State v. FloresState v. Flores
- Reporters:
- , ,
- Before:
- Madsen (en banc)
MADSEN, J.
¶ 1 Octavio Gonzales Flores challenges his convictions of six counts of unlawful delivery of a controlled substance, two counts of involving a minor in an unlawful drug transaction, and one count of possession with intent to deliver. He contends that insufficient evidence supports the convictions for involving a minor, that the State‘s use of a written statement by his wife violated his constitutional right to confrontation, and that the imposition of an exceptional sentence based on judge-made findings violated his constitutional right to a jury trial. The Court of Appeals affirmed the convictions and sentence after considering supplemental briefing on the applicability of Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004) and Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004), which were published while the case was on direct review.
¶ 2 We hold the offense of involving a minor in a drug transaction,
FACTS
¶ 3 This case arises from a sting operation conducted by the North Central Washington Narcotics Task Force. In July, August, and September 2001, the task force conducted a series of controlled drug buys from Flores and his wife, Sandra, acting through a confidential informant. The confidential informant agreed to participate in lieu of charges.
¶ 4 The confidential informant did not speak Spanish. Flores did not speak English.
¶ 5 The first transaction occurred on July 26, 2001, at the orchard cabin where Flores and Sandra lived, together with Sandra‘s daughter, Jessica (born July 7, 1988). 1 Verbatim Report of Proceedings (VRP) at 108-09 (Feb. 7, 2002); 3 VRP at 449 (Feb. 11, 2002). The confidential informant encountered Sandra and Jessica sitting on a bench outside the cabin. He told Sandra he wanted “150.” 1 VRP at 107. Sandra waved Flores over. They conversed in Spanish. The confidential informant gave Sandra the money, and Flores handed her a plastic baggie of 2.5 grams of cocaine. Sandra gave the plastic baggie to the informant. Neither Sandra nor Flores asked Jessica to leave.
¶ 6 Based on the evidence obtained at the first transaction, the police secured a court order that authorized the use of a “body wire.” 1 VRP at 118, 126. All of the subsequent controlled buys were recorded via a wire worn by the confidential informant. In addition, aerial surveillance was used during the final controlled buy.
¶ 7 The second transaction occurred inside the cabin. Jessica was sitting on a couch in the living room. Flores either gave the drugs to Sandra in the bedroom, which was separate from the living room, or in the kitchen, which adjoined the living room.2 According to the confidential informant, Jessica “was in the general area. It was a small cabin.” 3 VRP at 457. He felt she “was aware of what was going on.” Id. at 452. Flores did not ask her to leave.
¶ 8 The final controlled buy occurred on September 25, 2001. 2 VRP at 318 (Feb. 8, 2002). The confidential informant purchased 25.5 grams of cocaine in exchange for $1,425. The transaction took place in an open field. It was videotaped from a military surveillance plane. Police on the ground saw the confidential informant approach a truck, hand money inside, and receive a package of drugs from Flores.
¶ 9 After the transaction was complete, the police arrested Flores and then executed a search warrant at the orchard cabin. Sandra responded to police questioning and provided a written statement.
¶ 10 The police recovered 155 grams of cocaine from the premises, cash, including some of the recorded money used in the controlled buys, cutting agents, and packaging materials. Flores had $1,018 and seven bindles3 of cocaine in his pants pocket when he was arrested. 4 VRP at 670, 720 (Feb. 12, 2002). Sandra had 11 bindles in her pants pocket. 2 VRP at 337.
¶ 11 The State charged Flores with six counts of unlawful delivery of a controlled substance4 (counts I, III, V, VI, VII, VIII), two counts of involving a minor in drug dealing5 (counts II and IV), and one count of unlawful possession with intent to deliver a controlled substance6 (count IX). Clerk‘s Papers (CP) at 12-16.
¶ 12 Anticipating that Flores would invoke his spousal privilege to prevent Sandra from testifying, the State moved for admission of her out-of-court statements under
¶ 13 Accordingly, a written statement signed by Sandra was read into the record. In it, she admits participating in the drug transactions and inculpates her husband in the offenses. She also states her daughter
¶ 14 The State played the audio recordings of the drug buys for the jury. A translator read the English translation of the recordings into the record.
¶ 15 At the close of the State‘s case-in-chief, defense counsel moved for dismissal of the two counts for violation of
¶ 16 Speaking through a translator, Flores testified. He conceded guilt as to counts eight and nine, relating to the September 25, 2001 controlled buy (which was captured on videotape). He admitted he handed cocaine to the confidential informant (count VIII), and he intended to give the seven bindles of cocaine found in his pocket to his wife (count IX). But he denied involvement in the other transactions.
