State v. FranklinState v. Franklin
Lead Opinion
The State appeals the trial court’s dismissal of a firearm enhancement count contained in the criminal information charging Defendant with involuntary manslaughter by negligent use of a firearm. We hold that, because use of a firearm is one of the elements of the crime charged, see Swafford v. State,
BACKGROUND
This case arose out of a tragic game of "quick draw” between Defendant and Victim. Defendant was charged with involuntary manslaughter by negligent use of a firearm. See
DISCUSSION
This Court has recognized that Swafford articulates a new, two-part test for determining whether a defendant has been subjected to double jeopardy in a single prosecution, and has applied the Swafford test when the firearm enhancement statute was involved. State v. Charlton,
The double jeopardy clause of the fifth amendment “ ‘protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense.’” Swafford,
Under Swafford’s two-part test for ascertaining the legislature’s intent to punish, we first determine whether a defendant’s conduct was “unitary, i.e., whether the same conduct violate[d] both statutes.” Id. Although our Supreme Court did not state a judicial and all-encompassing definition for “unitary conduct,” it nonetheless provided guidelines. The determination of whether a defendant’s conduct is “unitary” requires consideration of the elements of the crimes charged and the facts presented at trial. Id. Under the facts of this case, the criminal charge against Defendant was based on a single act, the negligent use of a firearm. The identical use of the same firearm formed the basis for the charge under the enhancement statute. Thus, we conclude this act was unitary conduct.
Because the first part of the test is answered affirmatively, we next proceed to the second part of the Swafford analysis, a determination of whether the legislature intended to impose multiple punishments for the unitary conduct. Id. at 14,
Finally, under the third component, a conclusion that the elements of one statute are not subsumed within the other under Blockburger establishes only a rebuttable presumption that the statutes punish different offenses; only after applying the Block-burger elements test does the court finally
We initially determine whether the legislature clearly expressed an intent to impose multiple punishments. The State contends that the legislature’s mere enactment of the firearm enhancement statute indicates a legislative intent to enhance the penalty for any crime committed with a firearm. This Court has previously rejected similar reasoning. See State v. Haddenham,
In Swafford, the defendant had been convicted of both incest and criminal sexual penetration as a result of a single incident. Id. at 6,
If this principle discussed in Swafford prevents using a required element of one offense to aggravate the sentence for another offense resulting from the same conduct, it must necessarily prevent using a required element of an offense to enhance the sentence for that same offense, unless the legislature expressly indicates its intent to impose multiple punishment.
Second, because we determine that there is no explicit legislative intent to impose the firearm enhancement to the crime of involuntary manslaughter by negligent use of a firearm, we apply the Blockburger test to determine whether the elements of the firearm enhancement statute are subsumed within the elements of involuntary manslaughter by negligent use of a firearm. To apply the Blockburger test, we must first determine what are the “elements” of the firearm enhancement statute. We have previously recognized that, even though Section 31 — 18— 16(A) “does not have ‘elements’ per se,” Charlton,
The term “element” of a crime or a defense has been defined as “constituent part.” State v. Duncan,
The elements of involuntary manslaughter as applied to this case require the killing of a human being “in the commission of an unlawful act not amounting to [a] felony.” Section 30-2-3(B). The particular unlawful act alleged in this case was the negligent use of a firearm. Section 30-7-4(A)(3). Involuntary manslaughter is a fourth degree felony. Section 30-2-3(B). Thus, under the facts of this case, the State was required to prove that Defendant negligently used a firearm to commit a noncapital felony and this conduct resulted in the death of a human being. Use of a firearm is the same conduct required to
We do, however, address the State’s arguments to the contrary. Pointing to the language of Section 30-7-4(A)(3), which refers to “handling or using a firearm or other deadly weapon ” (emphasis added), the State contends that the crime of negligent use of a deadly weapon does not necessarily require the specific use of a firearm. Thus, the State argues, under the reasoning of State v. Gonzales,
In Gabaldon, this Court held that applying the firearm enhancement to a conviction for robbery with a deadly weapon, where the deadly weapon used was a firearm, did not violate double jeopardy. Id at 235,
We recognize that the particular subsection Defendant is charged with violating, Section 30-7-4(A)(3), refers to “firearm or other deadly weapon” and on that basis differs from the other subsections of the statute, which expressly limit their application to a firearm. However, this language does not make the statute here “identical” to the statutes at issue in Gonzales and Gabaldon. When a criminal statute is written in the alternative, it creates separate offenses for each alternative that are treated separately for double jeopardy purposes. State v. Rodriguez,
CONCLUSION
Because we hold that Section 31-18-16(A), the firearm enhancement statute, is subsumed
IT IS SO ORDERED.
Concurrence Opinion
specially concurring.
Although I agree with the majority that the trial court’s dismissal of the firearm enhancement should be affirmed, I take a different path in arriving at that conclusion. The majority relies on the two-part test announced in Swafford v. State,
The question posed in this appeal is whether the legislature intended the firearm enhancement statute to apply in a case such as the one before us. According to the briefs, two friends, while watching Super Bowl football on television on January 26, 1992, en-, gaged in a “quick-draw” game which resulted in the tragic death of the victim and with Defendant being charged with involuntary manslaughter.
Under
In the criminal information, the State included firearm enhancement under
A. When a separate finding of fact by the court or jury shows that a firearm was used in the commission of a noncapital felony, the basic sentence of imprisonment ... shall be increased by one year, and the sentence imposed by this subsection shall be the first year served and shall not be suspended or deferred. (Emphasis added.)
Under this statute, the one-year additional imprisonment is not only mandatory, it cannot be suspended or deferred by the trial court. Did the legislature intend this result to apply to an unintentional killing resulting from noncriminal negligence?
In construing a statute, it is fundamental that we must ascertain and give effect to the intention of the legislature. See State v. Chavez,
On first reading, the language in
“Manslaughter is the unlawful killing of a human being without malice.”
Involuntary manslaughter has been held to include only unintentional killings. See State v. King,
This reading of the firearm enhancement statute, I believe, comports with the type of situation in which its application has been upheld. For example, in Gabaldon,
That severity should not, however, apply when, as in this case, Defendant did not set out to commit a crime and he has not been charged with doing so. This is an unintentional accidental killing which, had it not resulted in a death, would have amounted to no more than a petty misdemeanor. Surely, the same societal concerns involved with the use of a firearm in the commission of nonfelony crimes intentionally committed or committed with criminal negligence would not apply to a case such as the one before us.
Additionally, to apply the firearm enhancement statute in this case, as the State urges, would bring about absurd results. See State v. Herrera,
At the outset, I indicated that I did not think the two-part Swafford test was necessary. I reached that conclusion based upon my reading of that case. The defendant in Swafford was convicted of one count of third-degree criminal sexual penetration, one count of incest, one count of aggravated assault with intent to commit felony, and one count of false imprisonment.
I join with the majority in affirming dismissal of the firearm enhancement component of the charge but do so for the reasons stated above.