STATE OF NEBRASKA, APPELLEE, V. BENJAMIN L. FERRIN, APPELLANT.
No. S-19-594
Nebraska Supreme Court
Filed May 8, 2020
305 Neb. 762
__ N.W.2d __
Criminal Law: Courts: Judgments: Appeal and Error. In an appeal of a criminal case from the county court, the district court acts as an intermediate court of appeals, and its review is limited to an examination of the record for error or abuse of discretion. Both the district court and a higher appellate court generally review appeals from the county court for error appearing on the record. When reviewing a judgment for errors appearing on the record, an appellate court‘s inquiry is whether the decision conforms to the law, is supported by competent evidence, and is neither arbitrary, capricious, nor unreasonable. - Statutes. Statutory interpretation presents a question of law.
- Evidence: Records: Appeal and Error. A bill of exceptions is the only vehicle for bringing evidence before an appellate court, and evidence which is not made a part of the bill of exceptions may not be considered.
- Records: Appeal and Error. As a general proposition, it is incumbent upon the appellant to present a record supporting the errors assigned; absent such a record, an appellate court will affirm the lower court‘s decision regarding those errors.
- Trial: Pretrial Procedure: Pleadings: Evidence: Juries: Appeal and Error. A motion in limine is a procedural step to prevent prejudicial evidence from reaching the jury. It is not the office of a motion in limine to obtain a final ruling upon the ultimate admissibility of the evidence. Therefore, when a court overrules a motion in limine to exclude evidence, the movant must object when the particular evidence is offered at trial in order to predicate error before an appellate court.
- Pretrial Procedure: Pleadings: Appeal and Error. An appellant who has assigned only that the trial court erred in denying a motion in limine has not triggered appellate review of the evidentiary ruling at trial.
Motions to Dismiss: Directed Verdict: Waiver: Appeal and Error. A defendant who moves for dismissal or a directed verdict at the close of the evidence in the State‘s case in chief in a criminal prosecution and who, when the court overrules the dismissal or directed verdict motion, proceeds with trial and introduces evidence, waives the appellate right to challenge correctness in the trial court‘s overruling the motion for dismissal or a directed verdict but may still challenge the sufficiency of the evidence. - Convictions: Evidence: Appeal and Error. When reviewing a criminal conviction for sufficiency of the evidence to sustain the conviction, the relevant question for an appellate court is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. An appellate court does not resolve conflicts in the evidence, pass on credibility of witnesses, or reweigh the evidence; such matters are for the finder of fact.
- Criminal Law: Statutes. To determine the elements of a crime, courts look to the text of the statute.
- _____: _____. Penal statutes are considered in the context of the object sought to be accomplished, the evils and mischiefs sought to be remedied, and the purpose sought to be served.
- _____: _____. Effect must be given, if possible, to all parts of a penal statute; no sentence, clause, or word should be rejected as meaningless or superfluous if it can be avoided.
- Statutes. In the absence of anything indicating otherwise, statutory language is to be given its plain and ordinary meaning.
- Criminal Law: Police Officers and Sheriffs: Judges: Proof: Intent. To show a violation of
Neb. Rev. Stat. § 28-906(1) (Reissue 2016), the State must prove that (1) the defendant intentionally obstructed, impaired, or hindered either a peace officer, a judge, or a police animal assisting a peace officer; (2) at the time the defendant did so, the peace officer or judge was acting under color of his or her official authority to enforce the penal law or preserve the peace; and (3) the defendant did so by using or threatening to use either violence, force, physical interference, or obstacle. - Criminal Law: Police Officers and Sheriffs: Intent.
Neb. Rev. Stat. § 28-906(1) (Reissue 2016) does not proscribe all conduct that intentionally obstructs, impairs, or hinders officers who are acting under color of their authority to either enforce the penal law or preserve the peace. Instead, it proscribes only conduct that involves using or threatening to use “violence, force, physical interference, or obstacle.” Police Officers and Sheriffs: Convictions: Evidence. Evidence showing a defendant resisted handcuffing, struggled with an officer, and continued to resist restraint is alone sufficient to sustain a conviction for obstructing a peace officer under Neb. Rev. Stat. § 28-906(1) (Reissue 2016).- Criminal Law: Police Officers and Sheriffs. The act of running away from police interposes a physical obstacle that can obstruct, impair, or hinder an officer‘s efforts to preserve the peace under
Neb. Rev. Stat. § 28-906(1) (Reissue 2016). - Criminal Law: Police Officers and Sheriffs: Judges: Intent. The proper inquiry under
Neb. Rev. Stat. § 28-906(1) (Reissue 2016) is not whether a defendant has engaged in “some sort of physical act,” but, rather, whether a defendant‘s conduct, however expressed, used or threatened to use either violence, force, physical interference, or obstacle to intentionally obstruct, impair, or hinder a peace officer or judge who was acting to either enforce the penal law or preserve the peace under color of his or her official authority. - Police Officers and Sheriffs: Investigative Stops: Motor Vehicles. Officers making a traffic stop may order the driver and passengers to get out of the vehicle pending completion of the stop.