¶ 17 On cross-examination, Flores admitted he was present when the confidential informant came to his house several times. He also admitted the voices on the audio recordings were his and his wife‘s.
¶ 18 A jury convicted Flores as charged. CP at 108-10.
¶ 19 The trial court sentenced Flores at the top of the standard range for five of the controlled substance offenses (120 months) and the two offenses for involving a minor (60 months), ordering they run concurrently. CP at 120. The trial court sentenced Flores to 60 months on the remaining two controlled substance offenses (counts VIII and IX) and ordered they run consecutively to the other offenses. Thus, the court sentenced Flores to an exceptional consecutive sentence of 180 months. CP at 127.
¶ 20 The court concluded the offenses were major VUCSAs, “more onerous than the typical offense.” CP at 126. The court also concluded the multiple offense policy resulted in a sentence that was “clearly too lenient,” based on Flores’ offender score (18), and “some additional punishment should be imposed for allowing the child to be present” at two of the drug transactions. Id.
¶ 21 While Flores’ case was on direct review, the United States Supreme Court issued its decisions in Crawford and Blakely. The Court of Appeals accepted supplemental briefing on the applicability of those decisions and affirmed the convictions. State v. Gonzales Flores, noted at 134 Wash.App. 1024, 2006 WL 2130668, 2006 Wash.App. LEXIS 1656. The court held that allowing a minor to be present during a drug transaction constitutes sufficient “involvement” to support a conviction for violation of
ANALYSIS
¶ 22 Flores challenges the sufficiency of the evidence in support of his convictions for involving a minor in a drug transaction. He argues that allowing a minor to remain present during an unlawful drug transaction does not, alone, constitute a violation of
¶ 23 The resolution of this issue depends on this court‘s interpretation of
¶ 24
It is unlawful to compensate, threaten, solicit, or in any other manner involve a person under the age of eighteen years in a transaction unlawfully to manufacture, sell, or deliver a controlled substance.
¶ 25 State v. Hollis, 93 Wash.App. 804, 970 P.2d 813 (1999), is the only decision addressing the statute‘s scope. Hollis involved the consolidated appeals of Mark Hollis and Lawrence Reddick. Id. at 808, 970 P.2d 813. Each man was convicted of involving a minor in a drug transaction, in violation of
¶ 26 In Reddick‘s case, an undercover officer approached two men on a downtown street and said he was looking for “a twenty,” i.e., $20 worth of narcotics. Id. One of the men agreed to arrange the deal. Reddick approached the men arm-in-arm with his girl friend, a minor. After a brief exchange of signals, Reddick handed over a rock of cocaine, received a $20 bill, and then walked away with his girl friend.
¶ 27 Hollis and Reddick challenged their convictions, arguing the phrase “in any other manner involve” in
¶ 28 Because Hollis involved a void-for-vagueness challenge, the issue was whether, in light of the particular facts of the case, the statute defines the offense “with sufficient definiteness that ordinary people can understand what conduct is proscribed” and whether it provided “ascertainable standards of guilt to protect against arbitrary enforcement.” Hollis, 93 Wash.App. at 810-11, 970 P.2d 813 (quoting State v. Myles, 127 Wash.2d 807, 812, 903 P.2d 979 (1995)).
¶ 29 The Court of Appeals rejected the constitutional challenge after considering the ordinary, dictionary meaning of the term “involve.” The court stated:
A defendant violates
RCW 69.50.401(f) if he or she compensates, threatens, solicits or in any other manner involves — i.e., surrounds, encloses, or draws in — a minor in an unlawful drug transaction, or obliges a minor to become associated with the drug transaction, e.g., by inviting or bringing a minor to a drug transaction, or allowing the minor to remain during a drug transaction.
Hollis, 93 Wash.App. at 812, 970 P.2d 813 (emphasis added).
¶ 30 The court ruled the statute sufficiently notified Reddick that the “acts of approaching the drug transaction arm-in-arm with a minor, . . . and allowing that minor to remain present during the drug transaction, thereby obliging her to become associated with the drug transaction” would constitute a violation of the statute. Id.
