175 Mo. 546 | Mo. | 1903
— At the December term, 1901, of the •circuit court of the city of St. Louis for the disposition of criminal causes, to-wit, Division number 8 of said court, the grand jury, summoned from the body of said city, in open court preferred the following indictment against Harry A. Faulkner:
“State of Missouri, City of St. Louis, ss.
“Circuit Court, City of St. Louis, December Term, 1901.
“The grand jurors of the State of Missouri, within and for the body of the city of. St. Louis, now here in court, duly impaneled, sworn and charged, upon their oath present, that at the said city of St. Louis, on the '31st day of January in the year one thousand nine hundred and two, and during the December term, one thousand nine hundred and one, of said court, the grand jury of the State of Missouri, within and for the body of the city of St. Louis were then and tnere duly and legally convened, having been then and there duly and legally impaneled, sworn upon their oath and charged according to law in Division No. 8 of said court, and that a certain complaint was then and there made and presented before said grand jury against one Charles Kratz, and one John K. Murrell, and other persons, for the offense of bribery committed by the said John K. Murrell, Charles Kratz and others in said city of St. Louis, and that' in the investigation and hearing of said complaint before said grand jury, so impaneled and sworn as aforesaid, it developed that in October and November, in the year one thousand and nine hun-
“And then and there he, the said Harry A. Faulkner, on his corporal oath and before the said grand jury, did feloniously, falsely, .corruptly, knowingly, willfully, and maliciously depose and swear in substance and to the effect following: that he did not know nor had he ever heard of the existence of the said seventy-five thousand dollars deposited in the Lincoln Trust Company as aforesaid for the purpose of influencing, or bribing or corrupting any member of the House of Delegates for his vote or influence in the passage of said ordinance; whereas, in truth, and in fact, he, the said Harry A. Faulkner, then and there well knew of the existence of the said sum of seventy- ■ five thousand dollars, and that said sum of seventy-five thousand dollars was deposited in a box in this safe deposit vault of said Lincoln Trust Company as a bribe
The defendant was arrested and was duly arraigned and pleaded not guilty and was tried at the June term, 1902, and convicted and his punishment assessed at two years in the state penitentiary. After unsuccessful motions for a new trial and in arrest of judgment, he was duly sentenced, and from that judgment and sentence he has appealed to this court.
The facts necessary to a correct understanding of the rulings of the circuit court and the exceptions of defendant’s counsel are in substance the following:
The State offered evidence proving and tending to prove that the Municipal Assembly of the city of St. Louis is composed of the House of Delegates and the City Council, constituting what is known as the Municipal Assembly. The defendant, Harry A. Faulkner, in 1900'and 1901, was a member of the House of Delegates branch of the Municipal Assembly. In September, October and November, 1900, there was in the said House of Delegates an organization or association, commonly called a combine, for the purpose of controlling legislation, and also, it was asserted by the State, for obtaining money for their votes. This combine consisted of nineteen members, and included John K. Murrell and the defendant Harry A. Faulkner.. In October, 1900, there was introduced in the Municipal Assembly an ordinance known as Council Bill No. 44, giv
Prior to this, in October, 1900, Charles Kratz, a member of the City Council, had approached Philip Stock and demanded the stun of sixty thousand dollars for the passage of 'the Suburban bill through the Council; it was finally' arranged that the sum of sixty thousand dollars should be put up under the agreement that it should be paid to Charles Kratz for himself and other members of the Council when the Suburban bill became a law. Charles H. Turner, the president of the Suburban Railway Company, made arrangements at the German Savings Institution for the sixty thousand dollars, Philip Stock obtained the money, and together with John G. Brinkmeyer, who was representing Charles Kratz in the transaction, went to the Mississippi Valley Safety Deposit Department and rented a lock box, into which was placed the sixty thousand dollars, there being two keys to this box likewise, one being held by Stock and the other by Brinkmeyer, representing Kratz. Here also the agreement was that the box should not be opened unless both were present, and when the Suburban bill should become a law it should be opened and the sixty thousand dollars turned over to Brinkmeyer for Kratz.
After the ordinance passed the Council, as before stated, and was sent to the House of Delegates and referred to committee and before it was reported by the committee of the House, an injunction was issued by the circuit court of the city of St. Louis, enjoining the House of Delegates from taking action on the bill. This was in February, 1901.. While the injunction proceedings were pending and in force, the House of Delegates expired by limitation in April, 1901, a new House of Delegates being elected. It appeared in evidence, however, that the combine of the old House of Delegates continued its existence for the purpose of securing the seventy-five thousand dollars, or a part of it, as the
Paul Reiss for the State testified that in November or December, 1901, prior to the defendant testifying before the grand jury that he knew nothing of the corruption fund of seventy-five thousand dollars and had never heard of it, defendant in talking to said Reiss, a fellow-member of the House of Delegates from the Twenty-eighth ward, but who was not a member of the combine, said he understood that a brewer by the name of Stock held a key to the box in the Lincoln Trust Company, and that the boys interested in the proposition were a desperate lot, and unless the matte]' was fixed up, they would make trouble.
Again, on December 21, 1902, and about one week prior to the defendant’s.testifying before the grand jury denying all knowledge or information regarding the corruption fund, the defendant, Faulkner, went to Paul Reiss on the floor of the House of Delegates and asked him whether he had seen the Star-Sayings of that day; Reiss told him he had not; the defendant Faulkner then handed Reiss a paper and called his attention to an article referring to a meeting at the house of Edward Butler of the members of the combine. Reiss asked who had made the matter public; defendant Faulkner answered, “Those boys are desperate; they have held a meeting and got one of their number to give this to the press for the purpose of scaring Stock, to have him set-
On January 30, 1902, tbe grand jury of tbe city of St. Louis bad under investigation these charges of bribery against John K. Murrell and Chas. Kratz; a great many witnesses were summoned, and among others summoned before tbe grand jury was tbe defendant, Harry A. Faulkner. Tbe defendant, after being duly sworn, was asked if be knew anything of tbe seventy-five thousand dollars in tbe lock box in tbe Lincoln Trust Company, or if be bad ever beard anything about it or bad any information concerning it; be swore that be did not know anything about it, bad never beard of tbe seventy-five thousand dollars being there, and bad no information concerning it, and that be bad never beard of this seventy-five thousand dollars referred to directly or indirectly by any member of tbe House of Delegates, except as be bad read in tbe newspapers.
On January 31st, tbe defendant, Faulkner, was recalled before tbe grand jury, and asked especially regarding tbe conversation with Mr. Reiss. He first said that be did not remember it, and persisted in giving that answer, but finally denied that be bad any conversation with Reiss on tbe subject.
On tbe defendant’s denial of knowledge or information concerning tbe corruption fund, be was indicted for perjury. Philip Stock, when summoned before tbe grand jury, confessed bis part in tbe bribery scheme, and delivered tbe key to tbe box in tbe Lincoln Trust Company, and a committee from tbe grand jury, together with tbe circuit attorney, visited tbe Lincoln Trust Company, and lock box 132 was opened in tbe presence of tbe committee from tbe grand jury, tbe circuit attorney and officials of tbe trust company, and found to contain seventy-five thousand dollars. Tbe evidence also showed that tbe box bad not been opened
At the time that the defendant Faulkner was before the grand jury and gave the alleged false testimony for which he was indicted, the grand jury had voted to indict- John K. Murrell and Charles Kratz in connection with the bribery matter, but the indictments had not been drawn up or signed and were not in fact found or returned into court until February 1, 1902. The grand jury, as shown by the evidence, after the voting of indictments against Murrell and Kratz, continued the investigation for the purpose of securing additional evidence as to them, and for the further purpose of getting proof, if possible, as to the other parties implicated in the transaction. It appeared from the facts and circumstances in the evidence that Murrell in negotiating with Stock, and having-the seventy-five thousand dollars put up in the Lincoln Trust Company under the corrupt agreement as to the passage of the bill, asserted he was representing the combine in the House of Delegates and that the seventy-five thous- and dollars was to go to the members of the combine upon the Suburban bill being passed and signed by the mayor.
The defendant, Harry A. Faulkner, was generally reputed to be a member of the combine, and generally voted with it on questions before the House' of Delegates.
It further appeared in evidence, as showing the illegal purpose of the combine and the knowledge of its purpose as to the corruption fund as well as the intent as to the bribery, that Julius Lehman, another member of the combine, in May, 1901, went to Paul
Various errors are assigned and we will proceed to their examination in the order of the appellant’s brief.
I.
