2006 Ohio 5823 | Ohio Ct. App. | 2006
{¶ 2} On April 4th, 2005, the appellant went to the home of David and Jennifer Lynn located on Marne Road just outside of the city limits of Newark, in Licking County, Ohio. The appellant went there accompanied by two other individuals, one being Vincent Williams. (Transcript, Change of Plea, January 11, 2006 at 15). [Hereinafter "PT."].
{¶ 3} The parties conducted negotiations over the sale by Mr. Lynn to appellant of a quantity of marijuana.
{¶ 4} After the negotiations had taken several minutes, several eyewitnesses stated to the police that appellant produced a gun and proceeded to rob or attempt to rob the Lynn's of the marijuana rather than paying for it. (Id.). The presentation of the gun by appellant prompted Mr. Lynn to pull a gun from his waistband. After the gun the appellant had was discharged, Mr. Lynn also discharged his gun. Mr. Lynn's gun caused the fatal shots to Vincent Williams and also injured appellant.
{¶ 5} Appellant was indicted by a Licking County Grand Jury on July 1, 2005 and charged in a six count indictment with the following offenses: Murder, in violation of R.C.
{¶ 6} At his arraignment, Appellant entered not guilty pleas on all counts.
{¶ 7} On January 11, 2006, Appellant withdrew his previously entered not guilty pleas and entered guilty pleas to the following offenses: the lesser included offense of Involuntary Manslaughter in violation of R.C.
{¶ 8} After his guilty pleas, the trial court adjourned the proceedings, ordered a pre-sentence investigation report be prepared and scheduled sentencing at a later date to allow appellant sufficient time to have mitigation evidence developed and presented. (Id. at 21).
{¶ 9} At sentencing, the court was provided with a pre-sentence report as well as a sixteen page psychological report of the appellant prepared on his behalf by a forensic psychologist. (Transcript, Sentencing, March 14, 2006 at 3-4). [Hereinafter "ST."]. The report indicated that appellant was deeply remorseful for his actions and had contemplated suicide because he was responsible for the death of his best friend. (Id. at 4-5).
{¶ 10} In addition, the victim's mother, Vida Williams, appeared at sentencing and confirmed that appellant was a good friend of her son's. She recommended a lesser sentence for appellant. (ST. at 9). Appellant made a statement in elocution during which he apologized to Mr. and Mrs. Williams as follows: "I realize I made a terrible mistake. I would like to say to Mr. and Mrs. Williams, I am truly sorry for that horrible night. I lost a best friend. They lost a son. I'm nervous, your Honor. I'm sorry." (ST. at 7).
{¶ 11} The trial court noted that Mr. Lynn had received a nine year sentence based upon the fact that he was only charged with one felony and one firearm specification, whereas appellant was charged with three felonies and three firearm specifications. (Id. at 10-11).
{¶ 12} The court sentenced appellant to six years on the count of involuntary manslaughter; five years on the count of aggravated robbery; two years on the count of felonious assault and three years on the firearm specification. The trial court ordered all sentences to run consecutively for an aggregate sentence of sixteen-years.
{¶ 13} It is from this sentence that appellant has filed this appeal raising the following assignments of error for our consideration:
{¶ 14} "I. BY FAILING ARTICULATING [sic.] NO RATIONALE FOR THE SENTENCE IMPOSED, THE TRIAL COURT FAILED TO FOLLOW OHIO LAW THEREBY DEPRIVING APPELLANT OF HIS RIGHT TO EFFECTIVE AND MEANINGFUL APPELLATE REVIEW CONTRA OHIO LAW AS WELL AS THE OHIO AND FEDERAL CONSTITUTIONS (App. PP. 1-2).
{¶ 15} "II. IF, IN THE ALTERNATIVE, THIS COURT DETERMINES THAT THE TRIAL COURT, UNDER FOSTER, NEED NOT SET FORTH ITS RATIONALE PRIOR TO SENTENCING A CRIMINAL DEFENDANT, THEN APPELLANT SUBMITS THAT THE FOSTER COURT VIOLATED THE DOCTRINE OF SEPARATION-OF-POWERS BY UNDERMINING AN APPELLATE COURTS OBLIGATION TO CONDUCT MEANINGFUL AND EFFECTIVE REVIEW OF FELONY SENTENCING CONTRA OHIO LAW AND THE STATE AND FEDERAL CONSTITUTIONS. (Sentencing Tr. App. PP. 1-2)."