¶ 31 Flores urges us to disapprove of Hollis to the extent it suggests that allowing a minor to remain during a drug transaction, alone, constitutes a violation of
¶ 32 As the Court of Appeals correctly observed, the statute does not require the minor‘s actual participation in the drug transaction: “the minor‘s culpability and actions — which are proscribed under other statutes — are inapposite for the purposes of the involving a minor in a drug transaction statute. Instead, the focus is on the defendant‘s affirmative acts.” Hollis, 93 Wash. App. at 812, 970 P.2d 813. It is not necessary to establish the minor had any criminal intent. Accordingly, the analogy to accomplice liability and constructive possession is inapt.
¶ 33 However, we agree with Flores that the statute does not encompass the mere act of selling drugs in the presence of a minor. We recognize that exposing children to unlawful drug transactions is deplorable. However, our task is to decide whether the legislature intended to penalize that conduct when it enacted
¶ 34 Three principles of statutory construction are germane to our analysis. First, a single word in a statute should not be read in isolation. Rather, the meaning of a word may be indicated or controlled by reference to associated words. State v. Roggenkamp, 153 Wash.2d 614, 623, 106 P.3d 196 (2005) (applying the doctrine of noscitur a sociis); State v. Van Woerden, 93 Wash.App. 110, 117, 967 P.2d 14 (1998). In applying this principle to determine the meaning of a word in a series, a court should “`“take into consideration
¶ 35 A closely related and equally well-established principle of statutory interpretation is that specific words modify and restrict the meaning of general words when they occur in a sequence. State v. Roadhs, 71 Wash.2d 705, 708, 430 P.2d 586 (1967), superseded by statute as stated in State v. Wentz, 149 Wash.2d 342, 349, 68 P.3d 282 (2003) (applying the doctrine of ejusdem generis); Port of Seattle v. Dep‘t of Revenue, 101 Wash.App. 106, 113, 1 P.3d 607 (2000). “The ejusdem generis rule is generally applied to general and specific words clearly associated in the same sentence in a pattern such as `[specific], [specific], or [general]’ or `[general], including [specific] and [specific].‘” Sw. Wash. Chapter v. Pierce County, 100 Wash.2d 109, 116, 667 P.2d 1092 (1983) (alterations in original).
¶ 36 When viewing the phrase “or in any other manner involve” in light of the words immediately preceding it (“compensate, threaten, solicit“), it is clear the legislature did not intend to encompass the act of exposing a child to an unlawful drug transaction. Each of these words describes an act directed at the minor whereby the defendant brings, or attempts to bring, the minor into the transaction in some way.
¶ 37 It is significant that when the legislature wants to protect children from the harmful effects of exposure to criminal activity, it knows how to say so. For example, the legislature created a sentence enhancement for committing an act of domestic violence ”within sight or sound” of a minor.
¶ 38 Another fundamental principle of statutory interpretation is that when the legislature uses different words in statutes relating to a similar subject matter, it intends different meanings. Roggenkamp, 153 Wash.2d at 625, 106 P.3d 196. The legislature enacted a mandatory sentence enhancement for unlawfully manufacturing methamphetamine when a minor ”was present in or upon the premises of manufacture.”
¶ 39
¶ 40 Construing these similar federal provisions, federal courts hold there is no need to prove the minor participated in any way, only that the defendant committed some affirmative act to involve the minor in the commission of the offense. United States v. Paine, 407 F.3d 958 (8th Cir.2005) (defendant brought his son along for “moral support“); United States v. Curry, 902 F.2d 912 (11th Cir.1990) (defendants asked nephew to drive them across the street to consummate a drug deal), cert. denied, 498 U.S. 1091, 111 S.Ct. 973 (1991). “The enhancement . . . focuses on whether the defendant used a minor in the commission of a crime, not whether the minor knew that he was being used to commit a crime.” United States v. Ramsey, 237 F.3d 853, 861 (7th Cir.2001). The circuits differ as to the scope of conduct encompassed by the sentence enhancement but agree it applies only when the defendant commits an affirmative act to bring or attempt to bring the minor into the criminal enterprise. United States v. Taber, 497 F.3d 1177, 1180-81 (11th Cir.2007); United States v. Radermacher, 474 F.3d 999, 1002 (7th Cir.2007). Thus, a minor‘s mere presence is not sufficient to warrant the sentence enhancement. United States v. Jimenez, 300 F.3d 1166, 1170 (9th Cir.2002); United States v. Alarcon, 261 F.3d 416, 422 (5th Cir.2001); United States v. McDonald, 278 U.S.App. D.C. 156, 877 F.2d 91 (1989).