- Police Officers and Sheriffs: Investigative Stops: Motor Vehicles: Evidence. Evidence that a defendant repeatedly refused to comply with police orders to exit a vehicle during a traffic stop is sufficient to show the use of either “physical interference” or “obstacle” under
Neb. Rev. Stat. § 28-906(1) (Reissue 2016).
Appeal from the District Court for Sarpy County, GEORGE A. THOMPSON, Judge, on appeal thereto from the County Court for Sarpy County, ROBERT C. WESTER, Judge. Judgment of District Court affirmed.
John H. Sohl for appellant.
Douglas J. Peterson, Attorney General, and Matthew Lewis for appellee.
HEAVICAN, C.J., MILLER-LERMAN, CASSEL, STACY, FUNKE, PAPIK, and FREUDENBERG, JJ.
STACY, J.
The district court for Sarpy County affirmed Benjamin L. Ferrin‘s conviction and sentence for the misdemeanor offense
A person commits the offense of obstructing a peace officer, when, by using or threatening to use violence, force, physical interference, or obstacle, he or she intentionally obstructs, impairs, or hinders (a) the enforcement of the penal law or the preservation of the peace by a peace officer or judge acting under color of his or her official authority or (b) a police animal assisting a peace officer acting pursuant to the peace officer‘s official authority.
The primary question on appeal is whether the evidence in this case was sufficient to support Ferrin‘s conviction. Finding it was, we affirm.
I. BACKGROUND
On February 11, 2018, at 1:54 p.m., two Bellevue, Nebraska, police officers were dispatched to a domestic disturbance call. When they arrived, they spoke with M.H., who had called police for assistance. M.H. told police she and her husband, Ferrin, were having marital difficulties, and she reported he had locked her out of their residence. M.H. spoke with police outside the residence, and the conversation was video recorded.
M.H. told police she had spoken with Ferrin by telephone earlier that day and was concerned about his state of mind, explaining “he just appeared to have snapped.” M.H. reported that Ferrin had been verbally and physically abusive in the past, and she told the officers Ferrin had sexually assaulted her about 3 weeks earlier. M.H. told the officers that Ferrin owned several guns and that he had been suicidal months before. She warned officers that Ferrin may be uncooperative if they tried to talk with him.
1. TRAFFIC STOP
While police were interviewing M.H. outside her residence, Ferrin drove past in his pickup truck. One of the officers got
Ferrin pulled his truck to the side of the road and stopped. The first officer parked his cruiser behind Ferrin‘s truck and waited for the second officer to arrive and provide backup. According to the first officer, he did not want to contact Ferrin without backup, because he was concerned about Ferrin‘s state of mind and the possibility there were guns in his truck.
The second officer arrived at the traffic stop shortly thereafter, and the officers positioned themselves near the first officer‘s cruiser and directed Ferrin to exit his pickup truck and walk back to them. Ferrin, whose window was rolled down, replied that he could not hear the officers. Using the public address system in one of the cruisers, the officers again asked Ferrin to open his pickup door, exit the pickup, and walk back to where the officers were positioned. Ferrin responded, “No, thank you.”
At that point, the officers considered it a “high-risk” traffic stop and drew their firearms. They again asked Ferrin to step out of his truck and walk back to them. Ferrin responded that he did not want to leave his truck, because he had a dog inside. The officers suggested Ferrin roll up the window so that the dog could not get out, and they again directed him to exit the truck and walk back to them. Again Ferrin refused to comply. The officers informed Ferrin that if he did not comply with their request to get out of his truck, he could be charged with a crime. Ferrin asked why he had been stopped, and the officers told him they were “investigating a domestic incident.” Ferrin replied that the officers had no reason to stop him, and he remained inside the truck. The officers again instructed Ferrin to get out of the truck and walk back to them so that they could talk with him. Ferrin remained in the truck. The video shows that the officers made approximately eight requests for Ferrin to step out of the truck and that he complied with none.
2. CRIMINAL PROCEEDINGS
On March 7, 2018, the State filed a criminal complaint in Sarpy County Court charging Ferrin with obstructing a peace officer, in violation of
(a) Motion to Suppress
Ferrin filed a motion to suppress, contending the traffic stop and subsequent arrest were not supported by probable cause. A suppression hearing was held, but that hearing was not included in the record on appeal. In a written order, the county court overruled the suppression motion in all respects. The matter was set for a jury trial.