The indictment is assailed, on the ground, first„ that the averment therein that defendant testified under oath before the grand-jury that “he did not know of, nor had he ever heard of the existence of the said $75,000, deposited in the Lincoln Trust Company, as aforesaid, for the purpose of influencing or bribing, or corrupting any member of the House of Delegates for his vote or influence in the passage of said ordinance,” was immaterial, and we infer the argument to be that therefore perjury could not have been committed even if defendant did falsely so swear, since it is necessary to constitute the crime .of perjury, that the false testimony should have reference to some material issue or inquiry in order to be itself material matter.
At common law, in an indictment for perjury, it was necessary to aver and show with great particularity wherein the alleged false testimony was material. Section 2039, Revised Statutes 1899, was intended to somewhat- simplify the drawing of indictments for this offense. It provides that, “In any indictment for perjury, it shall be sufficient to set forth the substance of
Looking to this indictment it will readily be noted that it avers that the December term, 1901, of the circuit court of the city of St. Louis was in session, and the grand jury of the State within and for the body of said city were then and there duly and legally convened and had been duly impaneled, charged and sworn according to law in Division No. 8 of said court, and that there was then and there pending before said grand jury a complaint against one Charles Kratz and one John K. Murrell and other persons for the offense of bribery committed by said Murrell, Kratz, and others in said city of St. Louis, and in the investigation and hearing of said, complaint before said grand jnry it appeared that said John K. Murrell was a member of the House of Delegates and said Kratz was a member of the City Council and that Philip Stock was employed by the Suburban Railway Company to procure the passage of an ordinance known as Council Bill No. 44, and that on or about November 30, 1900, the said Murrell had gone to said Stock and told him that unless $75,000 should be put up for the use of the House of Delegates, the said ordinance would not be passed, but if said Stock would place said sum with said Murrell said ordinance would pass, and that accordingly said sum was
It is urged that defendant’s knowledge of the fact was wholly immaterial; that. tbe ' only material thing was, Did tbe fact of bribery exist? Tbe distinction thus sought to be made ignores tbe character of tbe tribunal before wbom tbe oath was taken and tbe purpose of its institution in our system of criminal jurisprudence.
Until tbe adoption of tbe amendment to section 12 •of article 2 of our Constitution, at tbe general election in 1900, by which it is provided that “no person shall be prosecuted criminally for felony or misdemeanor .otherwise than by indictment or information, which
It was a maxim of the English law, as Blackstone says, that “no man can be convicted of any capital offense (or any felony) unless by the unanimous voice of twenty-four of his equals and neighbors; that is, by twelve at least of the grand jury in the first place assenting to the accusation; and afterwards by the whole petit jury, of twelve more, finding him guilty.”
The grand jury are sworn to diligently inquire and. true presentment make of all offenses against the laws of the State committed or triable in the county of which they have or com obtain legal evidence. [Sec. 2489, R.. S. 1899.]
It is their duty to satisfy themselves that sufficient evidence exists for requiring the accused to answer to-an indictment before a petit jury. If they think that the accusation is unfounded, they ignore the bill by indorsing thereon, “Not a true bill,” and on the other hand, if they consider the evidence sufficient, their foreman indorses the indictment with the words, “A true bill,” and signs his name thereto.
Our laws also require that the names of all material witnesses must be indorsed upon the indictment.
At an early period in the history of this State, it was objected that a grand jury had no right to propound to a witness before them the general question, ‘ ‘ Do you know of the violation of the criminal laws of this State in the past twelve months? ’’ but that a bill of indictment must first be drawn up charging some particular person with a crime, and the question to the witness limited to the inquiry as to his knowledge of
It was then the duty and right of the grand jury who were investigating the charge of bribery against Murrell to send for defendant and inquire of him if bo had any knowledge or information of the existence of said sum of seventy-five thousand dollars, which it was reported that Murrell had agreed should be paid to him to secure the passage of said bill No. 44. Any knowledge or information possessed by him concerning “the existence of such fund and the purposes for which it was to be used, ’ ’ was material to the inquiry the grand jury was then making. It was the natural and orderly, way in which the grand jury would ascertain the material facts upon which to base an indictment or to refuse to find one.
It was their sworn duty to obtain the legal evidence, to ascertain the witnesses by whom the charge could be substantiated and to indorse their names on the indictment, not alone for the benefit of the prosecuting attorney, but for the protection of the person charged in the indictment in the preparation of his defense.
This inquiry and the defendant’s answer, taken in connection with the allegations of the indictment, disclose the materiality of the question and answer to the inquiry then being made.
That a witness subpoenaed before a grand jury and interrogated as to his knowledge of a crime alleged to have been committed in the county in which the grand jury is lawfully impaneled may commit perjury by falsely swearing that he did not know of the commission of such crime, or any material fact constituting a link in the chain of evidence necessary to establish such offense, is now too well settled to admit of a doubt.
In State v. Wakefield, 73 Mo. 549, Judge Henry, speaking for the whole court, said: ‘ ‘ The fact, if true, that Wakefield had received money from Pate to be paid to a police commissioner would constitute a link in the chain of circumstances tending to establish the guilt of such commissioner of the charge the jury was investigating, and if his testimony in every other respect was true, and only false in this, he was as guilty as if his' testimony was false ip every particular.” Judge Lewis, whose opinion in the same case (9 Mo. App. 326) was by this court approved, in discussing the same point, said: “Each fact, although insufficient of itself alone to prove even that a crime has been committed, is yet, because of its relation to other facts in proof, material to the issue on investigation. Were it otherwise, there might be false swearing as to every
In that ease, the false testimony was given before a grand jury investigating whether certain members of the police board had accepted bribes for giving information when, raids would or were expected to be made by the police upon gambling establishments in St. Louis.
As already said, it had long before that been held that perjury could be committed by a witness before a grand jury swearing he did not know of any person betting upon any game of cards in the county in which the grand jury was impaneled. [State v. Terry, 30 Mo. 368.]
This is also the law in other jurisdictions. In State v. Offutt, 4 Blackf. (Ind.) 355, the indictment was for perjury committed before the grand jury. A motion to quash was entered on the ground that the law does not warrant a prosecution for perjury committed in falsely swearing before a grand jury and the court held “there was not the slightest foundation for the proposition; that the provisions of the statute extend to false evidence before a grand jury, admits of not the least doubt. ’ ’ To the same effect is State v. Schill, 27 Iowa 263; State v. Turley, 153 Ind. 345; Mackin v. People, 115 Ill. 312.
But it is unnecessary to pursue this question further, as our own statute law, section 2506, ¡Revised Statutes 1899, provides that “members of the grand jury may be required by any court to testify whether the testimony of a witness examined before such jury is consistent with or different, from the evidence given by such witness before such court; and they may also be required to disclose the testimony given before them by any person upon a complaint against such person for perjury, or upon his trial for such offense.”
As pointed out by Judge Brace in State v. Thomas,
As to the scope of the inquiry which the grand jury may take in examining a witness in its effort to ferret out crime, it was well said in State v. Sckill, 27 Iowa 263: “The grand jury is, by the law, endowed with the power and charged with the duty'of inquiring into all indictable offenses committed, or which may be-tried within the county. Their duty is to inquire. They can not tell in advance of. inquiry whether in fact. an offense has been committed or who committed it. They can only act upon testimony given under oath by witnesses produced, sworn and examined before them, or upon legal documentary proof. That perjury may be committed by willfully giving false testimony, of a material character, before a grand jury, is evident, and is recognized by the statutes.”- Necessarily the grand jury has a greater latitude in examining a witness in such inquiry than a party would be allowed in a given case in open court. As said by the court in the Wake-field case, they are at liberty to inquire for evidence, to establish a charge, link by link, and are entitled to true answers.
As said in State v. Turley, 153 Ind. 345, their duty is “to diligently inquire, to obtain legal evidence, to discover and detect crime, and for these purposes have the right to interrogate witnesses concerning all matters which may tend to accomplish that result. It is evident that the grand jury in making the investigation, required by law, may require witnesses to testify con
In the light’ of all these rulings it can not be doubted that if defendant in fact did falsely testify before the grand jury as charged in the indictment that he did not know of nor had he ever heard of the existence of the $75,000 deposited in the Lincoln Trust Company to bribe certain members of the House of Delegates, when in truth and in fact he did know of the said money and the purpose for which it was to be used, he was guilty of perjury.
But it is insisted by the learned counsel that defendant’s knowledge of an incriminating fact was wholly immaterial in the investigation of Murrell’s guilt, and that there is a broad distinction between the fact of knowledge of and the fact itself of which one has knowledge. The answer to- which is very plain.