¶ 41 In McDonald, for instance, the State presented evidence that a minor fled during a police raid at the defendant‘s “stash house,” the minor‘s personal possessions were found in the house, and he had $198 cash in his pocket when caught. Id. at 93. The court concluded the evidence was insufficient to support conviction of using a minor in a drug operation. The court reasoned the evidence “at best shows that [the minor] was present and able to observe.” Id.
¶ 42 Using a child as a decoy may be sufficient evidence of “involving” a minor. For example, in United States v. Castro-Hernandez, 258 F.3d 1057 (9th Cir.2001), the court affirmed a sentence enhancement where the defendant attempted to cross into the United States from Mexico in a pickup truck with his young son at his side. Border officials found 46 kilograms of marijuana concealed in the truck. The court inferred the defendant used the boy as a decoy to reduce the likelihood of detection, and imposed a sentence enhancement. On review, the Ninth Circuit affirmed. The Court reasoned that Congress’ directive to provide “`an appropriate sentence enhancement if the defendant involved a minor in the commission of the offense,’ is broad enough to cover intentionally using a minor as an innocent decoy.” Id. at 1060 (quoting the Violent Crime Control and Law Enforcement Act of 1994, Pub.L. No. 103-322, § 140008(a)(2), 108 Stat. 1796, 2033 (1994)). The defendant admitted that he made a special stop at home to pick up his son after loading the drugs onto the truck. Ordinarily, the defendant‘s mother-in-law cared for the boy during the workday. The court concluded this evidence raised a reasonable inference that the defendant intentionally used the boy as a decoy.
¶ 43 However, the court observed, “the mere presence of a minor in the truck would not have been enough.” Id. at 1060. In Alarcon, for example, the minor was a passenger in a truck containing a hidden compartment of cocaine. The defendant, who traveled closely behind in a rental car, was convicted of drug offenses and received a sentence enhancement based on the use of a minor as a decoy. The Fifth Circuit reversed, holding the evidence was insufficient to establish the defendant intentionally committed an affirmative act to involve the children. The court noted there was no evidence
¶ 44 Even assuming the phrase “in any other manner involve” is susceptible to more than one reasonable interpretation, the rule of lenity requires this court to adopt the interpretation most favorable to the defendant. State v. Jacobs, 154 Wash.2d 596, 603, 115 P.3d 281 (2005). Accordingly, we reject the State‘s argument that “in any other manner involve,” as found in
¶ 45 Unlike in Hollis, Flores’ actions, in relation to the minor, were purely passive. He did not bring her to the site, he did not have any contact with her, physical or verbal, and there is no indication she was not free to leave. His failure to require her to leave was not an affirmative act that is encompassed by the statute.
¶ 46 Nor is there sufficient evidence to establish that Flores used Jessica as a decoy. Of the five drug transactions that occurred at the cabin, Jessica was present only twice. Two of the transactions occurred off the premises. There is no evidence that Flores intended to use Jessica as a cover to avoid detection of the drug transactions. Rather, it appears her presence was a matter of happenstance, not design. Most of the transactions occurred off the premises, outside the minor‘s presence. On the two occasions that drug transactions occurred at the orchard cabin in Jessica‘s presence, the confidential informant had arrived at the residence on his own: he was not invited there by Flores.
¶ 47 Because there is insufficient evidence to infer that Flores knowingly and purposefully brought or attempted to bring his stepdaughter into the drug buys, we reverse his convictions for involving a minor in a drug transaction.
¶ 48 Flores next contends the trial court committed reversible error by admitting out-of-court statements made by his wife in violation of his constitutional right to confrontation. The State concedes error but argues it was harmless.
¶ 49 The trial court divided Sandra‘s out-of-court statements into two categories: (1) statements she made during the drug transactions and (2) statements she made to the police following her arrest. The court admitted the first category of statements under
¶ 50 Sandra‘s oral and written statements to the police following her arrest fall squarely within the “core” class of testimonial statements. See Crawford, 541 U.S. at 51, 124 S.Ct. 1354. Thus, the Court of Appeals correctly accepted the State‘s concession of error. Gonzales Flores, 2006 WL 2130668, 2006 Wash.App. LEXIS 1656.
