative intent. The particular facts of Swafford also lend support. Swafford itself did not undertake a unitary conduct analysis with regard to the defendant’s convictions of incest and criminal sexual penetration, finding simply that the first part of the test was satisfied because there was no dispute that the same conduct precipitated both offenses.
{25} Our opinion in Contreras, but for its cursory analysis of unitary conduct, also prefigures our decision here. Implicit in our holding, that the elements of the underlying felony were subsumed by the elements of felony murder, was the notion that a factual inquiry into unitary conduct was not necessary to the determination of legislative intent. When the felony murder statute is interpreted such that the underlying felony is a lesser-included offense of felony murder, it follows that the legislature intended the conduct supporting both offenses to be considered “unitary” for double jeopardy purposes. See Whalen,
{26} The requirement under the felony murder statute, that the conduct be unitary to convict a defendant of felony murder, is also consistent with our earlier discussion of the legislative purpose behind felony murder. When the State is permitted to elevate what would otherwise be a second-degree murder to first-degree murder, with the attendant increase in punishment, based on the fact that the killing happened during the commission of a felony, the felony should be subsumed by the first-degree murder. The underlying felony has already served to enhance the murder to first degree without requiring proof of premeditation or a depraved mind. See Ortega,
{27} Of course, if the facts support multiple charges of a particular felony which can be sustained under a unit-of-prosecution analysis, then the State is free to use one of those charges as the predicate felony and obtain separate convictions for the other charges. Our recent opinion in State v. Bernal,
{28} This Court upheld Bernal’s conviction for the attempted armed robbery of Romero, finding that the conduct supporting that charge was not unitary with the felony murder of Giron. Id. ¶ 11. However, the true point on which our holding in Bernal turns is the outcome of a unit-of-prosecution analysis with regard to the attempted robbery charges. See id. ¶¶ 12-13. We held that the convictions for two counts of armed robbery did not violate double jeopardy, despite the fact that Bernal only had the intent to steal one victim’s property. Id. ¶ 31. We reached this determination by applying the test articulated
{29} Herron was a unit-of-prosecution case in which we set forth a test to discern when a defendant’s acts were sufficiently distinct to permit multiple punishments under the same statute. A court applying the Herron test evaluates the following “indicia of distinctness”: (1) temporal proximity of the acts; (2) location of the victim during each act; (3) existence of an intervening event; (4) sequencing of the acts; (5) defendant’s intent as evidenced by his conduct and utterances; and (6) the number of victims.
{30} Bernal demonstrates that if the State charges a defendant with multiple first-degree felonies under a single statute, and multiple convictions under that statute can be sustained based on a unit-of-prosecution analysis, then only one such conviction needs to serve as the predicate felony for a felony murder conviction and the other convictions may stand. However, where there is only one first-degree felony conviction which also serves as the predicate felony for a felony murder conviction, we hold that the legislature did not intend to allow a separate conviction for that same felony.
Clarification of Double Jeopardy Issue in Felony murder Precedent
{31} We recognize that our holding represents a departure from certain cases included with our felony murder jurisprudence in which we have examined whether conduct is factually unitary, in some cases finding that it is not and allowing both convictions to stand. See, e.g., State v. Foster,
{32} Our previous cases applied the unitary conduct prong of the Swafford test to felony murder situations and were not asked to inquire into whether the particular language of the felony murder statute might be indicative of legislative intent on the issue of unitary conduct. Some of those cases analyzed the statutes defining the predicate felony, asking whether the felony was defined in áuch a way that it supported a jury finding of non-unitary conduct. See, e.g., Foster,
{33} In Foster, we looked to the statute and jury instructions on armed robbery to determine whether they provided the jury with alternative bases for a conviction, some supporting unitary conduct and some supporting non-unitary conduct.
