THE STATE OF MONTANA, PLAINTIFF AND RESPONDENT, v. BERNARD JAMES FITZPATRICK, GARY RADI, TRAVIS HOLLIDAY, PAUL BAD HORSE, JR., AND EDWIN R. BUSHMAN, DEFENDANTS AND APPELLANTS.
No. 13253.
Supreme Court of Montana
Submitted Jan. 28, 1977. Decided July 29, 1977.
Rehearing Denied Oct. 19, 1977.
569 P.2d 383
Michael T. Greely, Atty. Gen., argued, Helena, James E. Seykora, County Atty., argued, Hardin, James Sinclair, Sp. Deputy County Atty., argued, Billings, for plaintiff and respondent.
MR. JUSTICE DALY delivered the opinion of the Court.
This is an appeal from the final judgment of the district court, Big Horn County, following a jury trial. Defendants Fitzpatrick and Radi appeal from judgments of conviction for deliberate homicide, aggravated kidnapping and robbery. Defendants Holliday and Bad Horse appeal from judgment of conviction for robbery.
On May 20, 1975, the State of Montana filed an Information charging defendants Fitzpatrick, Radi, Holliday, Bad Horse and Bushman with deliberate homicide, in violation of
On October 29, 1975, defendants Fitzpatrick and Radi were each sentenced to 100 years imprisonment for the crime of deliberate homicide; 100 years imprisonment for the crime of robbery as persistent felony offenders pursuant to
Defendants contend
“From a constitutional standpoint it is well settled that voting lists may be used as a basis for jury selection unless it appears that in the community there is systematic, intentional and deliberate exclusion from those lists of a particular economic, social, religious, racial, geographical or political group.” [Citing cases.]
Issue II. Defendants contend that the joinder of their trials, after timely and specific filing of motions for severance, brought about these errors:
- The jury was allowed to consider hearsay evidence which was inadmissible against certain defendants, yet admissible against others.
- The admission of hearsay evidence denied individual defendants their fundamental constitutional right to confrontation under the Sixth Amendment of the United States Constitution.
- The joinder of defendants’ trials denied defendants their right to effective assistance of counsel.
The only specific example of the admission of extrajudicial hearsay cited to us is Bushman‘s testimony of statements allegedly made by defendant Radi. Bushman testified these statements were made at Radi‘s home in Billings on April 6, 1975, at approximately 2:30 a. m., several hours after the commission of the alleged crimes. All of defendants, with the exception of Fitzpatrick, were present when the statements were made. Bushman testified Radi stated:
“A. ‘Fitz didn‘t have to shoot the kid.’
“* * *
“A. * * * he said, ‘Fitzpatrick is pretty pissed off.’ he said, ‘He is uptown getting drunk because him having to shoot the kid for nothing because there was no money in the bag.’ ”
The court‘s Instruction No. 1, stated:
“You are instructed that where one defendant testifies about what was said by a second defendant, it is ordinarily not admissible as evidence against any other defendant if that other defendant was not present at the time and place where it was said.
“However, what is said is admissible against the defendants that are present when it is said.
“In your deliberation, you are not to consider what was said against any defendant who was not present at the time and place where it was said.
“You may consider what was said as evidence against those defendants present at the time and place it was said.
“The reason for this is that a defendant who is not present when something was said about him, cannot, of course, deny that it was said because it is quite obvious he was not there to know the facts. Therefore, you will not use it as evidence against him.”
Defendants contend the instruction of the district court was insufficient and failed to erase from the minds of the jurors the crucial and devastating prejudice naturally flowing from the testimony.
In support of their argument defendants cite Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476. In Bruton the codefendants Bruton and Evans were tried jointly and convicted of armed postal robbery. During the trial a postal inspector testified Evans’ confession that Bruton and Evans committed the robbery. Evans’ conviction was later reversed because the oral admission had been elicited by police officers in disregard of Evans’ Miranda rights. Bruton‘s conviction was upheld on the theory the trial court sufficiently instructed the jurors not to consider Evans’ confession as evidence against Bruton. The United States Supreme Court disagreed and reversed Bruton‘s conviction stating:
“* * * because of the substantial risk that the jury, despite instructions to the contrary, looked to the incriminating extrajudicial statements in determining petitioner‘s guilt, admission of Evans’ confession in this joint trial violated petitioner‘s right of cross-examination secured by the Confrontation Clause of the Sixth Amendment.” 391 U.S. 126, 88 S.Ct. 1622.
