Lead Opinion
The State asks this court to review the Court of Appeals decision in State v. Fire,
We find that even if that juror should have been dismissed for cause, Fire exercised one of his peremptory challenges to remove the juror, and there is no showing that a biased juror, against whom the peremptory challenge might have been used, sat on his panel. Following the reasoning in United States v. Martinez-Salazar,
FACTS
Fire was charged with three counts of child molestation in the first degree. During voir dire the prosecuting attorney asked if any of the jurors could not completely put aside what he or she had heard about the case outside of the courtroom. After no one answered, the prosecutor began to question Juror No. 8:
MR. SILVERMAN: Juror Number 8. I’m picking on you, but why is it you feel you could do that, that you could put that aside, whatever it was?
JUROR NO. 8: Well, that is a hard one.
*155 MR. SILVERMAN: That’s why I’m asking it.
JUROR NO. 8: To be completely honest, I would—this type of criminal activity, I have strong opinions on.
MR. SILVERMAN: O.K. And are those opinions that you have on these types of cases, is that going to affect your deliberations if you’re a juror?
JUROR NO. 8: Very good possibility.
MR. SILVERMAN: Why is it that you feel that, that might happen?
JUROR NO. 8: Can I be blunt?[1 ]
At that point the prosecuting attorney interrupted and indicated he would continue the conversation without the other jurors present. When Juror No. 8 was the sole juror present, the court asked him if he would like to say anything regarding reasons for sitting or not sitting on the jury.
JUROR NO. 8: The subject matter in this case. You know, if it was, you know, somebody stealing a car or even someone getting murdered, that’s, you know, fine with me. But a case in this nature, you know. I consider him a baby raper, and it should be severely punished.
I’m very opinionated when it comes to this kind of a crime. I hold innocent—or children from conception on very dear, and they should be protected.
THE COURT: You realize that this is just an accusation?
JUROR NO. 8: Yes, I do, ma’am.
THE COURT: Because of that, do you still feel that you could not start out with—do you feel that you could start out with a clean slate, an open mind, and listen to the evidence in order to determine whether you feel that the defendant is innocent or guilty?
JUROR NO. 8: Yes. But in the case in this—in any—probably any other case, yes, but in something like this, I’d be leaning to the accusation is there, and this type of case should be, you know, is very serious personally to me.
*156 MR. SILVERMAN: O.K. Are you telling me that you feel that your strong feelings about these types of offenses is such that, that would even affect the role in making a determination of guilt or innocence?
JUROR NO. 8: That possibility is there.
JUROR NO. 8: . . . I’m saying that reasonable—if reasonable has some leeway, 40, 60, I’d probably be on the 40 [side] on this particular kind of case instead of being in the middle. You know, I hate to, in something—a different subject matter, it would be completely different.
MR. SILVERMAN: And you—if you were given instructions on what [proving charges beyond a reasonable doubt] means and the other instructions, you would follow the instructions as given to you by the Court?
JUROR NO. 8: Yes.
MR. SILVERMAN: But you do have some strong feelings about the case, but you’d still follow the law?
JUROR NO. 8: Yes.[2 ]
In declining to excuse Juror No. 8 for cause, the court cited the juror’s indication that he would be able to follow the instructions and the law. Fire’s counsel later renewed his challenge to Juror No. 8 for cause, and the court once again declined to excuse him. Fire’s counsel then exercised Fire’s second peremptory challenge to excuse Juror No. 8 and subsequently exhausted his six peremptory challenges.
The jury found Fire guilty on November 5, 1998. On appeal Fire raised three issues including prosecutorial misconduct.
ANALYSIS
At issue in this case is whether the trial court abused its discretion in denying a challenge for cause to Juror No. 8 and whether, without a further showing of prejudice, reversal is the remedy for a trial court’s error in not dismissing a potential juror for cause where the defendant later uses a peremptory challenge to remove that juror and exhausts his remaining challenges before the final selection of the jury. Following Caruso v. Local Union No. 690,
The United States Constitution does not provide a basis for granting relief to Fire. The central federal legal issue in Fire’s case has been definitively resolved in United States v. Martinez-Salazar,
We focus on this sequence of events: the erroneous refusal of a trial judge to dismiss a potential juror for cause, followed by the defendant’s exercise of a peremptory challenge to remove that juror. Confronting that order of events, the United States Court*158 of Appeals for the Ninth Circuit ruled that the Due Process Clause of the Fifth Amendment requires automatic reversal of a conviction whenever the defendant goes on to exhaust his peremptory challenges during jury selection.146 F.3d 653 (1998).