{¶ 17} `The defendant needs an attorney on appeal not as a shield to protect him against being `haled into court' by the State and stripped of his presumption of innocence, but rather as a sword to upset the prior determination of guilt. This difference is significant for, while no one would agree that the State may simply dispense with the trial stage of proceedings without a criminal defendant's consent, it is clear that the State need not provide any appeal at all'". State v. Smith
(1997),
{¶ 18} Although the Ohio Constitution does not expressly provide for a "right" to appeal, Article IV, Section 3(B)(1)(f) does provide for the establishment of an appellate court system. Section
{¶ 19} In Atkinson v. Grumman Ohio Corp. (1988),
{¶ 20} "While normal sentencing proceedings are not immune from all due process attacks, see Williams v. New York,
{¶ 21} An individual has no substantive right to a particular sentence within the range authorized by statute. Gardner v.Florida (1977),
{¶ 22} In Williams v. New York (1949),
{¶ 23} The Courts have recognized the conundrum in determining what process is due a defendant at sentencing. In discussing the historical swing from a sentencing philosophy based upon incarceration as retribution for criminal behavior to a sentencing system encouraging reformation and rehabilitation of offenders, the Court in United States v. Grayson (1978),
{¶ 24} The question before us on appeal is what quality of analysis and explanation, if any, is necessary where the court exercises its discretion to impose non-maximum, consecutive sentences.
{¶ 25} As support for the proposition that the trial court must explain its decision when imposing a criminal sentence, the appellant cites several cases interpreting the Federal Sentencing Guidelines after the United States Supreme Court decision inUnited States v. Booker (2005),
{¶ 26} In Booker the United States Supreme Court issued two separate majority opinions. First, Justice Stevens wrote for the Court and held that the rule announced in Blakely v. Washington
(2004) , 542 U.S. 296,
{¶ 27} Appellant argues that the federal appellate courts have held that a district court must articulate sufficient reasoning for its sentence in order for the appeals court to give it meaningful review, even where the sentence is within the applicable Guidelines range. United States v. Foreman (6th Cir. 2006),
{¶ 28} In Booker, supra, the United States Supreme Court explicitly set forth the standard of appellate review for cases arising subsequent to the Court's decision. After excising the portions of the Federal Sentencing Guidelines that sets forth standards of review on appeal, including de novo review of departures from the applicable Guidelines range, the Court held that "[t]he courts of appeals review sentencing decisions for unreasonableness."
{¶ 29} However, under Ohio law, judicial fact-finding is no longer required before a court imposes consecutive or maximum prison terms. See State v. Foster,
{¶ 30} Appellant was convicted of felonies of the first and second degree. Therefore, R.C.
{¶ 31} "(D) Except as provided in division (E) or (F) of this section, for a felony of the first or second degree and for a felony drug offense that is a violation of any provision of Chapter 2925., 3719., or 4729, of the Revised Code for which a presumption in favor of a prison term is specified as being applicable, it is presumed that a prison term is necessary inorder to comply with the purposes and principles of sentencingunder section
{¶ 32} "(1) A community control sanction or a combination of community control sanctions would adequately punish the offender and protect the public from future crime, because the applicable factors under section
{¶ 33} "(2) A community control sanction or a combination of community control sanctions would not demean the seriousness of the offense, because one or more factors under section
{¶ 34} Thus, in order for a trial court to overcome the presumption of imprisonment and impose a community control sanction for a felony of the first or second degree the trial court would be required to find that such a sanction would adequately punish the offender, that the offender is less likely to re-offend, and that such a sanction would not demean the seriousness of the offense, because the offender's conduct was less serious than conduct normally constituting the offense.State v. Rutter, supra.
{¶ 35} Pursuant to the express language of R.C.
{¶ 36} There is no requirement in R.C.
{¶ 37} However, Foster did modify an appellate court's standard of review concerning sentencing. Pre-Foster, an appellate court could increase, reduce, modify or vacate and remand a sentence if it found, by clear and convincing evidence, that the record did not support the trial court's findings of fact or that the sentence was otherwise contrary to law. R.C.
{¶ 38} Before passage of Am. Sub. S.B. No.
{¶ 39} R.C.
{¶ 40} Prior to the passage of S.B. 2 it was well settled that the decision whether a criminal defendant is to serve the sentences for all his crimes consecutively or concurrently is a matter committed to the sound discretion of the trial court.State v. Johnson (1988),
{¶ 41} In the case at bar, the sentencing procedure which led to the imposition of appellant's sentence satisfied the due process protections of the Ohio and United States Constitutions.
{¶ 42} After accepting appellant's pleas of guilty, the trial court ordered a pre-sentence investigation report. (PT. at 21-22). The trial court further permitted the appellant to present mitigation evidence. (Id.; ST. at 3). The Court informed the appellant that it had reviewed the pre-sentence investigation report. (ST. at 3). The court permitted appellant's trial counsel to make a lengthy argument for mitigation of appellant's sentence. (Id. at 3-7). The trial court further permitted appellant to address the court. (Id. at 7). The victim's mother was also allowed to address the court concerning sentencing. (Id. at 8-10). The court discussed with counsel the fact that appellant could be sentenced on only one of the three firearm specifications for which he had been indicted. (Id. at 11). The court distinguished appellant's case from that of a co-defendant's sentence on the basis that the co-defendant was charged with only one offense and one firearm specification; however appellant had three felony charges and three firearm specifications. (Id. at 10-11). The trial court specifically noted both on the record and in its sentencing entry that it had considered the purposes and principles of sentencing set out under Section
{¶ 43} We find nothing in the record of appellant's case to suggest that his sentence was based on an arbitrary distinction that would violate the Due Process Clause of the
{¶ 44} It appears to this Court that the trial court's statements at the sentencing hearing were guided by the overriding purposes of felony sentencing to protect the public from future crime by the offender and others and to punish the offender. R.C.
