*1
STATE of New
Plaintiff-Appellee, FRAZIER, Defendant-Appellant.
Jarrell 29,138.
No.
Supreme Court of New Mexico.
May
Rehearing Denied June
(‘Wilson”), brutally
Kelly
beat
Knoll
(“Knoll”)
a truck
a residential
in front of
neighborhood
street
the Kirtland Addition
Knoll,
beating
After
Frazi-
Albuquerque.
wiped
down
truck with
er
Wilson
truck,
rags, placed
in the
of the
Knoll
back
again.
yet
him
Knoll was then
kicked
away
times
driven
a mile
and shot five
about
in the
of the truck
either Frazier
back
gun-
Wilson. The cause of Knoll’s death was
shot wounds to his head and chest.
Vigil responded
a call from a
Officer
to
Kerr, LLC,
Kerr,
E.
E.
Liane
Albu-
Liane
shortly
neighbor. Arriving at the
after
scene
NM, Appellant.
for
querque,
left,
Vigil heard several
the truck had
Officer
General,
King, Attorney
Anita
Gary K.
gunshots coming from the
of his loca-
south
Carlson,
General,
Attorney
Assistant
Santa
day
tion.
next
Knoll was found dead
NM,
Pe,
Appellee.
the back
the truck about a mile southeast
beating
from
occurred.
where
OPINION
kidnap-
juryA
convicted Frazier of
BOSSON, Justice.
predicated
that same
ping, felony
historically
appeal
This
continues our
conspiracy
kidnap-
kidnapping,
commit
scrutiny
felony
New Mexico
mur
close
battery
bodily
great
ping, aggravated
with
Contreras,
der statute.
State
harm,
aggravated
commit
bat-
conspiracy to
(1995);
State v. Orte
N.M.
harm,
tery
bodily
two counts
great
(1991);
ga, 112 N.M.
evidence,
conspiracy
tampering with
Harrison,
P.2d 1321
Frazier
tampering with
commit
evidence.
Contreras,
held that
we
acquitted
first-degree
de-
was
willful and
principles
convicting a de
prohibit
to commit
conspiracy
liberate murder and
predi
of both
murder and the
fendant
The trial court sentenced
murder.
on which the
murder is
cate
consecutively
imprisonment
Frazier
life
based,
not
con
at least
when
years imprison-
murder and twelve
unitary.
N.M. at
903 P.2d at
duct is
kidnapping.
ment for
time,
Today
inquire,
we
for the first
predicate felony
the murder and the
directly
appeals
Frazier now
actually greater
of
and lesser included
are
Court, raising two issues. See N.M. Const.
every case,
one subsumed within
fenses
(di
12-102(A)(1)
VI,
2;§
Rule
NMRA
art
other,
precludes multiple,
thereby
which
the.
from convic
appeal
rect
according to
separate convictions
how
murder). First, Frazier
first-degree
tion
particular
offense
defined the
from double
argues
right
his
to be free
Concluding
legis
felony murder.
convicted
violated when he was
thus
hold that
spoken,
lature has
we
kidnapping, the
felony murder
of both
always subsumed into a
predicate
very predicate
on which the
conviction,
felony murder
and no defendant
Second, Frazier
based.
conviction was
Accordingly,
convicted
can be
of both.
trial
when
claims that
court erred
for the
of
reverse
conviction
finger
certain
allowed the State to introduce
kidnapping.
affirm all other
fense of
print
Because we conclude
evidence.
convictions.
separate conviction
Frazier’s
BACKGROUND
Double
Clause
violates the
Constitution,
we vacate
14, United States
early morning
of April
In the
hours
remaining
(“Frazier”),
affirm Frazier’s
conviction. We
Frazier
Defendant Jarrell
regarding
argument
his
Davis
convictions because
along with his co-defendant
Wilson
fingerprint
attempted
evidence
commission
admission
commission
deserving
punish-
serious
properly preserved.
not
more
killings
ment than other
killer’s
ON
NEW MEXICO CASE
FELONY
LAW
might
mental
but
state
be similar
the circum-
MURDER
killing
grave.”
stances of the
*3
we embark on a construction of
Before
{6}
565,
felony
at
at
817 P.2d
1207. Our
murder
pertains
felony
murder statute as
to
first-degree
statute
to
to
thus serves
elevate
issue, we
jeopardy
briefly
the double
first
murder what would otherwise be a second-
survey
felony
New Mexico’s
murder case law.