We reverse the Ninth Circuit’s judgment. . . . We hold . . . that if the defendant elects to cure such an error by exercising a peremptory challenge, and is subsequently convicted by a jury on which no biased juror sat, he has not been deprived of any rule-based or constitutional right.
Id. at 307.
The Court focused on the Ninth Circuit’s conclusion that Martinez-Salazar was “forced” to exercise a peremptory challenge to cure an erroneous for-cause refusal. Id. at 314. The Court reasoned that a hard choice is not the same as no choice; Martinez-Salazar chose to exercise a peremptory challenge because he did not want a particular person to sit on the jury. Id. at 315. Instead of allowing the juror to sit and pursuing a Sixth Amendment challenge on appeal following the conviction, the defendant chose instead to use his peremptory challenge curatively. Id. In removing the juror, Martinez-Salazar did not lose a peremptory challenge, but used it for what it was for: to help secure an impartial jury. Id. at 315-16. Martinez-Salazar, together with his codefendants, exercised 11 peremptory challenges, which is all he was entitled to under the rule. Id. at 315.
As the Court indicated, if a defendant believes that a juror should have been excused for cause and the trial court refused his for-cause challenge, he may elect not to use a peremptory challenge and allow the juror to be seated. After conviction, he can win reversal on appeal if he can show that the trial court abused its discretion in denying the for-cause challenge.
Although the Court of Appeals in Fire recognized the existence and import of Martinez-Salazar, it stated it was bound by the decisions of this court. Fire,
Washington law contains two conflicting lines of cases concerning whether a defendant who shows that a trial court erred in not excusing a juror for cause demonstrates prejudice where the defendant exercised a peremptory challenge to remove that juror and later exhausted his peremptory challenges. One line follows the Parnell rule and the other arises out of State v. Latham,
The Parnell rule arose from State v. Stentz,
“A refusal to sustain challenges for proper cause, necessitating peremptory challenges on the part of the accused, will be*160 considered on appeal as prejudicial where the accused has been compelled subsequently to exhaust all his peremptory challenges before the final selection of the jury.”
As a result, the Parnell court set aside the defendant’s conviction and sentence and granted her a new trial. Parnell,
Latham, issued in 1983, chipped away at the Parnell rule. In Latham, a case similar to Fire, this court found that the defendant failed to show that the two jurors complained of should have been excused for cause. Latham,
Finally, we note the use of a peremptory challenge to remove a juror who should have been removed for cause “cures” the error. Where, as here, the juror is excused through a peremptory challenge, the defendant must show that the use of the peremptory challenge actually prejudiced his case. Petitioner contends, however, that because he was forced to use two peremptory challenges on these jurors, he was prejudiced. He argues the use of these challenges denied him the opportunity to exclude any jurors who may have had strong opinions about drug use. Because we hold the trial court did not err by refusing petitioner’s challenges for cause, we need not address this issue.
Id. (citations omitted). Although this court in Latham never explicitly says that the petitioner exhausted his peremptory
After Latham appeared, more cases relied on it than on Parnell. See Caruso v. Local Union No. 690,
In Roberts this court tacitly abandoned the Parnell rule without overturning it. Roberts assigned error to the trial court’s denial of his for-cause challenges against 13 jurors. Roberts,
There remains a question whether Roberts can be distinguished from the Parnell line of cases and from this case because Roberts did not exhaust all of his peremptory challenges. Because the Parnell rule is stated in terms of the defendant’s having to exhaust his peremptory challenges, and Roberts did not, it might be argued that he could not demonstrate prejudice under Parnell. Hence, following this reasoning, Roberts does not tacitly overrule Parnell, but follows it.