The grand jury were charged with thé ascertainment of the evidence which would establish the guilt ■of. Murrell. It was material to know what facts if any tending to prove the incriminating facts were within the knowledge of the-witness before them. So far as the witness was concerned, his knowledge of the' incriminating facts was all the grand jury were trying to learn from him, and if he had knowledge of them it was his sworn duty to impart it, and thus lead the grand jury to a knowledge of the ultimate fact of which they were in quest, the fact itself which would show Murrell’s guilt. The incriminating fact in an investigation, either by the grand jury or a petit jury, could only be established by the testimony of a witness or witnesses who had knowledge of its existence. If he had no knowledge then he could impart none to the grand jury. If he had it and falsely testified he had none, then he committed perjury. It
A jury is not bound to believe or convict any man upon the unsupported testimony of another, and particularly if that other be a particeps criminis, and if defendant had knowledge which, as said by Judge Sherwood, in State v. Day, 100 Mo. 249, was “circumstantially material or tended to support and give credit” to the other evidence adduced in the investigation and falsely swore he did not know of such fact, he committed pérjury. The indictment is not open to the charge of immateriality.
Counsel are not altogether agreed as to the insufficiency of the indictment.
On the one hand it is urged that the pleader has failed to allege a good charge of perjury because he has not also included a good technical charge of bribery of Murrell by Stock, and that it has failed to charge the one material inquiry open to the grand jury, to-wit, the agreement between Stock and Murrell as to the official action or vote of the latter, and that unless defendant was possessed of knowledge of the agreement between Stock and Murrell that Murrell should act corruptly,
It was material for the grand jury to obtain all the competent evidence necessary to convict Murrell of said> bribery, and the mere fact that one or even two witnesses had so testified before the grand jury did not deprive the grand jury of its jurisdiction to obtain other material evidence to establish that charge should they , indict Murr'ell, nor render Faulkner’s knowledge of that fact immaterial. It was his knowledge which would have made him a material witness, if any such he had.
n.
Again, objection is made that the indictment is repugnant in its allegations because the pleader had ■averred that it had been “developed” before the grand •jury that the $75,000 had been deposited, and that it became material to the issue of Murrell’s guilt to as-
.“Developed” does not signify that the fact of the bribery was so fully determined that it would not take testimony to establish it before a petit jury. On the contrary the word itself in the connection in which it is used, signifies an unfolding of the crime.
HI.
The court on application therefor by the State made an order for a special jury to try the case. The regular jury commissioner thereupon selected the list from the general register of jurors in the city, and did not draw them from the wheel in the manner of ordinary juries, and of this defendant complains on the ground that in every part of the State all kinds of juries, grand, petit, special and ordinary, are required to. be drawn by lot, and thus citizens of St. Louis are denied a right secured to citizens of all other portions of the State,' to-wit, the right to have their juries selected by chance.
As to special juries counsel have overlooked the
IV.
Much is said in the briefs of defendant in regard-to the failure to serve defendant’s counsel with a copy of the panel of the special venire.
• Prom the argument made it would seem that counsel claim that they were entitled to at' least twenty-four hours ’ inspection of the panel before being required to-proceed with the examination of jurors on their voir dire.
We do not think this a proper construction of our statute governing this case. Section 2623, Revised Statutes 1899, providés that a list of jurors who have-been found by the court to be qualified to sit as such in his case shall be delivered to the defendant in the cases specified in the first subdivision of section 2619-at least twenty-four hours before the trial, that is to-say, in cases in which4 4 the offense charged is punishable-with death, or by imprisonment in the penitentiary not less than for life; ’ ’ and in the cases specified in the-second subdivision of said section, at least twelve hours-before the trial, that is, if the offense be punishable in the penitentiary not less than a specified number of years and no limit to the duration of such imprisonment is declared. 44In other cases, before the jury is sworn, if such list be required.”
In this case the punishment prescribed is not exceeding seven years and not less than two years, so that it falls within the clause which prescribes that defendant shall have a list of the panel before the jury is sworn if he requires it. Reading section 2623 in connection with section 6566, it will be seen there is no conflict between the two. The latter provides that a list shall be made out and delivered to each party, and the former designates the time which shall be given the de
We have caréfully read the evidence on this point, and the finding of the court. The first order for a special venire was for fifty jurors and was returnable on the 17th of July. The jury commissioner made out five lists of the panel and handed them to the court who gave them to the sheriff to serve and kept the others until the 17th. On Thursday morning', the 17th, the judge handed three of the lists to the clerk, who handed one to the counsel for the State and another to counsel for defendant. The jury was not called until the lists had been handed to the respective counsel.
On Thursday, it appears, counsel for defendant insisted on the full number of jurors being summoned, and thereupon the court ordered the jury commissioner to select fifty more jurors returnable July 21', 1902.
The counsel were served with copies by the clerk on the 21st, just as they had been on the 17th. Counsel for defendant made the point that the sheriff must deliver the lists, but the court overruled his contention, and he duly excepted.
On the 21st the first twelve was called to’ the jury box to be examined on their voir dire and were examined by both sides, and found competent, and at this point the court adjourned until Tuesday, July 22, 1902, at ten o’clock, and the whole venire were duly cautioned as to their duties and obligations.
On the reconvening of court on Tuesday, counsel stated to the court that the sheriff on the preceding day liad been calling from the panel ordered on Thursday, and not from the first fifty, and they therefore moved the court to complete the list from the first list, whicii motion the court overruled. The sheriff called the list which he used in its regular order. When counsel for defendant required a hundred jurors to be summoned before proceeding with the examination of the
The statute providing for summoning jurors has been so often held to be merely directory that it is scarcely necessary to cite decisions. [State v. Jennings, 98 Mo.- 493, and cases cited; State v. Williams, 136 Mo. 307; State v. Albright, 144 Mo. 638; State v. May, 172 Mo. 630.]
Counsel had the lists and it was/tot necessary that they should have been served on them by the. sheriff. In a somewhat extended practice we have never known the list to be furnished counsel by any one but the clerk.
Had counsel been attentive to their written lists they could have ascertained that the sheriff was calling the second list and it was their duty to object during the first day’s examination of the jurors on their voir dire. Having permitted twelve of that list'to qualify they had no absolute right then to turn to another list. Under all the circumstances it was a matter within the wise discretion of the court, and it is apparent no harm has resulted as there is no objection in the record to any individua] juror on the panel finally selected, from which the jury was chosen to try this case.
We are thus brought to the errors assigned on the admission of evidence. This can best be disposed of in groups.
The first objection is general, to-wit, to all that evidence which went to establish the averments in the indictments that Murrell was actually bribed by Stock to pass the Suburban bill or Council Bill No. 44, on the ground that it was entirely immaterial; that the true and only issue in the case was whether defendant “knew of the existence of the seventy-five thousand dollars deposited in the Lincoln Trust Company for the purpose of influencing- or bribing any member of the House of Delegates;” that whether the charge of bribery against Murrell was true or false, and whether the charge that the money had been deposited was true or false, if the same was being investigated by the grand jury and defendant was a witness before said grand jury and falsely, knowingly and corruptly testified to any matter material to said inquiry, he was guilty of perjury, whether Murrell was guilty or innocent.