degree murder based on
rationale that
a
have often
New Mexico courts
com-
{7}
killing in
mental
which
killer’s
state is
general
mented on the
with which
disfavor
murder,
second-degree
consistent with
but
felony
murder rule is viewed. As this which
in the
of danger-
is done
commission
a
Ortega,
legal
in
doctrines
“[f]ew
noted
felony,
punishment equal
ous
deserves
maligned
yet
have
have
been as
shown
first-degree
that
premeditated
or de-
great
resiliency
felony-murder
a
as the
praved-mind murder. See id.
rule.”
der statute to include an The Double Clause of Ortega observed the Fifth Amendment United to the States legitimately had a killing provides: any per- “determined that in Constitution shall “[N]or fact, has, author- subject for the same offense to be whether son be limb.” ized put of life or U.S. twice V; punishment see N.M. Const. art. for the same offense. Id. at
Const. amend.
also
II,
double-jeopardy
§
(providing
pro
case on the
already
opinion,
This Court has
determined
this Court addressed whether
part of
the outcome of the second
convictions and sentence for both
Swaf-
Swafford’s
cases
penetration arising
applied
test as
incest and criminal sexual
ford
Contreras,
In
we
based on
conduct:
out
the same conduct constituted double
unitary,
jeopardy.
P.2d at
In
held that when
conduct
Id. at
1226.
holding
no
cannot be convicted
both
there was
viola- defendant
felony.
tion,
underlying predicate
synthesized
many
this
varied murder
Court
in
120 N.M. at
theories set forth
both New Mexico
up
relying on the
federal
law to come
with a
reached this conclusion
decisional
in
Supreme
multiple punishment
In
Court’s
single test for
eases.
United States
Whalen,
test,
Court
fashioning
recognized
pole-
we
Whalen.
“the
Blockburger
legislature’s
applied
test
find
guiding
star
courts
Congress
not
consecutive sen-
did
authorize
punishments
to authorize
for
offense,”
felony murder and the
question being
tences for
same
central
felony.
punish”).
that
during
a
the
commission
State,
991
(Tex.Crim.App.
S.W.2d
833
unitary
every
constitutes
conduct in
1999) (holding
that double
was not
case, thereby precluding
unitary
conduct
by multiple
violated
convictions
inquiry by
specific
this Court
the
into
facts of
of
Legisla
acts
sexual assault because “the
the ease.
ture,
through
language
the
of the
has
rejected
aggravated
grouping
sexual assaults
Unitary Conduct under Swafford
”).
by ‘transaction’
Legislative intent is the
of
touchstone
corollary
principle
The
of this
dictates
double-description analysis.
the
fol-
Cases
when
that
the
silent
is not
Swafford,
lowing
even
itself
Swafford
speaks of the
as
of a single
conduct
elements
application
test,
its
of the
have construed the
episode,
temporally separate,
criminal
even
parts
separate,
test as
Swafford
job
then our
legislative
is to enable
intent.
part inquiring
into the facts of the case
the
When
relevant statutes define the of
legislative
and the other
into
intent.
included,
greater
fenses
lesser
Swafford,
See
127
¶
NMSC-007,
646,
State,
35, 126 N.M.
Id. 39-40. Because the verdict did not FINGERPRINT EVIDENCE jury which alternative the on indicate relied trial, girlfriend At tes Frazier’s and if have the alternatives would tified to what Frazier had told her: that he jeopardy, violated double we held that the Knoll, had borrowed truck from that he robbery of armed defendant’s conviction still had time left on it Knoll when returned not could stand. Knoll, pick up, to he had beaten and However, analyzed we also the kid- police looking that he knew the were for him. napping statute Foster to find that the A detective the criminalistics unit of the supporting the defendant’s convic- (“APD”) Department Albuquerque Police aggravated kidnapping tion of could not have fingerprints testified that latent lifted based conduct that been on was with off the door frames the truck. Another murder, thus, aggravated and detective, Herrera, APD Detective testified kidnapping conviction did not violate double she prints matched five of latent these ¶¶ jeopardy. 29-35. We conducted a “ten-print” fingerprint to a card of Frazier’s kidnapping similar review statute kept ordinary that was APD in the course Kersey, reaching the same factual conclusion of business. regard as that reached in with Foster finger- Frazier now asserts that the kidnapping Kersey, conviction. See 120 N.M. print ten-print evidence card were (analyzing P.2d at “hold to hearsay. inadmissible The overall thrust requirement kidnapping service” argument Frazier’s appears to Detec- holding that double not was tive Herrera should not have been to allowed required violated because conduct to estab- identify prints ten-print finger- completed lish be- hours print card as Frazier’s because that not could required fore the conduct to establish fall within the exception business records to murder). 11-803(F) hearsay rule. See Rule Kersey Foster and were correct in prop- NMRA. Frazier claims that his counsel analyses predicate felony objected their erly to the evidence but that respect to intent on the objection. issue trial court overruled the However, points upon conduct. those cases out relying that Frazier is here, question not objections did ask the we ask made his co-defendant’s coun- object shifts the focus from the sel that Frazier’s counsel did fact, statutes to the murder statute itself. admission of evidence. requires killing happen That statute after Detective Herrera testified that she accompa- compared prints commission the latent a ten-print nying jury require jury date, instructions bearing card Frazier’s name and birth happened killing during ten-print find kept that the card was in the nor- predicate felony. business, commission There- mal course of and that she relied fore, question now professional ask is whether the such judg- records make instructed, ments, jury, when affirmatively so could have found Frazier’s counsel stated killing objection from the under- that there was no to the admission *9 lying felony. jury ten-print We do not believe the reply, of Frazier’s card. In his language could so find and argues rely of the statute Frazier that he should be able to objections not does indicate that intend- on the made his co-defendant’s Whalen, objected ed otherwise. See previously 445 U.S. 691- counsel since he had to a (when 92, 100 joint 1432 S.Ct. statute is sub- trial but was denied a severance. Fra- other, presume sumed within the then zier cites the record where he claims multiple punish- objected, not intend although did to have all citations
129
MINZNER,
PAMELA B.