But the rule in Parnell represents a specific case of a more general rule that the forced use of at least one peremptory challenge constitutes the loss or deprivation of that challenge and that a showing that a defendant was forced to use even one challenge means she has demonstrated prejudice. That more general rule applies to Roberts’ situation even though he did not exhaust his peremptory challenges. Roberts alleged a situation in which even if he had exhausted his peremptory challenges by exercising the two additional challenges offered him, he would still have been forced to use two peremptory challenges. Under Martinez-Salazar, the forced use of a peremptory challenge is merely an exercise of the challenge and not the deprivation or loss of a challenge. Martinez-Salazar, 528 U.S. at
No Washington case has thus far recognized a difference between the right to an impartial jury guaranteed under the federal constitution and that guaranteed under the Washington constitution. Rutten, 13 Wash, at 208, calls the right of the defendant to be tried by an impartial jury a “constitutional right” without distinguishing between the federal and state constitutions. Similarly, Stentz refers to “the constitutional guaranty to the accused of a trial by an impartial jury” without specifying which constitution provides the guaranty. Stentz,
Furthermore, Fire neither argues that the Washington State Constitution provides more protection than the federal constitution nor addresses the criteria identified in State v. Gunwall,
A claim that the basis for the Parnell rule exists in Washington common law rather than upon constitutional grounds is not borne out by an examination of the case law. The Rutten court stated that its power to review the decision of the trial court rested upon its role as protector of a constitutional right:
While the statute gives to the court the right to determine the question of the impartiality of the juror, yet, this being a constitutional right, this court will review the discretion of the lower court in passing upon this question; and from the whole of the examination of these jurors, and especially juror Stark, we are satisfied that the right of the defendant to be tried by an impartial jury was invaded ....
Rutten, 13 Wash, at 208 (emphasis added). The Stentz court continued to cite constitutional, not common law, grounds as the basis of its power to review the lower court: “The discretion of the trial court to determine partiality or impartiality in a jury is subject to review by the appellate court under the constitutional guaranty to the accused of a trial by an impartial jury.” Stentz, 30 Wash, at 143. McMahon v. Carlisle-Pennell Lumber Co.,
Hence, even if one does not agree that we adopted the Martinez-Salazar rule in Roberts, previous case law provides no basis for avoiding that rule. Here we expressly abandon the Parnell rule and adopt that enunciated by the United States Supreme Court in Martinez-Salazar. Accordingly, Fire has failed to show that he was prejudiced where no biased juror sat on his panel.
CONCLUSION
After Martinez-Salazar and Roberts, if a defendant through the use of a peremptory challenge elects to cure a trial court’s error in not excusing a juror for cause, exhausts his peremptory challenges before the completion of jury selection, and is subsequently convicted by a jury on which no biased juror sat, he has not demonstrated prejudice, and reversal of his conviction is not warranted. The decision of the Court of Appeals is reversed, and Fire’s case is remanded to the trial court for actions consistent with this opinion.
Alexander, C.J., and Smith, Ireland, and Owens, JJ., concur.
Notes
Verbatim Report of Proceedings (VRP) (Nov. 3, 1998) at 25-26.
Id. at 75-78.
Br. of Appellant (Fire) at 1. The prosecutorial misconduct issue is not before this court. In his brief before the Court of Appeals, Fire alleged that the prosecutor’s repeatedly asking Fire during cross-examination whether the State’s witnesses were mistaken had the effect of suggesting to the jury that it had to believe the State’s witnesses were mistaken in order to acquit Fire. Id. at 24. The prosecutor also suggested in oral argument that, in order to believe Fire, the jury had to find that the State’s witnesses were lying. Id. at 26. Fire argued that this behavior amounted to misconduct. Id. at 24, 26. The Court of Appeals reversed
The showing required of the defendant would be the same under Martinez-Salazar as it would be under Parnell, but the difference is that under Parnell, the defendant’s conviction would be reversed even if the juror were not seated. Parnell held that a court’s error in refusing to excuse a juror for cause, thus forcing the defendant to exercise a peremptory challenge to remove the juror, constitutes
One of the 13 original jurors challenged for cause by Roberts was seated as an alternate but never served as a juror on the trial or participated in deliberations. Roberts,
Concurrence Opinion
(concurring) — I agree with Justice Sanders that under Washington law a defendant in a criminal case is presumed to be prejudiced if that person is forced to use his or her last peremptory challenge in order to remove a juror who should have been removed for cause by the trial court. State v. Parnell,
I nevertheless concur in the result reached by the majority. I do so because, in my view, our decision in Parnell should be abandoned. We should, instead, adopt the better rule that has been enunciated by the United States Supreme Court in United States v. Martinez-Salazar,
In concluding that Martinez-Salazar was not deprived of a peremptory challenge, but rather used it “in line with a principal reason for peremptories: to help secure the constitutional guarantee of trial by an impartial jury,” the United States Supreme Court reasoned that a “hard choice is not the same as no choice.” Id. at 316, 315. It concluded
The Court’s decision in Martinez-Salazar makes perfect sense to me and is a far better rule than that which we enunciated in Parnell. More importantly, the rule does not trample on any constitutional rights guaranteed by the Sixth Amendment to the United States Constitution or Washington Constitution article I, sections 21, 22.
