State v. FletcherState v. Fletcher
I. INTRODUCTION
Bаrry W. Fletcher appeals his conviction for third degree assault of an officer, alleging that the trial court erred in denying *500 him his Sixth Amendment right to counsel of his choice and in failing to instruct the jury as to the State’s burden of proof regarding the use-of-force defense. He also alleges that he was denied effective assistance of counsel at his enhancement hearing. Finding Fletcher’s assignments of error to be without merit, we affirm.
II. BACKGROUND
On September 12, 1997, Fletcher was charged by amended information with third degree assault on an officer and being a habitual criminal. Thesе charges stemmed from an incident on July 24, 1997, in which Lincoln police officers dressed in street clothes arrested Lee Wallace on an outstanding warrant. Wallace tried to hand something to Fletcher, who was standing right beside her. Officer Gregory Sims grabbed the item Wallace was trying to hand to Fletcher and instructed Fletcher to remain where he was because Sims needed to talk to him. At no point did Sims identify himself as a police officer. Fletcher began to back away, and Sims grabbed him. The two stumbled as Fletcher tried to run away. As they struggled, Fletcher turned around and struсk Sims on the left side of his face with his hand. The two continued to struggle, with Sims eventually receiving assistance from other officers dressed in street clothes.
During the struggle, while Sims was attempting to control Fletcher, Fletcher spun around, and Sims’ knee buckled, causing Sims to suffer a tom anterior cruciate ligament in his right knee. Sims required surgery and 2 months of physical therapy. He was off work for 6 weeks and was able to perform only light duty assignments for an additional 2lk months. His medical bills were $33,374.93.
The jury found Fletcher guilty. After a presentence investigation and an enhancement hearing, in which the court found Fletcher had two prior felony convictions, he was sentenced to 10 years’ imprisonment. He timely appeals. The facts pertinent to each assignment of error will be discussed below.
III. ASSIGNMENTS OF ERROR
Fletcher alleges that he was denied effective assistance of counsel at his enhancement hearing and that the trial court erred in denying him his Sixth Amendment right to counsel of his *501 choice and in failing to instinct the jury as to the State’s burden of proof regarding his justification in using force to defend himself and others.
IV. STANDARD OF REVIEW
A decision whether to grant a continuance in a criminal case is within the discretiоn of the trial court and will not be disturbed on appeal absent an abuse of discretion.
State
v.
Lotter,
In order to sustain a claim of ineffective assistance of counsel as a violation of the Sixth Amendment to the U.S. Constitution and article I, § 11, of the Nebraska Constitution, a defendant must show that (1) counsel’s performance was deficient and (2) such deficient performance prejudiced the defendant, that is, demonstrate a reasonable probability that but for counsel’s deficient performance, the result of the proceeding would have been different.
State
v.
Hunt,
V. DISCUSSION
1. Right to Counsel of Choice
Fletcher first argues that the trial court arbitrarily and unreasonably interfered with his right to be represented by an attorney he had retained. As a general rule, a defendant is entitled to retain counsel of his own choice and may not be denied the right to change retained counsel unless the result is to interfere with the orderly procedure in the courts without a showing of good cause for the desired change.
State
v.
Kincaid,
(a) Facts
Fletcher first appeared with his hired attorney, Mary Wickenkamp, on October 1, 1997. Because Fletcher could no longer afford to pay her fees and Fletcher and Wickenkamp were having some disagreement as to defense strategy, Wickenkamp *502 moved to withdraw on January 26, 1998. The court granted her leave to withdraw and appointed the public defender to represent Fletcher. At that point, trial was set to begin within 2 or 3 days.
The next day, on January 27, 1998, the public defender moved to continue the trial because of the late appointment. Fletcher waived his right to a speedy trial, and the court continued the matter until the jury term beginning February 23. On February 18, the public defender, Michael Gooch, filed another motion to continue. Subsequently, at least 10 motions were filed and a hearing, pursuant to
Jackson
v.