(b) Motion in Limine
Before trial, Ferrin filed a motion in limine seeking to preclude the State from referring to, or offering evidence of, M.H.‘s statements to police before the traffic stop. Ferrin argued that M.H.‘s statements had no relevance to the charged offense and would serve only to prejudice the jury. The State responded that M.H.‘s statements, which included allegations of criminal conduct by Ferrin, formed the basis for the traffic stop and were inextricably intertwined with evidence of the
(c) Jury Trial
At trial, both officers testified to the facts summarized above. A video recording of the traffic stop, including M.H.‘s statements to the officers prior to the stop, was offered and received over Ferrin‘s relevancy and hearsay objections. The court gave the jury a limiting instruction essentially admonishing them to consider M.H.‘s statements only for the purpose of determining whether police were conducting a criminal investigation or preserving the peace. Similar admonishments were repeated several times during the trial and were included in the written jury instructions.
At the close of the State‘s case in chief, Ferrin moved for directed verdict, arguing the State had failed to prove the material elements of the charged offense. Summarized, Ferrin argued the evidence was insufficient as a matter of law to prove a violation of
At the close of all the evidence, Ferrin renewed his motion for a directed verdict without additional argument. The court summarily overruled the motion and submitted the case to the jury. The jury returned a guilty verdict, and the court sentenced Ferrin to 7 days in the county jail, 1 month of probation, and a $50 fine. Ferrin timely appealed his conviction and sentence to the district court, sitting as an appellate court.
3. APPEAL TO DISTRICT COURT
Ferrin assigned four errors before the district court: (1) There was insufficient evidence to convict him, (2) the county court erred by overruling his motion to suppress, (3) the county court erred by admitting evidence that had a prejudicial impact on the jury, and (4) the sentence imposed was excessive.
II. ASSIGNMENTS OF ERROR
On appeal to this court, Ferrin assigns, restated and reordered, that the district court erred in affirming the judgment of the county court, because the county court erred in (1) overruling his motion to suppress, (2) overruling his motion in limine, and (3) overruling his motions for directed verdict, because there was insufficient evidence to prove the material elements of the crime.
III. STANDARD OF REVIEW
[1] In an appeal of a criminal case from the county court, the district court acts as an intermediate court of appeals, and its review is limited to an examination of the record for error or abuse of discretion.1 Both the district court and a higher appellate court generally review appeals from the county court for error appearing on the record.2 When reviewing a judgment for errors appearing on the record, an appellate court‘s inquiry is whether the decision conforms to the law, is supported by competent evidence, and is neither arbitrary, capricious, nor unreasonable.3
[2] Statutory interpretation presents a question of law.4
IV. ANALYSIS
1. MOTION TO SUPPRESS
Ferrin‘s first assignment of error challenges the overruling of his motion to suppress, but the bill of exceptions in this case does not contain the suppression hearing.
2. MOTION IN LIMINE
[5] Ferrin‘s second assignment of error challenges the overruling of his motion in limine, which sought to preclude admission of M.H.‘s video-recorded statements to police. We have repeatedly held that a motion in limine is a procedural step to prevent prejudicial evidence from reaching the jury.7 It is not the office of a motion in limine to obtain a final ruling upon the ultimate admissibility of the evidence.8 Therefore, when a court overrules a motion in limine to exclude evidence, the movant must object when the particular evidence is offered at trial in order to predicate error before an appellate court.9
Ferrin‘s brief notes that he objected at trial when the video recording of M.H.‘s statements was offered, but he has not assigned error to the ruling during trial. To be considered by an appellate court, an alleged error must be both specifically
[6] An appellant who has assigned only that the trial court erred in denying a motion in limine has not triggered appellate review of the evidentiary ruling at trial.11 Because Ferrin‘s second assignment of error challenges only the ruling on the motion in limine, it presents nothing for appellate review.
3. MOTIONS FOR DIRECTED VERDICT/SUFFICIENCY OF EVIDENCE
Ferrin‘s third assignment of error challenges the overruling of his motions for directed verdict made at the close of the State‘s case and renewed at the conclusion of all the evidence. Both motions asserted the evidence was insufficient to prove the material elements of the charged offense.
[7] A defendant who moves for dismissal or a directed verdict at the close of the evidence in the State‘s case in chief in a criminal prosecution and who, when the court overrules the dismissal or directed verdict motion, proceeds with trial and introduces evidence, waives the appellate right to challenge correctness in the trial court‘s overruling the motion for dismissal or a directed verdict but may still challenge the sufficiency of the evidence.12 We therefore consider Ferrin‘s third assignment of error as one challenging the sufficiency of the evidence to prove the offense of obstructing a peace officer.
