Lead Opinion
¶ 1. Justin Ford appeals from the judgment of conviction rendered following his conditional pleas to possession of marijuana and possession of narcotics. The defendant claims that the trial court improperly denied his motion to suppress certain evidence seized from his house. We agree and, accordingly, reverse the judgment of the trial court and remand.
¶ 2. Sometime in the early morning of March 20, 2008, an individual called 9-1-1, said his name was Stephen Ford, and said he had been in an accident and was trapped in his vehicle on the Hartford-Queehee Road in Hartford in Windsor County. Stephen Ford is the brother of defendant, Justin Ford. Nothing in the record established the time of the 9-1-1 call. Police and the local EMS squad responded and searched the area, but did not find a damaged car or Stephen Ford in the area. Subsequently, at around 5:20 a.m. on March 20, a Vermont state police trooper from the Middlesex barracks was contacted at her home by her dispatcher and directed to perform a welfare check on Stephen Ford at his last known address on Brook Street in Williamstown in Orange County.
¶ 3. The trooper arrived at the Brook Street address shortly before 6 a.m. and saw one car in the driveway buried by snow. She concluded that it had not been used for awhile. She saw no fresh tire tracks, nor did she see lights on in the house. The only tracks she saw were footprints leading to a basement door of the house adjacent to the driveway. From prior experience with Stephen Ford in an unrelated matter six months earlier, the trooper believed that he lived in the basement
¶ 4. Upon reaching the back of the house, the trooper saw lights coming from the further of two basement windows. Stepping off the snowmobile trail, she approached the house, knocked on the nearer window and announced, “State Police, please come to the door.” She did not hear anything from inside, so she approached the lighted window. As she bent down to the window, she saw, through a gap between the curtains, several small marijuana plants growing in a glass aquarium under a bright grow-light. The trooper did not see anyone inside the room, so she halted her search and left the premises.
¶ 5. Based on what she had observed, the trooper obtained a search warrant for the house on Brook Street, which she thought was Stephen Ford’s house. At around 3 p.m. that afternoon she and a number of other officers returned and searched the home, seizing a dozen marijuana plants, several oxycodone tablets, and other materials thought to be used in a drug-growing operation. While the search was progressing, the owner of the home — and mother of Justin Ford and Stephen Ford — contacted the trooper to ask why her home was being searched. The trooper informed her of the series of events leading to the search. The caller explained that defendant lived in the home and that Stephen had not lived there for some time. A further search of the home uncovered mail and other personal items addressed to defendant. Defendant was subsequently charged with two misdemeanor counts of possession of marijuana and possession of narcotics.
¶ 6. Before trial, defendant moved to suppress the physical evidence gathered in the afternoon search of his home. Defendant contested the search on the premise that the warrant authorizing the search was based on the trooper’s warrantless early-morning entry onto the grounds of his home and her observations through his window, and thus, the evidence was obtained in violation of his constitutionally protected rights. In opposition, the State claimed that the trooper’s entry onto defendant’s property was lawful under the emergency aid exception to the warrant requirement. At the evidentiary hearing, the trooper testified to the facts above. Based on this testimony, the trial court denied defendant’s motion, finding that the search satisfied the requirements of the emergency aid exception as laid out in State v. Mountford,
¶ 7. On appeal from a denial of a motion to suppress, we review the trial court’s findings of fact deferentially and reverse only if the findings are clearly erroneous. State v. Bryant,
¶ 8. Defendant first challenges the trial court’s factual findings, arguing that the court erred when it found: (1) that the trooper had seen “recent footprints leading to the basement door”; (2) that it was apparent to the trooper that “someone had recently entered the basement door”; and (3) that it was “implied that there had been no information that [Stephen Ford] had been picked up by anybody and transported to a hospital.” In reviewing the trooper’s testimony at the suppression hearing, we can find no evidence to support the finding that the footprints or entry into the residence were recent. The trooper’s testimony referred only to footprints in the snow; she made no statements about how old or new the tracks may have been, when the last snow had fallen, or any other indicia of when the prints were made. The State argues that the court could make a logical inference that the tracks were “recent” from the trooper’s testimony; however, we fail to see how such an inference can be drawn from testimony establishing only their existence. As to the second challenged finding, as above, we find nothing in the record to support the court’s finding that “someone had recently entered the basement door.” These findings of the court are not supported by the evidence and are clearly erroneous and cannot be upheld. Defendant’s third challenge is not to a finding so much as to a conclusion: “it’s implied that there had been no information that [Stephen] had been picked up by anybody and transported to a hospital.” This is a reasonable, if immaterial, inference, based on the testimony that Stephen was not located on the HartfordQuechee Road and the state police had dispatched the trooper to his last known address to look for him. Thus, we find no error in this finding.
¶ 9. Defendant’s central argument on appeal is that the trooper’s entry onto his property and the resulting discovery of the illegal items constituted a warrantless search of his home in violation of his rights under the Vermont Constitution.