We think this is a fair statement of defendant’s position on this general mass of evidence which tended to show Murrell was in fact guilty of the bribery which' was under investigation by the grand jury, and we think, moreover, that after the State had ’ established that the circuit court was in lawful session and that’ a grand jury had been impaneled, charged and sworn therein and William H. Lee had been duly appointed foreman thereof by the court, and that defendant was summoned before said grand jury and sworn to testify the truth, the whole truth and nothing but the truth in answer to any question that might be propounded to him, and a member or members of the grand jury had testified that at that time a charge of bribery against Murrell was being investigated by said jury in which it was asserted that $75,000 had been deposited in the
■ To this extent we think no serious objection is urged to the testimony, but when the State undertook to make the further necessary proof required in all prosecutions of perjury, to-wit, to corroborate Reiss by producing corroborative evidence, it offered evidence tending to prove that Stock was the representative of the Suburban railroad and that Murrell had approached him and made propositions to secure the passage of Bill No. 44 of the Suburban ordinance for $75,~ 000; that in pursuance of these negotiations the $75,-000 was in fact deposited in the Lincoln Trust Company under the express agreement between Stock and Mur
There was also proof of the pendency of the bill in the House of Delegates and then evidence was offered to show that a combine or confederation consisting of a majority of the House of Delegates existed and that defendant was a member of that combine. To all of this evidence defendant, as already said, objected: first, because it was irrelevant and immaterial to the issue on trial; and, second, because it had ,not first been shown that the so-called combine was for a corrupt purpose, .and that notwithstanding the evidence tended to show Murrell’s guilt, it did not and had not connected defendant with the corrupt agreement of Stock and Murrell; that as to him at least it was pure hearsay. Bearing in mind, now, that the grand jury was investigating the charge of bribery against Murrell and the discovery of the $75,000 in the safe deposit box on a charge of perjury against defendant for falsely swearing he knew nothing of said $75,000, the fact of bribery was pertinent, as it was the necessary predicate of his alleged knowledge, but its pertinency and materiality, so far as defendant was and is concerned, depended on his knowledge thereof. Hnless his knowledge was shown by evidence sufficiently corroborative of that of Reiss, no conviction could be had. In Greenleaf on Evidence' it is laid down: “In proof of the crime of perjury also it was formerly held that two witnesses were necessary because otherwise there would be, nothing more than the oath of one man against another, upon which the jury could not safely convict.” [1 Greenleaf, Ev., sec. 257.] This court in State v. Heed, 57 Mo. 254, adopted his language as its own, as to the relaxation of that rule, as follows: “But this strictness has long since been relaxed ; the true principle of the rule being merely this, that the evidence must be something more than sufficient to counterbalance the oath of the prisoner and
So that while the evidence of the deposit of the $75,-000 and the corrupt purposes for which it was raised and placed in the safety box was competent, because this vms the very fact the grand jury were investigating, and if it had not existed the alleged falsity of defendant’s evidence was without any basis whatever, the State was bound to prove by evidence in addition to that of Reiss and corroborative thereof, that defendant knew of such fund and its criminal purpose. To do-this the State offered and the court admitted over the objection of defendant evidence tending to prove that defendant was a member of what was termed “the combine” in the House of -Delegates. If the State had shown that this combine was for a corrupt purpose, and that a conspiracy had been entered into to pass this ordinance, then of course, what Murrell -said and did in the furtherance of said conspiracy would bind this defendant if he was shown to have been a member of such conspiracy.
But here we are confronted with the insistence that there was no proof of a combination for corrupt or unlawful purposes. The evidence established that defendant was a member of the House of Delegates, one
It is not pretended that Murrell ever named the defendant as one of the members of the House of Delegates who was to receive a part of the $75,000, but if he had it is obvious such a declaration on Murrell’s part would not be binding on defendant unless there was proof that defendant was a member of a conspiracy to demand said money as the price of the passage of said bill or ordinance. Counsel cite us to the case of People v. O’Neil, 109 N. Y. 251, but in that case two of the aldermen testified to the forming of the illegal combination for controlling the grant of a franchise on Broadway; that thirteen of the aldermen constituting a majority of the board met and discussed two prop
“After some discussion upon the subject by the various members present, all present, of whom defendant was one, voted to accept the proposition of surface company and each should receive. $22,000 for his vote. They afterwards met and appointed the man to receive the money.”
In that case the unlawful conspiracy was established, and the participation of the defendant therein, and the court ruled that what the different aldermen afterwards did in pursuance of this corrupt agreement was evidence against the defendant, who was a party to it, and also that the acts and proceedings of the board in which the defendant participated were competent as throwing light on the prior conduct of defendant and to corroborate the testimony of the accomplices. No doubt whatever is entertained that that decision was correct. Bur in this case no combination other than to control the organization of the House of Delegates was established. No witness testified to any such corrupt agreement' and combination as was shown in the O’Neil case, supra.
We have read the evidence with great care, and so far as Stock’s evidence as to Murrell’s statement to him goes, it included all of the House of Delegates. Murrell did not assume to represent nineteen only of the members, and did not specify those whom he assumed to represent by name. He never saw defendant-in connection with the deposit and never told him of it.
When we come to the character of this combine and the purposes for which it was organized, it appears that Holtcamp, himself a delegate in the House, testified there was an organization in the House commonly called “a combine.” He would not say .it was organized particularly to control Suburban legislation, but they practically controlled all legislation; that
Asked if he ever saw this defendant come out of the room where the combine met, he said he had no recollection of ever having seen him do so. He could only say he was a member by his counseling and voting with the nineteen. Defendant had never talked with him about the matter. On cross-examination he stated he could not say that defendant was ever present in the private room on any given occasion. .In the first organization of the House defendant co-operated with witness in the election of Tamblyn as speaker, and then after a reorganization ousting Tamblyn, defendant went with the combine whom he had up to that time opposed.
Witness stated that this organization or combine went to pieces because some of them would not agree to vote as a unit on bills.
Asked the purpose of this organization witness answered, nothing “beyond the fact that all were expected to vote together on bills.” There was no agreement or suggestion at any time to do any unlawful or corrupt act. He knew of nothing that defendant, did beyond voting and counseling with the nineteen after the reorganization. ,
Mr. Sturdevant, another delegate, testified substantially as Holtcamp did, but would not say he ever saw •defendant come out of the room when the combine met during the consideration of the Suburban bill. He knew nothing of any meeting of defendant with the combine for the purpose of influencing legislation upon the Suburban bill.
In view of this evidence it is insisted by the State that the inference is irresistible that this combine of nineteen were to receive the $75,000, and as defendant was shown to be one of them he necessarily knew of the corrupt fund and its purpose, and therefore this evidence was sufficient corroboratory proof to overbalance' the evidence of defendant before the grand jury that he' did not know of the $75,000 bribery fund. After a careful consideration of it we are unable to adopt such a view. ’ This is a criminal prosecution for a felony. The law presumes the defendant innocent until his guilt is established beyond a reasonable doubt. We agree that his guilt may be established by circumstantial evidence, but these circumstances must be consistent with defendant’s guilt and be inconsistent with his innocence. Now, while this evidence tended to prove defendant was a member of “a combine” in the House of Delegates, or an agreement of certain members to vote together, there is not a word anywhere in it that shows, the conspiracy was for the corrupt purpose of accepting bribes to further legislation. The witnesses who-testified to defendant’s being in the combine admitted they were also in similar combines to maintain a certain
So in this case while it is a legitimate inference from the testimony that the nineteen members of the House did have an organization binding them to vote together on all questions and that by so doing they disregarded that duty to the city and their constituents which every representative owes to carefully consider each measure brought before him and vote upon it as his own independent judgment dictates and solely upon its merits, it is not therefore to be presumed that it was a combination for bribery or other corrupt purpose and that because one of their number is shown to have accepted a bribe that it is an irresistible or even a reasonable inference or presumption that all the others knew of the bribe and were to participate in its fruits. Much as such combines are to be condemned, the mere fact of their existence does not justify the presumption that they are necessarily for corrupt purposes.
It is entirely within reason to conceive of a number of persons agreeing to do an act not criminal in itself, and that one of their number should afterwards do or agree to do a corrupt act entirely distinct from that which they had agreed to do, and if he does so the others not consenting thereto ar.e not responsible for his independent criminal conduct, and this is true even if the agreement was to do one character of criminal act, and
So that if the evidence has shown a conspiracy to extort a bribe as the price of the passage of the ordinance known as the Suburban bill and that defendant was a member of that conspiracy, the subsequent conduct of Murrell during the continuance of such conspiracy in arranging for the delivery of the bribe would have been binding on defendant and Murrell’s act would have been his act, and the fact that he was a member of such a conspiracy would have been strong corroborative evidence of his knowledge of the bribe money and the purposes for which it was to be used. Such was the case in People v. O’Neil, 109 N. Y. 251, but when the State merely showed in this case that he was a member of the combine who controlled legislation in the House of Delegates and failed to show by any witness or evidence aliunde that the purpose of said combine extended to the corrupt purpose of extorting bribes to secure the passage of bills and particularly the Suburban bill, it fell short of showing a conspiracy that would render defendant liable or • responsible for Murrell’s corrupt act, and necessarily failed to show such knowledge of his corrupt bargain with Stock as would convict him of perjury in testifying that he did not know of the $75,-
In onr opinion, the bare fact that defendant was a member of the so-called combine in the Honse of Delegates without having shown that the purposes of said combine was to extort or obtain a bribe to pass the Suburban bill, was insufficient by itself to show knowledge on the part of defendant of the $75,000 and” the corrupt purpose for which it was to be used, and when the court subsequently instructed the jury in its fourth instruction that the mere fact that defendant was a member of the House of Delegates was of itself no evidence that defendant knew that the $75,000 was deposited by Stock and Murrell, the jury might well have concluded that, the mere fact that he was a member of the combine without the further proof that it was formed and existed for the corrupt purpose of extorting or receiving bribes was sufficient corroboratory evidence of such knowledge and corroborated Paul Reiss, the accusing witness. The State should have been required to go further and show that this combination was for the corrupt and illegal purpose of. obtaining a bribe to pass the Suburban ordinance, and that defendant was a member thereof with knowledge of its purposes.