¶ 51 A confrontation clause violation is subject to harmless error analysis. State v. Watt, 160 Wash.2d 626, 635, 160 P.3d 640 (2007). In evaluating whether the error is harmless, this court applies the “`overwhelming untainted evidence‘” test. State v. Davis, 154 Wash.2d 291, 305, 111 P.3d 844 (2005) (quoting State v. Smith, 148 Wash.2d 122, 139, 59 P.3d 74 (2002)), aff‘d on other grounds by 547 U.S. 813, 126 S.Ct. 2266, 165 L.Ed.2d 224 (2006). Under that test, when the properly admitted evidence is so overwhelming
¶ 52 Evidence that is merely cumulative of overwhelming untainted evidence is harmless. State v. Nist, 77 Wash.2d 227, 236, 461 P.2d 322 (1969); see also Dennis J. Sweeney, An Analysis of Harmless Error in Washington: A Principled Process, 31 GONZ. L.REV. 277, 319 (1995) (“Regardless of the announced standard of review for harmless error, Washington has a long history of ruling error harmless if the evidence admitted or excluded was merely cumulative.“).
¶ 53 Flores contends the Crawford error is not harmless because Sandra‘s statements “were the only corroborating evidence of the [confidential informant‘s] testimony that Octavio was involved in the activities charged in Counts I through VII of the Information.” RAP 13.4(a) Pet. for Discretionary Review at 13. On the contrary, as detailed in the recitation of facts, the State presented overwhelming evidence corroborating the confidential informant‘s testimony, including audio recordings, video recordings, drugs, money, and the defendant‘s own admissions. The tainted evidence is merely cumulative of this overwhelming untainted evidence. Thus, we hold the improper admission of Sandra‘s out-of-court statements was harmless beyond a reasonable doubt.
¶ 54 Finally, Flores challenges his exceptional sentence. The imposition of a consecutive sentence under
¶ 55 Here, the trial court sentenced Flores within the standard range for each offense but ordered him to serve the last two counts consecutively to the first seven counts, under
¶ 56 The existence of an aggravating factor is a factual question, not a question of law. State v. Suleiman, 158 Wash.2d 280, 292-93, 143 P.3d 795 (2006). Thus, unless an aggravating factor is established solely by the jury verdict or the defendant‘s stipulation, it cannot be used to support an exceptional sentence.
¶ 57 It is well established that the “clearly too lenient” factor cannot support an exceptional sentence when found by the judge. VanDelft, 158 Wash.2d at 734, 147 P.3d 573; Suleiman, 158 Wash.2d at 287, 143 P.3d 795; State v. Hughes, 154 Wash.2d 118, 140, 110 P.3d 192 (2005), overruled on other grounds by Washington v. Recuenco, 548 U.S. 212, 126 S.Ct. 2546, 165 L.Ed.2d 466 (2006). The State concedes the invalidity of the “clearly too lenient” factor in this case, because the judge, not the jury, made this factual determination.
¶ 58 However, we have not yet addressed whether an exceptional sentence based on the aggravating factor of a “major VUCSA” can withstand constitutional scrutiny, following Blakely.
¶ 59 An exceptional sentence may withstand such a challenge when based on facts necessarily found by the jury. For example, an exceptional sentence based on a finding of “sexual motivation” may be affirmed because the statute expressly requires the finding to be made by a jury beyond a reasonable doubt. See Hughes, 154 Wash.2d at 134, 110 P.3d 192 (”
¶ 60 On the other hand, when the trial court is left to draw any inferences from the facts in determining the existence of an
¶ 61 At the time Flores was sentenced, a trial court could impose an exceptional sentence if
[t]he current offense was a major violation of the Uniform Controlled Substances Act, chapter 69.50 RCW (VUCSA), related to trafficking in controlled substances, which was more onerous than the typical offense of its statutory definition: The presence of ANY of the following may identify a current offense as a major VUCSA:
(i) The current offense involved at least three separate transactions in which controlled substances were sold, transferred, or possessed with intent to do so.
¶ 62 The State argues the jury‘s verdict sufficiently supports a finding of a “major VUCSA,” under
¶ 63 We recently rejected a similar argument addressing the aggravating factor of a “`major economic offense.‘” Hagar, 158 Wash.2d at 374, 144 P.3d 298. Under
[t]he current offense was a major economic offense or series of offenses, so identified by a consideration of any of the following factors:
(i) The current offense involved multiple victims or multiple incidents per victim.
¶ 64 In Hagar, the defendant pleaded guilty to three counts of first degree theft. As part of his plea agreement, he stipulated to facts sufficient to prove he committed 4 counts of second degree theft and 20 counts of first degree theft in an embezzlement scheme. Hagar, 158 Wash.2d at 371, 144 P.3d 298. Based on his stipulations, the trial court imposed an exceptional sentence, finding the crimes constituted a “major economic offense” in that they involved multiple incidents per victim.11 Id. at 372, 144 P.3d 298.