In a footnote, the Court said:
“We emphasize that the hearsay statement inculpating petitioner
was clearly inadmissible against him under traditional rules of evidence * * * the problem arising only because the statement was * * * admissible against the declarant Evans. * * * There is not before us, therefore, any recognized exception to the hearsay rule insofar as petitioner is concerned and we intimate no view whatever that such exceptions necessarily raise questions under the Confrontation Clause.” 391 U.S. 128, 88 S.Ct. 1623.
The state argues Bruton is distinguishable from the instant case since the hearsay statements testified to by Bushman were admissible under the coconspirator exception to the hearsay rule.
“Facts which may be proved on trial. In conformity with the preceding provisions, evidence may be given upon a trial of the following facts:
“* * *
“6. After proof of a conspiracy, the act or declaration of a conspirator against his coconspirator, and relating to the conspiracy.”
The state further argues even if Radi‘s declarations were not admissible under the coconspirator exception to the hearsay rule, they were admissible under
“Declarations which are a part of the transaction. Where, also, the declaration, act, or omission forms part of a transaction, which is itself the fact in dispute, or evidence of that fact, such declaration, act, or omission is evidence, as part of the transaction.”
The state contends the coconspirator exception to the hearsay rule is available in this case, since the state prosecuted the case on the theory there was a conspiracy to commit robbery. It is argued that, even though the crime of conspiracy was not charged as a separate offense in the Information, the state could properly present evidence to show there was a conspiracy. Defendants urge the state is barred from utilizing the coconspirator exception to the hearsay rule since the state did not charge defendants with the crime of conspiracy; that the state‘s evidence was insufficient to prove a conspiracy; and, that the hearsay statements testified to by
An examination of the record discloses that the district court made a finding, without a disclosure of its grounds, concerning the admissibility of extrajudicial statements made by a defendant against a nonpresent codefendant, by another codefendant. The court admitted the testimony, then admonished the jury by its Instruction No. 1 (heretofore cited in full) that the statement could not be used against a codefendant not present when the statement was made. This procedure was approved by the United States Supreme Court in Paoli v. United States, 352 U.S. 232, 77 S.Ct. 294, 1 L.Ed.2d 278. In Paoli a confession of one defendant was admitted inculpating the other defendants. A five-four Court approved the giving of a cautionary instruction, if sufficiently clear, and reasoned that it could be assumed the jury would follow the court‘s instruction.
Yet, this started a series of cases based on the Sixth Amendment command that all defendants in a criminal prosecution shall enjoy the right to confront the witnesses against them. In 1968, Bruton presented a fact situation where Bruton was jointly tried with a codefendant named Evans and convicted of robbery. A postal inspector testified at trial that Evans had orally confessed to him and also
The United States Supreme Court has long recognized the right of the defendant to confront his witnesses at the time of trial. In Mattox v. United States, 156 U.S. 237, 242, 243, 15 S.Ct. 337, 339, 39 L.Ed. 409, 411, the Court said:
“The primary object of the constitutional provision in question was to prevent depositions or ex parte affidavits, such as were sometimes admitted in civil cases, being used against the prisoner in lieu of a personal examination and cross-examination of the witness in which the accused has an opportunity, not only of testing the recollection and sifting the conscience of the witness, but of compelling him to stand face to face with the jury in order that they may look at him, and judge by his demeanor upon the stand
and the manner in which he gives his testimony whether he is worthy of belief. * * *”
The United States Court of Appeals in United States v. Adams, 9 Cir., 446 F.2d 681, 683, cert. den. 404 U.S. 943, 92 S.Ct. 294, 30 L.Ed.2d 257, found the relevant factual inquiry in determining whether the Confrontation Clause is violated to be:
“* * * whether, under the circumstances, the unavailability of the declarant for cross-examination deprived the jury of a satisfactory basis for evaluating the truth of the extrajudicial declaration.”