{34} However, we also analyzed the kidnapping statute in Foster to find that the conduct supporting the defendant’s conviction of aggravated kidnapping could not have been based on conduct that was unitary with the felony murder, and thus, the aggravated kidnapping conviction did not violate double jeopardy. Id. ¶¶ 29-35. We conducted a similar review of the kidnapping statute in Kersey, reaching the same factual conclusion as that reached in Foster with regard to the kidnapping conviction. See Kersey,
{35} Foster and Kersey were correct in their analyses of the predicate felony statutes with respect to legislative intent on the issue of unitary conduct. However, those cases did not ask the question we ask here, which shifts the focus from the predicate felony statutes to the felony murder statute itself. That statute requires the killing to happen in the commission of a felony and the accompanying jury instructions require the jury to find that the killing happened during the commission of the predicate felony. Therefore, the question we now ask is whether the jury, when so instructed, could have found that the killing was separate from the underlying felony. We do not believe the jury could so find and the language of the statute does not indicate that the legislature intended otherwise. See Whalen,
FINGERPRINT EVIDENCE
{36} At trial, Frazier’s girlfriend testified to what Frazier had told her: that he had borrowed a truck from Knoll, that he still had time left on it when Knoll returned to pick it up, that he had beaten Knoll, and that he knew the police were looking for him. A detective in the criminalistics unit of the Albuquerque Police Department (“APD”) testified that latent fingerprints were lifted off of the door frames of the truck. Another APD detective, Detective Herrera, testified that she matched five of these latent prints to a “ten-print” fingerprint card of Frazier’s that was kept by APD in the ordinary course of business.
{37} Frazier now asserts that the fingerprint evidence and the ten-print card were inadmissible hearsay. The overall thrust of Frazier’s argument appears to be that Detective Herrera should not have been allowed to identify the prints on the ten-print fingerprint card as Frazier’s because that could not fall within the business records exception to the hearsay rule. See Rule 11-803(F) NMRA. Frazier claims that his counsel properly objected to the evidence but that the trial court overruled the objection. The State points out that Frazier is relying upon objections made by his co-defendant’s counsel and that Frazier’s counsel did not object to the admission of the evidence. In fact, after Detective Herrera testified that she compared the latent prints to a ten-print card bearing Frazier’s name and birth date, that the ten-print card was kept in the normal course of business, and that she relied on such records to make professional judgments, Frazier’s counsel affirmatively stated that there was no objection to the admission of Frazier’s ten-print card. In his reply, Frazier argues that he should be able to rely on the objections made by his co-defendant’s counsel since he had previously objected to a joint trial but was denied a severance. Frazier then cites to the record where he claims to have objected, although all of the citations
{38} “Acquiescence in the admission of evidence ... constitutes waiver of the issue on appeal.” State v. Campos, 1996—NMSC-043, ¶ 47,
{39} Finally, Frazier argues that he should be able to rely on co-defendant’s objections because the State “elected to join the two defendants” and because his motion to sever was denied. This argument has no merit. Frazier points to no authority, and we see no beneficial policy advanced by adopting his logic. Therefore, any objection to the admissibility of the fingerprint evidence was not properly preserved and we will not consider it on appeal.
CONCLUSION
{40} We vacate Frazier’s kidnapping conviction as violative of double jeopardy. Frazier’s remaining convictions are affirmed. We remand to the district court for further proceedings consistent with this opinion.
{41} IT IS SO ORDERED.
Concurrence Opinion
(specially concurring).