¶ 65 We concluded the trial court
“engaged in improper Blakely fact finding when it found the crimes constituted a “major economic offense.”
“Hagar stipulated certain facts but did not stipulate that the crimes constitute a `major economic offense.’ The trial court imposed an exceptional sentence of 30 months, . . . based on its finding that Hagar had committed a major economic offense. Hagar‘s sentence is in violation of Blakely because the exceptional sentence was predicated on an unstipulated fact that was not found by a jury beyond a reasonable doubt.”
¶ 66 This case is indistinguishable from Hagar. The jury convicted Flores of seven drug transactions. Like the “major economic offense” aggravator, the “major VUCSA” aggravator allows, but does not compel, an exceptional sentence when the defendant commits multiple violations (“[t]he presence of ANY of the following may identify a current offense as a major VUCSA“).
¶ 67 Even assuming the court relied solely on the jury‘s factual finding that Flores committed more than three controlled substance offenses to infer the crime was a “major VUCSA,” the exceptional sentence would be invalid.12 Trial courts lack the authority to deviate from legislatively prescribed exceptional sentencing procedures. State v. Pillatos, 159 Wash.2d 459, 150 P.3d 1130 (2007). At the time Flores was tried, the Sentencing Reform Act of 1981(SRA),
CONCLUSION
¶ 68 We hold that allowing a minor to remain present during a drug transaction is not among the acts encompassed by
¶ 69 We further hold the confrontation clause violation was harmless and affirm the convictions on counts I, III, V, VI, VII, VIII and IX.
¶ 70 Finally, we hold the court erred in imposing an exceptional sentence because the trial court, not the jury, made the factual determination that the offenses are “a major VUCSA.” We reverse and remand
WE CONCUR: GERRY L. ALEXANDER, C.J., CHARLES W. JOHNSON, JAMES M. JOHNSON, TOM CHAMBERS, JJ., and BOBBE J. BRIDGE, J. Pro Tem.
SANDERS, J. (dissenting).
¶ 71 The court is tasked to determine whether admission of statements made by defendant‘s wife, Sandra, to the police violated the defendant‘s, Octavio Gonzales Flores, confrontation rights. We must then determine whether violation of Flores‘s confrontation right requires reversal of his resulting conviction. The majority properly holds Sandra‘s statements to the police were “squarely within the `core’ class of testimonial statements.” Majority at 1046 (quoting Crawford v. Washington, 541 U.S. 36, 51, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004)). However, the majority also holds admitting Flores‘s wife‘s statements, although unconstitutional, was harmless notwithstanding the statements implicated him in the drug transaction. I disagree. These statements were significant evidence against Flores. I would hold the admission of these statements was not harmless and remand the case for a new trial.
¶ 72 “[C]onstitutional error is presumed to be prejudicial and the State bears the burden of proving that the error was harmless.” State v. Watt, 160 Wash.2d 626, 635, 160 P.3d 640 (2007). To prove an error is harmless, the State must prove the error was “trivial, or formal, or merely academic, and was not prejudicial to the substantial rights of the party assigning it, and in no way affected the final outcome of the case.” State v. Britton, 27 Wash.2d 336, 341, 178 P.2d 341 (1947). Moreover the court cannot know “the probabilities any evidence may have upon the minds of jurors.” State v. Robinson, 24 Wash.2d 909, 917, 167 P.2d 986 (1946). When the court reweighs the evidence used by the jury, it makes “a tacit admission that an appellate court is necessarily engaging in fact-finding and thereby invading the province of the jury.” Dennis J. Sweeney, An Analysis of Harmless Error in Washington: A Principled Process, 31 GONZ. L.REV. 277, 279 (1995).
¶ 73 Here the unconstitutional evidence under consideration were statements by Flores‘s wife implicating Flores in a drug transaction. Statements by one spouse implicating another spouse are incredibly damning evidence and when unconstitutionally received in evidence, reversal is required. A jury is unlikely to perceive a wife as biased against her husband, and therefore her testimony is likely to bear heavily in the mind of a juror. Such powerful evidence is hardly “trivial” or “merely academic,” and its admission is not harmless.
¶ 74 Apparently ignoring the power of a wife‘s statements implicating her husband, the majority claims the unconstitutional admission of the statements was harmless because the evidence is cumulative. Majority at 1047. This is an error. Sandra‘s statements were the only evidence corroborating the informant‘s testimony that Flores was involved in the drug transactions. Through her statements she corroborated the informant‘s claim that Flores was involved and therefore implicated her husband in the drug transaction.
