736 N.E.2d 933 | Ohio Ct. App. | 1999
Lead Opinion
R.C.
*396A petition under division (A) (1) of this section shall be filed no later than one hundred eighty days after the date on which the trial transcript is filed in the court of appeals in the direct appeal of the judgment of conviction or adjudication or, if the direct appeal involves a sentence of death, the date on which the trial transcript is filed in the supreme court. If no appeal is taken, the petition shall be filed no later than one hundred eighty days after the expiration of the time for filing the appeal.
R.C.
A person who seeks post-conviction relief pursuant to sections
2953.21 through2953.23 of the Revised Code with respect to a case in which sentence was imposed prior to the effective date of this act or to an adjudication as a delinquent child and order of disposition issued prior to the effective date of this act shall file a petition within the time required in division (A) (2) of section2953.21 of the Revised Code, as amended by this act, or within one year from the effective date of this act, whichever is later.
See State v. Schulte (1997),
Because petitioner pleaded guilty in 1992, he could file his petition within one year of the effective date of S.B. No. 4, Section 3 — September 21, 1995 — or within six months from the time he filed his transcript in his direct appeal. This petition was filed on March 17, 1997, more than one year from September 21, 1995, so this petition can only be timely if it was filed within six months from the time he filed the transcript in his direct appeal.
The transcript in petitioner's delayed appeal was filed on September 18, 1996, so the filing date of the petition to vacate judgment was within six months. The wrinkle in this case is that we granted a delayed appeal in petitioner's direct appeal. Under nearly identical circumstances, two appellate districts have held that a delayed appeal does not toll the time for filing a motion for postconviction relief under R.C.
In Price, the court affirmed the trial court's dismissal of an untimely petition for postconviction relief after a delayed appeal and stated:
As noted by the trial court, accepting the interpretation proposed by appellant "nullifies the obvious intent of the General Assembly to place a time limitation on post-conviction actions." Pursuant to R.C.
1.47 , in interpreting a statute, we must presume that the entire statute is intended to be effective and that a reasonable result is intended. Since there is no time limitation either under the appellate rules or statutes upon a motion for delayed appeal, there would consequently be no time limitation for filing a petition for post-conviction relief if we accepted appellant's argument. Furthermore, it would be equally *397 unreasonable to permit a defendant who had neglected to file a direct appeal, and subsequently brought a delayed appeal, to be given more time to prepare and bring his post-conviction petition than a defendant who had timely prosecuted his direct appeal.We therefore hold that the time for filing appellant's motion for post-conviction relief under R.C.
2953.21 (A) (2) expired one hundred eighty days after the time for filing his direct appeal as of right expired on August 12, 1995. pursuant to App.R. 4 (A)., and the trial court accordingly did not err in dismissing appellant's motion for post-conviction relief as not timely filed.
We agree with Price and find the General Assembly's very strong intent to limit the time in which postconviction actions may be filed must control our decision here. Our agreement with Price under these circumstances is reinforced by the practical considerations involved with perfecting delayed appeals.
A delayed appeal may only be perfected by leave of the court of appeals. App.R. 5 (A) states:
(A) Motion by defendant for delayed appeal
After the expiration of the thirty day period provided by App.R. 4 (A) for the filing of a notice of appeal as of right in criminal cases, an appeal may be taken only by leave of the court to which the appeal is taken. A motion for leave to appeal shall be filed with the court of appeals and shall set forth the reasons for the failure of the appellant to perfect an appeal as of right. * * * (emphasis added).
"The words `by leave of the court' necessarily mean that the court of appeals has the discretion to allow or refuse the appeal." State v. Bertram (1997)
That scenario would be unacceptable not only because it would frustrate the General Assembly's intent to limit the time in which postconviction petitions could be filed, but because a transcript of proceedings is not always crucial for postconviction petitions. While an indigent defendant is entitled to relevant *398
portions of a transcript in seeking postconviction relief, State ex rel. Murr v. Thierry (1987),
Transcripts are not always a necessity in postconviction relief cases because postconviction relief claims brought pursuant to R.C.
*399Despite the seemingly mandatory language of [R.C.