In the absence of such additional proof, the defendant was not bound by any statement by Murrell or Stock made in his absence and without his assent to the effect that the $75,000 was deposited under an agreement to procure the passage of the ordinance No. 44, through the House of Delegates.
VI.
Considering now the specific objections of defendant to certain testimony, we note first the assignment that the court erred in permitting Paul Reiss to testify to a conversation had with him by one Julius Lehman in May, 1901, regarding the $75,000, because it' was the statement of a third person in no manner authorized
The admission of Lehman’s statement to Reiss came about in this manner: Reiss had testified to defendant’s statements to him in regard to the $75,000 on two different occasions, and to Ms statement to defendant that he (Reiss) had beard the story, but that knowing Stock as be did he discredited Stock’s doing such a thing.
On redirect examination the prosecuting attorney asked the following question: “You have stated that when this deposit in the Lincoln Trust Company was referred to, you said you had heard the story; now, I ask you how and from whom you heard it, if any one? ”
To this question counsel for defendant interposed the objections that it was pure hearsay, and could in no way affect defendant; and moreover, was a privileged communication. The argument on the part of the State was, that as counsel for the defendant had asked Reiss in regard to his statement to defendant, “Did you tell him how you became familiar with the story?” and Reiss had answered, “I don’t know that I did,” this was an insinuation that the witness had received his information from Stock, and for that reason the State proposed to show now from whom he did receive his information, to-wit, from Lehman, a member of the House of Delegates, a member when defendant was, and a member of the combine. Counsel for defendant insisted that no such insinuation was made; that the sole purpose of their question was to show he didn’t get it from defendant. The prosecuting attorney, however, insisted it was also competent to show that Lehman, a member of the combine, had gone to Reiss and. tried to get him to effect a compromise with Stock in behalf of the combine, and to show the purpose of the combine was not merely to control legislation, but for the purpose of receiving money for votes, an illegal
As defendant had not invoked this hearsay, it was obviously incompetent and highly prejudicial to allow the State to introduce it on the claim that Reiss was entitled to tell from whom he had heard it. He had already detailed at length all that defendant had told him and beyond all cavil it was contrary to elementary principles and improper to permit him to tell the jury what some one else had told him in the absence of defendant. The defendant could not be bound by what Lehman in his absence and without defendant consenting thereto had told Reiss some six months previously. As to Lehman being a member of the combine, the same reason exists for excluding his statement to Reiss so far as the defendant is concerned as we have held existed against Murrell’s statements until it had first been established that this defendant was a member of a corrupt conspiracy with said Lehman and others to extort a bribe for the enactment of this bill or ordinance. Lehman’s statement, so far as this defendant was concerned, was pure hearsay and inadmissible, and in no way binding on defendant, and the circuit court-erred in admitting it over the protest of defendant.
We are referred by counsel for the State to State v. Walker, 98 Mo. 95, and State v. Melrose, 98 Mo. 594, but those cases merely announce the familiar rule that the time when the proof of the conspiracy must be offered is somewhat in the discretion of the court, but the doctrine is reaffirmed in those cases, as it is everywhere else, that(‘it is necessary to show a combination or conspiracy in order to make the acts and declarations of one the acts- and declarations of all, ” and while it is sometimes permissible, on the undertaking of the
As already said, no other proof in this record supplied this failure to prove the criminal conspiracy aliunde so as to render Lehman’s statements admissible against this defendant. <
If the prior criminal combination had been shown, his statement, if otherwise competent, would have been competent in chief and not at all dependent upon the cross-examination of Reiss, or if sufficient evidence of the criminal purposes of the combination had been shown to justify the court in submitting the question to the jury, it would have been competent for the jury to find the purpose of the combine to have been to exact bribes, but after a careful consideration we are of opinion that the mere -fact that the defendant was one of the controlling faction in the house and usually voted with them does not create a presumption that the said organization had with his knowledge combined to commit bribery or receive bribes for their votes nor is there any presumption that because Murrell bargained for the bribe, all the others or this defendant knew it or should be presumed to know it. "We may have a suspicion that such was the case but the defendant was on trial for his liberty, and we can not indulge in suspicions in a matter so grave and so far-reaching in its ultimate effect in the administration of the criminal law. We think, moreover, the court should have gone farther than it did and not merely instructed the jury that the fact that defendant was a member of the House of Delegates was no evidence of his knowledge of the $75,000 deposited by Murrell and Stock, but that the fact that he was one of the majority who ordinarily
VII.
But again, it is insisted that Lehman’s statement to Reiss was a privileged communication by a client to his attorney. To which contention the State answers, it was not privileged, because Lehman was attempting to have Reiss further the crime of bribery, and become accessory after the fact to that crime. The defendant replies that it is only those communications made by the client to his attorney before the commission of the crime for the purpose of being guided and helped in the commission of it, that are not privileged and that in this case the crime was complete, to-wit, the criminal agreement to vote for the passage of the Suburban bill before Lehman consulted Reiss and the conspiracy ended. The evidence of Reiss was that Lehman attempted to get Reiss to undertake to bring about a settlement for the seventy-five thousand dollars or part of it, which Stock had deposited in the Lincoln Trust Company for “the boys,” himself among the number. In a word, it was an effort to employ Reiss to secure the fruits of a promised bribe which had not yet been realized. The general rule, both in England and in the United States, is well summed up in Chrisler v. Garland, 11 S. & M. 136, as follows: “Communications from clients to attorneys are privileged on the ground of public policy, with a view to the safe and pure administration of justice. The protection is not qualified by any reference to proceedings pending or in contemplation. It is adopted out of regard to the interests of justice, and from the necessity of free and unrestrained intercourse between counsel and client. It is better, in our judgment, to adhere to the rule, in a broad and liberal sense, than to weaken its force by exceptions. ’ ’ This is a fair
“First. To be privileged the communications must pass between the client and his attorney in professional confidence and in the legitimate course of professional employment of the attorney.
“Second. If the communications are by the client made to the attorney before the commission of the crime, and for the purpose of being guided or helped in its commission, they are not privileged.
“Third. Nor does the fact that the attorney was wholly without blame in any particular whatever affect the second rule.”
Measuring the communication made by Lehman to Reiss by this first rule, it is entirely plain that Lehman was not consulting Reiss for the purpose of defending him against a pending or anticipated prosecution for the bribery disclosed. Was it a communication by a client to his attorney in professional confidence “in the legitimate course of professional employment of the attorney?”
Section 4659, Revised Statutes 1899, which renders an attorney incompetent to testify “concerning any communication made to him by his client in that rela
Lord Brougham's statement of the rule at common law, in Greenough v. Oaskell, 1 M. & K. 101, is generally accepted: “If, touching matters that come within the ordinary scope of professional employment, they receive a communication in their professional capacity, either from a client, or on his account, and for his benefit in the transaction of his business, or, which amounts to the same thing, if they commit to paper, in the course of their employment on his behalf, matters which they know only through their professional relation to the client, they are not only justified in withholding such matters, but bound to withhold them, and will not be compelled to disclose the information or produce the paper in any court of law or equity, either as a party or a witness. ’ ’ This is accepted by Greenleaf as the correct statement of the rule. [1 Greenleaf, sec. 237.]
But, as said by Judge Stephen, it has no reference to communications by a client to his attorney in furtherance of a crime or fraud.
The reason on which the rule rests, is that “it is ■out of regard to the interests of justice, which can not be upholden, and the administration of justice which can not go on without the aid of men skilled in jurisprudence, in the practice of the courts, and in those matters affecting rights and obligations which form the subject of all judicial proceedings.” But, as said by the same learned judge in Queen v. Cox, 14 L. R. Q. B. D. loc. cit. 167, “the reason on which the rule is said to rest can not include the case of communications, criminal in, themselves, or intended to further any criminal pur
The eminent judge then remarks that Lord Brougham did not have the exception as to communications criminal in themselves, or intended to further any criminal purpose before him, or he would have noted them as exceptions, but remarks that the caution with which he worded the principle has the same effect.