¶ 10. Article 11 of the Vermont Constitution protects the people’s right to be free from “unreasonable government intrusions into legitimate expectations of privacy.” Bryant,
¶ 11. The emergency aid or emergency assistance exception provides a narrow carve-out from the warrant requirement applicable when law enforcement personnel discover illicit activity while providing emergency aid to protect life or property. See Mountford,
¶ 12. In recognizing the emergency aid exception in Mountford,
¶ 13. The first prong of the Mountford/Mitchell test is that “[t]he police must have reasonable grounds to believe that there is an emergency at hand and an immediate need for their assistance for the protection of life or property.” Id. at 490,
¶ 14. The second prong of the Mountford/Mitchell test is a subjective analysis into the motivations of the officers involved; they “must not be primarily motivated by intent to arrest and seize evidence.” Id. at 490,
¶ 15. The third prong of the test limits the permissible scope of any search undertaken as police are giving emergency assistance. Mountford,
¶ 16. The search of defendant’s home fails under the first and third prongs set out in Mountford. Under the first prong of the test, there was no showing of an immediate need for police assistance at defendant’s home based on the facts before the trial court. The genesis of the emergency here was a 9-1-1 call reportedly made by Stephen Ford. Though the record is not clear as to the specifics of the police and emergency personnel response, at the hearing the trooper stated that police and emergency personnel had responded to the Hartford-Quechee Road, but were unable to find the motorist or evidence of any accident. The time of the 9-1-1 call was never established. Nor was it ever established that the caller had claimed any physical injuries.
¶ 17. Furthermore there was no evidence presented as to why the state police in the Hartford area thought the motorist might be in Williamstown. Apparently, a check of the law enforcement database indicated a prior address for Stephen Ford in Williamstown. We take judicial notice that Williamstown is at least forty miles away from the part of the Hartford-Quechee Road closest to Williamstown. With this limited information, the trooper was dispatched to defendant’s home to see if Stephen Ford had returned to this residence and needed aid. After arriving at the home, the trooper testified to nothing that would justify a “reasonable belief’ that the motorist was inside and in need of immediate assistance. She approached a darkened house with a
¶ 18. Mountford, itself, is instructive in this regard. There, we recognized that police entry into a home was justified when, responding to reports of a loud party, police saw the defendant in his home, alone, and in an extremely intoxicated state. He did not respond to their knocks or yells or even the beam of a flashlight shined in his eyes. As they watched from outside, he arose and walked into a wall, before stumbling into an adjoining room. Such circumstances, we concluded, would lead a reasonable officer to be concerned for the defendant’s well being. Id. at 493,
¶ 19. In contrast, here, an officer approaching defendant’s home, armed only with the knowledge that a motorist had claimed to be trapped in his car miles away, would need more than footprints and a darkened home to reasonably believe emergency assistance was immediately necessary. Unlike other emergency assistance cases wherein courts have upheld police searches of homes connected to reported automobile accidents, here there was insufficient evidence to suggest that an emergency existed inside the home. Cases from sister jurisdictions uniformly involve additional evidence beyond an accident report to justify an officer’s entry into a home following a report of a car accident. See, e.g., City of Troy v. Ohlinger,
¶ 20. The third prong of Mountford was likewise unfulfilled, as the scope of any search justified by the situation that occurred in Hartford as a result of the 9-1-1 call could not extend to the house in Williamstown forty miles away without “some reasonable basis, approximating
¶ 21. As the New Hampshire Supreme Court recognized recently in reviewing its emergency aid jurisprudence, in most of the cases “there were alarming or volatile situations warranting [police] entry into the private residences. Even where there is a possible victim within a private dwelling but no volatile situation, we have not found the existence of exigent circumstances . . . .” State v. Pseudae,
Reversed and remanded.
Notes
As defendant’s argument is grounded solely in the Vermont Constitution, specifically Article 11, we base our decision upon that foundation, pausing only to note that “we have . . . long held that our traditional Vermont values of privacy and individual freedom — embodied in Article 11 — may require greater protection than that afforded by the federal Constitution.” State v. Bauder,
It is important to note that this conclusion does not prevent any future welfare checks based on emergency calls. As defendant rightly conceded, the trooper’s presence in his driveway and dooryard, and her knock upon his door, did not constitute an unlawful search. See State v. Ryea,
Dissenting Opinion
¶22. dissenting. This case is about the proper scope of the emergency aid exception — an exception that recognizes those situations in which acting quickly to save lives takes priority over privacy interests. The majority holds today that when a police officer is informed of a serious car accident and sent to the accident victim’s last known address, the officer should sometimes risk leaving the victim dying in his home rather than investigating the situation further. The majority requires accident victims to leave visible signs, such as blood tracks or a wrecked vehicle, before a police officer, absent any evidence of pretense, can lawfully follow a path around a house and take a cursory look in a window for signs of a person thought to be injured. I would not read the emergency aid exception so narrowly. Although this is a close case, in my view the trooper’s actions here were justified by the fact that she was responding to a recognized emergency and had no reason to believe that the emergency had dissipated. I therefore dissent.