¶ 75 Contrary to the majority‘s assertion, the other evidence listed did not place Flores in the midst of the drug transactions. Flores was convicted based on three different drug transactions. There was no recording of the first transaction, instead only the testimony of the informant. The second and third transactions were audio-recorded but mention only Sandra by name. Verbatim Report of Proceedings at 309. The other voices, including Flores‘s, are only disembodied voices requiring identification by the listener. It was only the informant‘s testimony, and Sandra‘s corroboration, which identified Flores as a participant in the transaction.
¶ 76 The majority also claims corroboration was established by “video recordings, drugs, money, and the defendant‘s own admissions.” Majority at 1047. However, there was no video recording of two of the three transactions giving rise to the conviction. Id. at 1040-41. Nor was there evidence tying Flores to the drugs or money from the first two transactions. Lastly, Flores‘s “admissions” related only to the third transaction and came when he took the
¶ 77 The majority today allows a man to be convicted of seven felonies based in part on unconstitutional statements received in evidence from his wife, statements that implicated him. It allows this because it holds statements by a wife implicating her husband in a criminal act are trivial or academic and would not affect the jury‘s decision making. The majority also holds the admission of the unconstitutional statements were cumulative; however it fails to identify other evidence which corroborates the informant‘s testimony that Flores was involved in all three transactions. We cannot place ourselves in the minds of the jury. Robinson, 24 Wash.2d at 917, 167 P.2d 986.
¶ 78 I dissent.
OWENS, J. (dissenting).
Involving a Minor in a Drug Transaction
¶ 79 The majority concludes that a parent who deals drugs in his living room in front of his child does not in any manner involve the child in the drug deal. Because this holding is contrary to the plain meaning of
¶ 80
It is unlawful to compensate, threaten, solicit, or in any other manner involve a person under the age of eighteen years in a transaction unlawfully to manufacture, sell, or deliver a controlled substance.
Proper analysis of the issue presented by this case requires a two-part inquiry: whether Gonzales‘s1 13-year-old stepdaughter was “in any . . . manner involve[d]” in his drug transactions and if so, whether it was Gonzales who involved her in the transactions.
Was Gonzales‘s 13-Year-Old Stepdaughter “Involved” in his Drug Transactions?
¶ 81 The word “involve” has a wide range of meaning. As the majority recognizes, the plain and ordinary meaning2 of “involve” is “to enfold or envelop so as to encumber . . . to draw in as a participant . . . to oblige to become associated (as in an unpleasant situation).” WEBSTER‘S THIRD NEW INTERNATIONAL DICTIONARY 1191 (2002). Furthermore, in the statute, the phrase “in any other manner” modifies “involve.” By including “in any other manner,” the legislature demonstrated its intent to give “involve” its full range of meaning.
¶ 82 Under the ordinary definition, a person need not actively participate in order to be involved: Two people involve a co-worker in their politics by arguing over candidates in the same small office; a passenger is involved in a car accident; parents involve their child in domestic violence if they physically abuse each other in front of the child.
¶ 83 Using the plain meaning of “involve,” a child is “involved” in a drug transaction by being a member of the party conducting the transaction, by being in a confined space with the transaction, by participating in the transaction, or by being inextricably proximate to and aware of the transaction. In such situations, the child is “enveloped and enfolded” by the potential dangers of the transaction in two meaningful ways. First, the child bears risks inherent in the transaction-she is an intimate of one of the parties and a known witness and thus a potential target if violence ensues. Second, the child is encumbered by the psychological effects of exposure to illegal drug activity. Under the proper interpretation of
¶ 84 Contrary to the majority‘s assertions, this reading of “in any other manner involve”
¶ 85 The majority‘s reliance on federal law to support its constricted interpretation of “involve” is misplaced. The majority cites
It shall be unlawful for any person at least eighteen years of age to knowingly and intentionally—
(1) employ, hire, use, persuade, induce, entice, or coerce, a person under eighteen years of age to violate any provision of this subchapter or subchapter II of this chapter.
¶ 86 A comparison of the federal statute with
Did Gonzales Involve his Stepdaughter in his Drug Transactions?
¶ 87 The majority argues that Gonzales did not affirmatively act to involve his stepdaughter because he did not “knowingly and purposefully” bring or attempt to bring her into the drug transaction.4 Majority at 1046. However, affirmative acts are usually contrasted with omissions or failures to act. State v. Chester, 82 Wash.App. 422, 426, 918 P.2d 514 (1996), aff‘d, 133 Wash.2d 15, 940 P.2d 1374 (1997); Zamora v. Mobil Oil Corp., 104 Wash.2d 199, 209, 704 P.2d 584 (1985). Gonzales‘s choice to transact without first dismissing his daughter was an act, not a failure to act.