Denno,
On July 6,1998, the matter came on for trial. Gooch indicated readiness for trial but had “one small problem that we need to alert the Court to.” Gooch then announced that Fletcher had retained counsel, who was there to enter his appearance. The new attorney, Ted Vrana, stated that he had been retained late the previous week by Fletcher’s family and admitted that he was not ready to proceed on Fletcher’s behalf. However, Vrana stated that he was there “to at least make inquiry into this matter .... But I do want the Court to know I’m entering an appearancе on his behalf.” The court then stated, “If you make any appearance on his behalf, this case is set for trial today to start at nine-thirty.” The court then attempted to reconcile Vrana’s comments that he was entering an appearance but was not ready to proceed. The court stated that it would “listen to arguments, but there is a possibility, if not a probability, that it will be tried today.”
After conferring with Gooch, Vrana withdrew his appearance. Gooch then moved for a continuance because an essential witness was unavailable. Thе court continued the trial for 1 week, with Gooch opining that Vrana would be entering an appearance because the matter was continued. The trial began 1 week later, July 13, 1998, with Gooch appearing on Fletcher’s behalf. At the beginning of trial, prior to voir dire, the judge noted that Vrana had called him that morning wondering about a continuance. The court stated that it told Vrana that the case would be tried at 9:30 that day. The court noted that Vrana had not entered his appearance as an attorney of record. Gooch movеd for a continuance based on the situation with Vrana and Fletcher’s desire *503 that Vrana represent him. The motion was denied, the court stating that Vrana had “had a week now to get ready, in whatever maimer he needed to, to try . . . this case or to come forward before me and give me reasons why he could specifically not try this case.”
(b) Analysis
Fletcher relies heavily on
Linton
v.
Perini,
In the instant case, as of July 6,1998, the matter had been before the trial court for 9 months, the court had аlready granted Fletcher a continuance when Wickenkamp had to withdraw due to a conflict in strategy, and 5 months had passed since Gooch had been appointed. Only on the morning of trial did Fletcher retain Vrana who then appeared but withdrew his appearance the same day. Even the
Linton
court acknowledged that a trial court has the right to reasonably control its calendar and that a defendant may not use the right to choice of counsel to unreasonably delay trial. The exercise of the right to the assistance of сounsel is subject to the necessities of judicial administration.
State
v.
Richter,
*504
The
Richter
court, citing
United States v. Arlen,
A decision whether to grant a continuance in a criminal case is within the discretion of the trial court and will not be disturbed on appeal absent an abuse of discretion.
State
v.
Lotter,
(c) Conclusion
We cannot say that the trial court abused its discretion in denying Fletcher’s motion for a continuance, especially in light of the fact that for other reasons, the case was continued for 1 week and Vrana thereafter made no further appearance and made no showing why he was then not prepared to proceed to trial. This assignment of error is without merit.
*505 2. Jury Instructions
Fletcher argues that the State has the burden of proof as to whether he lacked justification for the use of force in the defense of himsеlf or others. He contends that the trial court’s failure to instruct the jury accordingly constitutes plain error.
Fletcher has failed to provide a record complete with jury instructions. It is incumbent upon the party appealing to present a record which supports the errors assigned; absent such a record, the decision of the lower court will generally be affirmed.
WBE Co. v. Papio-Missouri River Nat. Resources Dist.,
3. Effective Assistance of Counsel
at Enhancement Hearing
Fletcher’s final argument is that he was denied effective assistance of counsel at his enhancement hearing. To sustain a claim of ineffective assistance of counsel as a violation of the Sixth Amendment to the U.S. Constitution, a defendant must show that counsel’s performance was deficient and that such deficient performance prejudiced the defendant, that is, demonstrate a reasonable probability that but for counsel’s deficient performance, the result of the proceeding would have been different.
State
v.