{¶ 45} Appellant's first assignment of error is overruled.
{¶ 47} The appellant failed to make this objection before the trial court in a timely manner. Such an objection should first be raised before the trial court in order to provide the trial court the opportunity to correct or avoid the alleged error. State v.McKee (2001),
{¶ 48} In State ex rel. Bray v. Russell (2000),
{¶ 49} "`The essential principle underlying the policy of the division of powers of government into three departments is that powers properly belonging to one of the departments ought not to be directly and completely administered by either of the other departments, and further that none of them ought to possess directly or indirectly an overruling influence over the others.'State ex rel. Bryant v. Akron Metro. Park Dist. (1929),
{¶ 50} In our constitutional scheme, the judicial power resides in the judicial branch. Section
{¶ 51} Section
{¶ 52} Where the record lacks sufficient data to justify the sentence, the court may well abuse its discretion by imposing that sentence without a suitable explanation. Where the record adequately justifies the sentence imposed, the court need not recite its reasons. State v. Middleton (Jan. 15, 1987), 8th Dist. No. 51545. In other words, an appellate court may review the record to determine whether the trial court failed to consider the appropriate sentencing factors.
{¶ 53} Appellant's contention that the failure of a trial court to set forth facts in support of its sentencing decision denies him a meaningful appellate review is unfounded.
{¶ 54} As we noted in our disposition of appellant's first assignment of error, we apply an abuse of discretion standard to appeals challenging the trial court's imposition of sentence. This term however has been applied in a somewhat rote manner by the courts without analysis of the true purpose of the appellate court's role in the review of a trial court's discretionary powers. An excellent analysis of the misconception surrounding the concept of "abuse of discretion" was set forth by the Arizona Supreme Court sitting en banc: "[t]he phrase `within the discretion of the trial court' is often used but the reason for that phrase being applied to certain issues is seldom examined. One of the primary reasons an issue is considered discretionary is that its resolution is based on factors which vary from case to case and which involve the balance of conflicting facts and equitable considerations. Walsh v. Centeio,
{¶ 55} "The law would be better served if we were to apply a different term, but since most appellate judges suffer from misocainea, we will no doubt continue to use the phrase `abuse of discretion.' Therefore, we should keep some operative principles in mind. Something is discretionary because it is based on an assessment of conflicting procedural, factual or equitable considerations which vary from case to case and which can be better determined or resolved by the trial judge, who has a more immediate grasp of all the facts of the case, an opportunity to see the parties, lawyers and witnesses, and who can better assess the impact of what occurs before him. Walsh v. Centeio, supra.
Where a decision is made on that basis, it is truly discretionary and we will not substitute our judgment for that of the trial judge; we will not second-guess. Where, however, the facts or inferences from them are not in dispute and where there are few or no conflicting procedural, factual or equitable considerations, the resolution of the question is one of law or logic. Then it is our final responsibility to determine law and policy and it becomes our duty to `look over the shoulder' of the trial judge and, if appropriate, substitute our judgment for his or hers. This process is sometimes, unfortunately, described as a determination that the trial judge has `abused his discretion . . .'" Id. at n. 8; State v. Garza (1998),
{¶ 56} Accordingly, appellate courts can find an "abuse of discretion" where the record establishes that a trial judge refused or failed to consider statutory sentencing factors.Cincinnati v. Clardy (1978),
{¶ 57} Both the United States Supreme Court and the Supreme Court of Ohio found that the particular mechanism that the legislature chose in an attempt to guide judicial discretion in sentencing was constitutionally infirm. Nothing in the Foster
or Booker decisions prevent the legislature from enacting provisions which comply with the respective constitutional safeguards. "Ours, of course, is not the last word: The ball now lies in Congress' court. The National Legislature is equipped to devise and install, long-term, the sentencing system, compatible with the Constitution, that Congress judges best for the federal system of justice." Booker, supra
{¶ 58} As we noted in our disposition of appellant's first assignment of error, there is no evidence in the record that the judge acted unreasonably by, for example, selecting the sentence arbitrarily, basing the sentence on impermissible factors, failing to consider pertinent factors, or giving an unreasonable amount of weight to any pertinent factor.
{¶ 59} Appellant's second assignment of error is overruled.
{¶ 60} The judgment of the Licking County Court of Common Pleas is affirmed.
Gwin, P.J., Hoffman, J., and Farmer, J., concur.