¶ 88 Gonzales‘s teenage stepdaughter would not have been involved in his transactions but for his choice to transact in her immediate presence. Gonzales created the situation by choosing the time and place of the transaction. He was not forced to transact when he was approached by a buyer at home. He knew that his stepdaughter was in the room; she did not arrive unexpectedly outside of his control.5 He chose to sell drugs then and there; he did not simply fail to stop the sale.
¶ 89 The majority emphasizes the 13-year-old stepdaughter‘s failure to leave instead of holding the drug dealer accountable for his actions. Majority at 1046. She may have been free to leave the situation, but her
Conclusion
¶ 90 We should not recognize a viable defense to the crime of involving a minor in a drug transaction for a parent who says, “I don‘t involve my kids in my drug business; I only sell when they‘re with me at home.” Instead, we should give “involve” its full and ordinary meaning and give effect to the legislature‘s words “in any other manner.”
¶ 91 The evidence here is sufficient for a rational trier of fact to reasonably conclude that Gonzales‘s stepdaughter was involved in Gonzales‘s drug transactions and that Gonzales involved her by not dismissing her or leaving himself before commencing his deals. I would affirm Gonzales‘s conviction for involving his stepdaughter in two of his drug transactions.
Blakely
¶ 92 Gonzales alleges that the trial court violated the rule in Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004), by imposing an exceptional sentence based on the aggravating factor of a major violation of the Uniform Controlled Substances Act (VUCSA),
¶ 93 The statute under which the trial judge sentenced Gonzales states, in part:
The current offense was a major violation of the Uniform Controlled Substances Act, chapter 69.50 RCW (VUCSA), related to trafficking in controlled substances, which was more onerous than the typical offense of its statutory definition: The presence of ANY of the following may identify a current offense as a major VUCSA:
(i) The current offense involved at least three separate transactions in which controlled substances were sold, transferred, or possessed with intent to do so.
¶ 94 The majority‘s reading of the word “may” treats the word as though it points out an arguable conclusion that creates a factual question (e.g., “I may be taller than he is,” begging the question, “Am I taller?“). However, in the context of the statute in question, “may” has a permissive connotation (e.g., “You may proceed,” informing the listener that conditions are adequate to move forward). The statute lists six ways in which a major VUCSA can be established,
¶ 95 The trial judge did not infer that Gonzales‘s VUCSAs were “`more onerous than . . . typical,‘” as characterized by the majority. Majority at 1040 (quoting
¶ 96 The majority asserts that this case is “indistinguishable” from State v. Hagar, 158 Wash.2d 369, 144 P.3d 298 (2006). Majority at 1048. In Hagar, the defendant stipulated to facts sufficient to establish that the crime involved multiple victims and multiple offenses per victim. The court imposed an exceptional sentence based on the court‘s finding of the existence of the “major economic
¶ 97 The differences in the language of the two statutes at issue distinguish this case from Hagar.
The current offense was a major economic offense or series of offenses, so identified by a consideration of any of the following factors:
(i) The current offense involved multiple victims or multiple incidents per victim.
As discussed above,
¶ 98 The exceptional sentence imposed by the sentencing judge is valid despite the majority‘s contention that it was procedurally impossible for the court to submit the aggravating facts to the jury during the trial. The majority cites In re Personal Restraint of Hall, 163 Wash.2d at 359-361, 181 P.3d 799 (2008), and State v. Womac, 160 Wash.2d 643, 663, 160 P.3d 40 (2007), for the proposition that the Sentencing Reform Act of 1981,
¶ 99 It is true that prior to 2005 there was no procedure allowing the trial court to submit to the jury questions of fact regarding aggravating factors. But here the jury did not need to find additional facts to support the aggravating factor. All the facts constituting the aggravating factor of a “major VUCSA” were necessarily found by the jury beyond a reasonable doubt as drug offense counts in Gonzales‘s criminal trial.
¶ 100 The trial court did not make a finding of fact when it exercised its discretion to award Gonzales an exceptional sentence based on the jury‘s findings of more than three separate violations of the Uniform Controlled Substances Act. The jury‘s findings alone qualified the offenses as a “major VUCSA” under
¶ 101 For the foregoing reasons, I respectfully dissent from the majority opinion.
I CONCUR: MARY E. FAIRHURST, J.