Hunt,
Fletcher argues that Gooch was ineffective at the enhancement hearing because after lodging appropriate objections to the State’s offer of exhibits 6,7, and 8 to prove Fletcher’s prior convictions, Gooch then called Fletcher to testify. During this testimony, Fletcher alleges that Gooch elicited from him all the facts necessary to enhance his sentence under the habitual criminal statute,
Fletcher argues that Gooch’s calling of Fletcher was аn attempt to collaterally attack the prior convictions on a ground clearly prohibited by
State v. LeGrand,
(a) Facts
At the enhancement hearing held on August 18, 1998, the State offered exhibits 6, 7, and 8, which were copies of papers from three prior criminal proceedings. The exhibits show that Fletcher was represented by counsel during each of the three proceedings. Exhibit 6 consists of certified copies of the complaint, commitment, and various trial docket entries. It contains a trial docket entry dated February 19, 1988, showing that upon pleading guilty to burglary on January 15, Fletcher was sentenced by the Otoe County District Court to a period of 2 to 5 years’ imprisonment. The docket entry of the sentencing contains the typed name of the judge, but not the judge’s signature. Exhibit 6 also contains a commitment dated February 19, 1988. An amended commitment dated May 11, 1988, allowed Fletcher credit for time served. However, it does not bear a sheriff’s return.
Exhibit 7 consists of certified copies of the information, commitment, and what appears to be a computer printout of minute entries, including the sentencing. None of the minute entries are signed by a judge. The entries show that Fletcher pled guilty to possession of marijuana weighing more than 1 pound on May 10, 1988, and was sentenced and committed to 1 year’s imprisonment on June 2.
Exhibit 8 consists of certified copies of the information, commitment, and a computer printout entitled “Judges Minutes,” which includes the sentencing. Again, none of these “minute” *507 entries are signed by the judge. The entries show that Fletchеr pled guilty to burglary on September 8, 1993, and was sentenced and committed to the Nebraska Department of Correctional Services for 5 to 10 years’ imprisonment on October 26.
Gooch objected to all three exhibits on the basis that “the commitment is not signed by the judge, and therefore they’re not admissible for enhancement purposes” and to exhibits 6 and 7 on the basis of
State
v.
Lieberman,
Gooch then called Fletcher, who acknowledged the prior convictions, but testified that the various rights waived by entering a plea of guilty were not explained to him with regard to the convictions contained in exhibits 6 and 7. With regard to exhibit 8, Fletcher testified that it was never explained to him that the conviction reflected therein could be used as enhancement against him in the future if he had another conviction. The court found the evidence sufficient to prove that Fletcher had twice been previously convicted of felonies аnd found Fletcher to be a habitual criminal.
(b) Analysis
In a proceeding to enhance a punishment because of prior convictions, the State has the burden to prove such prior convictions.
State
v.
Ristau,
(1) Whoever has been twice convicted of a crime, sentenced, and committed to prison ... for terms of not less than one year each shall, upon conviction of a felony committed in this state, be deemed to be an habitual criminal and shall be punished by imprisonment . . . for a mandatory minimum term of ten years and a maximum term of not more than sixty years.
*508
There is no requirement that the State prove a prior conviction by a transcript of the judgment if the defendant admits that he was in fact convicted as alleged in the complaint.
State
v.
Linn,
The essence of Fletcher’s argument is that calling Fletcher to testify was ineffective assistance of counsel and that he was prejudiced, because absent his testimony, the State’s proof of his prior convictions would have been found insufficient to establish him as a habitual criminal under
In order to sustain a claim of ineffective assistance of counsel as a violation of the Sixth Amendment to the U.S. Constitution and article I, § 11, of the Nebraska Constitution, a defendant must show that (1) counsel’s performance was deficient and (2) such deficient performance prejudiced the defendant, that is, demonstrate a reasonable probability that but for counsel’s deficient performance, the result of the proceeding would have been different.
State v. Hunt,
Fletcher’s argument is that Gooch “filled in” serious omissions in the State’s case. As part of this claim, Fletcher contends that prior “valid objections” had been made to the State’s exhibits by Gooch. Brief for appellant at 14. However, Fletcher does not assign the admission of these exhibits as error. Indeed, he does not argue that they were inadmissible, his argument being instead that the exhibits alone were insufficient to prove him a habitual criminal under
Fletcher argues that exhibits 6, 7, and 8, which comprise the whole of the State’s evidence on his habitual criminal status, fail “to reflect the court’s act of rendering judgment by the judge’s signature under court seal,” even though they are certified by the appropriate court clerk that the documents were “ ‘true and correct.’ ” Brief for appellant at 14. As support for this argument, he cites only
State v. Linn,
Linn
was an appeal from the district court on appeal from the county court. The Nebraska Supreme Court found that the county court’s two-page checklist titled “Journal Entry,” which was certified to be a true copy by the county court clerk but was not signed by the judge, failed to reflect the judicial act of rendering judgment and was insufficient to prove an earlier 1992 conviction for purposes of sentence enhancement in a driving under the influence of alcohol (DUI) case. As part of the Supreme Court’s rationale, it observed that a court “clerk’s certification stamp attesting to the accuracy of the copy provided is of little value in weighing the document’s probative weight
*510
when its contents are not supported by a judge’s signature.”