objections
made
his co-defendant’s WE CONCUR:
are to
SERNA,
M.
PETRA
PATRICIO
JIMENEZ
counsel.
Justices,
MAES,
L.
EDWARD
admis
“Acquiescence
CHÁVEZ,
(specially
{38}
Chief Justice
waiver of the
of evidence
constitutes
concurring).
sion
Campos,
v.
1996—
appeal.”
on
State
issue
CHÁVEZ,
(specially
Chief Justice
¶
148,
NMSC-043,
47, 122
921 P.2d
N.M.
concurring).
preserve any objection
Frazier did not
fully
per-
I
concur in the discussion
fingerprint evidence
to the admission of the
fingerprint
I
taining to the
evidence.
also
object
join in his co-defen
he did not
vacating
concur in
Frazier’s conviction of kid-
objections.
Pettigrew, 116
See State v.
dant’s
jeopardy.
I
napping
grounds
of double
135, 143,
777,
(Ct.App.
N.M.
860 P.2d
however, because,
separately,
while I
write
1993) (concluding the defendant “was
step
right
this case is a
in the
di-
believe
handling
with the trial court’s
satisfied
rection,
required
I am convinced that more is
object
join in
when he did not
his
matter”
double-jeopardy jurisprudence
bring
Pacheco,
objections); State v.
co-defendants’
line with
United States Constitution.
599, 604,
200,
(Ct.App.
110 N.M.
issue, I
taking
After
a fresh look at the
am
1990) (rejecting the defendant’s failure to
persuaded
“unitary-conduct” analy-
that our
claim where the defendant did not
sever
sis is in conflict with United States
but, instead,
object
relied on his co-defen
and, thus, beginning
precedent
with
Moreover,
objection).
did
dant’s
State,
3,
v.
single
Swafford,
Clause,
Jeopardy
statute.”
342-43,
pursuant
unitary-conduct question to mean
read the
is,
implicitly
That we
“if
commits two discrete
the defendant
con
that whether
defendant’s
determined
offense,
statutory
same
acts violative of the
the “same
underlying two
duct
indicia of distinct-
separated
but
sufficient
depends
whether that
transaction”
act or
ness,
may impose separate, con-
then a court
being
“unitary.”
things
All
conduct is
same
each offense.” 112
punishments for
secutive
question of se
equal, this would be a mere
(emphasis
at 1233
add-
N.M. at
However,
framework we
mantics.
ed).
recognizing
Besides not
unitary-conduct
on the
erected
Swafford
that the Court
error made in
analytical scope too
question focused our
unit-of-prosecution issue with
conflated the
narrowly.
is,
double-description
That
assum-
issue.
jeopardy is not violat-
ing it true that double
Swafford,
partly
upon
relied
punished
ed if a defendant is
two-part
law review article to fashion
statutory offense”
violations of the “same
P.2d at
Swafford, 112 N.M. at
test.
statute)
(i.e.,
long
the exact same
so
III, A
(citing George C. Thomas
Uni-
“separated by
actions are
suffi-
defendant’s
Punishment, 47
Theory Multiple
U.
fied
distinctness,”
this does
cient indicia
(1985)).