The Sixth Amendment ensures that criminal defendants “ ‘enjoy the right to . . . trial, by an impartial jury.’ ” State v. Latham,
While I would not depart from the rule we established in Parnell if it were constitutionally based, it is clear that it is not the case. As the concurring judge at the Court of Appeals observed here, the rule we enunciated in that case
Although the common law should be slow to change, “we have never hesitated to do so when, upon reconsideration, we have concluded that they were in error.” In re Estate of Bordeaux,
In my opinion, the time has come to discard the rule enunciated in Parnell and adopt the better-reasoned rule set forth by the United States Supreme Court in Martinez-Salazar.
Dissenting Opinion
(dissenting) — For more than one hundred years Washington courts have held a criminal defendant is presumed to be prejudiced if forced to use his last peremptory challenge to remove a juror who should have been removed for cause. Today’s ruling ignores this well-established precedent and overrules sub silentio no fewer than six decisions of this court.
The majority asserts, “Washington law contains two conflicting lines of cases concerning whether a defendant who shows that a trial court erred in not excusing a juror for cause demonstrates prejudice where the defendant exercised a peremptory challenge to remove that juror and later exhausted his peremptory challenges.” Majority at 159. One line, claims the majority, follows the rule in State v. Parnell,
However when Parnell was decided in 1969 there was already long-standing precedent holding a criminal defen
In 1893, D.C. Moody killed James Warner and was convicted of manslaughter. State v. Moody,
[It] was without prejudice, for the reason that said Nelson did not sit as a juror in the case, as he was peremptorily challenged by[ Moody], who was in no manner injured by having to exercise his right in that regard as he did not exhaust all of his peremptory challenges during the impaneling of the jury.
Id. at 397 (emphasis added). The implication is, of course, Moody would have been injured had he exhausted all of his peremptory challenges to cure the court’s error.
If there were ever any doubt on this issue it was resolved two years later by State v. Rutten,
Rutten was cited with approval in State v. Stentz,
On appeal we held the trial court erred when it failed to strike Mr. Sperry for cause. Id. at 143. We opined, “A refusal to sustain challenges for proper cause, necessitating peremptory challenges on the part of the accused, will be considered on appeal as prejudicial where the accused has been compelled subsequently to exhaust all his peremptory challenges before the final selection of the jury.” Id. (citing Rutten,
Moreover, today’s majority completely ignores the critical case in our peremptory challenge jurisprudence; the case which distinguishes the law in Washington from that of other jurisdictions. The question presented in McMahon v. Carlisle-Pennell Lumber Co.,
On appeal we held denial of the for cause challenge was clearly error. Id. We cited State v. Rutten, State v. Stentz, State v. Moody, and State v. Muller,
The rule stated by the majority [of courts] is that, where the court refuses a challenge for cause, and the party challenging removes the juror by a peremptory challenge and exhausts all his peremptory challenges, while it is error it will not be considered prejudicial unless the record discloses that some juror was kept upon the panel who was not fair and impartial. . . . But we think that the majority rule entirely overlooks at least one of the purposes of the peremptory challenges allowed by law. . . . [I]t seems to us that the right to peremptory challenges is given to enable parties to excuse from the jury those whom they may, for any reason, feel would not make fair jurors even though nothing is disclosed on the voir dire.
McMahon, 135 Wash, at 30. We therefore concluded, “Under the authority of our own decisions” (Rutten, Stentz, Moody, and Muller), McMahon had been prejudiced when he was forced to use a peremptory challenge to strike jurors who should have been removed for cause, and he was therefore entitled to a new trial. Id. at 31.
But here the majority concludes even if the objectionable juror “should have been dismissed for cause, Fire exercised one of his peremptory challenges to remove the juror, and there is no showing that a biased juror, against whom the peremptory challenge might have been used, sat on his panel.” Majority at 154. But controlling Washington precedent does not require Mr. Fire to make such a showing. Quite the contrary.