{42} I fully concur in the discussion pertaining to the fingerprint evidence. I also concur in vacating Frazier’s conviction of kidnapping on grounds of double jeopardy. I write separately, however, because, while I believe this case is a step in the right direction, I am convinced that more is required to bring our double-jeopardy jurisprudence in line with the United States Constitution. After taking a fresh look at the issue, I am persuaded that our “unitary-conduct” analysis is in conflict with United States Supreme Court precedent and, thus, beginning with Swafford v. State,
{43} The Double Jeopardy Clause of the Fifth Amendment to the United States Constitution provides: “[N]or shall any person be subject for the same offense to be twice put in jeopardy of life or limb.” U.S. Const. amend. V; see also N.M. Const. art. II, § 15 (providing for double-jeopardy protection). The clause is applicable to the states through the Due Process Clause of the Fourteenth Amendment. Benton v. Maryland,
A. United States Supreme Court Precedent
{44} Because the issue is one of a defendant’s federal constitutional rights, I would begin the analysis by looking at precedent from the United States Supreme Court since the Supremacy Clause of the United States Constitution requires us to do so. See U.S. Const. art VI, cl. 2; N.M. Const. art. II, § 1. When dealing with a multiple-punishment issue, the Supreme Court has made it clear that the Double Jeopardy Clause “is limited to assuring that the court does not exceed its legislative authorization by imposing multiple punishments for the same offense.” Brown v. Ohio,
1. Determining Whether the Two Convictions Were for the Same Offense
{45} In determining whether two charged offenses are the same “for purposes of the Double Jeopardy Clause, [a court] looks to whether the offenses are the same, not the interests that the offenses violate.” United States v. Dixon,
{46} According to Blockburger, “where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.”
{47} Brown is instructive on both of these points.
The two prosecutions [were] based on two separate acts of the appellant, one which occurred on November 29th and one which occurred on December 8th. Since appellant ha[d] not shown that both prosecutions [were] based on the same act or transaction, the second prosecution [was] not barred by the double jeopardy clause.
Id. at 164,
{48} Applying the first prong of Blockburger, the Supreme Court in Brown agreed with the Ohio Court of Appeals and held that a greater offense and a lesser-included offense are generally the same for purposes of double jeopardy: “As is invariably true of a greater and lesser included offense, the lesser offense ... requires no proof beyond that which is required for conviction of the greater.... The greater offense is therefore by definition the ‘same’ for purposes of double jeopardy as any lesser offense included in it.” Id. at 168,
{49} Regarding the “same act or transaction” prong of Blockburger, however, the Supreme Court disagreed with the Ohio court. Notwithstanding the nine days separating the conduct underlying the two charges, the Supreme Court held that the two offenses were part of the “same act or transaction.” Id. at 169-70,
“The Double Jeopardy Clause is not such a fragile guarantee that ... its limitations [can be avoided] by the simple expedient of dividing a single crime into a series of temporal or spatial units,” or, as we hold today, into “discrete bases of liability" not defined as such by the legislature.
Sanabria v. United States
2. Determining Legislative Intent to Punish
{51} Even if two charges are the “same offense” under the Double Jeopardy Clause, a defendant is not protected against multiple punishments for those charges if the legislature has specifically authorized such punishment. In determining legislative intent in this context, the Blockburger test — the same test used for determining whether two offenses are the “same” — is the starting point. See Albernaz,
{52} Supreme Court precedent makes clear that if one of the two charges is determined to be a lesser-included offense of the other and if both were part of the “same act or transaction,” multiple punishments are unconstitutional unless the legislature has clearly provided for them. See Whalen,
{53} On the other hand, when two charges are not the “same offense,” multiple punishments are presumed permissible unless contrary to legislative intent. Hunter,
{54} Most instructive are Whalen and Hunter. In Whalen, the defendant was convicted of rape and felony murder predicated on rape. Similar to the instant ease, the defendant argued that imposition of multiple punishments violated the United States Constitution.
{55} In contrast is Hunter. In that case, the defendant complained of his multiple convictions of armed criminal action and the lesser-included offense of robbery in the first degree. See Hunter,
B. Application of United States Supreme Court Precedent
{56} Applying the Supreme Court’s precedent to the instant case, I believe an inquiry
{57} Frazier’s kidnapping charge is a lesser-included offense of his felony-murder charge. In Whalen, the government argued that rape was not a lesser-ineluded offense of the defendant’s felony-murder charge because the felony-murder statute “proscribefd] the killing of another person in the course of committing rape or robbery or kidnaping or arson, etc.”