Proceeding in the examination of the point under" consideration, he comments upon Gartside v. Outram, 26 L. J. (Ch.) 113, decided by Lord Hatherly, then Sir W. Page Wood. In that case certain wool-brokers sought to restrain a man who had been their sale clerk from disclosing their transactions. He replied they were fraudulent. The vice-chancellor said: “Confidential communications involving fraud are not privileged from disclosure. . . . The true doctrine is, that there is no confidence as to the disclosure of iniquity. You can not make me the confident of a crime or a fraud, and be entitled to close up my lips upon a secret which you have the audacity to disclose to me relating to any fraudulent intention on your part; such a confidence can not exist, ’ ’ and quotes as his own, this language of Sergeant Tisdal: “If he is employed as an attorney in any unlawful or wicked act, his duty to the public obliges him to disclose it; no private obligation can dispense with the universal one which lies on every member of society to discover every design which may be formed, contrary to the laws of society, to destroy the public welfare.” To the same effect is Regina v. Orton, Cockburn, O. J., Shorthand Notes, vob 3, p. 9381.
In a most admirable discussion of this question by Judge Ellison in Hamil & Co. v. England, 50 Mo. App. 338 (Kansas City Court of Appeals), it is said that-there is now no substantial disagreement of what the rule is, but the difficulty is in the application of the teinns “ordinary scope of professional employment” and “professional capacity.” The rule does not exclude all that passes between client and attorney, but that only which passes between them in professional confidence.
So that so far as this particular case is concerned, the admissibility of the testimony of Reiss depends upon whether Lehman’s statement to him of the deposit of $75,000 for “the boys,” alias certain members of the House of Delegates, including himself, and seeking Reiss’s assistance in adjusting a compromise, so that he and his associates could get their bribe, can be
Everywhere the English .and American courts have,, in true professional pride, pronounced that it is no part of an attorney’s employment to advise or hold professional communications as to the manner of committing a felony or fraud, nor to devise means to avoid the punishment which such conduct justly merits. As said by Mr. Justice Stephen, with the concurrence of all the English Judges, in Queen v. Cox, 14 L. R. Q. B. D. 153, “if his criminal object is avowed, the client does not consult his adviser professionally, because it can not be the solicitor’s business to further any criminal object.”
Conceding that the crime of bribery was complete, so far as the criminal agreement to pass the ordinance-, in consideration of the $75,000 was concerned, it is-plain that the proposition of Lehman to Reiss was to-aid in obtaining -the promised bribe which was being-withheld by Stock, and was no less iniquitous and degrading so far as the attorney was concerned, than if' his aid had been sought in the first instance. Lehman Imew and was bound to know, and Reiss the attorney knew, that Lehman’s claim against Stock or the Suburban company was one which no attorney could enforce in any court. No judicial tribunal would have listened to such a proposition for an instant, and the attorney advancing it would have deserved disbarment.
It was a bald offer to divide the fruits of crime with the attorney, if the latter could secure them. Lehman seems to have fully appreciated this, because he-only asked Reiss to bring about a compromise with Stock, well knowing, as he must be presumed to know,, that such a retainer was not, and could not fall within-the scope of the legitimate professional employment.. Indeed, he prefaces his communication with the suggestion that “now that you have been elected a member of the House of Delegates you can be of considerable-
But conceding that Lehman intended to employ Reiss because he was attorney at law to secure the corrupt fund deposited to pay him and his associates for their votes in passing the bill, can it be held to be a professional communication to Reiss in a professional capacity? Wherein does it differ in its iniquity from a communication made with reference to a proposed infraction of the law? We have seen that it is now the settled law that the latter is not privileged, and the former differs merely in degree. In each case the attorney is consulted as to a matter which in no lawful sense is a matter of professional duty. He can no more be employed to assist one criminal in requiring or inducing his confederate in crime to disgorge the price of his crime, than to advise and devise means for executing it in the first instance. Neither being a matter in which there can be professional confidence, and neither within the scope of professional employment, neither is privileged.
It follows that this objection, so far as Lehman was concerned, was not tenable, but the statement should have been excluded on Faulkner’s objection,.because in the absence of proof of a conspiracy between this defendant and Lehman and Murrell and others to pass the bill in consideration of the bribe and made in the absence of this defendant, it was hearsay and inadmissible.
VIII.
We come now to the exceptions urged against the instructions of the court.
In its first instruction the court directed the jury that if they found from the evidence “that after being
The objection is, first, that it submitted to the jury whether- defendant committed perjury by swearing he had never heard of the existence of said $75,000; whereas the indictment does not negative the truth of his evidence that he had not heard of said fund, but assigns as perjury only that “in truth and in fact he well knew of the existence of said sum.”
It requires no discussion to demonstrate that there is a radical distinction between knowing a fact and merely having heard of its existence. That the pleader recognized this is apparent in that he only charges that the defendant testified falsely that he did not know of the $75,000 and does not allege perjury in his testimony that he had not heard, of it. Now it is at once obvious that in submitting to the jury whether defendant falsely and corruptly testified he had not heard of said $75,000, the court submitted an issue not tendered in the indictment. Under the Constitution of this State, “In criminal prosecutions the accused shall have the right . . . to demand the nature and cause of the accusation.” [Sec. 22, art. 2, Const, of Missouri.]
Everywhere it is held that the assignment of the perjury is an absolutely essential part of an indictment for that crime, whether at. common law or under our
This is a rule of criminal pleading that goes to the very substance of things. Hence, the general averment that the defendant swore falsely upon the whole matter of the oath is not sufficient, but the indictment must proceed by particular averments to negative that which is false, and the prosecution is bound, in assigning the perjury, only to negative such parts as he can falsify, admitting the rest. [Gibson v. The State, 44 Ala. 23; Wharton’s Amer. Crim. Law, sec. 2259.] The necessity for such averment arises out of the settled rule that every fact and circumstance necessary to constitute the offense must be specifically set forth in the pleading and that a fact not averred can not be proved or goes for nothing if proved. [People v. Gates, 13 Wend. 311; People v. Miller, 2 Parker’s Crim. Rep. 197; Com. v. Still, 83 Ky. 277; Gabrielsky v. The State, 13, Tex. App. 428.]
Applying these universal principles of criminal pleading it is plain that unless we deny the defendant, his right to be informed of the nature and cause of the accusation against him, in an indictment for perjury, he is entitled to be told in the indictment wherein and to what extent the statements alleged to have been made by him were false that he may know what he is to answer, because the presumption is that what is not charged in the indictment does not exist, and hence, when in this case the pleader only negatives the defendant’s evidence that he did not Imow of the $75,000 and nowhere negatives his evidence that he had not heard of it, so far as the indictment goes, this is an admission or concession that his testimony that he had not heard of the $75,000 was true, and hence, when the court submitted the issue whether it was false, it framed an issue not in the indictment.
Under this instruction the defendant might have been convicted on the charge that he had not heard of the $75,000, whereas no perjury is assigned on that part of his evidence.
Another objection made to this instruction is that it impliedly at least -authorized the jury to find that defendant knew of said $75,000 if he had heard of it by rumor or otherwise than by reading of it in the newspapers.
We think this is also a fair criticism of this instruction on this point. It is true the court required that the defendant should know, and as the evidence of the stenographer of the grand jury showed beyond a doubt that defendant testified he had read of it in the newspapers, the court properly cautioned the jury that such information was not knowledge under the indictment. We do not think that by excluding what he had read in the papers, the court cured the error of submitting to the jury whether defendant had falsely sworn he had not heard of the $75,000 otherwise than by reading of it in the newspapers.
In this connection the propriety of the refusal of the fourth instruction requested by defendant must be determined. That instruction is in these words:
“4. The jurors are instructed that unless they believe beyond a reasonable doubt, from all the evidence in the case, that the defendant, on January 31,1902, had personal knowledge, or had heard prior to January 31, 1902, or learned from John K. Murrell or Philip Stock of the existence of $75,000 deposited in the Lincoln Trust Company for the purpose of influencing, bribing or corrupting any member of the House of Delegates for his vote or influence in the passage of Council Bill
This embodies a distinct proposition from that in the first instruction for the State.
In th’e latter the jury are required to find knowledge aside from newspaper publications. Defendant in this instruction requests the court to specifically define the sources of knowledge, and in what it consists.
This instruction, so far as it goes, is correct, but as the State was proceeding on the theory of a conspiracy, the instruction should have gone further and stated the further alternative, ‘ ‘ or that defendant at and prior to the deposit of said $75,000 by .said Stock and Murrell was and had been a member of a criminal conspiracy or combine to obtain said sum under an agreement with said Stock in consideration of their votes to pass said Suburban ordinance, and that said Murrell was also a member thereof, in which case, if they so find, the de-* fendant would be chargeable with knowledge of the acts of said Murrell and of the knowledge possessed by said Murrell during the continuance of and in furtherance of said unlawful conspiracy. ’ ’
IX.