1, 12-25
Professor
Pitt. L.Rev.
is no double
viola-
mean that there
argued
question
of whether
*15
Thomas
punished
a defendant is
twice for
tion when
multi-
jeopardy is
under the
violated
greater- and
offense under
lesser-included
ple punishment prong hinges on three com-
words,
circumstances.4 In other
the same
(1)
unitary;
ponents:
whether the conduct is
incorrectly
assumed that
one of
Swafford
(2)
proscribe
statutes
the same
whether the
charges is a lesser-included offense of the
(3)
conduct;
legislature au-
whether
other,
thing
saying that
this is the same
as
Thomas,
multiple punishments.
thorized
By
they
statutory offense.”
are the “same
Thomas further
supra, at 5-8. Professor
so,
temporally
doing
the court was able to
however,
acknowledged,
same of-
“[t]he
actions
spatially divide the defendant’s
contains the first two
fense definitional issue
(observing in
units. See also id.
into discrete
(1)
underly-
whether the
‘component issues’:
double-description case that “the double
(2)
unitary, and whether the
ing conduct was
clearly
operate
cannot
jeopardy clause
statutory
are the same.” Id. at
definitions
conviction,
punish-
prosecution,
prohibit
tracks
11. This observation
viola-
single
in a
trial for discrete acts
ment
is,
precedent. That
Professor Thomas sim-
”
added)).
(emphasis
tive of the same statute
already
dis-
ply reiterated what
have
however,
article,
Professor
In his
whether two of-
cussed—that
to determine
that, in accordance with
recognized
Thomas
purposes
fenses are the same
(1)
un-
whether a defendant’s conduct
wheth-
jeopardy, courts must determine:
unitary
another
derlying
charge
each
underlying
part
the conduct
each
er
(i.e.,
wholly
legis-
dependent on the conduct
transaction”
whether
the “same act or
proscribe:
intended to
unitary); and
whether the
lature
the conduct is
choice.”);
C.I.T. Credit
Importantly,
though, according
United States v. Universal
Corp.,
97 L.Ed.
precedent
the conduct
(1952) (holding
the defendant could
charged
if the same
offense —even
charged
violations of
once for
unit-of-prosecution case —is
and thus a
provision
Act
depends upon
of the Fair Labor Standards
act or transaction”
the "same
punish
Congress only
"a
pro-
intended
Legislature intended to
because
what conduct
also,
conduct”);
e.g., State v. Hutch-
upon
temporal
spatial
course of
see
simply
scribe —not
inson,
616, 624, 661 P.2d
99 N.M.
separation
the defendant's discrete ac-
between
Sanabria,
(describing kidnapping as a continuous
437 U.S. at
tions. See
(“Whether
stating
deeds that
“[a]cts
particular
offense and
course of conduct
kidnapping become a
emanate from the
'offenses’ under
involves one or more distinctive
continues”).
long
congressional
as the
depends
the act
unitary
question
always
depends solely upon
[T]he
what course of
physical
whether the
actions of the accused
Legislature proscribed
our
sim-
—not
they
clearly
ply upon
physical
objec-
the discrete
acts
discrete —
is, instead,
Brown —but
whether the ac-
Thomas, supra,
tives of the defendant. See
tions constitute
course of conduct
(“The unitary
at 23-25
conduct determination
prohibited by the statute.
If the defen-
by comparing
is made
the defendant’s con-
separate physical
dant’s
acts are commit- duct to the
basic unit of conviction defined
scope
legislatively
ted within the
of that
question
the statute or
and tem-
conduct,
defined course of
the conduct is
pering
lenity.”
the result with the rule of
purposes
jeopar-
of the double
(footnote omitted)).
dy clause.
agree
While I
referred
Swafford
(footnote
Thomas,
omitted);
supra, at 18
see
discussing
both the
(stating
id. at
n.
also
that whether
“same
punish ques
offense” and intent
unitary “ultimately depend[s]
conduct is
on tions,
¶24,
Maj. Op.
long
see
line of
determining
precise
proscribed
harm
subsequent precedent
undoubtedly
con
analyzing
the statutes at
than
issue rather
strued
to mean that we do not
Swafford
actions”);
physical
the defendant’s
id. at 20
consider
intent at all unless we
(“[T]he unitary
depends
conduct issue
entire-
first determine that a defendant’s conduct
ly
on what the
intended to be the
space.
in time and
In the felo
conviction,
space-
unit of
rather than on a
ny-murder
alone,
contesct
we have done
inso
physical
time
of the defendant’s
ac-
eight published opinions.
at least
See State
(footnote omitted)). Thus, by
tions.”
mis-
¶
Bernal,
U.S. (1991))). Furthermore, important to it is
point prosecutors typically out that will instance, hap
have their hands tied. For