{58} The next inquiry is whether the kidnapping and the subsequent killing of Knoll were part of the “same act or transaction.” The answer to this inquiry depends on whether “[t]he applicable ... statutes, as written and as construed in this case, make [kidnapping and felony murder] a single offense.” See Brown,
{59} Applying Brown, I conclude that Frazier’s kidnapping charge stems from the “same act or transaction” as his felony-murder charge. Our Legislature has provided that to be guilty of felony murder, the murder must occur “in the commission of or attempt to commit any felony.” NMSA1978, § 30-2-l(A)(2) (1994). In fashioning this crime, it is clear from the plain language that the Legislature did not intend to temporally
{60} Similar to Brown, a different case would be presented had the Legislature provided that felony murder was a separate offense from its predicate when there was a temporal or spatial gap between the completion of the underlying felony and the subsequent murder. Because it did not, and because we are bound to follow Supreme Court precedent, I conclude that Knolls’s kidnapping and murder occurred as part of the “same act or transaction.” Thus, because the answer to both prongs of the “same offense” question is “yes,” I conclude that Frazier’s kidnapping and felony-murder charges are the “same offense” within the meaning of the Double Jeopardy Clause of the Fifth Amendment.
{61} Having concluded that kidnapping and felony murder in this case are the “same offense,” I believe the next course of action is to determine whether multiple punishments are legislatively authorized. Since kidnapping is a lesser-included offense of felony murder predicated on kidnapping, there is a presumption that our Legislature did not intend multiple punishments. See Whalen,
{62} The legislation at issue is silent on whether the Legislature intended multiple punishments. Under New Mexico law, felony murder is murder in the first degree — a capital felony. NMSA 1978, § 30-2-l(A). A defendant guilty of a capital felony “shall be punished by life imprisonment or death.” Id. § 31-18-14(A) (1993). Whoever commits kidnapping who does not voluntarily free the victim in a safe place is guilty of a first-degree felony. Id. § 30-4-1 (2003). The basic sentence for a first-degree felony is eighteen years of imprisonment. Id. § 31-18-15(A)(2) (2005). Nowhere in the statutory provisions defining these crimes or providing for their punishment does the Legislature specifically authorize multiple punishments. Had it wanted to, the Legislature could have spoken clearly on this point. See Hunter,
C. Unitary Conduct Depends upon the Harm Proscribed by the Statute at Issue
{63} I agree entirely with the majority’s recognition that double jeopardy precludes a defendant from being convicted of both felony murder and its predicate. See Maj. Op. ¶¶ 20, 23. Interestingly, in Jackson, a habeas ease decided soon after Contreras, we implicitly understood Contreras to hold exactly what the majority does now. See 1996— NMSC-054,
{64} The determination under Swafford of whether a defendant’s conduct underlying
{65} In Swafford, we partly relied upon a law review article to fashion our two-part test. Swafford,
{66} Swafford, a double-description case, read the unitary-conduct question to mean that “if the defendant commits two discrete acts violative of the same statutory offense, but separated by sufficient indicia of distinctness, then a court may impose separate, consecutive punishments for each offense.”
{67} In his article, however, Professor Thomas recognized that, in accordance with Brown, whether a defendant’s conduct underlying each charge is unitary with another is wholly dependent on the conduct the legislature intended to proscribe:
[T]he unitary conduct question is not whether the physical actions of the accused are discrete — they clearly were in Brown — but is, instead, whether the actions constitute a single course of conduct prohibited by the statute. If the defendant’s separate physical acts are committed within the scope of that legislatively defined course of conduct, the conduct is unitary for purposes of the double jeopardy clause.
Thomas, supra, at 18 (footnote omitted); see also id. at 19 n. 95 (stating that whether conduct is unitary “ultimately depend[s] on determining the precise harm proscribed by the statutes at issue rather than analyzing the defendant’s physical actions”); id. at 20 (“[T]he unitary conduct issue depends entirely on what the legislature intended to be the unit of conviction, rather than on a space-time analysis of the defendant’s physical actions.” (footnote omitted)). Thus, by misreading Professor Thomas’s law review and inadvertently conflating the double-description and unit-of-prosecution issues, Swafford read the unitary-conduct question too narrowly.