Error is asserted in refusing the fifth instruction requested by defendant as follows:
The fact that the grand jury had voted to indict Kratz and Murrell prior to defendant’s giving his testimony before'that body and prior to the return of the indictment into open court, in no manner affects the defendant’s responsibility for the falsity of his evidence given before said grand jury in the further investigation of the case, or its materiality. It was entirely competent for the grand jury to continue their investigation to ascertain all the legal, competent and material evidence in regard to said charge against Kratz and Murrell or either of them. Notwithstanding they had voted to indict Kratz and Murrell it was within their power to have reconsidered such vote and refused to find a true bill. The only limitation on their power to require witnesses to be brought before them is contained in section 2498, Revised Statutes 1899, which prohibits them “after the finding and returning of any indictment” from requiring any person known or believed to be a witness for the person so indicted to be summoned before them, except upon the written order of the judge of the court into which such indictment has been returned.
■ . Until such indictment is returned in open court, signed by the prosecuting attorney and attested by the foreman, it is not an indictment.
By far the most important question raised by defendant’s appeal is found in the third instruction prayed by him in the following words.
“3. The jurors are instructed that under the Constitution of the State of Missouri no person can be compelled to testify against himself in a criminal case, and that if you believe from the evidence that on the 31st day of January, 1902, the grand jury of the State of Missouri, within and for the body of. the city of St. Louis, were investigating a charge against this defendant and he was summoned to appear before them, and that upon said hearing he was not notified that he could, not be compelled to testify against himself, and that said grand jury compelled him to sa testify, then, the defendant in giving testimony at such time before such grand jury could not be guilty of .perjury, and it is your duty to acquit the defendant.”
It is obvious that there are at least two, if not three, distinct legal propositions involved in this instruction. The first is an old and time-honored maxim of the common law, “Nemo tenetur seipsum acensare” (No one shall be compelled to accuse himself).
As said by Judge Barclay in State ex rel. Attorney-General v. Simmons Hardware Company, 109 Mo. 125-6. “To fully grasp its meaning we must note its place in the history of the law as one of the most important of the rules of procedure that express the fundamental difference between the criminal practice prevailing in continental Europe, and that of countries which trace their laws, as we do, to the English source. In the former, the accused is required to submit to a rigid official examination touching the charge against him. In the latter such an examination is positively forbidden. The reason of this difference is found in that higher regard for the personal rights of the individual citizen, which obtains in countries following the En
In Missouri it forms One of the sections of our Bill of Rights, our organic daw: “No person can be compelled to testify against himself in a criminal cause.” In every State of the Union a similar provision is found in its Constitution. It is also firmly embodied in the Constitution of the United States. The courts have jealously enforced it in all cases in which it was properly invoked. Mr. Justice Bradley, in Boyd v. United States, 116 U. S. loc. cit. 631, voiced the sentiment of all American courts and lawyers when he said: “Any compulsory discovery by extorting the party’s oath, or compelling the production of his private books and papers, to convict him of crime, or to forfeit his property, is contrary to the principles of free government. It is abhorrent to the instincts of an Englishman; it is abhorrent to the instincts’ of an American. It may suit the purposes of despotic power, but it can not abide the pure atmos - phere of political liberty and personal freedom.”
In our own jurisprudence, from the first volume of our reports down to the last, the same principle has been fearlessly announced and adhered to. It is not to be abandoned to subserve the exigencies of any particular prosecution. Constitutional safeguards which have resisted the'assaults of monarchical power for centuries in England, and withstood momentary clamor in this "country throughout our national existence, are not to be frittered away at the demand of these who have apparently studied the fundamental principles of our free institutions to little advantage, when they demand that this universal principle of the common law and this constitutional guaranty of our Federal and all the State Constitutions shall be abro
So far as tbis instruction announces tbis obvious .and just principle of law, it is unquestionably correct, but its application to tbe facts of tbis case is another matter. Having announced tbe exemption from being compelled to testify against bimself, tbe instruction proceeds to submit to the jury whether tbe grand jury was investigating a charge against tbe defendant. Learned counsel insist that tbis is apparent from bis •examination, and have reproduced tbe examination of tbe stenographer, Buck, and of defendant before tbe grand jury, from which it appears tbe defendant was summoned as a witness before the grand jury in tbe investigation of tbe charge of bribery against Kratz and Murrell; that be was closely questioned as to bis knowledge of the combine in tbe House of Delegates, its purposes, and from the nature of tbe questions put to him it may be inferred that tbe grand jury or circuit attorney suspected him of being a party to tbe bribe agreed upon between Stock and Murrell. It also appears that tbe defendant disclaimed all knowledge of tbe said bribe, and denied that be was a member of any corrupt combine.
At no time did be decline to answer on tbe ground that it would or might incriminate bimself. It further appears be was not advised or notified that be need not answer any question put to him if be thought it might tend to criminate him. In support of tbe proposition that because tbe grand jury suspected tbe defendant was a party to tbe corrupt agreement between Stock and Murrell and still persisted in questioning him as to bis knowledge of it without advising him of bis privilege, tbe defendant could not be convicted of perjury even though be knowingly and willfully testi
The first is that of State v. Young, 119 Mo. 520. That was a prosecution for murder. The defendant, an ignorant boy, had been summoned before the coroner and required to testify as to his presence in the vicinity of his father’s house on- the night of the homicide. Afterwards on his trial on an indictment for murdering his father, what he testified to before the coroner was admitted against him as his admissions and this was assigned as error. After a full review of all the attainable cases we ruled that his testimony thus obtained without notifying him of his privilege and after he was suspected, was not a voluntary admission and was inadmissible on his trial for murder. Whether he could have been tried for perjury if he had falsely testified was not involved in the record and of course was not passed upon. It was, however, ruled that if the defendant had voluntarily testified and not by compulsion his statements would have been evidence even though it had been a preliminary trial of himself for the murder.
State ex rel. Attorney-General v. Simmons Hardware Co., 109 Mo. 118, arose on an information by the Attorney-General under the Act of 1889, for the punishment of “Pools, Trusts and Conspiracies,” and upon the refusal of the defendant to answer under oath the letter of the Secretary of State as to whether it had merged its business in or with any trust, etc. The defendant challenged the constitutionality of the law requiring it to answer under oath touching a matter which might form the subject of a criminal prosecution against it or its officers, and it was unanimously held that under section 23, article 2, of our Constitution, it could not be compelled to testify against itself. It asserted its privilege and refused to so testify and its position was sustained. No question as to whether its officers could have been prosecuted for perjury and con
Counselman v. Hitchcock, 142 U. S. 547, arose on a habeas corpus, wherein the petitioner had been imprisoned for refusal to answer a question which would have subjected him to a prosecution for a violation of the Interstate Commerce Act of Congress. He claimed his privilege and exemption and he was discharged by •the Supreme Court of the United States. The question of his liability if he had falsely testified, was not in the case.
Boyd v. United States, 116 U. S. 616, was an information under the customs revenue laws and the district court, under the fifth section of the Act of 1874, required the defendant to produce an invoice, and it was ruled the act was unconstitutional in that it required him to testify against himself.
In Cullen v. Commonwealth, 24 Grratt. 624, the defendant' was asked by the grand jury to state whether he knew of a certain duel and he declined to answer because his answer would tend to criminate him. On his refusal the hustings court committed him to jail. The Court of Appeals of Virginia discharged him on habeas corpus, because the act of the Legislature of Virginia invaded his constitutional right to refuse to give evidence tending to criminate himself. No question of his liability for perjury for false testimony was involved or decided.
People v. Mondon, 103 N. Y. 211, was a prosecution for murder, and the prisoner, an ignorant Italian laborer, unfamiliar with the English language, was called as a witness before the coroner’s jury, and examined by the district attorney and coroner. He was indicted and his testimony on the inquest was offered against him and the Court of Appeals of New York ruled his answers were not voluntary and were inad
In People v. Mondon, 103 N. Y. l. c. 221, the court says: “When a coroner’s inquest is held before it has been ascertained that a crime has been committed, or before any person has been arrested charged with the crime, and a witness is called and sworn before the coroner’s jury, the testimony of that, witness, should he afterward be charged with the crime, may be used against him on his trial, and the mere fact that at the time of his examination he was aware that a crime was suspected, and that he was suspected of being the criminal, will not prevent his being regarded as a mere witness, whose testimony may be afterward given in evidence against himself. If he desires to protect himself he must claim his privilege.”