Id.
at 813,
Fletcher asks us to apply the rationale of Linn, supra, and tо conclude that the State’s evidence was insufficient to prove the earlier convictions for enhancement purposes because of the absence of a judge’s signature. Fletcher fails to specify which of the many unsigned documents included in each of the exhibits required the judge’s signature, but we presume he references the trial docket in exhibit 6 and the “Judges Minutes” in exhibits 7 and 8.
At the time of the relevant conviction in
Linn,
The time of rendition of a judgment or making of a final order is the time at which the action of the judge in announcing the judgment or final order is noted on the trial docket or, if the action is not noted on the trial docket, the time at which the journal entry of the action is filed.
We note that
Linn
involved a county court judgment. The instant case involves district court judgments. Regarding district court judgments, at times relevant hereto,
(1) A judgment is the final determination of the rights of the parties in an action.
(2) Rendition of a judgment is the act of the court, or a judge thereof, in pronouncing judgment, accompanied by the making of a notation on the trial docket, or one made at the direction of the court or judge thereof, of the relief granted or denied in an action.
(3) Entry of a judgment is the act of the clerk of the court in spreading the proceedings had and the relief granted or denied on the journal of the court.
In
Linn,
there was an unsigned journal entry, a document customarily prepared by or for a judge and bearing his or her signature. Indeed, a similar journal entry evidencing a prior DUI conviction involved in that case was, in fact, signed. The absence of a judge’s signature on the journal entry in question thus raised reasonable concerns on whether it could be relied upon to prove that it was what the State claimed: a conviction. See
Thus, we frame the dispositive question to be whether the State’s evidence in this case was sufficient to establish with some trustworthiness a district court’s act of rendering at least two prior judgments of convictions. See id. If it was, then Fletcher’s taking the stand did no more than duplicate probative evidence of his prior conviсtions, and no prejudice resulted from Gooch’s calling Fletcher to testify.
We believe the State’s evidence in this case established with some trustworthiness the required convictions. First, unlike the DUI conviction addressed in
Linn, supra,
here there is a statutory “recipe” for proving former judgments and commitments for habitual criminal purposes. The Legislature has expressly provided that a duly authenticated copy of the “former judgment
*512
and commitment” is competent and prima facie evidence thereof. See
Second, unlike
Linn, supra,
we are not presented with a journal entry with a place provided for a signature, but no signature in place. Instead, we have unsigned trial docket entries where the absence of a signature is not unusual. Indeed,
Finally, in this case, each of the State’s exhibits is accompanied by a certification from the clerk of the district court and the judge of the district court. Appropriate record evidence of a prior counseled conviction and commitment for enhancement purposes is a duly authenticated copy thereof. See
State
v.
Britt,
In sum, the State’s evidence shows with satisfactory trustworthiness that Fletcher has been convicted of a felony on at least two prior occasions, each of which resulted in a sentence of at least 1 year’s imprisonment. Thus, the State properly met its burden of proving Fletcher to be a habitual criminal under
(c) Conclusion
The State’s enhancement evidence was sufficient in itself to establish that Fletcher was a habitual criminal under
VI. CONCLUSION
Fletcher was not denied a right to counsel of his choice by the district court’s denial of his request for a continuance of trial to allow Vrana to appear. The record presented does not allow our review of the jury instruction issue. Based on the record, we find Fletcher suffered no prejudice from Gooch’s calling him as a witness at the enhancement hearing.
Affirmed.