{68} I also note that because we mistakenly believed in Swafford that whether a defendant’s charged conduct is unitary is largely contingent upon a spatial and temporal analysis of the defendant’s conduct, we stated that the United States Supreme Court “assumed” that the rape and murder in Whalen were part of a single criminal episode. See Swafford,
{69} While I agree that Swafford referred to legislative intent in discussing both the “same offense” and intent to punish questions, see Maj. Op. ¶24, our long line of subsequent precedent has undoubtedly construed Swafford to mean that we do not consider legislative intent at all unless we first determine that a defendant’s conduct was unitary in time and space. In the felony-murder contesct alone, we have done so in at least eight published opinions. See State v. Bernal,
{70} This is how I would summarize a modification of Swafford to bring our double-jeopardy jurisprudence in line with United States Supreme Court precedent. The general rule is that multiple punishments for the “same offense” violate the Double Jeopardy Clause unless our Legislature has clearly authorized otherwise. To ascertain whether two charges are the “same offense,” a court must first determine if, pursuant to the Blockburger same-elements test, one charge is subsumed by the elements of the other. If so, the court must then determine if the conduct underlying each charge is part of the “same act or transaction,” that is, if the conduct is unitary. Of course, if the two charges are statutorily the same (a unit-of-prosecution case) one need only answer the
{71} Although in the final analysis I am suggesting a further deviation from our existing precedent than the majority contemplates, “we are bound by the United States Supreme Court’s interpretation of the United States Constitution, and we must endeavor to refrain from unduly encroaching on the functions of the legislative branch of this State.” Cockrell v. Bd. of Regents of N.M. State Univ.,
{72} Frazier was unconstitutionally twice punished for the “same offense” when he was convicted of both kidnapping and felony murder predicated on kidnapping. The elements of kidnapping were subsumed within the elements of felony murder predicated on kidnapping. Because the felony-murder statute proscribes killings that occur during the course of any felony, and because Frazier’s felony-murder charge was contingent upon the kidnapping, Frazier’s conduct underlying the kidnapping and murder of Knolls was unitary. That is, the conduct underlying both charges was part of the “same act or transaction.” Thus, Frazier’s kidnapping and felony-murder charges were the “same offense.” Double jeopardy was violated by his dual convictions of these charges since our Legislature has not clearly authorized multiple punishments in such situations. Accordingly, I would also vacate Frazier’s conviction of kidnapping. However, because I would go further and actually modify Swafford to bring it into conformity with the United States Supreme Court’s precedent on double jeopardy, I specially concur with Justice Bosson’s well-written opinion.
Notes
. In some cases, a court may also start (and end with) a determination of legislative intent to punish. See Hunter,
. Although Brown is a case that dealt with whether double jeopardy was violated by successive prosecutions — not whether double jeopardy was violated by multiple punishments — it is clear that the determination of whether two charges are the "same offense” is identical in both contexts. In Dixon, the Supreme Court stated:
We have often noted that the Clause serves the function of preventing both successive punishment and successive prosecution, but there is no authority ... for the proposition that it has different meanings in the two contexts. That is perhaps because it is embarrassing to assert that the single term “same offence” ... has two different meanings....
. Of course if the defendant was charged with multiple violations of the same statute, a unit-of-prosecution case, then the only question to be answered in determining whether two charges are the "same offense” is whether the defendant's conduct underlying each charge was part of the “same act or transaction” as defined by the legislature.
. Importantly, though, according to Supreme Court precedent whether the conduct underlying each charged offense — even if the same statute, and thus a unit-of-prosecution case — is part of the "same act or transaction” depends upon what conduct the Legislature intended to proscribe — not simply upon the temporal or spatial separation between the defendant's discrete actions. See Sanabria,