There is little doubt that declarant Radi clearly knew Fitzpatrick‘s role in the alleged crime and the identities and roles of the other conspirators. The events were fresh in his mind. Yet, without discussing the truth and veracity of the declarant, we recognize that Radi had good reason to lie about who shot the victim. Without Fitzpatrick present, Radi might easily persuade his coconspirators that all fatal shots were fired by Fitzpatrick and thus avoid some conceived criminal culpability. In any event, we recognize the devastating effect this testimony would have upon a jury and hold, at least as to Fitzpatrick, there was a denial of the right to
“When the prosecution proposes to introduce into evidence an extrajudicial statement of one defendant that implicates a codefendant, the trial court must adopt one of the following procedures: (1) It can permit a joint trial if all parts of the extrajudicial statements implicating any codefendants can be and are effectively deleted without prejudice to the declarant. By effective deletions, we mean not only direct and indirect identifications of codefendants but any statements that could be employed against nondeclarant codefendants once their identity is otherwise established. (2) It can grant a severance of trials if the prosecution insists that it must use the extrajudicial statements and it appears that effective deletions cannot be made. (3) If the prosecution has successfully resisted a motion for severance and thereafter offers an extrajudicial statement implicating a codefendant, the trial court must exclude it if effective deletions are not possible. Similar rules concerning joint trial have been adopted in other jurisdictions and have been found workable. [Citing case.]” 47 Cal.Rptr. 360, 407 P.2d 272.
We are in agreement with the effect of these judicial guidelines.
”Testimony of person legally accountable. A conviction cannot be had on the testimony of one responsible or legally accountable for the same offense, as defined in section 94-2-106, unless he is cor-
roborated by other evidence, which in itself, and without the aid of the testimony of the one responsible or legally accountable for the same offense, tends to connect the defendant with the commission of the offense; and the corroboration is not sufficient, it merely shows the commission of the offense, or the circumstances thereof.”
In State v. Orsborn, 170 Mont. 480, 555 P.2d 509, 514, this Court said:
”State v. Cobb, 76 Mont. 89, 92, 245 P. 265, has been cited many times as to the general guidelines for determining the sufficiency of evidence corroborating the testimony of one legally accountable. Though Cobb was decided under section 11988, R.C.M.1921, since repealed, the language of the old statute is nearly identical to that of section 95-3012, R.C.M.1947, in pertinent part. * * *”
State v. Cobb, 76 Mont. 89, 92, 245 P. 265, 266, set out these general rules:
“(a) The corroborating evidence may be supplied by the defendant or his witnesses.
“(b) It need not be direct evidence—it may be circumstantial.
“(c) It need not extend to every fact to which the accomplice testifies.
“(d) It need not be sufficient to justify a conviction or to establish a prima facie case of guilt.
“(e) It need not be sufficient to connect the defendant with the commission of the crime; it is sufficient if it tends to do so.
“(f) Whether the corroborating evidence tends to connect the defendant with the commission of the offense is a question of law, but the weight of the evidence—its efficacy to fortify the testimony of the accomplice and render his story trustworthy—is a matter for the consideration of the jury.”
At trial the state presented two minor girls who testified they were with all five defendants on the day of the robbery and murder. The girls testified all five defendants planned to go to Hardin and the girls themselves accompanied Bushman, Bad Horse
Carol Broach testified Bushman, Bad Horse and Holliday were in Hardin from approximately 10:45 p. m. to midnight on April 5, 1975; that she returned to Billings with these three defendants and the two minor girls; and, that this group arrived at Radi‘s house at approximately 2:00 a. m. on April 6, 1975.
Raleigh Kraft, Jr. testified he had discussed with Bushman and Bad Horse the possibility of robbing the Safeway store.
Ronald Potts and Lyle Doane testified they were customers at the Safeway store on the evening of April 5, 1975, and observed an automobile, blue or green in color, parked in front of the Safeway store, with two male occupants approximately the same ages as Radi and Fitzpatrick. Radi‘s automobile was metallic blue in color.
Agent Dieckman of the Federal Bureau of Investigation testified Fitzpatrick was arrested in Spokane, Washington on June 3, 1975, and Fitzpatrick told him he had been drinking with Radi in Billings on the evening of April 5. The witness established that Fitzpatrick used a fictitious name while in Spokane and possessed a newspaper clipping stating Fitzpatrick was wanted by the police for the crimes committed in Hardin on April 5, 1975.
Robert Balko, employed by Nyquist Financial Services in Billings, testified Radi indicated in a conversation with him that someone had shot a hole through his windshield. The testimony of Mary Jenkins and Helen Jones established that Radi had changed his Montana automobile license plates for Nevada license plates shortly after the crimes.
This evidence sufficiently corroborates Bushman‘s testimony.
