ORS 161.655(1) provides that, in a judgment of conviction, a trial court “may include in its sentence thereunder a provision that the convicted defendant pay as costs expenses specially incurred by the state in prosecuting the defendant.” At issue in this case is whether, after entry of a judgment of conviction sentencing defendant to a period of probation, the statute authorizes a trial court to order him to pay the costs of extraditing him from another state for the purpose of conducting a hearing to determine whether he violated his probation. The trial court concluded that the statute does confer that authority. We disagree and therefore reverse.
The relevant facts are not in dispute. Defendant was convicted of felony failure to report as a sex offender, ORS 181.599, and was sentenced to probation. He later absconded from supervision. Eventually, he was arrested in Washington and was extradited to Oregon. The state spent $236 in extraditing defendant from Washington.
The court conducted a probation violation hearing, at the conclusion of which it continued probation. The state asked the court to order defendant to pay $236 as reimbursement for the cost of extraditing him. Defendant questioned whether the trial court was authorized to impose those costs in the context of a probation violation hearing. The trial court concluded that it was and, in its judgment continuing probation, ordered defendant to pay the costs.
On appeal, defendant renews his argument that ORS 161.655(1) does not authorize a court to order a defendant to pay costs associated
The scope of the authority conferred by ORS 161.655(1) is a recurring issue. In other cases, we have determined that the authority is rather limited and does not extend, as the state has consistently urged, to any costs “associated with” the judgment of conviction. We have concluded that, for example, the authority conferred by ORS 161.655(1) does not extend tо ordering the payment of costs incurred by the state before indictment of the defendant,
State v. Daniel,
The issue is, of сourse, one of statutory construction, resolved by application of familiar principles, as set out in
PGE v. Bureau of Labor and Industries,
ORS 161.665(1) (2001) 1 provided:
“Except as provided in ORS 151.505 [relating to costs incurred for appointed counsel], the сourt, only in the case of a defendant for whom it enters a judgment of conviction, may include in its sentence thereunder a provision that the convicted defendant pay as costs expenses specially incurred by the state in prosecuting the defendant. Costs include a reasonable attorney fee for counsel appointed pursuant to ORS 135.045 or 135.050 and a reasonable amount for fees and expenses incurred pursuant to preauthorization under ORS 135.055. * * * Costs shall not include expenses inherent in providing a constitutionally guaranteed jury trial or expenditures in connection with the maintenance and operation of government agencies that must be made by the public irrespective of specific violations of law.”
(Emphasis added.) Several aspects of the phrasing of the statute warrant some emphasis.
First, the phrasing of the emphаsized portion of the statute is limiting in nature.
“fOjnly”
in the circumstances that the statute describes is a court authorized to include
Second, one of thоse limiting circumstances is that the court may impose such costs only in the case of a defendant for whom it “enters” a judgment of conviction. The statute employs the present tense, and we take that phrasing to bе significant.
See Martin v. City of Albany,
Third, the costs that the court may order a defendant to pay are limited to those “specially incurred by the state in prosecuting the defendant.” ORS 161.665 does not define “prosecuting.” However, in ordinary parlance — and in usage throughout the Oregon Revised Statutes — the term refers to the portion of a criminal action that leads to a determination of guilt or innoсence of the crime charged.
The ordinary meaning of the verb “to prosecute,” for example, is “to institute legal proceedings against; esp : to accuse of some crime.” Webster’s Third New Int’l Dictionary 1820 (unabridged ed 2002). “Prosecution” ordinarily refers to “the institution and continuanсe of a criminal suit involving the process of exhibiting formal charges against an offender before a legal tribunal and pursuing them to final judgment on behalf of the state or government.” Id. (emphasis added). Similarly, in legal parlance, the term “prosecute” means “to institute and pursue a criminal action against (a person),” while “prosecution” refers to “a criminal proceeding in which an accused person is tried.” Black’s Law Dictionary 1258 (8th ed 2004).
Consistently with that оrdinary meaning, a number of related statutes that were contemporaneous with the original enactment of ORS 161.665 also suggest that a “prosecution” is that portion of a “criminal action” leading up to the determinаtion of guilt or innocence, including statutes pertaining to persons authorized to “conduct” prosecutions; those pertaining to the elements of, and affirmative defenses to, crimes; and those pertaining to applicable evidentiary standards. See, e.g., ORS 137.225 (1971) (providing for setting aside conviction; requiring that copy of motion to set aside be served on office of “prosecuting attorney who prosecuted the crime”); ORS 161.125 (1971) (in “prosеcution for an offense,” intoxication is not a defense to a criminal charge, but evidence that the defendant was intoxicated may be offered by the defendant whenever it is relevant to negative an elеment of the crime charged); ORS 161.160 (1971) (providing that, in prosecution based on accomplice liability, certain facts are not defenses); ORS 161.190 (1971) (in prosecution for a crime, justification is a defense); ORS 161.275 (1971) (providing for use оf entrapment evidence in prosecution for crime); ORS 161.425 (1971) (in prosecution for attempt crime, impossibility is not a defense); ORS 162.035 (1971) (setting out defenses and nondefenses in a prosecution for bribery); ORS 162.095 (1971) and ORS 162.105 (1971) (same in prosecution for peijury); ORS 162.145 (1971) (setting out defenses in prosecution for escape); ORS 163.225 (1971) (same in prosecution for second-degree kidnapping); ORS 163.285 (1971) (same in prosecution for coercion); ORS 163.345 (1971) (same in prosecution for сertain sex offenses); ORS 164.035 (1971) (same in prosecution for theft); ORS 167.095 (1971) (same in prosecution for public display of nudity); ORS 683.020 (specifying relevant evidence in prosecution for practicing optometry without a license).
The case law likewise confirms that ORS 161.665, in referring to costs incurred “in prosecuting the defendant,” means the proceedings by which the defendant was determined guilty of the crime of conviction. In
In this case, as we have noted, the trial court entered a judgment of conviction for felony failure to report and sentenced defendant to probation. After the entry of judgment and sentencing, the state incurred costs in extraditing defendant to Oregon. Thus, those costs were not incurred before or at the time that the court “enters” the judgment of conviction. Moreover, those costs were not incurred in the prosecution of defendant for the commission of the crime of conviction and sentence, that is, felony failure to report. Rather, as in York, the costs were incurred in extraditing defendant for a hearing on the consеquences of conduct entirely separate from the crime of conviction and sentence, that is, for violating the terms of his probation. We therefore conclude that the trial court erred in ordering defendant to pay the costs of extraditing him for the purpose of conducting a probation violation hearing.
Vacated and remanded for entry of corrected judgment.
Notes
We refer to the version, of the statute that was in effect at the time of the probation violation hearing in February 2003. The statute has since been amended; the amendments do not affect our disposition of this appeal.