State v. Clifford, 86 Iowa 550, holds that the involuntary admissions of one made under oath before a grand jury in respect to an offense for which he is then under arrest and without being informed of his rights in the premises or of the effect of his testimony, are not competent evidence against him upon a subsequent trial under the indictment for such offense.
Emery’s Case, 107 Mass. 172, was one id which the witness claimed his privilege before a joint committee of the Senate and House of Massachusetts. He was imprisoned for refusal to answer and was discharged on habeas corpus by the Supreme Court of Massachusetts.
One other case, not in the printed brief, is United States v. Edgerton, 80 Fed. 374. This is a case in the district court of Montana. The decision was made on a motion to quash an indictment, first, because one Flynn, an expert witness, was permitted to remain in the grand jury room and hear the testimony of other witnesses and examine them; second, because, while investigating the offense for which the defendant was indicted,, he
1 Grreenleaf on Evidence, sec. 225, treats merely of the manner of the examination of the prisoner and voluntary confessions.
Cooley on Constitutional Limitations is cited to the effect that the proceeding to establish guilt shall not be inquistorial and that the peculiar excellence of the common-law system of trial over that which has prevailed in other civilized countries, consists in the fact that the accused is never compelled to give evidence against himself.
The other text-books cited only confirm the foregoing adjudicated cases. It will be observed that the principles to be extracted from them is, first, that the witness can not be compelled to criminate himself; second, that it is his personal privilege to decline to testify and he may voluntarily waive it; third, that if compelled to testify after arrested or before arrest before a coroner’s jury, after he is suspected, his admissions are not voluntary and can not be used against him
But the point which we are to determine is whether a witness, not under arrest for a crime, and summoned before a grand jury in the investigation of the guilt of others, can fail to claim his privilege or waive it, and testify falsely, and be absolutely exempt from a prosecution for perjury for such false swearing. The proposition reduced to its last analysis is, that as no person can be compelled to testify against himself, he may waive his privilege, testify falsely, and yet incur no liability for perjury. In another form it may be stated that since he can not be compelled to incriminate himself, and as by testifying falsely he does incriminate himself fiy committing perjury, therefore, he can not be prosecuted for it.
Two answers readily suggest themselves to this proposition that the witness in such circumstances is justifiable in committing perjury, and they are these: first, he may refuse to answer, and if the court shall deny his privilege and commit him, he can be released on habeas corpus; or, second, if he yield to the order of the court and testify truthfully and his truthful evidence leads to his indictment, it can not be used against him on the trial, and if it is improperly admitted the appellate court will reverse the trial court. So that two lawful avenues are open to him by which he may avoid the road to perjury and a prosecution therefor. The point has received careful consideration in our sister States. Thus in Mackin v. People, 115 Ill. 312, the Supreme Court used this language: “Assuming the answers to the questions propounded to defendant would have disclosed criminal conduct on his part, it was his privilege to decline to answer, and his refusal, could not have been made the basis' of any prosecution against him. Of course no one can be compelled to give evidence against himself, and the law secures to every one when testifying in any legal proceeding,
Again, in State v. Turley, 153 Ind. 345, the defendant was indicted for perjury. In the course of the opinion the court says: “It may be that appellee could not have been required to answer any questions in regard to statements made by him, if any, concerning his bribing or offering to bribe the engineer, or to testify to anything connected therewith, if he had declined to answer on the ground that his answer would tend to criminate him, but when he testified, if his testimony or any part thereof ivas false, he is subject to prosecution for perjury the same as any other witness. ’ ’ [Gillett’s Crim. Law, sec. 691; Anon., 3 Salkeld 248; Choke, Eliz., 486.]
In State v. Maxwell, 28 La. Ann. 361, the error alleged was “that the assignment of perjury is upon a question which the State had no legal right to ask and which the witness could have refused to answer.” To which the court responded: “If the answer would criminate the witness he might refuse to answer, and the court would not compel a response.' Here the witness made no objection.” The judgment was affirmed.
Greenleaf in his work on Evidence (15 Ed.), 3 vol. sec. 191, says: “The competency of the witness
In State v. Terry, 30 Mo. 368, the prosecution was for perjury committed before the grand jury in falsely swearing the defendant did not know of any person who-had bet upon any game of cards in the last twelve months in Cole county. On the part of defendant it was urged “that the defendant could not be compelled to answer; that if erroneously compelled to testify, perjury could not be assigned upon his answer, and that having answered voluntarily, there can be no better foundation for an assignment of perjury than if forced,” but Judge Scott rejected the proposition and affirmed the judgment. [Com. v. Turner, 98 Ky. 528.]
The one case cited by counsel which they assume goes to the extent of holding that if a witness is required by a grand jury or court to testify to facts tending to criminate him, perjury can not be assigned on such evidence, is Pipes v. The State, 26 Tex. App. 318. It is true there is a dictum to that effect in that case, but Judge Hart says no such 'state of facts appeared in that case, and .hence it is lacking in weight as authority. Profound as is our respect for the learned judge who wrote that opinion, this obiter is not convincing.
In our opinion, because a court requires a witness even erroneously to testify to a matter which he is justified in refusing to answer, is no ground for charging the court with having compelled him to testify to .that which is false. It may be and is wrong to require him to testify to the truth if it would incriminate him, but it can not be said that merely because it wrongfully requires him to answer that it compels him to testify falsely. If he answers truthfully he can not be punished for perjury, and, as already said, he has two
Our conclusion is that the instruction goes too far and was properly refused.
XI.
We see no occasion for following counsel in their learned discussion of what constitutes the corpus delicti in perjury. The court in its first instruction properly defined the elements of the offense, save in submitting to the jury whether defendant falsely testified that he had not heard of the $75,000. He next properly instructed the jury as to the amount of proof necessary to convict.
XII.
There was no error in refusing defendant’s sixth instruction which required the jury to find defendant not guilty unless they found beyond a reasonable doubt that Stock was employed to secure the passage of the Suburban bill “by direction and authority of the board of directors of said Suburban Railroad Company to secure the passage of said ordinance.” This is predicated on the theory that no officer of the company was authorized to employ any one to do any illegal act for said company without direct authority of the board of directors.
The same may be said of defendant’s seventh instruction. The court fully instructed the jury that the evidence of the agreements between Stock and Murrell and Turner was admitted solely to establish whether such a deposit was made, and its purpose, and that by itself “it does not tend to prove and should not be considered by you as tending to prove that the defendant had any knowledge of such deposit.”
Again it is insisted the court erred in refusing defendant’s instruction which is as follows: “The court instructs the jury that the true test of whether the alleged testimony given by the defendant before the grand jury was material, is this: • Was it of such a character that if true it would have properly influenced the action of said grand jury in any material matter affecting the •alleged investigation by them as to whether one John X. Murrell had been guilty of bribery; and if the jury ■find from the evidence that the alleged testimony could not properly have influenced the action of said grand .jury, with reference to said action, then it is wholly immaterial whether it was true or false, and the jury ¡should find the defendant not-guilty.”
The tenth instruction asked by defendant was correct, but was fully covered by the court’s instruction as to the quantum of evidence required to convict of perjury, and to that extent there was no error in refusing it, but the court’s eighth instruction contains the same vice already noted in its first instruction, to-wit, that it subihitted to the jury a question of fact whether defendant had falsely sworn1 that “he had never heard of the existence of the $75,000 alleged to have been deposited,” or “had never heard of the existence of the aforesaid $75,000.” Otherwise that' instruction was well enough, but for the error pointed out was reversible error, because no such assignment of perjury was averred in the indictment.
We have now gone through all the alleged errors. It remains only to note the evidence tending to establish the agreement between Stock and Kratz as to the bribery of certain members of the Council. That evidence was wholly irrelevant to the issue in this case, and its effect could only have been to prejudice the minds of the jury and impress them with the appalling-extent to which corruption had crept into the municipal government of the city. It should have been excluded.
We have unavoidably been compelled to make this opinion of great length, but the importance of the questions raised and so ably discussed by counsel must be our excuse for so doing.
"We have kept in mind that we are an appellate. court. With questions of fact, as such, we have nothing to do, save only to see that there was sufficient legal evidence thereof to be submitted to the. jury. The questions of law have received our most careful consideration and for the errors pointed out, the judgment must be and is reversed and the cause remanded to be tried in accordance with the views we have expressed.