[8] When reviewing a criminal conviction for sufficiency of the evidence to sustain the conviction, the relevant question for an appellate court is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond
(a) Obstructing Peace Officer
[9-12] We begin by identifying the material elements the State must prove to show a violation of
[13] Under the plain language of the statute, to show a violation of
On appeal, Ferrin does not argue there was insufficient evidence to establish the first two of these elements. Rather,
(i) Proscribed Conduct
[14] Section
[15] We have consistently recognized that evidence showing a defendant resisted handcuffing, struggled with an officer, and continued to resist restraint is alone sufficient to sustain a conviction for obstructing a peace officer.20 But here, the State generally concedes that Ferrin‘s conduct during the traffic stop did not involve using or threatening to use either violence or force. We agree, and we confine our analysis to whether the record contains sufficient evidence that Ferrin used or threatened to use either “physical interference” or “obstacle” within the meaning of
This court first considered the meaning of the phrase “physical interference, or obstacle” as used in
[16] We gave
Ten years later, we decided State v. Yeutter.25 In that case, city police discovered Edwin Yeutter‘s dog running at large in violation of a city ordinance, and an officer went to Yeutter‘s home to issue a citation. Yeutter refused to provide his identifying information, and the officer could not complete the citation. When Yeutter was told that if he did not cooperate, he would be arrested for obstructing an officer, he held out his arms and said, “Go ahead and take me.”26 The officer
Yeutter was convicted for assaulting an officer, resisting arrest, and obstructing a peace officer. The Nebraska Court of Appeals, in a memorandum opinion filed on December 18, 1996, in case No. A-96-255, reversed the conviction for obstructing a peace officer and otherwise affirmed. We granted Yeutter‘s petition for further review to determine just one question: whether he was entitled to a jury instruction on self-defense.
But before we addressed that question, we described Yeutter‘s arrest for obstructing a peace officer as “an illegal arrest,”27 noting that at the time the officer attempted to place him under arrest for obstruction, Yeutter had not “used or threatened to use violence or force or physically interfered with the officer.”28 We then went on to state that “the mere verbal refusal to provide information to an officer does not constitute an obstacle to the enforcement of the penal laws as contemplated by
[17] We now clarify that the proper inquiry under
(ii) Sufficient Evidence of Proscribed Conduct
Ferrin argues the evidence at trial was insufficient to show he used or threatened to use physical interference or obstruction. He describes his conduct as “merely refus[ing] to come back and talk to the officers”34 when requested to do so, and he equates such conduct with “the mere verbal refusal to provide information to an officer,” which we stated
The State argues Yeutter is inapplicable because Ferrin‘s conduct involved more than just a mere verbal refusal to provide information. The State generally describes Ferrin‘s conduct as a series of defiant refusals to exit his vehicle that presented an obstacle to the officers’ investigation under
[18,19] It is well settled that officers making a traffic stop may order the driver and passengers to get out of the vehicle pending completion of the stop.35 Here, when officers ordered Ferrin to get out of the truck, he repeatedly refused to comply and instead defiantly remained inside the truck. This conduct did not involve using violence or force. However, a reasonable jury could find that evidence that a defendant repeatedly refused to comply with police orders to exit a vehicle during a traffic stop is sufficient to show the use of either “physical interference” or “obstacle” under
The terms “interference” and “obstacle” have similar meanings. Used in its common and ordinary sense, the word “interference” means “[t]he action or fact of interfering or intermeddling (with a person, etc., or in some action).”36 Similarly, “obstacle” means “[s]omething that stands in the way or that obstructs progress (literal and figurative); a hindrance, impediment, or obstruction.”37 Given the commonly understood meaning of these terms, a reasonable fact finder could conclude that Ferrin‘s conduct in repeatedly refusing to comply with police orders to exit his truck during a traffic stop
Here, the evidence showed the traffic stop was part of an active police investigation of a reported domestic dispute involving possible domestic violence and sexual assault crimes. As part of that investigation, Ferrin was repeatedly asked to step out of his truck so officers could question him, and he repeatedly refused to comply with those requests, even after being told the nature of the investigation and being advised that he could be charged with a crime if he did not comply. Viewed in the light most favorable to the prosecution, this evidence was sufficient for a rational trier of fact to find that Ferrin used “physical interference, or obstacle” to intentionally obstruct, impair, or hinder the officers in their investigation.
V. CONCLUSION
For the foregoing reasons, the district court correctly affirmed the judgment of the county court, and we likewise affirm the judgment of the district court.
AFFIRMED.