¶23. A number of courts have recognized that 9-1-1 calls reporting an emergency “can be enough to support warrantless searches.” United States v. Richardson,
The business of policemen and firemen is to act, not to speculate or meditate on whether the report is correct. People could well die in emergencies if police tried to act with the calm deliberation associated with the judicial process.
State v. Mountford,
¶ 24. In my view, the trial court correctly concluded that the trooper acted reasonably, and there was, therefore, no violation of defendant’s privacy interests. Although in retrospect we know that there was not an injured person in defendant’s home and that there might not have ever been an actual emergency, these facts were not known to the trooper at the time she arrived at defendant’s home. Though such hindsight may be clear today, it cannot affect our analysis. See, e.g., Hunsberger v. Wood,
¶ 25. The trial court held that each step that the trooper took was reasonable. The majority reaches a different conclusion today based upon its finding that “the trooper testified to nothing that would justify a ‘reasonable belief’ that the motorist was inside and in need of immediate assistance.” Ante, ¶ 17. The majority’s conclusion rests primarily on the following two weaknesses in the State’s argument: (1) the trooper traveled to a location that was “at least forty miles” from the reported location of the accident, ante, ¶ 17; and (2) upon arriving at the scene, the trooper failed to discover additional “evidence supporting a reasonable belief that there was an immediate need for emergency assistance in those areas,” ante, ¶ 17 n.2. Although I agree that these facts make this a close case, we have previously noted that in close cases “we should be deferential” to the trooper’s evaluation of the situation. Mountford,
¶ 26. Distance between the reported location of the accident and the area searched does not necessarily make the search unreasonable. In Matthews, for instance, the court upheld the application of the emergency aid exception when police officers searched a residence in Fargo, North Dakota, even though the 9-1-1 call in that case reported that the emergency was occurring a number of miles away in Horace, North Dakota.
¶27. Because the trooper already had a reasonable belief that an emergency existed when the trooper arrived at defendant’s home, the trooper did not need to discover additional “evidence supporting a reasonable belief that there was an immediate need for emergency assistance” at the house. Ante, ¶ 17 n.2. As the United States Supreme Court recently stated, “[o]fficers do not need ironclad proof of a likely serious, life-threatening injury to invoke the emergency aid exception.” Michigan v. Fisher, _ U.S. _, _,
¶28. The majority cites Mountford for the proposition that a lack of a response from the trooper’s knocking “was insufficient to support a belief that anyone was inside the house or that there was an immediate need for medical attention.” Ante, ¶ 17. That is, of course, true, but here the trooper’s belief rested on much more than a lack of response. The trooper was responding to a 9-1-1 emergency call reporting a serious accident, and the reported victim could not be found. The trooper was sent to perform a welfare
¶ 29. Because the trooper did not need any additional evidence to carry out the limited search she performed, it is irrelevant whether the record established that the footprints in the snow were recent. The important thing is that the record did not establish a complete lack of footprints in the snow or anything else that would dissipate the reasonable belief that the trooper had when she arrived on the scene.
¶ 30. The only relevance the footprints could possibly have is to provide additional support for the trooper’s reasonable belief that an injured person was in the home. The trial court made a factual finding that the trooper had seen “recent footprints leading to the basement door.” The majority recognizes that our review of the trial court’s factual findings is deferential. Ante, ¶ 7. Further, given that the State was the prevailing party below, we can only overturn the trial court’s factual findings if, taking all of the evidence in the light most favorable to the State and excluding all modifying evidence, “there is no reasonable or credible evidence to support them.” State v. Rheaume,
¶ 31. In light of this highly deferential standard, I cannot agree with the majority’s conclusion that the trial court had “no evidence to support the finding that the footprints or entry into the residence were recent.” Ante, ¶ 8. The existence of “footprints in the snow” is often cited as the preeminent illustration of how a reasonable inference can be made from circumstantial evidence: “when footprints are discovered after a recent snow, it is certain that some animated being has passed over the snow since it fell.” Commonwealth v. Webster,
¶ 32. To the extent that there is any debate over the recentness of the footprints, “we should be deferential” to the trooper’s evaluation of the situation in response to an emergency. Mountford,
¶ 33. This case is not the first time police officers have entered private property in response to a 9-1-1 call that later turned out not to have been an actual emergency, and other courts have routinely upheld such actions. See, e.g., State v. Macelman,
¶ 34. Similarly, in Frankel, a dispatcher received a 9-1-1 call from the defendant’s house, but no one was on the line, and when the police called back they received a busy signal. An officer then went to the defendant’s home to perform a welfare check. When the officer arrived, the defendant denied having made a 9-1-1 call. The officer observed that the defendant was nervous and that a lawn chair propped against a door might have been placed in such a way as to form an obstacle to someone trying to leave the house. Believing that the defendant might be hiding
¶ 35. In summary, this case is about how far police officers can go in responding to recognized emergencies. In my view, the Arizona Supreme Court had it right when it noted that “we do not want to deter police officers from engaging in searches for persons in distress.” State v. Fisher,
¶ 36. I am authorized to state that Justice Burgess joins in this dissent.
Some courts have held that in these circumstances an officer is even justified in entering someone’s home to investigate a reported emergency. See, e.g., Matthews,