Issue IV. The final issue we will consider is whether the convictions of defendants Holliday and Bad Horse should be reversed on the ground the jury was inadequately instructed on the applicable law and returned inconsistent verdicts. Holliday and Bad Horse contend that since the state prosecuted its case on the theory of conspiracy it is logically inconsistent to find them guilty of robbery, but not guilty of deliberate homicide and aggravated kidnapping. In support of this contention defendants direct our attention to the court‘s Instruction No. 28, an instruction on the felony-murder doctrine, which provided:
“You are instructed that when two or more persons agree to commit a crime under such circumstances as may * * * result in the taking of human life, either in the furtherance of, or the resistance to their unlawful agreement, then each party * * * will be held responsible for the consequences which might reasonably be expected to flow * * * from carrying into effect their unlawful agreement * * *.
“The law is that, if two or more persons agree to commit a felony and death happens in the furtherance of the common object, all are alike guilty of the homicide. The act of one of them done in the furtherance of the original design, in the contemplation of the law, is the act of all. And if such an agreement is to do or perform an unlawful act constituting a felony, and in the prosecution of such unlawful act constituting a felony, an individual is killed, such killing is deliberate homicide.”
“That the verdict may have been the result of compromise, or of a mistake on the part of the jury, is possible. But verdicts cannot be upset by speculation or inquiry into such matters.” 284 U.S. 394, 52 S.Ct. 191.
Defendants Holliday and Bad Horse distinguish Dunn from the instant case. They contend the jury in Dunn correctly followed the instructions of law given to it in reaching that verdict, but the jury here when finding Holliday and Bad Horse not guilty on two counts and guilty on the other count, completely disregarded Instruction No. 28 and relied on Instruction No. 36 which provided the jury might “find any one of the following verdicts” as to each defendant:
- Guilty of Count One, deliberate homicide;
- Not guilty of Count One, deliberate homicide;
- Guilty of Count Two, aggravated kidnapping;
- Not guilty of Count Two, aggravated kidnapping;
- Guilty of Count Three, robbery;
- Not guilty of Count Three, robbery;
This jury was improperly and inadequately instructed on that point of law and could not reach a proper verdict. State v. Bean, 135 Mont. 135, 337 P.2d 930; State v. Jackson, 88 Mont. 420, 293 P. 309.
“Question on Instruction #28
“If we find one defendant guilty of robbery does Inst. No. 28 require guilty verdict on two remaining counts.”
The district court responded:
“Instruction number 36 answers this question.”
No further clarification was provided, the jury completed deliberation and reached its verdict.
This Court has held that the need for giving additional instructions to the jury is a matter of district court discretion. State v. Hawkins, 165 Mont. 456, 529 P.2d 1277. However, here the jury was directed to examine Instruction No. 36, which is an improper instruction contrary to the law of the case. The court should have further instructed the jury in a manner that would sufficiently and clearly present the applicable law. Such failure is reversible error.
The judgments of conviction of all defendants are reversed. The causes are remanded to the district court for new trials.
MR. CHIEF JUSTICE HATFIELD, and JUSTICES HASWELL and SHEA, concur.
HARRISON, concurring in part and dissenting in part:
I concur with the majority‘s opinion as to all defendants except Radi whose conviction I would affirm. By his own statements he was one of two men who kidnapped a young man (who unlike any of the defendants worked for a living), took him outside his hometown, robbed and ruthlessly murdered him. In Radi‘s case it makes little or no difference who fired the shots, for his very acts in participating in the kidnapping and robbery make him a principal to the murder.
As to Fitzpatrick, who was not present at the time of Radi‘s statement on who fired the shots, this Court is compelled to follow the
Subsequent cases illustrate Bruton does not invalidate use of codefendant statements in all joint trial situations. When, for example, the declarant codefendant takes the stand and subjects himself to cross-examination, there is no infringement of any constitutional right to cross-examine. Nelson v. O‘Neil, 402 U.S. 622, 91 S.Ct. 1723, 29 L.Ed.2d 222. The Bruton rule cannot be invoked by a defendant who insists upon a joint trial, knowing the prosecution intends to use codefendants’ inculpatory statements. United States v. Sullivan, 9 Cir., 435 F.2d 650, cert. denied 402 U.S. 912, 91 S.Ct. 1392, 28 L.Ed.2d 654. See also Anno. 29 L.Ed.2d 931, 989, § 8.
If the inculpatory codefendant‘s confession is admissible under an exception to the hearsay rule, as for example an admission of a coconspirator, the Bruton rule will not be invoked. United States v. Kelley, 8 Cir., 526 F.2d 615, 620. Also where extrajudicial statements of both defendants interlock, and do not conflict on vital points, courts have held that no reversal is required. United States ex rel. Stanbridge v. Zelker, 2 Cir., 514 F.2d 45.
For the above reasons I would confirm as to defendant Radi.