2953.21 (C)], the courts have not interpreted this section as placing a mandatory duty on the courts to consider a transcript of the proceedings. In State v. Ishmail (1978),54 Ohio St.2d 402 ,377 N.E.2d 500 , Ishmail filed a petition for postconviction relief under R.C.2953.21 , challenging guilty pleas he entered on counts of burglary and grand theft. The trial court reviewed the dockets, records and journal entries of the case, but did not review a transcript of the plea hearing. It denied the petition for relief. On appeal, the court of appeals permitted Ishmail to supplement the record with the transcript of the plea hearing and set aside the guilty pleas. The supreme court reversed the court of appeals, stating at paragraph two of syllabus:"Where a trial court, in denying a petition for post-conviction relief pursuant to R.C.
2953.21 , does not consider a transcript of proceedings of the hearing at which the guilty pleas were entered, a Court of Appeals cannot add that transcript to the record before it and then decide the appeal on the basis of matter disclosed by the transcript."We have found it implicit in the supreme court's holding in Ishmail that a trial court considering a petition for postconviction relief need not consider the trial transcript before ruling on a petition for postconviction relief. See State v. Williams (1991),
74 Ohio App.3d 686 ,694 ,600 N.E.2d 298 ; State v. Montana (Mar. 24, 1994), Cuyahoga App. No. 65024, unreported.
Even without this authority, we would find the court's failure to consider certain portions of the record did not adversely affect the outcome of the postconviction proceeding. In a motion seeking an enlargement of time in which to file the record on appeal, petitioner's counsel submitted an affidavit to this court in which she averred that certain documents were missing from the record transmitted by the court of common pleas. Among the missing documents were the three amendments to the initial petition for postconviction relief, the state's motion to dismiss the petition, the transcript, and the merit briefs filed in this court on direct appeal and in the supreme court. Those documents were contained on microfilm in the office of the clerk of the court, and later supplemented in the record to this court. The state entered into a stipulation with petitioner that those documents were not in the lower court record.
Assuming those documents were not before the court when it ruled on the petition, we nonetheless find their presence in the record would not have affected the court's decision. The primary purpose of lower court record in a postconviction proceeding is to serve as a measuring stick against which the court can reliably determine whether the petition contains matter not presented at trial. The petitions in this case, as amended, contain nothing that was not presented at trial. To be sure, some of the exhibits contain affidavits from experts who give their opinions that eyewitness testimony would have been helpful to petitioner, and these exhibits were not presented to the court at trial. But this is simply new material for an old matter. The affidavits beg the initial question whether petitioner raised the subject of expert assistance in eyewitness identification, a matter we found fully litigated at trial and on appeal. All the other claims presented in the petition were likewise barred by res judicata.
See, also, State v. Braxton (June 19, 1998), Lucas App. No. L-98-1032, unreported; State v. McGuire (Apr. 20, 1998), Preble App. No. CA97-06-015, unreported; State v. McDowell (July 23, 1997), Mercer App. No. 10-97-02, unreported.
We conclude that the transcript requirement for filing a direct appeal is not truly an impediment to filing a postconviction relief claim. That being the case, the court did not err by finding the petition barred because it had not been filed within one hundred eighty days after the thirty day time period for filing a direct appeal under App.R. 4 (A) had expired. The first assignment of error is overruled.
We agree that these claims were barred by res judicata. InState v. Perry (1967),
Under the doctrine of res judicata, a final judgment of conviction bars a convicted defendant who was represented by counsel from raising and litigating in any proceeding except an appeal from that judgment, any defense or any claimed lack of due process that was raised or could have been raised by the defendant at the trial, which resulted in that judgment of conviction, or on an appeal from that judgment. (emphasis sic.).
In addition, the doctrine of res judicata is applicable to constitutional issues raised in a petition for postconviction relief.
Constitutional issues cannot be considered in postconviction proceedings under Section
2953.21 et seq., Revised Code, where they have already been or could have been fully litigated by the prisoner while represented by counsel, either before his judgment of conviction or on direct appeal from that judgment, and thus have been adjudicated against him. Id., at paragraph seven of the syllabus.
Accordingly, to avoid a finding of res judicata, a petitioner must submit evidentiary documents containing sufficient operative facts outside the record to demonstrate that he is entitled to relief. State v. Kapper (1983),
The petition made the claim that counsel should have requested an investigator because the fight resulting in the murder occurred as a result of provocation — a crime of passion over petitioner's "common-law" wife. He claims a "pink slip" attached to the court file (a county information sheet) indicates the murder occurred during an altercation. Petitioner raised this same point on direct appeal, a point we rejected as a basis for finding ineffective assistance of counsel. We stated, "[w]ithout more, the information in the "pink slip' simply does not establish that counsel's performance was deficient or any prejudice to defendant resulted from counsel's performance. Therefore, defendant's claim of ineffective assistance of counsel fails and his sole assignment of error is *401 overruled." See State v. Vance, unreported at 5.