The fundamental nature of a peremptory challenge is the basis of our decision to distinguish Washington law from that of the majority of other courts. “ ‘A peremptory challenge is an objection to a juror for which no reason need be given, but upon which the court shall exclude him.’ ”
Ten years after McMahon came State v. Patterson,
We have held that a refusal to sustain challenges for proper cause, necessitating the use of his peremptory challenges on the part of the accused, will be considered on appeal as prejudicial where the accused has been, as in this case, compelled subsequently to exhaust all his peremptory challenges before the completion of the jury.
Patterson, 183 Wash, at 244.
We again expressed our commitment to this rule in State v. Parnell,
Any error involved in failing to grant the defendant’s challenge for cause against venireman Martin was not obviated by the fact that he did not sit on the jury. To remove him from the panel required the exercise of one of the defendant’s six peremptory challenges. All of her peremptory challenges were*173 eventually used, and she requested an additional peremptory to replace the one used on venireman Martin. This was denied. . . .
A refusal to sustain challenges for proper cause, necessitating peremptory challenges on the part of the accused, will be considered on appeal as prejudicial where the accused has been compelled subsequently to exhaust all his peremptory challenges before the final selection of the jury.
Parnell,
The majority here asserts State v. Latham,
On review we determined Latham’s argument was based on a false premise: The trial court did not err when it denied his challenges for cause. Id. Therefore we never addressed the issue of whether Latham was prejudiced by using his peremptory challenges. See Latham,
Today’s majority mistakenly concludes this court “undermined Parnell” when we did not apply its rule to the facts in Latham. Majority at 161. However the Stentz rule, which
Moreover, as the majority concedes, Latham never expressly says the petitioner exhausted his peremptory challenges. Majority at 160-61. This is a critical component of the Parnell rule. Significantly Latham relies on State v. Robinson,
Nor did Latham involve the erroneous denial of a for cause challenge. Moreover it is not apparent that the petitioner in Latham exhausted all of his peremptory challenges. Thus Latham cannot properly be said to undermine the holding in Parnell. The majority claims Caruso v.
Similarly misplaced is the majority’s reliance on State v. Roberts,
Further the language in Roberts which states “an erroneous denial of a challenge for cause may be cured when the challenged juror is removed by peremptory challenge,” Roberts,
However that is fundamentally different from our situation in this case where the defendant is compelled to exhaust all his peremptory challenges to remove a venireman who should have been removed for cause. While this might seem to cure the error of the trial court, the defendant is nevertheless prejudiced because he is denied the use of a peremptory challenge to which he is entitled by law.
Roberts and Parnell are easily distinguished. Roberts never established his for cause challenges were erroneously denied. Roberts,
Finally the Supreme Court’s decision in United States v. Martinez-Salazar,
For the foregoing reasons I dissent from this profoundly
Johnson, Madsen, and Chambers, JJ., concur with Sanders, J.
Reconsideration denied February 20, 2002.
This language is identical to current CrR 6.4(e).
In all prosecutions for offenses punishable by imprisonment in a penitentiary the defendant is entitled to six peremptory challenges. CrR 6.4(e)(1).
The majority argues Washington cases couch erroneous exhaustion of peremptory challenges due to failure to sustain a valid challenge for cause as a violation of a constitutional right. Majority at 164. Notwithstanding, the cited language in State v. Rutten, 13 Wash, at 208, and State v. Stentz, 30 Wash, at 143, references the constitutional right to an impartial jury, not the constitutional right to a peremptory challenge, per se. As Stentz makes clear the resulting prejudice occasioned by an erroneous denial for cause is not cured by excusing the juror on a peremptory challenge when all peremptory challenges are exhausted. 30 Wash, at 143 (“A refusal to sustain challenges for proper cause, necessitating peremptory challenges on the part of the accused, will be considered on appeal as prejudicial where the accused has been compelled subsequently to exhaust all his peremptory challenges before the final selection of the jury. State v. Rutten, supra”). Under state law the exhaustion of peremptory challenges under these circumstances is deemed prejudicial error mandating a new trial notwithstanding that error, in and of itself, may not be of constitutional magnitude. The language quoted by the majority from McMahon (majority at 164) is merely a loose summary of the holding in Rutten which must be understood by its actual text as well as the actual language of Stentz, also referenced in McMahon, 135 Wash, at 28. Therefore the rule of prejudice associated with the exhaustion of peremptory challenges in this context is decidedly of state, not federal, origin, and is not subject to the shifting sands of the United States Supreme Court with respect to the proper interpretation and construction of the United States Constitution.