Petitioner now attempts to show more by submitting two affidavits which collectively insist that petitioner did not start the fight and that defense counsel did not discuss with petitioner the details of the fight. These affidavits do not establish any facts beyond those submitted in the direct appeal. They merely restate the same claims in the same form. Accordingly, we find the court did not err by dismissing the petition. The assigned errors are overruled.
Judgment affirmed.
It is ordered that appellee recover from appellee its costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the Court of Common Pleas to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
JAMES M. PORTER, A.J., CONCURS. DIANE KARPINSKI, J., CONCURS WITH OPINION. (See Concurring Opinion, Karpinski, J. attached.)
Concurrence Opinion
I agree that the trial court correctly denied Fields' petition for postconviction relief, because it was barred by res judicata and otherwise failed to demonstrate that there were substantive grounds for relief. I therefore concur with Section II of the majority's opinion which holds that Fields' petition failed on the merits.
But I respectfully disagree with the majority's conclusion in Section I that Fields' petition was untimely. I am not convinced that Fields' petition was untimely under the statute as it is written.
Effective September 21, 1995, S.B. No. 4 established filing deadlines for petitions for postconviction relief. R.C.
A petition under division (A) (1) of this section shall be filed no later than one hundred eighty days after the date on which the trial transcript is filed in the court of appeals in the direct appeal of the judgment of conviction or adjudication or, if the direct appeal involves a sentence of death, the date on which the trial transcript is filed in the supreme court. If no appeal is taken, the petition shall be filed no later than one hundred eighty days after the expiration of the time for filing the appeal. (Emphasis added.)
§ 3 of S.B. No. 4 provided:
A person who seeks postconviction relief pursuant to sections
2953.21 through2953.23 of the Revised Code with respect to a case in which sentence was imposed prior to the effective date of this act or to an adjudication as a delinquent child and order of disposition issued prior to the effective date of this act shall file a petition within the time required in division (A) (2) of section2953.21 of the *402 Revised Code, as amended by this act, or within one year from the effective date of this act, whichever is later.
§ 3 clearly served as a mechanism to phase in the filing deadlines implemented by R.C.
When construing a statute, is the legislative intent in enacting the statute as discerned by examining the language employed by the General Assembly. State ex rel. Richard v. Bd. of Trustees of Police Firemen's Disability Pension Fund (1994),
When the General Assembly employs terms that, unless otherwise restricted, encompass a panoply of legally recognized relief, we must take those terms in their inclusive sense. Thus in Rice v.CertainTeed Corp. (1999),
"Damages," absent a restrictive modifier like "compensatory," "actual," "consequential" or "punitive," is an inclusive term embracing the panoply of legally recognized pecuniary relief. Thus, CertainTeed's contention that "damages" as used in the statute does not encompass punitive damages works only if we presume imprecision on the General Assembly's part. The notion that the General Assembly carefully and precisely used the word "damages" to segregate out compensatory damages seems entirely fanciful.
Rice,
Viewed under these rules, R.C.
I therefore cannot agree with the majority that a "delayed appeal" should be treated as if "no appeal is taken," under the second sentence of R.C.
Here, a direct appeal, albeit delayed, was taken. The court record for Case No. 70751 reflects that the record included an App.R. 9 (B) file and transcript and that the record was filed on September 18, 1996. Fields' petition for postconviction relief was filed on March 17, 1997. There is no dispute that Fields' petition was filed on the 180th day after his delayed appeal transcript was filed in the court of appeals. Thus Fields filed his petition within the deadline of the statute as it is written.
I have no disagreement with the majority that the apparent object of this legislation was to establish deadlines for filing petitions for postconviction relief where none existed before. But I cannot agree that Fields' filing was not within the deadline of the statute as it is written. Fields filed his petition within one hundred eighty days after the date on which the trial transcript was filed in the court of appeals in the direct appeal of his judgment of conviction.
But even if Fields's petition were considered timely, I am in full agreement with the remainder of the majority's decision holding that Fields was not entitled to postconviction relief on the merits. Accordingly, I respectfully concur.